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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Vet. Sci.</journal-id>
<journal-title>Frontiers in Veterinary Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Vet. Sci.</abbrev-journal-title>
<issn pub-type="epub">2297-1769</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fvets.2024.1370909</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Veterinary Science</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Comparison of animal welfare assessment tools and methodologies: need for an effective approach for captive elephants in Asia</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author"><name><surname>Ghimire</surname> <given-names>Raman</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/2523462/overview"/>
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<contrib contrib-type="author"><name><surname>Brown</surname> <given-names>Janine L.</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
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<contrib contrib-type="author"><name><surname>Thitaram</surname> <given-names>Chatchote</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
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<contrib contrib-type="author" corresp="yes"><name><surname>Bansiddhi</surname> <given-names>Pakkanut</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
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<aff id="aff1"><sup>1</sup><institution>Faculty of Veterinary Medicine, Chiang Mai University</institution>, <addr-line>Chiang Mai</addr-line>, <country>Thailand</country></aff>
<aff id="aff2"><sup>2</sup><institution>Center of Elephant and Wildlife Health, Chiang Mai University Animal Hospital</institution>, <addr-line>Chiang Mai</addr-line>, <country>Thailand</country></aff>
<aff id="aff3"><sup>3</sup><institution>Elephant, Wildlife, and Companion Animals Research Group, Chiang Mai University</institution>, <addr-line>Chiang Mai</addr-line>, <country>Thailand</country></aff>
<aff id="aff4"><sup>4</sup><institution>Center for Species Survival, Smithsonian Conservation Biology Institute</institution>, <addr-line>Front Royal, VA</addr-line>, <country>United States</country></aff>
<author-notes>
<fn fn-type="edited-by" id="fn0001">
<p>Edited by: Edward Narayan, The University of Queensland, Australia</p>
</fn>
<fn fn-type="edited-by" id="fn0002">
<p>Reviewed by: Paul Rose, University of Exeter, United Kingdom</p>
<p>Chase A. LaDue, Oklahoma City Zoo and Botanical Garden, United States</p>
</fn>
<corresp id="c001">&#x002A;Correspondence: Pakkanut Bansiddhi, <email>pakkanut.b@cmu.ac.th</email></corresp>
</author-notes>
<pub-date pub-type="epub">
<day>12</day>
<month>03</month>
<year>2024</year>
</pub-date>
<pub-date pub-type="collection">
<year>2024</year>
</pub-date>
<volume>11</volume>
<elocation-id>1370909</elocation-id>
<history>
<date date-type="received">
<day>15</day>
<month>01</month>
<year>2024</year>
</date>
<date date-type="accepted">
<day>23</day>
<month>02</month>
<year>2024</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2024 Ghimire, Brown, Thitaram and Bansiddhi.</copyright-statement>
<copyright-year>2024</copyright-year>
<copyright-holder>Ghimire, Brown, Thitaram and Bansiddhi</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Welfare is a fundamental aspect of animal management and conservation. In light of growing public awareness and welfare concerns about captive elephants, there is an urgent need for comprehensive, globally coordinated efforts for Asian elephants <italic>(Elephas maximus)</italic> that participate in religious, logging, or tourist activities in range countries where the majority reside, and where welfare issues have been identified but not addressed. This review provides a comparative analysis of available animal assessment tools. Each offers distinct features for assessment that allow institutions to select criteria for specific needs and available resources. Most are applied to general animal welfare assessments, although some are tailored to particular species, including elephants. The tools span diverse formats, from digital to primarily paper-based assessments. Assessments operate at individual and institutional levels and across multiple welfare domains. Methodologies rely on keeper ratings or expert evaluations, incorporate numerical scoring and Likert scales for welfare grading, and encompass inputs including behaviors, health, and physiological indicators. For tourist camp elephants, one challenge is that the tools were developed in zoos, which may or may not have application to non-zoological settings. Digital tools and assessment methodologies such as keeper ratings face logistical challenges when applied across tourist venues. As with any tool, reliability, validity, and repeatability are essential and must address the unique welfare challenges of diverse captive settings. We propose that a holistic, context-specific, evidence-based, and practical tool be developed to ensure high elephant welfare standards in non-zoological facilities throughout Asia.</p>
</abstract>
<kwd-group>
<kwd>animal welfare</kwd>
<kwd>captive elephant</kwd>
<kwd>welfare assessment</kwd>
<kwd>framework</kwd>
<kwd>tourist camp</kwd>
<kwd>zoo</kwd>
</kwd-group>
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<fig-count count="0"/>
<table-count count="2"/>
<equation-count count="0"/>
<ref-count count="118"/>
<page-count count="13"/>
<word-count count="11275"/>
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<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Animal Behavior and Welfare</meta-value>
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</front>
<body>
<sec sec-type="intro" id="sec1">
<label>1</label>
<title>Introduction</title>
<p>Animal welfare is a multifaceted concept that increasingly focuses on the cumulative physical, psychological, and behavioral states of individual animals (<xref ref-type="bibr" rid="ref1">1</xref>). It encompasses scientific, ethical, economic, cultural, and religious dimensions with varying perspectives among scholars (<xref ref-type="bibr" rid="ref2">2</xref>, <xref ref-type="bibr" rid="ref3">3</xref>). Initially, animal welfare science focused on enhancing the welfare of production and laboratory animals (<xref ref-type="bibr" rid="ref4">4</xref>, <xref ref-type="bibr" rid="ref5">5</xref>). The Farm Animal Welfare Advisory Committee (FAWAC) took a significant step in 1965, developing the Five Freedoms model to address farm animal welfare concerns (<xref ref-type="bibr" rid="ref6">6</xref>). It stated that animals should be free from hunger, discomfort, pain, and fear, and able to express natural behaviors. The model dominated discussions on animal welfare in Europe for decades (<xref ref-type="bibr" rid="ref7">7</xref>), serving as a comprehensive framework while acknowledging the operational constraints of the livestock industry (<xref ref-type="bibr" rid="ref8">8</xref>). However, criticisms surfaced, questioning its practicality and minimal emphasis on positive welfare experiences (<xref ref-type="bibr" rid="ref9">9</xref>), prompting the development of alternative frameworks. The Five Domains Model offers a holistic approach focusing on affective terms and recognizing the subjectivity in measuring mental experiences (<xref ref-type="bibr" rid="ref10">10</xref>). This emphasis on mental well-being aligns with broader ethical, policy, and legal considerations in contemporary animal welfare science. The model integrates the concept of agency within Domain 4 (Behavioral Interactions), enabling the evaluation of animal engagement in voluntary, self-generated, and goal-directed behavior (<xref ref-type="bibr" rid="ref11">11</xref>) and human-animal interactions (<xref ref-type="bibr" rid="ref10">10</xref>). Widely accepted in farm and zoo communities, the Five Domains Model has been adopted by organizations like WAZA (<xref ref-type="bibr" rid="ref12">12</xref>) and the Zoo and Aquarium Association, Australasia (<xref ref-type="bibr" rid="ref13">13</xref>) to uphold high welfare standards. However, to effectively utilize the model as a welfare assessment tool, attention should be given to using well-validated measures, ensuring transparency in expert panel selection, and implementing a clear welfare grading system (<xref ref-type="bibr" rid="ref14">14</xref>).</p>
<p>Numerous welfare assessment frameworks have emerged by incorporating the Five Freedoms and Five Domains models. For example, Welfare Quality builds upon the Five Freedoms Model and integrates scientific expertise and ethical considerations from various stakeholders, including the general public, industry, and political bodies, to evaluate welfare (<xref ref-type="bibr" rid="ref4">4</xref>). It prioritizes animal-based measures and follows a bottom-up approach, assigning scores based on four crucial principles: proper nourishment, suitable housing, good health, and appropriate behavior. These principles serve as the basis for evaluating overall welfare, and their scores are combined to determine the final assessment. The Opportunity to Thrive Program flips the concept of the Five Freedoms to focus on achieving a positive welfare state, with a particular emphasis on reintegrating animals back into their natural habitats (<xref ref-type="bibr" rid="ref15">15</xref>). The framework offers a comprehensive method for managing animals, incorporating formulated diets, environmental design, healthcare, enrichments, choice and control, and access to species-typical behavior. These inputs ultimately aim to achieve desired outputs, resulting in an overall animal welfare assessment. A 24/7 approach was proposed to evaluate zoo animal welfare, utilizing the 12 welfare assessment criteria from the Welfare Quality framework (<xref ref-type="bibr" rid="ref16">16</xref>). This approach considers the natural history, biology, ecology, diet, habitat, social structure, and activity patterns of animals throughout both day and night, providing a thorough understanding of their welfare. Finally, the Universal Animal Welfare Framework is an institutional-level welfare assessment framework based on the Five Domains Model (<xref ref-type="bibr" rid="ref17">17</xref>). Developed by the Detroit Zoological Society in 2015, it examines zoo practices, policies, resources, and measures related to housing, routine, and behavior.</p>
<p>Both species-specific and species-general welfare assessment tools have utilized these welfare models and frameworks. Generalized tools work under the assumption that animals have the same basic needs, so management should be based on natural history. However, these tools face challenges in addressing species-specific nuances. A few have been developed for specific species and include the giant pacific octopus (<italic>Enteroctopus dofleini</italic>) (<xref ref-type="bibr" rid="ref18">18</xref>), pygmy blue-tongued skink (<italic>Tiliqua adelaidensis</italic>) (<xref ref-type="bibr" rid="ref19">19</xref>), bottle-nosed dolphin (<italic>Tursiops truncates</italic>) (<xref ref-type="bibr" rid="ref20">20</xref>), waterfowl (Anseriformes) (<xref ref-type="bibr" rid="ref21">21</xref>), dorcas gazelle (<italic>Gazella dorcas</italic>) (<xref ref-type="bibr" rid="ref22">22</xref>), and elephant (<italic>Elephas maximus</italic>) (<xref ref-type="bibr" rid="ref23">23</xref>).</p>
<p>These offer a refined and more precise evaluation of animal welfare by tailoring assessments to the unique needs, behaviors, and physiological aspects of a particular species (<xref ref-type="bibr" rid="ref24">24</xref>). For some species with special spatial, environmental, social, or cognitive needs, a &#x201C;one-size-fits-all&#x201D; strategy to assess welfare may not be appropriate; rather, species-specific (<xref ref-type="bibr" rid="ref25">25</xref>, <xref ref-type="bibr" rid="ref26">26</xref>) and if possible, context-specific assessment tools are needed.</p>
<p>Elephants, characterized by their large body size, complex social lives, varied food requirements, and extensive wild home ranges (<xref ref-type="bibr" rid="ref27 ref28 ref29">27&#x2013;29</xref>), pose challenges to meeting physical, psychological, and physiological needs in human-created environments (<xref ref-type="bibr" rid="ref30">30</xref>). Ensuring good welfare for these animals involves allowing some degree of choice and control. Additionally, wild elephants spend about 80% of the time foraging and are highly social (<xref ref-type="bibr" rid="ref31">31</xref>). Denying these freedoms can result in maladaptation, chronic stress, poor welfare (<xref ref-type="bibr" rid="ref32">32</xref>, <xref ref-type="bibr" rid="ref33">33</xref>), and abnormal stereotypic behaviors (<xref ref-type="bibr" rid="ref34">34</xref>, <xref ref-type="bibr" rid="ref35">35</xref>). Good zoos provide health care, safety from predation, and food security (<xref ref-type="bibr" rid="ref30">30</xref>) and aim to meet exercise (<xref ref-type="bibr" rid="ref36">36</xref>), foraging, and social complexity (<xref ref-type="bibr" rid="ref37">37</xref>) needs. However, high mortality, low birth rates, limited reproduction, and health problems continue to hamper zoo elephant population sustainability (<xref ref-type="bibr" rid="ref38 ref39 ref40 ref41 ref42">38&#x2013;42</xref>), igniting worldwide concerns over animal welfare (<xref ref-type="bibr" rid="ref43">43</xref>, <xref ref-type="bibr" rid="ref44">44</xref>). In 2016, a series of epidemiological studies of elephants in North American zoos revealed problems associated with ovarian acyclicity (<xref ref-type="bibr" rid="ref45">45</xref>), health and musculoskeletal function (<xref ref-type="bibr" rid="ref46">46</xref>), stereotypic behaviors (<xref ref-type="bibr" rid="ref35">35</xref>), and high body condition scores (<xref ref-type="bibr" rid="ref47">47</xref>). A similar set of studies on tourist elephants in Thailand found similar problems associated with elevated stress hormones (<xref ref-type="bibr" rid="ref48">48</xref>), excessive body condition and metabolic derangements (<xref ref-type="bibr" rid="ref49">49</xref>), and stereotypies (<xref ref-type="bibr" rid="ref50">50</xref>). Finally, surveys of thousands of elephants in hundreds of tourist venues across Thailand, India, Nepal, Sri Lanka, Laos, Cambodia, and Malaysia suggest that more than half (63%) are kept in inadequate conditions (<xref ref-type="bibr" rid="ref51 ref52 ref53">51&#x2013;53</xref>). There is little doubt that comparable situations exist for logging (<xref ref-type="bibr" rid="ref54">54</xref>), temple (<xref ref-type="bibr" rid="ref55">55</xref>, <xref ref-type="bibr" rid="ref56">56</xref>), and circus (<xref ref-type="bibr" rid="ref57">57</xref>) elephants as well. Thus, while the problematic state of captive elephant welfare across diverse conditions is now well-known, the solutions have proven far more elusive.</p>
<p>Considerable attention has been directed toward improving zoo elephant welfare, while the unique conditions and challenges faced by captive elephants in non-zoo settings are often overlooked (<xref ref-type="bibr" rid="ref58">58</xref>). There are over 14,000 captive Asian elephants outside traditional zoo environments across 13 range countries, primarily in tourist or logging camps and temples (<xref ref-type="bibr" rid="ref58">58</xref>). There are notable differences in the management of zoo and camp elephants. Zoo elephants are typically managed in protected contact systems, minimizing direct interaction with humans and other practices that adhere to standardized regulations (<xref ref-type="bibr" rid="ref59">59</xref>). Staff are responsible for feeding, bathing, training, and veterinary care; however, because of limited space, socialization and exploration can be limited. In contrast, camp elephants are often managed in free contact where elephants and people share the same space, including with tourists (<xref ref-type="bibr" rid="ref60">60</xref>). Daily routines involve tourist-related tasks such as shows, riding, walking, bathing, feeding, or observation (<xref ref-type="bibr" rid="ref60">60</xref>). Some elephants participate in cultural activities like religious rituals and festivals (<xref ref-type="bibr" rid="ref61">61</xref>). Welfare can be better in camps situated in natural environments, with forests and rivers providing more natural foraging and exercise opportunities than zoos (<xref ref-type="bibr" rid="ref62">62</xref>). However, restraint methods like chaining and using an ankus (also known as a bullhook or guide) to control elephants are significant concerns (<xref ref-type="bibr" rid="ref63">63</xref>). In addition, the lack of enforceable standards results in varied management practices across and even within camps (<xref ref-type="bibr" rid="ref64">64</xref>), which ultimately poses challenges in addressing the welfare needs of camp elephants. Animal activists continually voice concerns regarding the welfare and management of tourist camp elephants (<xref ref-type="bibr" rid="ref65">65</xref>, <xref ref-type="bibr" rid="ref66">66</xref>). Thus, there is a need for a holistic, evidence-based welfare assessment approach to identify potential welfare risks, inform management decisions, and record welfare changes over time (<xref ref-type="bibr" rid="ref67">67</xref>, <xref ref-type="bibr" rid="ref68">68</xref>). It also can contribute to elephant welfare standardization and policy-making processes crucial for properly managing elephants in range countries.</p>
<p>This review examines available generic and elephant-specific welfare assessment tools and methodologies and discusses applicability to tourist camp elephants (<xref ref-type="table" rid="tab1">Tables 1</xref>, <xref ref-type="table" rid="tab2">2</xref>). While there have been several reviews of animal welfare frameworks (<xref ref-type="bibr" rid="ref24 ref25 ref26">24&#x2013;26</xref>), to our knowledge, this is the first overview of welfare assessment tools specific to elephants. Predefined criteria guided the selection of welfare assessment tools for this review to ensure a representative and comprehensive overview. Those included relevance to captive elephant welfare, recognition and adoption in the scientific community, and diversity of approaches. The featured tools were carefully chosen to provide readers with meaningful insights into the diversity and applicability of current welfare assessment practices for captive elephants, acknowledging that the selection may not encompass every existing tool. Our ultimate goal is to synthesize a new welfare assessment tool specific to elephants used in tourism, considering the strengths and limitations of existing tools and challenges faced by tourist camps.</p>
<table-wrap position="float" id="tab1">
<label>Table 1</label>
<caption>
<p>Summary of available welfare assessment tools.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Tool</th>
<th align="left" valign="top">Developer</th>
<th align="left" valign="top">Online or paper-based</th>
<th align="left" valign="top">Assessment level</th>
<th align="left" valign="top">Measures used</th>
<th align="left" valign="top">Assessment methodologies</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">ZooMonitor</td>
<td align="left" valign="top">Lincoln Park Zoo</td>
<td align="left" valign="top">Online</td>
<td align="left" valign="top">Individual</td>
<td align="left" valign="top">Behavioral activity budget and diversity, space use</td>
<td align="left" valign="top">Observations using camera traps, CCTV footage, or in-person observations</td>
</tr>
<tr>
<td align="left" valign="top">WelfareTrak</td>
<td align="left" valign="top">Chicago Zoological Society (CZS)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual</td>
<td align="left" valign="top">Ten animal-based measures including physical health and behavioral indicators</td>
<td align="left" valign="top">Keeper-based ratings using 5-point Likert scale</td>
</tr>
<tr>
<td align="left" valign="top">Zoological Information Management System (ZIMS) for Care and Welfare</td>
<td align="left" valign="top">Species360</td>
<td align="left" valign="top">Online</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Based on the Five Domains model:<break/><list list-type="bullet">
<list-item>
<p>Nutrition</p>
</list-item>
<list-item>
<p>Environment</p>
</list-item>
<list-item>
<p>Health</p>
</list-item>
<list-item>
<p>Behavior</p>
</list-item>
<list-item>
<p>Mental health</p>
</list-item>
</list></td>
<td align="left" valign="top">Information gathering and sharing application<break/>Users select indicators and grading scales for welfare assessments based on species requirements</td>
</tr>
<tr>
<td align="left" valign="top">Welfare Discussion Tool (WDT)</td>
<td align="left" valign="top">Lincoln Park Zoo</td>
<td align="left" valign="top">Online</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">41 resource and animal-based welfare measures</td>
<td align="left" valign="top">4-point scale (2 strongly disagree; 1 moderately disagree; +1 moderately agree; +2 strongly agree)<break/>Assessments conducted by:<break/><list list-type="bullet">
<list-item>
<p>Curator or manager</p>
</list-item>
<list-item>
<p>Caretakers</p>
</list-item>
<list-item>
<p>Animal experts</p>
</list-item>
</list></td>
</tr>
<tr>
<td align="left" valign="top">Animal Welfare Assessment Grid (AWAG)</td>
<td align="left" valign="top">Wolfensohn et al. (<xref ref-type="bibr" rid="ref69">69</xref>)</td>
<td align="left" valign="top">Online</td>
<td align="left" valign="top">Individual</td>
<td align="left" valign="top">Modified Five Domains model:<break/><list list-type="bullet">
<list-item>
<p>Physical</p>
</list-item>
<list-item>
<p>Psychological</p>
</list-item>
<list-item>
<p>Environmental</p>
</list-item>
<list-item>
<p>Medical procedures</p>
</list-item>
</list></td>
<td align="left" valign="top">Keeper-based rating using a 10-point numerical scale</td>
</tr>
<tr>
<td align="left" valign="top">Animal Welfare Risk Assessment Process (AWRAP)</td>
<td align="left" valign="top">Sherwen et al. (<xref ref-type="bibr" rid="ref67">67</xref>)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Institutional</td>
<td align="left" valign="top">Modified Five Domains model:<break/><list list-type="bullet">
<list-item>
<p>Environment (physical/social)</p>
</list-item>
<list-item>
<p>Behavior</p>
</list-item>
<list-item>
<p>Physical health/nutrition</p>
</list-item>
<list-item>
<p>Husbandry</p>
</list-item>
</list></td>
<td align="left" valign="top">Keeper-based rating using a scale of 0 (highest overall welfare risk) to 2 (lowest overall welfare risk)</td>
</tr>
<tr>
<td align="left" valign="top">Ackonc-Animal Welfare Assessment (AWA)</td>
<td align="left" valign="top">Racciatti et al. (<xref ref-type="bibr" rid="ref70">70</xref>)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Modified Five Domains model:<break/><list list-type="bullet">
<list-item>
<p>Nutrition</p>
</list-item>
<list-item>
<p>Environment</p>
</list-item>
<list-item>
<p>Health</p>
</list-item>
<list-item>
<p>Behavior / mental state</p>
</list-item>
</list></td>
<td align="left" valign="top">Keeper-based rating using a 3-point scale (A - normal/no observable welfare risk; B - mild deviation/welfare risk; C - Severe deviation/welfare risk)</td>
</tr>
<tr>
<td align="left" valign="top">Wild Welfare Animal Welfare Collection Assessment</td>
<td align="left" valign="top">Wild Welfare</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Based on the Five Domains model:<break/><list list-type="bullet">
<list-item>
<p>Nutrition</p>
</list-item>
<list-item>
<p>Environment</p>
</list-item>
<list-item>
<p>Health</p>
</list-item>
<list-item>
<p>Behavior</p>
</list-item>
<list-item>
<p>Mental health</p>
</list-item>
</list></td>
<td align="left" valign="top">Expert-based measures are scored as<break/><list list-type="bullet">
<list-item>
<p>Unacceptable</p>
</list-item>
<list-item>
<p>Questionable</p>
</list-item>
<list-item>
<p>Acceptable</p>
</list-item>
</list></td>
</tr>
<tr>
<td align="left" valign="top">Elephant Behavioral Welfare Assessment Tool (EBWAT)</td>
<td align="left" valign="top">Elephant Welfare Project under the British and Irish Association of Zoos and Aquariums (BIAZA)</td>
<td align="left" valign="top">Online and Paper-based</td>
<td align="left" valign="top">Individual</td>
<td align="left" valign="top">Qualitative Behavioural Assessment (QBA) and Behavioral Ethogram containing daytime and nighttime activity</td>
<td align="left" valign="top">Keeper-based rating using a Likert scale with responses ranging from &#x2018;never&#x2019; to &#x2018;more than once per day&#x2019; where appropriate and utilized various numbers of response options based on the expected frequency of that behavior</td>
</tr>
<tr>
<td align="left" valign="top">Elephant Welfare Initiative (EWI)</td>
<td align="left" valign="top">Association of Zoo and Aquariums (AZA) Elephant Taxon Advisory Group</td>
<td align="left" valign="top">Online</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Based on the findings of multi-institutional epidemiological studies conducted in North America<break/>Resource-based measures (inputs) include housing features and management practices; animal-based measures (outputs) include behavior and physical health</td>
<td align="left" valign="top">Resource-based measures presented as logos indicating how goals were met during the day (sun logo), during the night (moon logo), or both<break/>Values indicate the percentage of each behavior observed<break/>Body condition score based on Morfeld et al. (<xref ref-type="bibr" rid="ref47">47</xref>)<break/>Data based on direct observation by EWI members (experts)</td>
</tr>
<tr>
<td align="left" valign="top">Captive Elephant Welfare Index</td>
<td align="left" valign="top">Gurusamy and Phillips (<xref ref-type="bibr" rid="ref71">71</xref>)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual</td>
<td align="left" valign="top">Factors include enclosure substrate, group size, health care, enrichment, restraining the animal, enclosure type, exercise provision, enclosure size, interaction with keeper and training, enclosure environment, keeper knowledge and experiences, diet, keeper contact method, display duration, and enclosure security</td>
<td align="left" valign="top">Expert-based rating using different scales; e.g., group size (1&#x2013;4), display duration (1&#x2013;5), and exercise provision (1&#x2013;6)</td>
</tr>
<tr>
<td align="left" valign="top">World Animal Protection (WAP) Assessment</td>
<td align="left" valign="top">Schmidt-Burbach et al. (<xref ref-type="bibr" rid="ref51 ref52 ref53">51&#x2013;53</xref>)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Institutional</td>
<td align="left" valign="top">Based on Five Freedoms and Welfare Quality<break/>Factors include mobility, hygiene and shelter, environmental noise quality, the naturalness of the environment, social interaction, diet, entertainment intensity, and animal management</td>
<td align="left" valign="top">Expert-based rating using a 5-point scale with 1 being severely inadequate</td>
</tr>
<tr>
<td align="left" valign="top">ABTA Animal Welfare Guidelines: Elephants in Captive Environments</td>
<td align="left" valign="top">Association of British Travel Agents (ABTA)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Based on Five Freedoms and Welfare Quality<break/>12 criteria under good feeding, good housing, good health, and appropriate behavior domain of Welfare Quality along with three additional criteria addressing animals in tourism</td>
<td align="left" valign="top">Factors are divided into bad or best practices</td>
</tr>
<tr>
<td align="left" valign="top">Guidelines on the Usage of Captive Elephants in Malaysia</td>
<td align="left" valign="top">Malaysian Association of Zoological Parks and Aquaria (MAZPA)</td>
<td align="left" valign="top">Paper-based</td>
<td align="left" valign="top">Individual and Institutional</td>
<td align="left" valign="top">Guidelines include better housing and care, no physical abuse, provision of positive reinforcement, and others</td>
<td align="left" valign="top">No specific scoring system<break/>Body condition is scored using a scale; 0&#x2013;5&#x2009;=&#x2009;emaciated, 6&#x2013;10&#x2009;=&#x2009;average and&#x2009;&#x003E;&#x2009;10&#x2009;=&#x2009;fat or very good condition</td>
</tr>
</tbody>
</table>
</table-wrap>
<table-wrap position="float" id="tab2">
<label>Table 2</label>
<caption>
<p>Strengths and limitations of available welfare assessment tools.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top" char="&#x00D7;">Tool</th>
<th align="char" valign="top" char="&#x00D7;">Strengths</th>
<th align="char" valign="top" char="&#x00D7;">Limitations or Challenges (focused on tourist camps)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">ZooMonitor</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Continuously updated across platforms, including iOS, Android, and Windows devices</p>
</list-item>
<list-item>
<p>Flexible for in-person observation or CCTV footage</p>
</list-item>
<list-item>
<p>Allows 24/7 systematic behavioral and social interaction monitoring</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Relies on behavioral observations that may be too time-consuming for mahouts</p>
</list-item>
<list-item>
<p>Mahouts may have limited knowledge of elephant biology and behavior for proper assessment</p>
</list-item>
<list-item>
<p>Integration of husbandry records required for holistic welfare assessment requires expertise</p>
</list-item>
<list-item>
<p>Challenges in low-budget venues and non-English-speaking regions</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">WelfareTrak</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Quantitative scoring and flagging systems for setting standards and tracking alterations over time play a crucial role</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Integration of resource-based measures is necessary for holistic assessment and may be lacking</p>
</list-item>
<list-item>
<p>The subjective nature of mahout assessments may introduce bias</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Zoological Information Management System (ZIMS) for Care and Welfare</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Facilitates global sharing of information and data storage</p>
</list-item>
<list-item>
<p>Allows users to specify parameters and select grading scales</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Challenges in low-budget venues and non-English-speaking regions</p>
</list-item>
<list-item>
<p>Constantly updating information in ZIMS is logistically challenging</p>
</list-item>
<list-item>
<p>Implementing ZIMS might reveal welfare issues and require costly improvements that conflict with a camp&#x2019;s profit-oriented approach, making them hesitant to adopt the system</p>
</list-item>
<list-item>
<p>Public disclosure of welfare records may lead to negative publicity affecting the reputation and business of tourist venues</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Welfare Discussion Tool (WDT)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Inter-rater reliability across three raters</p>
</list-item>
<list-item>
<p>Regular post-assessment discussion between raters promotes positive management changes</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Endocrinological assessment can be challenging</p>
</list-item>
<list-item>
<p>Assessment by three raters regularly is time and resource-intensive for low-budget tourist venues</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Animal Welfare Assessment Grid (AWAG)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Numerical and visual representation allows welfare changes over time</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Scores may not correspond with behavioral observation data, relying heavily on mahout assessments</p>
</list-item>
<list-item>
<p>Difficult to access software and requires expertise to present the data in the radar chart</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Animal Welfare Risk Assessment Process (AWRAP)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Includes benchmark scores for welfare comparisons</p>
</list-item>
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Focuses only on institutional-level assessment</p>
</list-item>
<list-item>
<p>Predominantly focused on resource-based measures (75%) leading to welfare risk assessment rather than overall welfare assessment</p>
</list-item>
<list-item>
<p>Reliance on mahout ratings may introduce bias and subjectivity</p>
</list-item>
<list-item>
<p>Measures like safety from predators might not be relevant in the context of tourist camp elephants</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Ackonc-Animal Welfare Assessment (AWA)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Reliable and valid measures are used</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Reliance on mahout ratings may introduce bias and subjectivity</p>
</list-item>
<list-item>
<p>Limited evidence on widespread adoption and validation</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Wild Welfare Animal Welfare Collection Assessment</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Includes &#x201C;non-negotiables&#x201D; and a pre-intervention audit survey to identify common welfare concerns</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Implementation might conflict with tourist venues engaging in practices against Wild Welfare&#x2019;s &#x201C;non-negotiables.&#x201D;</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Elephant Behavioral Welfare Assessment Tool (EBWAT)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Use of reliable and valid measures</p>
</list-item>
<list-item>
<p>Specific to captive elephants</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>No evidence of widespread adoption and validation of non-zoological institutions</p>
</list-item>
<list-item>
<p>Lacks resource-based measures essential for risk assessment across captive institutions</p>
</list-item>
<list-item>
<p>Not intended to compare the welfare of elephants across facilities</p>
</list-item>
<list-item>
<p>Feasibility, reliability, and validity tested in UK zoos and may not apply to larger sample sizes or different contexts</p>
</list-item>
<list-item>
<p>Relying on 24-h monitoring is impractical in tourist camps</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Elephant Welfare Initiative (EWI)</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Holistic approach to welfare assessment using animal and resource-based measures</p>
</list-item>
<list-item>
<p>Provides real-time analysis at individual and institutional levels</p>
</list-item>
<list-item>
<p>Allows benchmarking and monitoring over time</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Labor and time-intensive input requirements</p>
</list-item>
<list-item>
<p>May require technical expertise for effective implementation</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Captive Elephant Welfare Index</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Utilizes validated measures</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Focuses only on institutional-level assessment</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">World Animal Protection (WAP) Assessment</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Specific focus on tourist camps</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Assumption and subjective criteria may influence scoring</p>
</list-item>
<list-item>
<p>Lacks integral components such as reliable and valid measures, and recent advances in animal welfare</p>
</list-item>
<list-item>
<p>Focuses only on institutional-level assessment</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Association of British Travel Agent (ABTA) Animal Welfare Guidelines</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Specific to non-zoological institutions such as tourist camps</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Lacks integral components such as reliable and valid measures, welfare grading system, and recent advances in animal welfare</p>
</list-item>
</list>
</td>
</tr>
<tr>
<td align="left" valign="top">Guidelines on the Usage of Captive Elephants in Malaysia</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Specific to non-zoological institutions including tourist camps in Malaysia</p>
</list-item>
</list>
</td>
<td align="left" valign="top">
<list list-type="bullet">
<list-item>
<p>Lacks integral components such as reliable and valid measures, welfare grading system, and recent advances in animal welfare</p>
</list-item>
</list>
</td>
</tr>
</tbody>
</table>
</table-wrap>
<sec id="sec2">
<label>1.1</label>
<title>Species general welfare assessment tools</title>
<sec id="sec3">
<label>1.1.1</label>
<title>ZooMonitor</title>
<p>ZooMonitor was developed by the Lincoln Park Zoo as a simple, software-based online tool to record the behavior and space utilization of individual animals using a digital device (<xref ref-type="bibr" rid="ref72">72</xref>, <xref ref-type="bibr" rid="ref73">73</xref>). The tool is designed to examine activity budgets and behavior diversity across multiple zoo species. It allows the user to upload a map of animal habitats and evaluate space use over time. It facilitates 24-h systematic behavioral and social interaction monitoring and is flexible enough to be used with in-person observations or CCTV footage. The tool is continuously updated across iOS, Android, and Windows platforms. ZooMonitor has been adopted by over 200 institutions (<xref ref-type="bibr" rid="ref72">72</xref>) and used in pygmy hippos (<italic>Choeropsis liberiensis</italic>) (<xref ref-type="bibr" rid="ref73">73</xref>), penguins (Spheniscidae) (<xref ref-type="bibr" rid="ref74">74</xref>, <xref ref-type="bibr" rid="ref75">75</xref>), chimpanzees (<italic>Pan troglodytes</italic>) (<xref ref-type="bibr" rid="ref76">76</xref>), Madagascar giant hognose snakes (<italic>Leioheterodon madagascariensis</italic>) (<xref ref-type="bibr" rid="ref77">77</xref>), tigers (<italic>Panthera tigris</italic>) (<xref ref-type="bibr" rid="ref78">78</xref>), elephants (<xref ref-type="bibr" rid="ref79">79</xref>), Japanese macaques (<italic>Macaca fuscata</italic>) (<xref ref-type="bibr" rid="ref80">80</xref>), and others.</p>
</sec>
<sec id="sec4">
<label>1.1.2</label>
<title>WelfareTrak</title>
<p>WelfareTrak, designed by the Chicago Zoological Society, is a user-friendly animal-based monitoring tool that relies on weekly keeper assessments of individual welfare (<xref ref-type="bibr" rid="ref81">81</xref>). The tool is based on the concept that animal keepers are the most familiar with individual animals and can detect subtle behavioral changes. The welfare assessment sheet consists of 10 animal-based measures, including physical health (e.g., body condition), positive (e.g., calm-relaxed), and negative (e.g., self-mutilating) behaviors that are scored on a 5-point Likert scale. The quantitative scoring and flagging system of WelfareTrak allows organizations to set standards for animal care, track alterations over time, and objectively assess the efficiency of management practices and the effects of varied settings. The tool has been used successfully in many species including, but not limited to black rhinos (<italic>Diceros bicornis</italic>) (<xref ref-type="bibr" rid="ref82">82</xref>), cheetahs (<italic>Acinonyx jubatus</italic>) (<xref ref-type="bibr" rid="ref83">83</xref>), bears (Ursidae) (<xref ref-type="bibr" rid="ref84">84</xref>), and western lowland gorillas (<italic>Gorilla gorilla gorilla</italic>) (<xref ref-type="bibr" rid="ref85">85</xref>).</p>
</sec>
<sec id="sec5">
<label>1.1.3</label>
<title>Zoological Information Management System (ZIMS) for Care and Welfare</title>
<p>ZIMS, managed by Species360 (Minneapolis, MN, United States), is a global database that manages data records for zoo and aquarium members. It is utilized by over 1,300 captive institutions in 102 countries for animal management and conservation (<xref ref-type="bibr" rid="ref86">86</xref>). In addition to clinical and studbook databases, ZIMS has a module to record data related to animal welfare. The Care and Welfare module within ZIMS utilizes a welfare assessment strategy implemented by WAZA (<xref ref-type="bibr" rid="ref12">12</xref>) based on the Five Domains Model. With elephants, ZIMS has been used to evaluate female social contexts (<xref ref-type="bibr" rid="ref87">87</xref>), survivorship (<xref ref-type="bibr" rid="ref88">88</xref>), and hormone cycle patterns (<xref ref-type="bibr" rid="ref37">37</xref>). At the taxonomic level, each institution can specify parameters and assign anticipated values or ranges to each indicator within a domain. It offers data storage, record-keeping, and global sharing of life history, species biology, and management records. International recording and sharing of information make multi-institutional studies possible, eliminating the constraints of limited sample size in captive settings.</p>
</sec>
<sec id="sec6">
<label>1.1.4</label>
<title>Welfare Discussion Tool (WDT)</title>
<p>The Lincoln Park Zoo developed the WDT for regular assessments of their collection of animals (<xref ref-type="bibr" rid="ref89">89</xref>). It includes 41 items containing input (resource-based) and output (animal-based) measures related to behavior, endocrine activity (using non-invasive samples such as feces, swabbing skin in amphibians, etc.), husbandry and management practices, keeper interactions and observations, physical appearance, visitor interactions, and training programs. The measures are quantitatively scored on a 4-point scale (2 strongly disagree; 1 moderately disagree; +1 moderately agree; +2 strongly agree); all items also have an option of IDK (I do not know) and NA (not applicable). In two open-ended questions, raters are asked to recommend three improvements for animal welfare. The WDT assessment is conducted on each individual once per calendar year by three raters: (1) curator or manager, (2) animal caretaker, and (3) animal expert. The raters complete the assessments over 2&#x2009;weeks and meet for discussion, after which the ratings are entered into the Lincoln Park Zoo&#x2019;s animal records software. While ZooMonitor has provided systematic behavior observation to gain data-driven insights from built-in graphs and reports, WDT presents a comprehensive assessment approach, inter-rater reliability across three raters, quantitative scoring, and regular discussion between raters on post&#x2013;assessment period to positive management changes to improve animal welfare.</p>
</sec>
<sec id="sec7">
<label>1.1.5</label>
<title>Animal Welfare Assessment Grid (AWAG)</title>
<p>AWAG was developed for assessing the welfare of primates in research institutions (<xref ref-type="bibr" rid="ref69">69</xref>, <xref ref-type="bibr" rid="ref90">90</xref>) but has since been adapted for birds (<xref ref-type="bibr" rid="ref91">91</xref>), western lowland gorillas (<xref ref-type="bibr" rid="ref92">92</xref>), giraffes (<italic>Giraffa camelopardalis</italic>), scimitar-horned oryx (<italic>Oryx dammah</italic>), and large felids (tigers, leopards, and cheetahs) (<xref ref-type="bibr" rid="ref26">26</xref>). Based on the Five Domains Model, the tool divides welfare measures into four categories: physical, psychological, environmental, and medical, and uses a 10-point scale for quantitative measures. This tool allows individual and group-level assessment and presents the welfare measures as numerical and visual (radial chart) data.</p>
</sec>
<sec id="sec8">
<label>1.1.6</label>
<title>Animal Welfare Risk Assessment Process (AWRAP)</title>
<p>The AWRAP was built on the Universal Welfare Assessment Framework and uses five animal-based and 15 resource-based measures divided into the environment, behavior, physical health/nutrition, and husbandry (<xref ref-type="bibr" rid="ref67">67</xref>). These measures are scored from 0 (highest overall welfare risk) to 2 (lowest risk) based on keeper assessments. An overall welfare score is calculated for each measure and compared to a threshold score, generated from the distribution of scores across 220 enclosures at three zoos, and a criterion for the lowest 5th percentile value is set. Enclosure values below that limit are designated &#x201C;at highest risk&#x201D; with immediate welfare action advised, leading to positive management changes and facility adjustments.</p>
</sec>
<sec id="sec9">
<label>1.1.7</label>
<title>Ackonc-Animal Welfare Assessment (AWA)</title>
<p>Ackonc-AWA is a recently developed multi-species tool based on the Five Domains Model that integrates 23 animal-based measures, 19 resource-based measures, and three management-based measures that fall under five domains: nutrition, environment, health, and behavior/mental state (<xref ref-type="bibr" rid="ref70">70</xref>). Keepers grade each measure on a 3-point scale (A-normal/no observable welfare risk; B-mild deviation/welfare risk; C-severe deviation/welfare risk). It was developed in Spanish and the name is derived from the native Andean word &#x201C;ackoncahua&#x201D;, meaning sentinels. The tool has so far been tested on 14 individuals (10 mammals, two birds, and two reptiles) for reliability, validity, and feasibility.</p>
</sec>
<sec id="sec10">
<label>1.1.8</label>
<title>Wild Welfare Animal Welfare Collection Assessment</title>
<p>Wild Welfare is a UK-registered charity focused on welfare training and assessments, creating global partners, and improving animal welfare legislation (<xref ref-type="bibr" rid="ref93">93</xref>). They have developed a welfare assessment tool based on the Five Domains Model that is used to conduct facility audits composed of 110 questions related to environment, health, behavior, mental state, caretakers, record keeping, health and safety of staff, and financial responsibility. Each measure is scored by experts in captive management and welfare as (1) unacceptable, (2) questionable, or (3) acceptable to identify the most common welfare concerns. As of 2020, 11 zoos in seven developing nations (Brazil, Egypt, Libya, Indonesia, Thailand, Malaysia, and Vietnam) have completed animal care audits (<xref ref-type="bibr" rid="ref94">94</xref>). Findings often indicate that animal behavior, positive mental states in animals, and human health and safety are all areas that require assistance. Wild Welfare lists several non-negotiables, stating that facilities must use only positive reinforcement techniques and not restrict animal movements, permit animal demonstrations detrimental to physical or psychological well-being, allow feeding by visitors, or permit unregulated breeding.</p>
</sec>
</sec>
<sec id="sec11">
<label>1.2</label>
<title>Elephant-specific welfare assessment tools</title>
<sec id="sec12">
<label>1.2.1</label>
<title>Elephant Behavioral Welfare Assessment Tool (EBWAT)</title>
<p>Among the few elephant-specific welfare assessment tools is EBWAT, which utilizes qualitative assessments of individual daytime and nighttime behavior (<xref ref-type="bibr" rid="ref23">23</xref>). It was developed as a paper-based tool but is currently available as an Android application. The assessment approach involves qualitative evaluations of elephant behavior based on: (1) rating demeanor on a scale of 1&#x2013;12 in four sets of 1-min observation periods in a single day; (2) daytime observations of comfort, social interactions, resting, feeding and stereotypic behaviors during four sets of 5-min observations during the day over 3 consecutive days; and (3) reviewing of overnight video footage using 30-min scan sampling. The reliability and validity of the tool were tested on 63 elephants at five UK elephant-holding facilities and are now used by 11 UK and Irish zoological facilities (<xref ref-type="bibr" rid="ref23">23</xref>).</p>
</sec>
<sec id="sec13">
<label>1.2.2</label>
<title>Elephant Welfare Initiative (EWI)</title>
<p>The EWI is a software-based online tool endorsed by the Elephant Taxon Advisory Group of the AZA as a follow-up to a series of multi-institutional epidemiological studies conducted in North America (<xref ref-type="bibr" rid="ref95">95</xref>). It uses resource-based measures (inputs), including housing features and management practices, and animal-based measures (outputs) of behavior and physical health. The tool uses a web-based software system that allows users to integrate demographics (age, sex, species), housing plans, 24-h daily monitoring, behavioral and body condition scoring tools, and produces a series of welfare reports. It provides real-time analyses at individual and institutional levels that assist in benchmarking and monitoring changes. However, labor and time-intensive input requirements and inconsistencies in data outputs have limited its use.</p>
</sec>
<sec id="sec14">
<label>1.2.3</label>
<title>Captive Elephant Welfare Index</title>
<p>This tool is based on the concept that captive elephant welfare is related to multiple husbandry parameters (<xref ref-type="bibr" rid="ref71">71</xref>). Ten elephant experts identified 15 welfare indicators: enclosure substrate, group size, health care, enrichment, restraint, enclosure type, exercise provision, enclosure size, keeper interaction and training, enclosure environment, keeper knowledge and experience, diet, keeper contact method, display duration, and enclosure security (<xref ref-type="bibr" rid="ref96">96</xref>). Different numerical grading scales (1&#x2013;6) are used to score each measure, which are combined to obtain a total score. These measures were validated by behavioral and physiological (urinary cortisol) measures in Asian elephants managed at three zoos and three sanctuaries. Elephants with low CEWI scores had higher urinary cortisol and exhibited more stereotypic behaviors.</p>
</sec>
<sec id="sec15">
<label>1.2.4</label>
<title>Assessments by World Animal Protection (WAP)</title>
<p>Welfare assessments based on the Five Freedoms and Welfare Quality models have been conducted on thousands of elephants in tourist venues throughout southeast Asia (Thailand, Nepal, India, Sri Lanka, Cambodia, Laos, and Malaysia) by WAP (<xref ref-type="bibr" rid="ref51 ref52 ref53">51&#x2013;53</xref>). Through direct observations of facilities and interviews with staff, numerical scores are assigned to factors such as animal mobility, hygiene and shelter, environmental noise quality, naturalness of the environment, social interactions, diet, entertainment intensity, and animal management on a 5-point scale. Low scores are assigned if elephants are used for tourist activities like riding, bathing, or feeding, chains are used for restraint, and the mahout carries an ankus. However, those assumptions are subjective, raising questions about their validity without considering how the activities are conducted (<xref ref-type="bibr" rid="ref97">97</xref>). Rating scores range between 1 and 10 and are calculated as follows: FS&#x2009;=&#x2009;(x/xmax)9&#x2009;+&#x2009;1, where FS&#x2009;=&#x2009;final rating score, x&#x2009;=&#x2009;husbandry score, and xmax&#x2009;=&#x2009;maximum achievable husbandry score.</p>
</sec>
<sec id="sec16">
<label>1.2.5</label>
<title>ABTA Animal Welfare Guidelines: Elephants in Captive Environments</title>
<p>The Association of British Travel Agents (ABTA) is among the few accredited organizations that have developed guidelines for non-zoological captive elephant management and care (<xref ref-type="bibr" rid="ref98">98</xref>). Through extensive multi-stakeholder consultations involving experts, scientists, zoological organizations, and NGOs worldwide, ABTA has formulated comprehensive guidelines to ensure the welfare of elephants engaged in tourism. These guidelines prioritize a holistic approach, aligning with the 12 criteria under the Welfare Quality and Five Freedom frameworks, encompassing feeding, housing, health, and behavior domains. The manual delineates negative (bad) and positive (best) practices, identifying key areas that significantly impact elephant welfare. Practices promoting proper diet, suitable housing conditions, adequate healthcare, minimal chaining, opportunities for social interactions, and controlled public feeding contribute to optimal welfare. Conversely, bad practices, such as inadequate diets, substandard housing, insufficient healthcare, excessive chaining, intensive tourist activities, and lack of social interaction opportunities, significantly compromise welfare. To reinforce these standards, ABTA urges trade bodies and organizations to consistently monitor and verify that elephant-holding institutions adhere to the prescribed requirements for management and care.</p>
</sec>
<sec id="sec17">
<label>1.2.6</label>
<title>Guidelines on the Usage of Captive Elephants in Malaysia</title>
<p>The Malaysian Association of Zoological Parks and Aquaria (MAZPA) devised comprehensive guidelines specifically focused on captive elephants engaged in tourist activities across Malaysia (<xref ref-type="bibr" rid="ref99">99</xref>). These guidelines cover a spectrum of practices, including performances, presentations, riding programs, and interactive sessions like feeding, photography, and bathing. MAZPA&#x2019;s directives strictly prohibit physical threats or punitive measures toward elephants during these activities and emphasize the importance of conditions that mitigate unnatural behaviors. To ensure elephant comfort, the guidelines stipulate a minimum chain length of 4 meters with durations of less than 2&#x2009;h between performances and housing on soft natural substrates Regular access to food and water is mandated, highlighting the crucial aspect of sustaining elephant health and vitality. Elephant handlers need to be qualified and knowledgeable in elephant care and using tools like the ankus and chaining.</p>
</sec>
</sec>
</sec>
<sec sec-type="discussion" id="sec18">
<label>2</label>
<title>Discussion</title>
<p>Within the two main welfare models used today, Five Freedoms and Five Domains, a range of methodologies exist for comprehensive welfare evaluations. To satisfy accreditation criteria, zoos and aquariums regularly evaluate the welfare of animals under their care (<xref ref-type="bibr" rid="ref89">89</xref>), often using tools designed for multiple species. Each tool offers distinctive features that often serve different functions, such as complete behavioral and space utilization monitoring of ZooMonitor, global data sharing features of ZIMS, numerical and visual data representation of AWAG, or reliable and valid captive elephant measures presented by EBWAT. Tools range from digital formats to more traditional pen and paper for data recording and monitoring. However, overall, the trend is for institutions to use digital tools and advanced technologies to improve welfare standards (<xref ref-type="bibr" rid="ref100">100</xref>). The tools differ in assessment levels, from assessments to understand individual variation to institutional level assessments that can inform on prioritization of resources and broadly benchmark progress in advancing welfare standards. These tools mostly rely on keeper ratings as a proxy for quantitative behavior assessments because keepers spend more time with the animals and can detect subtle changes that might be overlooked by others less familiar (<xref ref-type="bibr" rid="ref81">81</xref>). Most also use a relative grading system; for example, AWRAP implements a 0&#x2013;2 scale, Welfare Discussion Tool a 4-point scale, Ackonc-AWA a 3-point scale, and AWAG has a 10-point scale. Likert scales are also commonly utilized when evaluating behavioral indicators (<xref ref-type="bibr" rid="ref25">25</xref>). ZIMS is flexible to allow users to select the grading in binary, numeric, and percentile values. Objective welfare scores allow the recording of welfare changes over time (<xref ref-type="bibr" rid="ref25">25</xref>) and assist accreditation schemes in determining if an organization meets welfare requirements (<xref ref-type="bibr" rid="ref67">67</xref>).</p>
<p>Across the tools, inputs range from observing behaviors to measures of health and stress indicators to provide comprehensive assessments across different welfare domains. Observational behavioral assessments emerged as a standard in all of the existing tools. Some tools use CCTV or cameras, while others rely on direct observations by keepers or other experts. In one study, ZooMonitor was used along with 18 closed&#x2013;circuit cameras and five camera traps to record behavior states, habitat use, and social interactions of seven zoo Asian elephants (<xref ref-type="bibr" rid="ref79">79</xref>). That study highlighted the benefits of combining ZooMonitor with other assessment methodologies for comprehensive welfare interpretations. Tools are increasingly using behavioral indicators associated with comfort, play, affiliation, foraging, and sociality to evaluate mental and overall welfare states, in addition to commonly used and validated negative welfare indicators like stereotypies, poor health and reproduction, and high mortality and morbidity (<xref ref-type="bibr" rid="ref23">23</xref>, <xref ref-type="bibr" rid="ref44">44</xref>, <xref ref-type="bibr" rid="ref101">101</xref>, <xref ref-type="bibr" rid="ref102">102</xref>). To that end, the score sheet of WelfareTrak consists of positive (e.g., calm-relaxed) and negative (e.g., self-mutilating) behaviors. EBWAT includes stereotypies, social interactions, feeding, comfort, social behaviors, interactions with the environment, vocalizations, and others to measure mental health. AWAG also evaluates stereotypies, social affiliations, enrichment utilization, and responses to training as measures of psychological welfare.</p>
<p>Many tools also incorporate health evaluations as animal-based measures of physical condition. Stool and urine appearance, body coat condition, wounds, skin lesions, locomotion, micturition behaviors, general illness, teeth condition, and coat condition are all included in the health domain of Ackonc-AWA. Physical assessments in the AWAG include factors such as body condition scores, appetite, drinking and feeding behaviors, and activity levels, while the AWRAP tool includes body condition and an overall general health score, and the WDT overlays behavioral data with cortisol (feces, urine, etc.) analyses. In the case of elephants, cortisol or its metabolites can be measured in blood, saliva, urine, feces, and hair (<xref ref-type="bibr" rid="ref103">103</xref>). Indeed, a study in India found zoos and sanctuaries with low welfare scores tended to have elephants with higher urinary cortisol and stereotypy rates (<xref ref-type="bibr" rid="ref71">71</xref>). Immunoglobulin A (IgA) is among the novel biomarkers used as a positive welfare indicator and also in assessments of immune function (<xref ref-type="bibr" rid="ref104">104</xref>). Like cortisol, IgA fluctuations can indicate positive and negative welfare states (<xref ref-type="bibr" rid="ref105">105</xref>, <xref ref-type="bibr" rid="ref106">106</xref>) and be measured non-invasively. Combining analyses of glucocorticoids and IgA with behavioral indicators like stereotypies can further validate assessment findings (<xref ref-type="bibr" rid="ref107">107</xref>, <xref ref-type="bibr" rid="ref108">108</xref>). Methods like allostatic load indexes are gaining attention because of their ability to capture cumulative stress (<xref ref-type="bibr" rid="ref109">109</xref>), and so could potentially be used to predict mortality and morbidity risks. Other indices to consider could include evaluations of preference/avoidance, displacement, vocalization, startle/vigilance behaviors, salivary or urinary epinephrine, heart rate variability, and cardiovascular function.</p>
<p>Digital tools play a significant role in zoological institutions, enhancing efficacy, data visualization, and multi-institutional collaborations (<xref ref-type="bibr" rid="ref81">81</xref>, <xref ref-type="bibr" rid="ref100">100</xref>). However, implementing these tools institutionally in non-zoological settings will be challenging. Elephant mahouts may have limited knowledge of technological devices to use ZooMonitor or WelfareTrak, and most camps do not have research staff or volunteers to input data. Thus, paper-based assessment methodologies might be more appropriate. It also can be challenging for low-budget venues in range countries to afford CCTV cameras and access to software to analyze data. In tourist camps, where elephants are engaged in activities like bathing, riding, and walking in natural forests (<xref ref-type="bibr" rid="ref60">60</xref>), CCTV monitoring is impractical and could raise privacy concerns. Constantly updating information in digital tools like ZIMS could also be a logistical challenge for camp staff. Finally, most of these tools are only available in English, making them less useful for range countries.</p>
<p>The current reliance on keeper ratings or expert opinions in welfare assessment tools for captive elephants in range countries also has limitations. Although intimately familiar with their elephants, mahouts (i.e., elephant keepers) might not consistently identify stereotypic behaviors or have a comprehensive understanding of the full spectrum of elephant behaviors (<xref ref-type="bibr" rid="ref50">50</xref>). Studies have highlighted instances where mahouts, despite their proximity to the animals, could not identify certain behaviors accurately, leading to discrepancies between direct observations and keeper assessments (<xref ref-type="bibr" rid="ref92">92</xref>). Moreover, mahouts often face time constraints in non-zoological settings due to engaging in tourist interactions, impeding their ability to monitor behaviors continuously. The potential for positive bias in mahout ratings, influenced by personal attitudes and care for specific animals, also raises concerns about the objectivity of assessments (<xref ref-type="bibr" rid="ref67">67</xref>). A more effective approach might involve a collaborative model that combines the expertise of mahouts and trained observers. This hybrid approach utilizes both perspectives synergistically, with mahouts offering unique insights into individual elephant social interactions and preferences. At the same time, trained observers conduct focused, objective behavioral assessments, especially when evaluating stereotypies.</p>
<p>Moving forward, there is a need to develop a new welfare assessment tool specific to elephants used in tourism. Tools should go beyond mere adaptability from zoo-centric models to incorporate components that address the specific dynamics, challenges, stressors, and ethical considerations found in tourist camps. The tool should integrate a balance of animal and resource-based measures and avoid the narrow focus on single behavior or health indicators (<xref ref-type="bibr" rid="ref23">23</xref>, <xref ref-type="bibr" rid="ref55">55</xref>) to provide a comprehensive welfare risk assessment (<xref ref-type="bibr" rid="ref67">67</xref>). With an increasing focus on using welfare assessment frameworks for developing assessment tools, the Five Domain Model can be adapted to develop the welfare assessment tool. Despite criticisms against the Five Domain Model (<xref ref-type="bibr" rid="ref14">14</xref>), it is the most widely used model in animal welfare science and is important because of its focus on mental states. If limitations such as reliable and valid measures focusing on the overall mental and welfare state of captive elephants, and a structured welfare grading system are considered (<xref ref-type="bibr" rid="ref14">14</xref>), the Five Domain Model can be adapted to develop a new welfare assessment tool. Previously established behavioral measures for captive elephants (<xref ref-type="bibr" rid="ref23">23</xref>, <xref ref-type="bibr" rid="ref101">101</xref>, <xref ref-type="bibr" rid="ref102">102</xref>) and welfare factors associated with tourist camps can be integrated and adapted for further testing. The tool must be rapid, adaptable, undemanding in resources, non-invasive, and easy to complete, considering financial limitations, feasibility, and ethical concerns associated with invasive techniques (<xref ref-type="bibr" rid="ref23">23</xref>, <xref ref-type="bibr" rid="ref25">25</xref>). Impractical measures like cognitive bias that require experimental setups (<xref ref-type="bibr" rid="ref26">26</xref>) and measures such as safety from predators can be omitted, acknowledging their minimal impact on captive elephants in tourist camps. Despite recent efforts to enhance efficiency through technology (<xref ref-type="bibr" rid="ref100">100</xref>), the practical constraints of tourist camps necessitate a focus on direct observation and questionnaires with mahouts. In the case of developing countries, a lack of understanding and awareness of animal welfare among mahouts makes it more challenging (<xref ref-type="bibr" rid="ref94">94</xref>). To address this, a tool should integrate the perspectives of both mahout and experts, ensuring a more comprehensive and objective evaluation of elephant welfare. The tool should be designed to be executed by a trained individual familiar with the methodology, metrics, and relevant evaluation tools, intending to expand training to allow stakeholders and medical staff for in-house evaluation and assessments. Ensuring the tool&#x2019;s validity, reliability, and practicality is paramount (<xref ref-type="bibr" rid="ref23">23</xref>). Achieving validity involves integrating existing literature, expert consultancy, and adapting established and validated assessment measures (<xref ref-type="bibr" rid="ref25">25</xref>). Reliability can be tested through inter-rater, reliability, repeatability, and internal consistency assessments. The tool should be able to track welfare changes over time, integrating objective and quantitative welfare scores. This integration facilitates the comparison of welfare levels for future evaluations, enabling institutions to meet accreditation. It provides a quantifiable means to interpret individual welfare states, reduce inter-observer variability, and the potential for intra- and inter-group comparisons to establish best practices in elephant welfare across diverse tourist camps. A range of factors, such as age, health status, reproductive status, and life history, need to be accounted for in welfare assessments of captive elephants. Animals of different ages may react differently to the same scenario or resource allocation (<xref ref-type="bibr" rid="ref110">110</xref>). Having baseline data for specific age groups for later comparison will contribute to developing a credible tool (<xref ref-type="bibr" rid="ref25">25</xref>). For example, in the U.S. most captive elephants have experienced at least one inter-zoo transfer (<xref ref-type="bibr" rid="ref111">111</xref>), which is associated with stereotypic behaviors (<xref ref-type="bibr" rid="ref35">35</xref>). Similarly, seasonality in cortisol or its metabolites is evident in African (<xref ref-type="bibr" rid="ref112">112</xref>) and Asian (<xref ref-type="bibr" rid="ref113">113</xref>) elephants and so must be considered when evaluating the physiological significance of fluctuations as stress indicators. For example, in Thailand tourist camp elephants, higher fecal glucocorticoid concentrations were observed during winter (November&#x2013;February), presumably due to colder temperatures (<xref ref-type="bibr" rid="ref49">49</xref>), but during an international travel ban in Thailand during the Covid-19 pandemic, the highest concentrations were in the rainy season, suggesting it is tourist activities that are the most likely cause of increased glucocorticoid excretion during the winter, high tourist season months (<xref ref-type="bibr" rid="ref114">114</xref>).</p>
<p>Implementing tools developed by ZIMS (Care and Welfare module) and Wild Welfare might reveal issues that require costly improvements, conflicting with the profit-oriented approach of elephant tourism, making camps hesitant to adopt changes. Welfare concerns surrounding captive elephants in Asia encompass various activities such as the use of ankus, chaining, riding, performing in shows, logging work, training methods, weaning, participation in religious rituals or festivals, and even involvement in polo tournaments. These activities provoke international concern, but the upright dismissal of such practices could lead to tension between local communities and outside experts. Thus, establishing collaborations among all stakeholders is vital for informed management adaptations.</p>
<p>Addressing welfare challenges and implementing assessment methodologies also demands clear objectives, heightened awareness, robust legal frameworks, and collaborative endeavors involving governmental bodies (<xref ref-type="bibr" rid="ref115">115</xref>). Organizations like the Asian Elephant Specialist Group (AsESG) (<xref ref-type="bibr" rid="ref116">116</xref>), WAP, ABTA, and MAZPA are developing conservation action plans, guidelines, and manuals for elephants managed in range countries. However, governmental concerns are often overlooked. Thailand, for example, initiated efforts to improve elephant welfare in 2002 with welfare standards for elephant camps, later supplemented by additional standards in 2009 (<xref ref-type="bibr" rid="ref64">64</xref>). However, compliance was low due to non-enforceability and limited incentives. Thailand passed the Cruelty Prevention and Welfare of Animals Act in 2014 to prevent cruelty and improve animal welfare, but it has yet to be implemented. The Asian Captive Elephant Standards (ACES) were created to promote the well-being of elephants in Southeast Asia but require sincere participation from elephant camps and strict welfare monitoring by governmental bodies (<xref ref-type="bibr" rid="ref64">64</xref>). Hopefully, the elephant camp standards launched by the Thailand National Bureau of Agricultural Commodity and Food Standards implemented in August 2024 will bring positive changes regarding the welfare of elephants in tourist camps. Similar issues are evident in other regions, like India (<xref ref-type="bibr" rid="ref56">56</xref>, <xref ref-type="bibr" rid="ref117">117</xref>, <xref ref-type="bibr" rid="ref118">118</xref>), where many captive elephants are kept in temples under dismal conditions. Unlike conventional zoo or sanctuary environments, these settings operate under distinct governance structures that are often less restrictive and more culturally influenced. Therefore, a tailored welfare assessment tool must navigate the delicate balance between traditional and modern welfare standards, recognizing the diversity of beliefs and practices surrounding captive elephant management.</p>
</sec>
<sec id="sec19">
<label>3</label>
<title>Conclusion and future directions</title>
<p>Addressing the welfare concerns of elephants in non-zoological settings, particularly tourist camps, presents a pressing challenge. Existing animal welfare assessment tools, although flexible, often lack essential components for effectively monitoring and enhancing elephant welfare in these contexts. Many tools were initially designed for zoological settings, rendering them less practical for non-zoological environments. Digital tools and methodologies such as keeper ratings encounter difficulties when applied to tourist venues because mahout knowledge of elephant biology and behavior is more limited. Tools should consider critical factors like reliability, validity, practicality, and recent advances in animal welfare science for comprehensive assessments. By doing so, we can better identify welfare risks, inform management decisions, track welfare changes over time, and contribute to standardizing elephant welfare practices and policy-making processes in non-zoological settings. This review proposes that there is a need to develop holistic, context-specific, evidence-based, and practical assessment tools tailored to the unique needs of tourist camp elephants across Asia. Recognizing the limitations of current approaches, we are actively engaged in developing a novel assessment tool specifically designed for assessing the welfare of elephants in tourist camps. This initiative aims to fill the gaps identified in existing methodologies and promote higher welfare standards for elephants across Asian tourist venues. By employing a comprehensive and tailored approach, we aspire to foster positive welfare outcomes for elephants and contribute to the broader efforts aimed at enhancing animal welfare across diverse captive settings in Asia.</p>
</sec>
<sec sec-type="author-contributions" id="sec20">
<title>Author contributions</title>
<p>RG: Conceptualization, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. JB: Conceptualization, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. CT: Conceptualization, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. PB: Conceptualization, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing.</p>
</sec>
</body>
<back>
<sec sec-type="funding-information" id="sec21">
<title>Funding</title>
<p>The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. This review was supported by Chiang Mai University, Chiang Mai, Thailand. This study was supported in part from the Smithsonian Conservation Biology Institute (SCBI, United States) through a grant from the Shared Earth Foundation and the Anela Kolohe Foundation.</p>
</sec>
<ack>
<p>RG is a graduate student in a Master&#x2019;s Degree Program in Veterinary Science at the Faculty of Veterinary Medicine, Chiang Mai University, under the CMU Presidential Scholarship.</p>
</ack>
<sec sec-type="COI-statement" id="sec22">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted without any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="sec100" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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