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<journal-id journal-id-type="publisher-id">Front. Sustain. Food Syst.</journal-id>
<journal-title>Frontiers in Sustainable Food Systems</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Sustain. Food Syst.</abbrev-journal-title>
<issn pub-type="epub">2571-581X</issn>
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<publisher-name>Frontiers Media S.A.</publisher-name>
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<article-meta>
<article-id pub-id-type="doi">10.3389/fsufs.2025.1655602</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Sustainable Food Systems</subject>
<subj-group>
<subject>Conceptual Analysis</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Reflections on the impacts of the COVID-19 pandemic on rural livelihoods</article-title>
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<contrib-group>
<contrib contrib-type="author">
<name><surname>Wang</surname><given-names>Chuanxi</given-names></name>
<xref rid="aff1" ref-type="aff"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/3200635/overview"/>
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<contrib contrib-type="author" corresp="yes">
<name><surname>Hua</surname><given-names>Xiaobo</given-names></name>
<xref rid="aff2" ref-type="aff"><sup>2</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
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<aff id="aff1"><sup>1</sup><institution>College of Economics and Management, China Agricultural University</institution>, <addr-line>Beijing</addr-line>, <country>China</country></aff>
<aff id="aff2"><sup>2</sup><institution>College of Humanities and Development Studies, China Agricultural University</institution>, <addr-line>Beijing</addr-line>, <country>China</country></aff>
<author-notes>
<fn fn-type="edited-by" id="fn0001">
<p>Edited by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2367476/overview">Francisco Gurri</ext-link>, The South Border College (ECOSUR), Mexico</p></fn>
<fn fn-type="edited-by" id="fn0002">
<p>Reviewed by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/3163052/overview">John Chiwuzulum Odozi</ext-link>, Ajayi Crowther University, Nigeria</p>
<p><ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/3165162/overview">Emmanuel Fanifosi</ext-link>, Ajayi Crowther University, Nigeria</p></fn>
<corresp id="c001">&#x002A;Correspondence: Xiaobo Hua, <email>huaxb@cau.edu.cn</email></corresp>
</author-notes>
<pub-date pub-type="epub">
<day>16</day>
<month>09</month>
<year>2025</year>
</pub-date>
<pub-date pub-type="collection">
<year>2025</year>
</pub-date>
<volume>9</volume>
<elocation-id>1655602</elocation-id>
<history>
<date date-type="received">
<day>28</day>
<month>06</month>
<year>2025</year>
</date>
<date date-type="accepted">
<day>03</day>
<month>09</month>
<year>2025</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2025 Wang and Hua.</copyright-statement>
<copyright-year>2025</copyright-year>
<copyright-holder>Wang and Hua</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>The COVID-19 pandemic has had long-lasting impacts on agricultural development and rural society, increasing the uncertainty of the entire agricultural system and victimizing rural livelihoods. Rethinking the relationship between COVID-19 and rural livelihoods not only can reveal the general pattern of maintaining the livelihoods in the face of shocks, but also helps to understand the changes brought by COVID-19 to the agricultural system from the perspective of rural households. This is the key to improving the resilience of the agricultural system and realizing the sustainable development of agriculture in the post-epidemic era. Therefore, by synthesizing current research on related topics, this article seeks to illustrate the impacts and response process which exist between the COVID-19 shock and dynamic rural livelihoods. The study finds that, by changing the external environmental context and internal livelihood bases, the COVID-19 shock disturbed livelihood practices and therefore influenced rural livelihoods. At the same time, the COVID-19 shock elicited a response from rural residents. Specifically, households responded with both positive transformation strategies and conservative maintenance strategies. Their responses shaped the content of the households&#x2019; production and lifestyles after the impact and remodeled the original livelihoods basis. Based on existing studies, future research should continue to focus on the long-term impacts of COVID-19 shocks on rural livelihoods, on further changes in rural households&#x2019; livelihood strategies, and on the behavioral logic behind the strategies during the post-epidemic recovery period.</p>
</abstract>
<kwd-group>
<kwd>rural livelihoods</kwd>
<kwd>COVID-19</kwd>
<kwd>shocks</kwd>
<kwd>vulnerability</kwd>
<kwd>livelihood strategies</kwd>
</kwd-group>
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<meta-name>section-at-acceptance</meta-name>
<meta-value>Land, Livelihoods and Food Security</meta-value>
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</front>
<body>
<sec sec-type="intro" id="sec1">
<label>1</label>
<title>Introduction</title>
<p>The COVID-19 epidemic has caused about 770 million infections and nearly seven million deaths worldwide, posing a serious threat to the overall health of mankind. The corresponding public health measures such as quarantine, closures, and travel restrictions have brought new problems while effectively controlling the spread of the virus. The epidemic triggered by COVID-19 plunged the global economy into the most severe recession since the Second World War (<xref ref-type="bibr" rid="ref25">Hanna et al., 2020</xref>), with all sectors of the global economy showing downward trends of varying degrees of severity. There has been, a decrease in currency circulation, an increase in unemployment, and a subsequent decrease in tax revenues, as well as a plunge in the incomes of individuals and families (<xref ref-type="bibr" rid="ref46">Mckee and Stuckler, 2020</xref>). In addition to its economic impact, the epidemic has also disrupted people&#x2019;s social life, bringing about forced changes in education and work styles, socialization barriers, strained family and social group relationships, and many other social losses that are difficult to measure in monetary terms (<xref ref-type="bibr" rid="ref3">Ali and Alharbi, 2020</xref>; <xref ref-type="bibr" rid="ref10">Bonotti and Zech, 2021</xref>). At the same time, there are differences in the impact of these negative socio-economic effects on different groups and different countries. The negative effects are associated with inherent livelihood vulnerabilities and persistent inequalities (<xref ref-type="bibr" rid="ref41">Maiti and Locke, 2021</xref>). The low-income groups are impacted to a greater extent (<xref ref-type="bibr" rid="ref57">Patel et al., 2020</xref>; <xref ref-type="bibr" rid="ref74">Whitehead et al., 2021</xref>), which in turn exacerbates social inequalities and worsens poverty worldwide (<xref ref-type="bibr" rid="ref23">Gupta et al., 2021</xref>).</p>
<p>In many of the aforementioned discussions surrounding COVID-19 and its impacts, the agricultural sector has received increasing attention due to its unique function of supplying essential agricultural products and guaranteeing national security (<xref ref-type="bibr" rid="ref8">Beckman and Countryman, 2021</xref>). What is clear is that the impact of epidemics and related public policies on rural and agricultural development is both comprehensive, long-lasting (<xref ref-type="bibr" rid="ref78">Ye et al., 2020</xref>), increasing uncertainty and risk across the agricultural system (<xref ref-type="bibr" rid="ref26">Haqiqi and Bahalou Horeh, 2021</xref>), and testing the vulnerability and resilience of agricultural and food systems (<xref ref-type="bibr" rid="ref54">Nicola et al., 2020</xref>; <xref ref-type="bibr" rid="ref58">Popescu and Popescu, 2022</xref>). Ultimately, rural households, the smallest scale agricultural production unit, will be affected first with changes in their livelihoods.</p>
<p>Therefore, this study will focus on the question of how the COVID-19 pandemic, as a typical shock, affects rural livelihoods. The coping strategies adopted by rural households in the face of the impact of the epidemic are also synthesized, which will help to understand the behavior of rural households in dealing with the crisis in a more general way. The general pattern of how to maintain rural livelihoods when the pandemic ends is also discovered. That will then be reflected back to the macro agricultural system through the micro subject of rural households, so that the resilience of the agricultural system can be improved in all aspects in reality (<xref ref-type="bibr" rid="ref15">Du et al., 2020</xref>). By proposing a conceptual framework of how the COVID-19 shock impacts rural livelihoods and causes responses, this study will synthesize and clarify the processes of the COVID-19 shock influencing rural livelihoods. The strategies adopted by the rural households in responding to the shock will also be explored. The literature search methodology employed in this study closely resembles a content review approach. Initially, we conducted a broad literature search on the Web of Science database by using the keywords &#x201C;COVID-19&#x201D; and &#x201C;rural livelihoods,&#x201D; then tried to connect the literature with our conceptual framework in order to identify the key themes and specific content to be addressed within each component of the framework. Subsequently, more targeted literature searches were performed based on the identified theme to supplement and enrich the content. Finally, this study hopes to obtain a novel understanding of the existing progress of the research related to COVID-19 and rural livelihoods.</p>
</sec>
<sec id="sec2">
<label>2</label>
<title>Processes of the COVID-19 shock affecting rural livelihoods</title>
<p>In the sustainable livelihoods framework (SLF) proposed by the U.K. Department for International Development (<xref ref-type="bibr" rid="ref14">DFID, 1999</xref>), shocks are defined as sudden, unpredictable, and traumatic external impacts that affect the livelihoods of individuals, households, groups, and communities. The COVID-19 pandemic, as a disease that affects humans, belongs to a specific type of shock known as a covariate shock. Such shocks affect all households within a given geographic area (<xref ref-type="bibr" rid="ref22">G&#x00FC;nther and Harttgen, 2009</xref>; <xref ref-type="bibr" rid="ref77">Yazdanpanah et al., 2021</xref>).</p>
<p>In fact, the COVID-19 pandemic differs in several ways from other types of shocks. As a global pandemic, its impact extends to both urban and rural households across the world, making the impact more widespread than regional covariate shocks, such as natural disasters, wars, or animal diseases. Moreover, the direct damage caused by the pandemic on livelihood assets is relatively limited. Minimal destruction has been caused to tangible forms of capital, such as land, houses, and livestock. There has also been a relatively constrained effect on human capital, such as the physical health of household members. By comparison, other covariate shocks&#x2014;such as droughts, floods, wars, or animal diseases&#x2014;often devastate households&#x2019; tangible capital and result in more severe direct damage to livelihood assets. In other words, the impact of the COVID-19 shock on rural livelihoods is predominantly indirect, operating through changes in the external environment and subsequently influencing household dynamics. This, in turn, compels farmers to respond by adopting various coping strategies.</p>
<p>Based on the characteristics of the COVID-19 shock mentioned above, <xref ref-type="fig" rid="fig1">Figure 1</xref> illustrates how the COVID-19 pandemic affects rural livelihoods and triggers responses. This section is grounded in the DFID&#x2019;s SLF, while also drawing on &#x201C;A sustainable livelihoods framework for the 21st century,&#x201D; proposed by <xref ref-type="bibr" rid="ref53">Natarajan et al. (2022)</xref>, and the &#x201C;descriptive framework for farmers&#x2019; sustainable livelihood resilience,&#x201D; proposed by <xref ref-type="bibr" rid="ref68">Sun et al. (2023)</xref>. These additional frameworks are used to address some limitations of the original DFID edition, such as that framework&#x2019;s outdated structure and its insufficient consideration of the dynamic interactions between farmers and the external environment.</p>
<fig position="float" id="fig1">
<label>Figure 1</label>
<caption>
<p>Impact of the COVID-19 shocks and the process of rural livelihoods response.</p>
</caption>
<graphic xlink:href="fsufs-09-1655602-g001.tif" mimetype="image" mime-subtype="tiff">
<alt-text content-type="machine-generated">Diagram illustrating the impact of shocks on rural livelihoods. Part (a) shows how shocks affect dynamic rural livelihoods through vulnerability and resilience, impacting the sustainability of livelihoods. Part (b) details the impact mechanism of COVID-19, showing how external environmental context and internal livelihoods basis influence livelihoods practice. Remodeling and coping strategies lead to livelihoods outcomes.</alt-text>
</graphic>
</fig>
<p>First, <xref ref-type="fig" rid="fig1">Figure 1a</xref> illustrates the basic relationship between the COVID-19 shock and rural livelihoods. In this figure, the term &#x201C;dynamic rural livelihoods&#x201D; is used to represent the changes in livelihoods that occur before and after the shock. This process can be understood as follows: Livelihoods are inherently vulnerable, and the COVID-19 pandemic, as an external shock, affects rural livelihoods through certain processes. Livelihoods also possess a degree of resilience, whereby affected households adopt various coping strategies in response to the COVID-19 shock. The interplay between vulnerability and resilience reflects the dynamic and adaptive nature of sustainable livelihoods.</p>
<p>Second, <xref ref-type="fig" rid="fig1">Figure 1b</xref> provides a more detailed explanation of how the COVID-19 pandemic is a specific type of shock. The external environmental context encompasses not only the natural environment in which households are situated but also the social environment in which the households conduct daily life. This includes various norms with differing degrees of enforcement, including laws, policies, institutions, culture, and customs. In this study&#x2019;s discussion, the external environmental context specifically refers to pandemic-related public health policies, regional mobility restrictions, and similar measures. The internal livelihood basis consists of the tangible and intangible forms of capital possessed by households. Tangible capital includes physical capital, natural capital, and financial capital, while intangible capital includes human capital and social capital. This context also involves the degree to which these forms of capital can be utilized.</p>
<p>Thus, the process through which the pandemic affects rural livelihoods can be understood as follows: The COVID-19 pandemic, through external environmental contexts such as public health policies and mobility restrictions, causes changes in the internal livelihoods of rural households. At the same time, the external environmental context and the internal livelihood bases jointly disrupt livelihood practices, specifically by influencing the actions that are taken to make a living. This ultimately leads to livelihood outcomes under the impact of the pandemic. Livelihood outcome represents the dynamic state of rural livelihoods following the shock of the pandemic. It serves as a comprehensive synthesis shaped by the interplay of the external environmental context, internal livelihoods basis, and livelihoods practice. However, people with livelihoods possess resilience and have the capacity to recover from shocks. Rural households, based on the livelihood outcomes they experience, adopt targeted coping strategies to actively adjust and modify their livelihood practices, eventually reshaping their internal livelihood basis. This dynamic process allows the overall livelihood system to gradually evolve toward a more stable level. The following sections will provide a detailed explanation of the specific processes involved.</p>
<sec id="sec3">
<label>2.1</label>
<title>Changes of external environmental context</title>
<p>During the shock of the COVID-19 pandemic, the disruption to global value chains caused by social policies (such as lockdowns and mobility restrictions) emerged as the most prominent feature of changes in the external environment. The COVID-19 pandemic exposed the vulnerability of interdependent global value chains. Among the value chains of various industry sectors, the global food value chain is more susceptible, due to its high dependence on labor, seasonality of production, and long turnaround time (<xref ref-type="bibr" rid="ref4">Ali et al., 2022</xref>). First, the restrictions on the movement of essential inputs such as raw materials and agricultural products in the global food value chain are most directly and obviously associated with agricultural activities. Due to the integration of global value chains, if an exporting country imports inputs from a country that is more severely affected by an epidemic, the country will end up exporting fewer products (<xref ref-type="bibr" rid="ref27">Hayakawa and Mukunoki, 2021</xref>). In agricultural production, this is manifested as a problem in the supply of inputs such as fertilizers and seeds, which are more deeply involved in the global value chain (<xref ref-type="bibr" rid="ref13">Deuss et al., 2021</xref>; <xref ref-type="bibr" rid="ref16">Emmanuel et al., 2021</xref>; <xref ref-type="bibr" rid="ref18">Farias et al., 2020</xref>). In turn, this problem is transmitted to agricultural outputs downstream in the value chain. In addition, the risk of labor shortages in the context of epidemics involved in global food value chains is also relevant to agricultural activities (<xref ref-type="bibr" rid="ref30">Hobbs, 2021</xref>), especially as the supply chain disruptions caused by illnesses of workers in large and concentrated sectors, such as meat processing, can simultaneously affect upstream and downstream farming and marketing (<xref ref-type="bibr" rid="ref29">Hobbs, 2020</xref>; <xref ref-type="bibr" rid="ref40">Luckstead and Devadoss, 2020</xref>). Ultimately, this widens the spreads in the prices of livestock and the retail prices of meat and animals in the short term, thereby disrupting the normal conduct of agricultural activities.</p>
<p>The direct consequence of the value chain disruption was severe global food insecurity (<xref ref-type="bibr" rid="ref69">Swinnen and McDermott, 2020</xref>). On the one hand, food demands could not be met. Consumers&#x2019; (especially in developing countries) sources of income have been disrupted by the epidemic. Their lack of savings, lack of safety nets, marked food price volatility, and reduced purchasing power and food accessibility (<xref ref-type="bibr" rid="ref6">Arumugam et al., 2021</xref>; <xref ref-type="bibr" rid="ref7">Barrett, 2020</xref>) mean these consumers have seen a marked reduction in demand and consumption of food. In addition, access to nutritious food is difficult to secure in terms of quantity and quality (<xref ref-type="bibr" rid="ref52">Musa and Basir, 2021</xref>). On the other hand, there are problems with food supply. The restrictions on mobility brought about by the embargo, transportation obstacles that create agricultural labor shortages, and the transportation of agricultural products are all difficulties (<xref ref-type="bibr" rid="ref2">Alabi and Ngwenyama, 2023</xref>; <xref ref-type="bibr" rid="ref21">Gregorio and Ancog, 2020</xref>). In addition, there is a decrease in the availability of agricultural products for sale, as well as a decrease in the demand for food due to a decline in purchasing power. These also affect the ability and willingness of farmers to invest in agricultural production (<xref ref-type="bibr" rid="ref75">Workie et al., 2020</xref>), thereby exacerbating the uncertainty of the global food supply.</p>
</sec>
<sec id="sec4">
<label>2.2</label>
<title>Changes in internal livelihood bases</title>
<p>Under the impact of the COVID-19 pandemic shock, changes in the internal livelihood bases of rural households were most notably reflected in shifts in both monetary and human resources. Firstly, measures restricting inter-regional labor migration, such as border closures and travel and immigration controls, led to a reduction in the availability of agricultural labor within households. This negatively affected agricultural activities, both at the household level and across the broader agricultural sector. As a result of transnational labor force reductions, many high-income countries have experienced severe labor shortages in labor-intensive agricultural sectors such as perishable crop (fruit and vegetable) production and food crop production and processing. Thus, agricultural productivity has declined, the supply of agricultural products has been insufficient, and incomes have declined (<xref ref-type="bibr" rid="ref6">Arumugam et al., 2021</xref>; <xref ref-type="bibr" rid="ref12">Cortignani et al., 2020</xref>; <xref ref-type="bibr" rid="ref56">Papademetriou and Hooper, 2020</xref>). Lower middle-income countries have similarly experienced the disruption of agricultural activities caused by sequestration-induced labor depletion. A study by <xref ref-type="bibr" rid="ref44">Mbugua et al. (2021)</xref> based on smallholder farmers in Uganda reveals that prolonged periods of complete isolation are a significant impediment to smallholder access to an adequate supply of agricultural labor. In addition, this short-term sudden and long-term potential reduction in labor jeopardizes agricultural production. For example, India&#x2019;s rice supply was significantly delayed in places where labor-intensive activities such as rice paddy transplants have been affected (<xref ref-type="bibr" rid="ref35">Kaur and Kaur, 2021</xref>; <xref ref-type="bibr" rid="ref67">Singh et al., 2020</xref>). China&#x2019;s cereal-producing areas in the southeastern coastal provinces were forced to delay planting due to a lack of skilled grain workers from Hubei, Hunan, and Sichuan (<xref ref-type="bibr" rid="ref59">Pu and Zhong, 2020</xref>). Also, Thailand&#x2019;s supply of ginger was unsustainable due to the non-entry of agricultural laborers from Laos (<xref ref-type="bibr" rid="ref71">Wannaprasert and Choenkwan, 2021</xref>).</p>
<p>Secondly, the impact on health status is an inevitable consequence of the epidemic. Those infected display short- or long-term symptoms such as high fevers, muscle aches, and respiratory problems, which to a certain extent diminish the livelihoods of rural households (<xref ref-type="bibr" rid="ref19">Fiorella et al., 2020</xref>; <xref ref-type="bibr" rid="ref31">Huang et al., 2020</xref>). However, another extremely important impact of the epidemic on the health status of rural household members that is often overlooked is the impact on mental or psychological health. <xref ref-type="bibr" rid="ref73">Wheeler et al. (2023)</xref> suggest that farmers experience multiple dimensions of social, emotional, and cultural isolation as a result of sequestration, and that perceptions of loneliness are often associated with other aspects of mental health. Stress, depression, or anxiety were the main manifestations of farmers&#x2019; mental health problems during the epidemic (<xref ref-type="bibr" rid="ref65">Rudolphi and Barnes, 2020</xref>; <xref ref-type="bibr" rid="ref72">Wheeler and Lobley, 2022</xref>). In terms of structural sources of stress, agricultural finances, macroeconomic conditions, family dynamics, social activities, and climate change have been associated with stress generation among rural households. Furthermore, there is heterogeneity in demographic and farm-related characteristics (<xref ref-type="bibr" rid="ref28">Henning-Smith et al., 2022</xref>; <xref ref-type="bibr" rid="ref64">Rose et al., 2022</xref>), with lone-occupant households and families with children being more likely to experience stress and anxiety during periods of quarantine (<xref ref-type="bibr" rid="ref48">Meredith et al., 2020</xref>). In addition, some farmers experienced more serious mental health problems, such as suicide, the proportion of which increased under the COVID-19 pandemic (<xref ref-type="bibr" rid="ref60">Raghavendra et al., 2022</xref>). Intervention studies on the mental health of farmers and families are needed to enrich the scientific understanding of suicide risk factors in rural households (<xref ref-type="bibr" rid="ref62">Reed and Claunch, 2020</xref>).</p>
<p>Finally, due to the easily-measurable nature of household income, changes in the income of rural households are the most intuitive impacts of COVID-19 at the family scale. For example, studies of vegetable-producing farmers in Burkina Faso (<xref ref-type="bibr" rid="ref50">Middendorf et al., 2022</xref>), maize, cassava, and palm oil-producing farmers in Indonesia (<xref ref-type="bibr" rid="ref32">Irawan et al., 2022</xref>; <xref ref-type="bibr" rid="ref33">Jaya and Rosmilawati, 2022</xref>; <xref ref-type="bibr" rid="ref79">Zakaria et al., 2022</xref>), and tea-producing farmers in Laos (<xref ref-type="bibr" rid="ref36">Keovilignavong et al., 2023</xref>) all centered on the reduction of household incomes in the context of the epidemic shock. All of these studies analyze the reduction of household income under the impact of the epidemic, indicating that the reduction of income is universal, regardless of the type of crop and the mode of agricultural operation in which the farmers are engaged in the country or region. Meanwhile, in terms of the types of rural households differentiated by the share of farm income, <xref ref-type="bibr" rid="ref70">Wang et al. (2022)</xref> pointed out that all types of rural households suffered an average income loss of 13.01% of the total annual household income. Due to the types of purely farm, mixed farm, and non-farm households, there was specific numerical heterogeneity. A higher percentage of households relying on non-farm income reported lost income, while households that were predominantly agricultural experienced a smaller decline in income (<xref ref-type="bibr" rid="ref1">Aggarwal et al., 2020</xref>; <xref ref-type="bibr" rid="ref24">Hammond et al., 2022</xref>). One can see that, while the COVID-19 shock had an all-encompassing impact on household incomes, agricultural employment still acted as a buffer in the overall income structure, saving rural households from extreme and drastic changes in their incomes.</p>
<p>In addition, the worsening of income inequality was another important impact of the epidemic on incomes, which was manifested in the widening of the income gap between family-oriented farmers and other market participants. Retailers and traders seized the opportunity of movement restrictions and market closures brought about by the closure measures to create a squeeze on small producers. They bought produce at low prices and sold it at high prices (<xref ref-type="bibr" rid="ref11">Chipenda, 2022</xref>; <xref ref-type="bibr" rid="ref45">McBurney et al., 2021</xref>), limiting the profitability of rural households.</p>
</sec>
<sec id="sec5">
<label>2.3</label>
<title>Changes in household production behavior</title>
<p>Through the external environmental context and the internal livelihoods basis, the COVID-19 shock changed the production behavior of rural households, typically in the form of reductions in various agricultural factor inputs (<xref ref-type="bibr" rid="ref80">Zhang et al., 2020</xref>). In terms of labor factors, as an inevitable result of the restricted migration of regional labor, there was a huge gap in the supply of skilled agricultural workers and skilled workers needed to operate agricultural machinery. Farmers therefore had to postpone the sowing and harvesting of food crops (<xref ref-type="bibr" rid="ref38">Kumar et al., 2021</xref>; <xref ref-type="bibr" rid="ref59">Pu and Zhong, 2020</xref>), and labor-intensive horticultural crops such as fruits and vegetables were not able to be harvested in time. This resulted in a decline in quality and even food being discarded (<xref ref-type="bibr" rid="ref34">Joshi et al., 2019</xref>; <xref ref-type="bibr" rid="ref63">Ridley and Devadoss, 2021</xref>). Other production factors besides labor were also in trouble, especially the stagnant supply of pesticides, fertilizers, feeds, and veterinary drugs needed for planting and breeding (<xref ref-type="bibr" rid="ref51">Mthembu et al., 2022</xref>). Therefore, how to obtain production inputs has been a concern of most farmers (<xref ref-type="bibr" rid="ref49">Middendorf et al., 2021</xref>).</p>
<p>After experiencing an initial reduction in production inputs, rural households began to make proactive adjustments in different ways. For example, broiler farmers in Myanmar quickly controlled flock size and input costs in accordance with market demand conditions to ensure that they could stop and restart production at short notice (<xref ref-type="bibr" rid="ref17">Fang et al., 2021</xref>). Farmers in Austria increased the storage capacity of agricultural products and adapted their traditional production methods to organic agricultural production (<xref ref-type="bibr" rid="ref47">Meixner et al., 2022</xref>). Farmers in African countries tended to reduce the area of land under cultivation, in order to reduce possible investments in agricultural production and to use less labor for more labor-intensive production (<xref ref-type="bibr" rid="ref55">Nolte et al., 2022</xref>).</p>
</sec>
</sec>
<sec id="sec6">
<label>3</label>
<title>The COVID-19 shock and the coping strategies of rural households</title>
<p>As shown in <xref ref-type="fig" rid="fig1">Figure 1</xref>, the response of rural livelihoods to the COVID-19 shock is manifested in the diverse adjustment of livelihood strategies. According to the different modes of action, the coping strategies adopted by rural households can be divided into two main categories. The first category is the positive transformation strategy, which is proactively responding to the changes brought by the shock through transformations in income sources or through links such as production and sales. The second category is a conservative maintenance strategy, which ensures that production and life can operate normally but at a relatively low level to get through the current difficulties.</p>
<sec id="sec7">
<label>3.1</label>
<title>Positive transformation strategies</title>
<p>Production structure transformation, technology and input change, marketing channel switching, and income sources change are the basic strategies rural households use to cope with the COVID-19 shock. First, the production structure transformation strategy is a shift between different crop cultivation and between crop cultivation and livestock farming. Diversified crop cultivation or a combination of crop-livestock transformation orientations are the most typical forms of this strategy. For example, coffee growers in Indonesia have adopted a hybrid crop-livestock system as a management approach to the COVID-19 shock risk. Farmers shift from single coffee cultivation to the composite production of coffee and livestock. On the one hand, farmed livestock stabilizes household incomes. On the other hand, as organic fertilizers, livestock manure and urine can improve the soil quality of coffee plants while alleviating the shortage in the supply of inorganic fertilizers. This practice reduces costs, enhances resistance to pests and diseases, and increases coffee yield (<xref ref-type="bibr" rid="ref76">Wulandari et al., 2022</xref>).</p>
<p>The technology and input change strategy involve the adoption of new technologies or changes in the proportion of production factors inputs, such as land, labor, and capital, thereby altering the original production mode of rural households. <xref ref-type="bibr" rid="ref43">Martey et al.&#x2019;s (2022)</xref> sample study of Ghanaian farmers is a good example of this livelihood strategy. Due to the decline in the prices of agricultural outputs and the increase in the prices of inputs, many farmers in all regions of Ghana chose to shift to sustainable agricultural practices for production. They used no-tillage, soil organic matter (SOM) mulching, mixed cropping, organic fertilizers, and other agricultural technologies and production input practices. In fact, farmers have used a mix of these sustainable agricultural practices to improve soil structure, conserve soil moisture, increase soil fertility, reduce pests, and increase crop yields while simultaneously reducing production costs.</p>
<p>The marketing channel switching strategy reflects households&#x2019; response to the obstacles to selling traditional agricultural products. With the widespread closure of service industry venues, such as farmers&#x2019; markets, hotels, and restaurants, due to crowd congregation and mobility constraints, farmers are in desperate need of outlets for their produce. For example, Austrian farmers have increased direct sales to consumers by opening farm stores, offering produce ordering and delivery services and opening online shopping channels. Surplus produce is sold directly to food manufacturing companies to reduce their dependence on intermediary purchasing farmers (<xref ref-type="bibr" rid="ref47">Meixner et al., 2022</xref>). India has formed producer organizations to provide guidance to member farmers on digital and direct marketing and is working to establish farm-to-market linkages to collect vegetables and fruits from member farmers for sale to the final consumers (<xref ref-type="bibr" rid="ref37">Kumar et al., 2020</xref>).</p>
<p>Finally, rural households who adopt the income sources change strategy tend to reflect a shift in household income source channels from non-agricultural to agricultural income. For example, households in the mountainous regions of Nepal reduced non-agricultural employment outside the country during the epidemic, and a large number of migrant laborers chose to return to their hometowns. The returning migrants increased the supply of laborers for agriculture- and forestry-related jobs, and the household income structure shifted from a dependence on remittances from labor outside the home to dependence on agricultural income (<xref ref-type="bibr" rid="ref9">Bista et al., 2022</xref>).</p>
</sec>
<sec id="sec8">
<label>3.2</label>
<title>Conservative maintenance strategies</title>
<p>Conservative maintenance strategies include four types: subsidy dependence, expenditure control, borrowing and selling, and maintenance and enhancement of the original strategy. First, subsidy dependence strategy refers to the top-down formal subsidy system that farmers use as one of the means of sustaining their livelihoods. <xref ref-type="bibr" rid="ref66">Schotte and Zizzamia (2023)</xref> found in their study of smallholder farmers in South Africa that during epidemic shocks the disruption of the informal sector undermined the original livelihood strategies, rendering social networks and informal insurance mechanisms ineffective. In addition, social grants issued by the government and government grants of other nomenclature were described as an important and stable source of income.</p>
<p>The expenditure control strategy, on the other hand, focuses on &#x201C;cost-cutting&#x201D; to sustain livelihoods by reducing consumption in daily life. For example, fishermen in coastal areas of Ghana frequently fasted to reduce food consumption at the peak of the COVID-19 pandemic and chose to use reusable textile masks rather than disposable medical masks to reduce spending on protective gear (<xref ref-type="bibr" rid="ref5">Amoah et al., 2023</xref>). <xref ref-type="bibr" rid="ref20">Gopal and Malliasamy's (2022)</xref> study of farmers in India similarly noted that rural households cut back on habitual consumption of everyday things, and expenditures on food and housing were kept at the lowest possible level.</p>
<p>Rural households that utilize the borrowing and selling strategy finance themselves by borrowing money and refusing to meet their repayment obligations, or they sell their existing assets to meet their basic subsistence needs. This is typical of some vegetable farmers in Sri Lanka, where most of the farmers interviewed stated that they had to mortgage their family jewels or obtain loans from neighbors, relatives, friends, banking institutions, etc. to maintain production. At the same time, their low incomes made it impossible for them to pay back the loans, so they chose to delay the repayment dates in the form of &#x201C;avoidance&#x201D; (<xref ref-type="bibr" rid="ref61">Rathnayake et al., 2022</xref>). Some farmers in the lowlands of Nepal have adopted a similar approach by selling large quantities of family livestock as an alternative source of income, in addition to borrowing from neighbors, banks, and landowners (<xref ref-type="bibr" rid="ref42">Maraseni et al., 2022</xref>).</p>
<p>Finally, the maintenance and enhancement of the original strategy aims to maintain the livelihood approach prior to the epidemic shock but with an increase in the intensity of implementation, an approach well exemplified by <xref ref-type="bibr" rid="ref39">Kuuwill et al.&#x2019;s (2022)</xref> study of forest farmers in Ghana. Due to the lack of alternative non-forest livelihoods for the people living in forest communities, they had to continue to opt for the exploitation of forest resources as a safety net in the face of epidemic shock. Exploiting forest resources as a safety net, fuelwood harvesting, medicinal plant picking, fruit gathering, beekeeping, and other activities have become more intensive, and the use of forest resources has become more intense and varied.</p>
</sec>
</sec>
<sec sec-type="conclusions" id="sec9">
<label>4</label>
<title>Conclusion</title>
<p>After the end of the global pandemic, it is important to reconsider the relationship between the COVID-19 shock and rural livelihoods to facilitate the recovery and sustainable development of agricultural systems. This paper summarizes the process in which the shock affected rural livelihoods and the coping strategies adopted by constructing a conceptual framework of &#x201C;the COVID-19 shock-dynamic rural livelihoods.&#x201D; The findings are as follows:</p>
<p>Studies on the impact of COVID-19 on rural livelihoods cover wide ranges and vary in content. In terms of research topics, they not only involve household income, which directly reflects the livelihood situation, but also involve livelihood activities such as agricultural production arrangements and family workforce arrangements. In terms of research scales, existing studies not only discuss the impact of global value chain disruptions on rural livelihoods at the macro level, but they also pay attention to the production and life of individual households at the micro level. However, due to the wide range and diversity of contents covered by livelihood studies, the topics of such studies are also relatively dispersed, and the boundaries of such studies are not clear enough. Most of the studies seek to reveal the changes brought about by the epidemic to the rural livelihoods from one aspect or another, and involve many different research fields. Although they can make objective and specific interpretations, they often only focus on the individual perspectives of rural households&#x2019; production or life, and they tend to neglect the systematic existence of livelihoods as a whole of production and life. It is easy to ignore the systemic existence of livelihoods as a whole of production and life. At the same time, the mechanistic analysis of this impact process is relatively weak, lacking theoretical explanations. Current research also fails to provide a clearer and more straightforward answer to the question of how the COVID-19 pandemic has an impact on the livelihoods of rural households.</p>
<p>In addition, while clarifying the objective changes described above, a number of studies have also focused on the ways in which rural households themselves are coping, and the content of these studies is becoming more sophisticated. This type of research often goes hand in hand with the interpretation of the impacts on rural livelihoods, and the conclusions that have been drawn basically cover the types of strategies adopted by the vast majority of rural households. However, the different studies do not provide a more systematic understanding, and they remain at the surface level of describing the activities carried out by rural households, without integrating, summarizing, and refining the strategies.</p>
<p>The impact of COVID-19 on rural livelihoods may be realized through three paths: the external environmental context, the internal production and life base, and comprehensive production planning. The path of the external environmental context reflects the macroeconomic environment in which rural households are located. The internal production and livelihood base path reflects the conditions under which rural households have to engage in production and maintain their livelihoods. The path of comprehensive production planning is the final production choice made by farmers after weighing the internal and external conditions.</p>
<p>As a result, this paper proposes the conceptual analysis for the impact of the COVID-19 shock on rural livelihoods, as well as two categories of coping strategies. The impact of the COVID-19 pandemic on rural livelihoods may be realized through changes to the external environmental context and internal livelihood bases. The changes in the external environment context are manifested as public health policies related to the epidemic and regional mobility restrictions, which have caused disruptions in the global value chain and global food insecurity. At the same time, the changes in the external environmental context have also led to changes in the internal livelihood bases, including changes in human and monetary resources. The external environmental context and the internal livelihood bases interact together, disrupting the livelihood practices of households, such as their production and living practices.</p>
<p>After the epidemic impact households will immediately respond, which is manifested in the adoption of different coping strategies. Among them, the positive transformation strategies mean that the households actively search for new possibilities in production amid the pandemic shock, including four aspects: production structure transformation, technology and input change, marketing channel switching and changing income sources. The conservative maintenance strategies, on the other hand, reflect the households&#x2019; efforts to keep their livelihoods running normally to get through the difficult times. These strategies include subsidy dependence, expenditure control, borrowing and selling, and maintenance and enhancement of the original strategy.</p>
<p>Finally, although the COVID-19 pandemic is behind us, relative research is far from over. As an exogenous emergency, an epidemic shock is both specific and universally relevant, especially in providing valuable lessons on how quickly rural households and agricultural systems adjust to crises and challenges and maintain stability and development. Therefore, the long-term impacts on rural livelihoods and further changes in livelihood strategies require sustained attention in the future. On the one hand, it is worth clarifying what the overall state of rural livelihoods is after the recovery period, whether they can reach a similar level as before the epidemic, and the underlying reasons for this. On the other hand, comparing the livelihood strategies adopted by rural households during and for some time after the epidemic and discovering the similarities and differences in livelihood strategies at different times can help to better understand the behavioral logic behind production and livelihood choices. This is particularly important for predicting further changes in livelihood strategies in the future.</p>
</sec>
</body>
<back>
<sec sec-type="author-contributions" id="sec10">
<title>Author contributions</title>
<p>CW: Conceptualization, Methodology, Visualization, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. XH: Conceptualization, Funding acquisition, Supervision, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing.</p>
</sec>
<sec sec-type="funding-information" id="sec11">
<title>Funding</title>
<p>The author(s) declare that financial support was received for the research and/or publication of this article. This research was conducted with financial support from the National Natural Science Foundation of China (No. 42201108).</p>
</sec>
<sec sec-type="COI-statement" id="sec12">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="ai-statement" id="sec13">
<title>Generative AI statement</title>
<p>The authors declare that no Gen AI was used in the creation of this manuscript.</p>
<p>Any alternative text (alt text) provided alongside figures in this article has been generated by Frontiers with the support of artificial intelligence and reasonable efforts have been made to ensure accuracy, including review by the authors wherever possible. If you identify any issues, please contact us.</p>
</sec>
<sec sec-type="disclaimer" id="sec14">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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