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<article xml:lang="EN" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="discussion">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Psychol.</journal-id>
<journal-title>Frontiers in Psychology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Psychol.</abbrev-journal-title>
<issn pub-type="epub">1664-1078</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fpsyg.2021.772291</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Psychology</subject>
<subj-group>
<subject>Opinion</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Revisiting Fitch and Hauser&#x00027;s Observation That Tamarin Monkeys Can Learn Combinations Based on Finite-State Grammar</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Miyagawa</surname> <given-names>Shigeru</given-names></name>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/73842/overview"/>
</contrib>
</contrib-group>
<aff><institution>Department of Linguistics and Philosophy, Massachusetts Institute of Technology</institution>, <addr-line>Cambridge, MA</addr-line>, <country>United States</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Dieter Hillert, San Diego State University, United States</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Drew Rendall, University of New Brunswick Fredericton, Canada</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Shigeru Miyagawa <email>miyagawa&#x00040;mit.edu</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Language Sciences, a section of the journal Frontiers in Psychology</p></fn></author-notes>
<pub-date pub-type="epub">
<day>29</day>
<month>11</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>12</volume>
<elocation-id>772291</elocation-id>
<history>
<date date-type="received">
<day>07</day>
<month>09</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>02</day>
<month>11</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2021 Miyagawa.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Miyagawa</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license></permissions> <kwd-group>
<kwd>Chomsky hierarchy</kwd>
<kwd>tamarin</kwd>
<kwd>finite-state grammar</kwd>
<kwd>phrase-structure grammar</kwd>
<kwd>alarm calls</kwd>
<kwd>frontal operculum</kwd>
<kwd>Broca&#x00027;s area</kwd>
<kwd>putty-nosed monkey</kwd>
</kwd-group>
<counts>
<fig-count count="0"/>
<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="45"/>
<page-count count="4"/>
<word-count count="3402"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>In a groundbreaking work, Fitch and Hauser (<xref ref-type="bibr" rid="B15">2004</xref>) compared artificial grammar learning between human and cotton-top tamarins (<italic>Saguinus oedipus</italic>) using finite-state grammar (FSG) and phrase-structure grammar (PSG) types. They found that while humans are able to learn both grammar types, the tamarin monkeys could only learn combinations based on FSG. FSGs process linearly ordered strings whose structure resorts to strictly adjacent steps. Examples of FSGs are A<sup>n</sup> and (AB)<sup>n</sup>, where <italic>n</italic> indicates the number of times A and AB are repeated, and A<sup>n</sup>B<sup>m</sup>, where <italic>n</italic> &#x02260; <italic>m</italic>. On the other hand, PSGs are not limited to adjacency. This allows PSGs to match the number of units repeated in each series generated, as in the sequence A<sup>n</sup>B<sup>n</sup>, where the number of A&#x00027;s matches the number of B&#x00027;s (Balari et al., <xref ref-type="bibr" rid="B9">2011</xref>; Longa, <xref ref-type="bibr" rid="B22">2013</xref>). The non-adjacent relations in PSGs are made possible by hierarchical structures that relate items at a distance. Since PSGs require hierarchical structure, F&#x00026;H conclude that while humans can generate them, tamarins cannot, thus limiting their system to sequences based strictly on adjacent dependency, that is, FSG. There is no doubt that human language requires a grammar more powerful than FSG (Chomsky, <xref ref-type="bibr" rid="B12">1956</xref>, <xref ref-type="bibr" rid="B13">1959</xref>). In this article, I will take up F&#x00026;H&#x00027;s assumption that their experiment showed that the tamarin monkeys are capable of learning sequences based on FSG. While their stimuli appear to approximate an FSG, in reality they do not, except trivially. Hence, their conclusion that tamarins are capable of FSG is at best weak. This casts doubt on using the Chomsky hierarchy for describing the learning behavior of nonhuman primates. Furthermore, unlike humans, who are exposed continuously to natural speech that requires a grammar more powerful than FSG, monkeys in nature are never exposed to verbal behavior that reflects FSG in any meaningful sense. It would therefore be surprising if they exhibit mastery of FSG combinations, which are entirely outside their natural experience.</p></sec>
<sec id="s2">
<title>Fitch and Hauser&#x00027;s Experiments</title>
<p>In F&#x00026;H&#x00027;s experiments, the stimuli were composed of two categories: in one category are female utterances artificially synthesized into discrete consonant-vowel syllables (<italic><bold>pa</bold></italic>, <italic><bold>li</bold></italic>, <italic><bold>mo</bold></italic>, <italic><bold>nu</bold></italic>, <italic><bold>ka</bold></italic>&#x02026;), and in the other are male utterances similarly synthesized into discrete syllables that differed from the female syllables (<italic>ba, di, yo, tu, no &#x02026;</italic>). The male/female syllables also differ distinctly in pitch as well as in other acoustic variables. For FSG, a syllable from one category (A) is followed by a syllable from the other category (B) (e.g., <italic><bold>no</bold> li</italic>). Similar A-B combinations with different syllables were played in sequence, A-B, A-B, A-B. This is a straightforward Markovian system in which a given automaton is carried from one finite state [n] to the next state [n&#x0002B;1]. F&#x00026;H demonstrated that cotton-top tamarin monkeys can learn (AB)<sup>n</sup>. For PSG, three syllables from one category were played, followed by three syllables from the other category: A-A-A-B-B-B. FSG cannot generate this structure without incurring significant cost because the operation depends on non-adjacent information. As F&#x00026;H note, the first &#x0201C;A&#x0201D; predicts the occurrence of the final &#x0201C;B&#x0201D;, and the second &#x0201C;A&#x0201D; predicts the second &#x0201C;B&#x0201D;, and the final &#x0201C;A&#x0201D; predicts the first &#x0201C;B.&#x0201D; This combination reflects a formal grammar higher on the Chomsky hierarchy (Chomsky, <xref ref-type="bibr" rid="B12">1956</xref>)&#x02014;PSG, which requires hierarchical relations. The tamarin&#x00027;s ability to learn fails completely when presented with the sequence A<sup>n</sup>B<sup>n</sup> generated by PSG. On the other hand, humans readily learn both types of sequences. F&#x00026;H conclude that the crucial difference is that while humans can generate hierarchical structures that can create non-adjacent dependencies, tamarins are unable to do so, thus limiting their system to adjacent relations. This is an important study for distinguishing human and nonhuman primate learning abilities. The question is, what precisely is the difference? While humans are capable of learning combinations based on a formal grammar more powerful than FSG, I will take issue with F&#x00026;H&#x00027;s assumption that what we see with tamarins is an ability to learn combinations based on FSG.<xref ref-type="fn" rid="fn0001"><sup>1</sup></xref></p>
<p>Their so-called FSG is the binary combination, AB. This is FSG only trivially. As I will show, in nature, monkeys are exposed most commonly to a combination of one, but we do see instances of a dual combination. The point is that we don&#x00027;t see anything that exceeds two, which would be surprising if the monkeys are capable of FSG.<xref ref-type="fn" rid="fn0002"><sup>2</sup></xref></p></sec>
<sec id="s3">
<title>Questioning Whether Tamarins Can Learn Combinations Based on FSG</title>
<p>In natural settings, nonhuman primate calls are typically isolated units. The alarm calls of the vervet monkey (Struhsaker, <xref ref-type="bibr" rid="B38">1967</xref>; Seyfarth et al., <xref ref-type="bibr" rid="B34">1980a</xref>,<xref ref-type="bibr" rid="B37">b</xref>) is one such system. Vervet monkeys (<italic>Chlorocebus pygerythrus</italic>) give a distinct call when they encounter a leopard, another when they see an eagle, and a third when they come across a snake. They never combine two calls to produce a new call. This is what Miyagawa and Clarke (<xref ref-type="bibr" rid="B26">2019</xref>) call the <italic>System of One</italic>, and it is the predominant system for alarm calls. This leads to the question, what do we make of the demonstrated ability of tamarins to be able to learn A-B sequences?</p></sec>
<sec id="s4">
<title>System of Two</title>
<p>Some Old World monkeys such as the Guenons of Africa produce utterances that Miyagawa and Clarke (<xref ref-type="bibr" rid="B26">2019</xref>), based on much prior research, analyzed as being composed of two items. A key observation is that this binary system is just that&#x02014;binary. One never sees a combination that begins A, B, then goes to C, or returns to A. This is a fundamentally different behavior from what F&#x00026;H would predict, because a sequence of A-B-C or A-B-A is possible in FSG. Below, I will demonstrate this binary nature using the system employed by putty-nosed monkeys (<italic>Cercopithecus nictitans</italic>).</p>
<p>There are two main alarm calls associated with the putty-nosed monkeys, <italic>pyow</italic> (=P), which is a general alarm call, and <italic>hack</italic> (=H), which is typically used in the presence of eagles. The putty-nosed monkeys also produce <italic>pyow-hack</italic> combinations consisting of a number of <italic>pyow</italic>s followed by a number of <italic>hacks</italic>. While the individual <italic>pyow</italic>s and <italic>hacks</italic> are alarm calls, the <italic>pyow-hack</italic> sequences relate to group movement. Using playback experiments, Arnold and Zuberb&#x000FC;hler (<xref ref-type="bibr" rid="B4">2006a</xref>,<xref ref-type="bibr" rid="B5">b</xref>, <xref ref-type="bibr" rid="B6">2008</xref>, <xref ref-type="bibr" rid="B7">2012</xref>, <xref ref-type="bibr" rid="B8">2013</xref>) demonstrated that the overall length of the sequence is statistically related to the distance traveled by the group; the number of <italic>pyow</italic>s and <italic>hack</italic>s within the equal-length sequences did not affect the distance. Thus, the researchers observed similar behavior when they played back PPPHHH, PHHHHH, and other P-H combinations of the same length.</p>
<p>Schlenker et al. [(<xref ref-type="bibr" rid="B33">2016</xref>): 33] point out that the different <italic>pyow-hack</italic> sequences of the same length are phonologically complex, but lexically simple. They are phonologically complex due to the various numbers of <italic>pyow</italic>s and <italic>hack</italic>s (see also Mitani and Marler, <xref ref-type="bibr" rid="B25">1989</xref>). The sequences are lexically simple because they are associated with comparable distance traveled, regardless of the number of actual <italic>pyow</italic>s and <italic>hack</italic>s. How can we capture both the phonological complexity and the lexical simplicity of these sequences? Looking at the different possibilities, there are two compartments, one for <italic>pyow</italic>s, the other for <italic>hack</italic>s, as shown in <xref ref-type="table" rid="T1">Table 1</xref>.</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Dual-compartment frame (Miyagawa and Clarke, <xref ref-type="bibr" rid="B26">2019</xref>).</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="center"><bold><italic>pyow</italic><sup><bold>&#x0002B;</bold></sup></bold></th>
<th valign="top" align="center"><bold><italic>hack</italic><sup><bold>&#x0002B;</bold></sup></bold></th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="center">1</td>
<td valign="top" align="center">2</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Each compartment may contain a varying number of <italic>pyows</italic> or a varying number of <italic>hacks</italic>.<xref ref-type="fn" rid="fn0003"><sup>3</sup></xref> Crucially, we never find a sequence such as PHP (Arnold and Zuberb&#x000FC;hler, <xref ref-type="bibr" rid="B7">2012</xref>), because this sequence would require more than two compartments. On the FSG view of monkey learning behavior, we would predict that PHP is possible, contrary to fact.<xref ref-type="fn" rid="fn0004"><sup>4</sup></xref></p>
<p>Other systems that Miyagawa and Clarke (<xref ref-type="bibr" rid="B26">2019</xref>) explore have the same dual-compartment character. The dual-compartment frame can trivially be modeled by FSG, but it is by no means FSG in the standard sense in that there is no operation of any kind that can potentially lead to strings of infinite length.</p></sec>
<sec sec-type="discussion" id="s5">
<title>Discussion</title>
<p>While F&#x00026;H used the (AB)<sup>n</sup> stimulus under the assumption that this models FSG, I suggest that what F&#x00026;H demonstrated for tamarins was that they are capable of learning binary combinations, which occur in natural settings. In fact, F&#x00026;H [(2004): 379] entertain the possibility that &#x0201C;tamarins fail the PSG because their ability to differentiate successive items is limited to runs of two.&#x0201D; They reject this idea because they tested A-A-B-B along with A-A-A-B-B-B, and tamarins failed to learn both sequences. However, A-A-B-B sequence cannot easily fit into the dual-compartment frame because for each A, there is B. This kind of relation is expressed by a hierarchical structure, as F&#x00026;H themselves note. This, in turn, casts doubt on applying formal grammar based on the Chomsky hierarchy for distinguishing learning behavior of nonhuman primates from that of humans. The learning behavior of nonhuman primates does not appear susceptible even to the simplest formal grammar (FSG) on the hierarchy.</p>
<p>There is also neuroanatomical evidence for the idea that the (AB)<sup>n</sup> sequence as used by F&#x00026;H does not implicate FSG. Friederici et al. (<xref ref-type="bibr" rid="B18">2006</xref>) (see also Friederici et al., <xref ref-type="bibr" rid="B19">2012</xref>) demonstrated that the PSG sequence, A<sup>n</sup>B<sup>n</sup>, similar to the stimulus created by F&#x00026;H, activates Brodmann area 44 of the Broca&#x00027;s area and the frontal operculum.<xref ref-type="fn" rid="fn0005"><sup>5</sup></xref> In contrast, the &#x0201C;FSG&#x0201D; sequence of (AB)<sup>n</sup> only recruits the frontal operculum. The frontal operculum is a phylogenetically older part of the brain than the Broca&#x00027;s area (Sanides, <xref ref-type="bibr" rid="B32">1962</xref>). As Zaccarella and Friederici (<xref ref-type="bibr" rid="B42">2015a</xref>,<xref ref-type="bibr" rid="B43">b</xref>,<xref ref-type="bibr" rid="B44">c</xref>) note, one of its functions is apparently to create (AB) combinations, which we see in monkeys (Sanides, <xref ref-type="bibr" rid="B32">1962</xref>) and in humans.<xref ref-type="fn" rid="fn0006"><sup>6</sup></xref> The Broca&#x00027;s area and the frontal operculum each has a unique functional, anatomical and molecular brain architecture (Sanides, <xref ref-type="bibr" rid="B32">1962</xref>; Amunts et al., <xref ref-type="bibr" rid="B3">1999</xref>, <xref ref-type="bibr" rid="B2">2010</xref>; Zilles and Amunts, <xref ref-type="bibr" rid="B45">2009</xref>). It is Broca&#x00027;s region of the brain that is recruited for the complex PSG-based sequence, which has a hierarchical structure.<xref ref-type="fn" rid="fn0007"><sup>7</sup></xref> From this perspective, the AB sequence that F&#x00026;H showed to be learnable by tamarins need not be understood as an indication of their ability to learn combinations based on FSG. Rather, it fits the binary combination that models the dual-compartment frame arguably activated in the frontal operculum.</p></sec>
<sec id="s6">
<title>Author Contributions</title>
<p>The author confirms being the sole contributor of this work and has approved it for publication.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
<sec sec-type="disclaimer" id="s7">
<title>Publisher&#x00027;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p></sec>
</body>
<back>
<ack><p>I am grateful to the reviewer for numerous helpful suggestions, as well as to the associate editor and Vitor N&#x000F3;brega for comments that helped to clarify many of the points.</p>
</ack>
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<citation citation-type="book"><person-group person-group-type="author"><name><surname>Zaccarella</surname> <given-names>E.</given-names></name> <name><surname>Friederici</surname> <given-names>A. D.</given-names></name></person-group> (<year>2015c</year>). <article-title>Syntax in the Brain,</article-title> in <source>Brain Mapping: An Encyclopedic Reference</source>, ed. <person-group person-group-type="editor"><name><surname>Toga</surname> <given-names>Arthur W.</given-names></name></person-group> (<publisher-name>Academic Press</publisher-name>: <publisher-loc>Elsevier</publisher-loc>) <fpage>461</fpage>&#x02013;<lpage>468</lpage>. <pub-id pub-id-type="doi">10.1016/B978-0-12-397025-1.00268-2</pub-id></citation></ref>
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<fn id="fn0001"><p><sup>1</sup>Studies have attempted to demonstrate that humans are not the only ones capable of mastering grammars above FSG. These include Rey et al. (<xref ref-type="bibr" rid="B31">2012</xref>) for baboons, Abe and Watanabe (<xref ref-type="bibr" rid="B1">2011</xref>) for Bengalese finches, and Gentner et al. (<xref ref-type="bibr" rid="B20">2006</xref>) for starlings. See Fitch (<xref ref-type="bibr" rid="B14">2017</xref>) and ten Cate (<xref ref-type="bibr" rid="B39">2017</xref>) for critiques. There are other works that have tested whether nonhuman animals are capable of learning non-adjacent dependencies, including Newport and Aslin (<xref ref-type="bibr" rid="B27">2004</xref>), Newport et al. (<xref ref-type="bibr" rid="B28">2004</xref>), Malassis et al. (<xref ref-type="bibr" rid="B23">2018</xref>), and Versace et al. (<xref ref-type="bibr" rid="B40">2019</xref>). As Wilson et al. [(<xref ref-type="bibr" rid="B41">2020</xref>): 853] conclude, &#x0201C;these studies demonstrate that at least some nonhuman animals appear to be sensitive to these types of nonadjacent dependencies, but also point to potential cross-species differences, including between humans and nonhuman animals, in how they might be learned.&#x0201D;</p></fn>
<fn id="fn0002"><p><sup>2</sup>See Rendall (<xref ref-type="bibr" rid="B30">2021</xref>) for critique of recent work on primate semantics and syntax.</p></fn>
<fn id="fn0003"><p><sup>3</sup>Progovac (<xref ref-type="bibr" rid="B29">2015</xref>) proposed what she calls a &#x0201C;two-slot mold.&#x0201D; This is similar to our dual-compartment frame, although her proposal is based on speculation about earlier forms of human language.</p></fn>
<fn id="fn0004"><p><sup>4</sup>Most works aiming at eliciting an FSG grammar from nonhuman primates resort to pattern discrimination rather than on the combinatorial complexity of vocal production. There is no known case of vocal production that combines more than two calls, as observed in Miyagawa and Clarke (<xref ref-type="bibr" rid="B26">2019</xref>). This binarity recalls the dichotomy between vocal production/vocal perception in nonhuman primates: while the former is highly restricted, the latter is argued to be more sophisticated (Seyfarth and Cheney, <xref ref-type="bibr" rid="B35">1986</xref>, <xref ref-type="bibr" rid="B36">2003</xref>; Fitch and Zuberb&#x000FC;hler, <xref ref-type="bibr" rid="B16">2013</xref>). At this point, however, there is no reason to associate a full-fledged FSG to tamarins even in their pattern-discrimination perception.</p></fn>
<fn id="fn0005"><p><sup>5</sup>Kaan and Swaab (<xref ref-type="bibr" rid="B21">2002</xref>) and Matchin and Hickok (<xref ref-type="bibr" rid="B24">2016</xref>) argue that syntactic operations do not just recruit a specific frontal region such as the Broca&#x00027;s.</p></fn>
<fn id="fn0006"><p><sup>6</sup>In Zaccarella and Friederici (<xref ref-type="bibr" rid="B42">2015a</xref>,<xref ref-type="bibr" rid="B43">b</xref>,<xref ref-type="bibr" rid="B44">c</xref>), they assign to the adjacent anterior insula the role of processing two-word sequences, a brain region that is linked to the frontal operculum [(Friederici, <xref ref-type="bibr" rid="B17">2017</xref>): 40&#x02013;42].</p></fn>
<fn id="fn0007"><p><sup>7</sup>Other studies implicate the left anterior temporal lobe in human language combinatorial/hierarchical operations without mention of Broca&#x00027;s area and the frontal operculum (Bemis and Pylkk&#x000E4;nen, <xref ref-type="bibr" rid="B10">2011</xref>; Brennan and Pylkk&#x000E4;nen, <xref ref-type="bibr" rid="B11">2017</xref>).</p></fn>
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