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<journal-id journal-id-type="publisher-id">Front. Psychiatry</journal-id>
<journal-title>Frontiers in Psychiatry</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Psychiatry</abbrev-journal-title>
<issn pub-type="epub">1664-0640</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fpsyt.2021.636174</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Psychiatry</subject>
<subj-group>
<subject>Hypothesis and Theory</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Insulin Resistance and Blood-Brain Barrier Dysfunction Underlie Neuroprogression in Bipolar Disorder</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Calkin</surname> <given-names>Cynthia</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1157778/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>McClelland</surname> <given-names>Christie</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1086525/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Cairns</surname> <given-names>Kathleen</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1335763/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Kamintsky</surname> <given-names>Lyna</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/1335586/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Friedman</surname> <given-names>Alon</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/47768/overview"/>
</contrib>
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<aff id="aff1"><sup>1</sup><institution>Department of Psychiatry, Dalhousie University</institution>, <addr-line>Halifax, NS</addr-line>, <country>Canada</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Medical Neuroscience, Dalhousie University</institution>, <addr-line>Halifax, NS</addr-line>, <country>Canada</country></aff>
<aff id="aff3"><sup>3</sup><institution>Nova Scotia Health</institution>, <addr-line>Halifax, NS</addr-line>, <country>Canada</country></aff>
<aff id="aff4"><sup>4</sup><institution>Departments of Cell Biology and Physiology, Ben-Gurion University of the Negev</institution>, <addr-line>Beer-Sheva</addr-line>, <country>Israel</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Anthony Christopher Vernon, King&#x00027;s College London, United Kingdom</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Gabriel R. Fries, University of Texas Health Science Center at Houston, United States; Caroline Menard, Laval University, Canada</p></fn>
<corresp id="c001">&#x0002A;Correspondence: Cynthia Calkin <email>cindy.calkin&#x00040;nshealth.ca</email></corresp>
<fn fn-type="other" id="fn001"><p>This article was submitted to Schizophrenia, a section of the journal Frontiers in Psychiatry</p></fn></author-notes>
<pub-date pub-type="epub">
<day>25</day>
<month>05</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>12</volume>
<elocation-id>636174</elocation-id>
<history>
<date date-type="received">
<day>01</day>
<month>12</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>30</day>
<month>04</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2021 Calkin, McClelland, Cairns, Kamintsky and Friedman.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Calkin, McClelland, Cairns, Kamintsky and Friedman</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license> </permissions>
<abstract><p>Bipolar disorder (BD) often progresses to a more chronic and treatment resistant (neuroprogressive) course. Identifying which patients are at risk could allow for early intervention and prevention. Bipolar disorder is highly comorbid with metabolic disorders including type II diabetes mellitus (T2DM), hypertension, obesity, and dyslipidemia. Our studies have shown that insulin resistance (IR) is present in over 50% of patients with BD and that IR might underlie the progression of BD. While no confirmed predictors exist for identifying which patients with BD are likely to develop a more chronic course, emerging evidence including our own studies suggest that IR and related inflammatory pathways lead to impairments in blood-brain barrier (BBB) functioning. For the first time in living psychiatric patients, we have shown that the severity of BBB leakage is proportional to BD severity and is associated with IR. In this hypothesis paper we (i) highlight the evidence for a key role of IR in BD, (ii) show how IR in BD relates to shared inflammatory pathways, and (iii) hypothesize that these modulations result in BBB leakage and worse outcomes in BD. We further hypothesize that (iv) reversing IR through lifestyle changes or the actions of insulin sensitizing medications such as metformin, or optimizing BBB function using vascular protective drugs, such as losartan, could provide novel strategies for the prevention or treatment of neuroprogressive BD.</p></abstract>
<kwd-group>
<kwd>bipolar disorder</kwd>
<kwd>blood-brain barrier</kwd>
<kwd>insulin resistance</kwd>
<kwd>neuroprogression</kwd>
<kwd>vascular damage</kwd>
<kwd>inflammation</kwd>
</kwd-group>
<counts>
<fig-count count="2"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="125"/>
<page-count count="11"/>
<word-count count="8845"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>Bipolar disorder is a mood disorder affecting up to 5% of the population, leading to significant morbidity and premature mortality. Mood dysregulation occurs in conjunction with symptoms affecting sleep, energy, interests/motivation, appetite/weight, concentration, speech, thought process, and judgment. Patients experience episodes of mania with or without depressive episodes in bipolar I disorder and recurrent episodes of hypomania and depression in bipolar II disorder. Treatment-resistant disease progression (neuroprogression) is not uncommon in bipolar patients and includes a shift toward more severe, prolonged and frequent mood episodes, including rapid cycling (a minimum of 4 discrete mood episodes yearly) (<xref ref-type="fig" rid="F1">Figure 1A</xref>), and poor functional outcomes (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B2">2</xref>). Until now there have been no validated predictors for which patients will progress to this advanced course and there are no corresponding treatments. Increasing evidence suggests that comorbid metabolic dysregulation, and specifically IR might underlie the progression of BD (<xref ref-type="bibr" rid="B3">3</xref>). We have found that those with comorbid T2DM or IR were more likely to develop a chronic course of BD, more rapid cycling, and were less likely to respond to lithium compared to those without metabolic dysregulation (<xref ref-type="bibr" rid="B4">4</xref>). Similarly, poor outcomes in BD with comorbid IR have been reported, including worse cognitive decline (<xref ref-type="bibr" rid="B5">5</xref>), memory impairment (<xref ref-type="bibr" rid="B6">6</xref>), and poor response to mood stabilizers in general (<xref ref-type="bibr" rid="B7">7</xref>). Understanding mechanisms underlying these findings could lead to novel therapeutic or adjunctive treatment strategies.</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p>Model of BD neuroprogression mediated by IR and BBBD. ARBs, Angiotensin II receptor blockers; ASA, acetylsalicylic acid; BBB, blood-brain barrier; BBBD, blood-brain barrier dysfunction; BDNF, brain-derived neurotrophic factor; CNS, central nervous system; COX-2 inhibitors, Cyclooxygenase-2 inhibitors; CRP, C-reactive protein; CVA, cerebrovascular accident; CVD, cardiovascular disease; GLP, glucagon-like peptide; HOMA-IR, Homeostatic Model Assessment&#x02014;Insulin Resistance; HPA, hypothalamic pituitary adrenal; IL, interleukin; IR, insulin resistance; NSAIDs, Non-steroidal anti-inflammatory drugs; SNS, sympathetic nervous system; TNF, tumor necrosis factor; T2DM, type 2 diabetes mellitus; TZDs, thiazolidinediones. This figure has been modified from the original published figure by Calkin C V., Insulin resistance takes center stage: a new paradigm in the progression of bipolar disorder, published in Annals of Medicine. Taylor and Francis Ltd; 2019.</p></caption>
<graphic xlink:href="fpsyt-12-636174-g0001.tif"/>
</fig>
<p>Insulin resistance is an inflammatory state which affects the vasculature and can lead to endothelial changes in the BBB (<xref ref-type="bibr" rid="B8">8</xref>) (<xref ref-type="fig" rid="F1">Figure 1B</xref>). We have recently examined the potential role of BBB dysfunction (BBBD) in BD using dynamic contrast-enhanced magnetic resonance imaging (DCE-MRI). We found that BD patients with extensive BBB leakage had a more chronic course, greater severity of depression and anxiety, and poorer overall functioning compared with BD patients with normal BBB permeability (<xref ref-type="bibr" rid="B9">9</xref>). Further, we found that all patients with extensive BBB leakage also had IR. Expanding on our earlier hypothesis that IR plays a role in the development of neuroprogression in BD (<xref ref-type="bibr" rid="B3">3</xref>), we now propose that <italic>both</italic> IR and BBBD are biomarkers for neuroprogression and advancement of the illness process. We suggest that neuroprogression in patients with BD may be the <italic>result</italic> of comorbid IR and its effect on the integrity of the BBB, as mediated through shared inflammatory pathways (<xref ref-type="fig" rid="F1">Figure 1B</xref>).</p></sec>
<sec id="s2">
<title>Metabolic Dysregulation In BD</title>
<p>Patients with BD are symptomatic almost half of their lives (<xref ref-type="bibr" rid="B10">10</xref>). The leading cause of death in BD is cardiovascular disease with a 2.3-fold increased risk in patients with BD compared to the general population (<xref ref-type="bibr" rid="B11">11</xref>). Rates of cardiovascular risk factors including obesity, hypertension, dyslipidemia, metabolic syndrome and T2DM are all higher in patients with BD (<xref ref-type="bibr" rid="B12">12</xref>&#x02013;<xref ref-type="bibr" rid="B14">14</xref>), and bipolar patients with comorbid T2DM have higher rates of hypertension, obesity, and a more chronic course (<xref ref-type="bibr" rid="B15">15</xref>). Obesity is a chronic, proinflammatory state, and adipose tissue secretes cytokines and inflammatory mediators (<xref ref-type="bibr" rid="B16">16</xref>) (<xref ref-type="fig" rid="F1">Figures 1B,C</xref>) leading to further subsequent systemic inflammation and worsening obesity. This eventually results in an inadequate increase in insulin in response to plasma glucose, leading to IR with progression to glucose intolerance and eventually T2DM (<xref ref-type="bibr" rid="B17">17</xref>). We have reported that BD patients with comorbid obesity also have a more chronic course of illness and poor response to lithium (<xref ref-type="bibr" rid="B18">18</xref>). Similarly, worse outcomes in BD have been reported with comorbid IR, including worse cognitive decline (<xref ref-type="bibr" rid="B5">5</xref>).</p>
<p>Insulin resistance is present in more than half of all bipolar patients and is associated with a three times higher likelihood of a chronic course of illness with significantly more mood episodes including rapid cycling compared to those without metabolic dysregulation (<xref ref-type="bibr" rid="B4">4</xref>). These findings remained significant after controlling for the potential effects of age, body mass index (BMI), and lifetime exposure to antipsychotic medication (<xref ref-type="bibr" rid="B4">4</xref>). This is important, given that many medications used to treat BD can also lead to the development of metabolic dysfunction (<xref ref-type="bibr" rid="B19">19</xref>), although the association between BD and metabolic dysregulation was described as early as 1921, well before the advent of psychotropic medications (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>). We have also reported that psychiatric morbidity in BD increases 12-fold following the onset of IR, and we have identified IR as an early manifestation or possible predictor of progression of BD (<xref ref-type="bibr" rid="B22">22</xref>).</p>
<p>Insulin resistance might also be useful in predicting poor response to treatment. In a 2015 study, we found that bipolar patients with either T2DM or IR were 8.4 times more likely to have a poor response to lithium (the gold-standard treatment) than bipolar patients with normal glucose metabolism (<xref ref-type="bibr" rid="B4">4</xref>). An inverse relationship between IR and response to lithium was demonstrated, such that as IR progressed, a poorer response to lithium was found (<xref ref-type="bibr" rid="B4">4</xref>). Similarly, Steardo et al. (<xref ref-type="bibr" rid="B7">7</xref>) found that bipolar patients with comorbid IR/T2DM were 4.3 times more likely to fail treatment with <italic>any</italic> mood stabilizer, including lithium. Furthermore, we found that IR <italic>preceded</italic> neuroprogression of BD (<xref ref-type="bibr" rid="B22">22</xref>), highlighting the potential to modify BD trajectory through early treatment of IR. Together, these findings stress the importance of monitoring IR in BD patients (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>) for early identification of neuroprogression and targeted treatment strategies. Targeting IR in bipolar patients may not only facilitate BD remission; but could also decrease the risk for T2DM, cardiovascular disease and dementia (<xref ref-type="bibr" rid="B3">3</xref>).</p></sec>
<sec id="s3">
<title>Hypothalamic Pituitary Adrenal (HPA) Dysfunction Leads To Systemic Inflammation</title>
<p>We identify the key role of the HPA axis in the development of both BD and IR (<xref ref-type="bibr" rid="B25">25</xref>&#x02013;<xref ref-type="bibr" rid="B27">27</xref>), via induction of sustained hypercortisolemia (<xref ref-type="fig" rid="F1">Figure 1B</xref>). Sustained hypercortisolemia causes the body to mount an immune response (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B28">28</xref>), leading to systemic inflammation (<xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B30">30</xref>), obesity, and increased risk of IR. Bipolar disorder is also associated with abnormalities of HPA axis activity, including increased levels of cortisol and adrenocorticotropic hormone (ACTH) (<xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B27">27</xref>) along with disruption in the normal diurnal variation of cortisol. Specifically there is an absence of expected cortisol troughs at night (<xref ref-type="bibr" rid="B31">31</xref>) and higher than usual daytime elevations (<xref ref-type="bibr" rid="B32">32</xref>), contributing to circadian rhythm dysfunction. Bipolar patients also have altered sleep and cortisol levels even when euthymic (<xref ref-type="bibr" rid="B33">33</xref>) and poor sleep initiation and frequent nighttime awakenings increase risk for IR/T2DM (<xref ref-type="bibr" rid="B34">34</xref>).</p></sec>
<sec id="s4">
<title>Systemic Inflammation Leads To Neuroinflammation And Neuroprogression</title>
<p>We further propose that systemic inflammation and IR increase the risk of endothelial injury, dysfunction of the BBB and subsequent neuroinflammation (<xref ref-type="bibr" rid="B8">8</xref>) (<xref ref-type="fig" rid="F1">Figure 1B</xref>). Neuroinflammation then further amplifies BBBD, creating a self-reinforcing positive feedback loop that exacerbates BD, and contributes to its progression. In addition, hyperglycemia and hyperinsulinemia activate the renin-angiotensin system (RAS) which contributes to the development of hypertension and endothelial dysfunction Endothelial dysfunction results in microvascular and macrovascular changes, which when occurring within the brain lead to impairments in BBB functions. Given that even mild hyperglycemia can lead to profound dysfunction of the BBB (<xref ref-type="bibr" rid="B8">8</xref>), it is possible that early intervention with lifestyle and dietary changes (<xref ref-type="bibr" rid="B35">35</xref>) at the IR stage prior to the development of hyperglycemia could prevent or mitigate these effects on the BBB and development of neuroprogression. Further, targeting factors such as hypercortisolemia, sleep disturbances, IR, BBBD and/or neuroinflammation may offer novel therapeutic avenues for the management of BD and in preventing neuroprogression (<xref ref-type="fig" rid="F1">Figure 1D</xref>).</p></sec>
<sec id="s5">
<title>Systemic Inflammation In BD And IR</title>
<p>Mood disorders are understood to develop from a combination of genetic and environmental factors, which ultimately lead to a broad spectrum of clinical presentations. While the pathophysiology of these processes remains largely elusive, increasing evidence supports a key role of inflammatory cascades in BD (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>). Inflammation is defined as a non-specific state, known to be caused by both internal and external factors and may represent the body&#x00027;s response as a defense to a perceived threat (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B37">37</xref>). Patients with systemic autoimmune diseases have an increased propensity for the development of BD, and several increased peripheral proinflammatory mediators have been reported in BD (<xref ref-type="bibr" rid="B38">38</xref>). Further, markers of neuroinflammation are present in the cerebrospinal fluid of living patients with BD (<xref ref-type="bibr" rid="B39">39</xref>), and post-mortem studies have demonstrated increased inflammatory markers in the frontal cortex (<xref ref-type="bibr" rid="B40">40</xref>). Along with BD, it is generally accepted that a mild inflammatory state occurs in major depressive disorder (MDD) and schizophrenia (<xref ref-type="bibr" rid="B41">41</xref>). Long-term exposure to cytokines can lead to depressive episodes in euthymic patients receiving immune therapy with INF-alpha (<xref ref-type="bibr" rid="B42">42</xref>&#x02013;<xref ref-type="bibr" rid="B44">44</xref>). Similarly, the administration of pro-inflammatory cytokines may lead to depressive symptoms in healthy controls (<xref ref-type="bibr" rid="B45">45</xref>&#x02013;<xref ref-type="bibr" rid="B47">47</xref>). Blockade of TNF-type cytokines in depressed subjects with comorbid diseases including rheumatoid arthritis, psoriasis, and cancer was found to significantly <italic>reduce</italic> depressive symptoms (<xref ref-type="bibr" rid="B48">48</xref>, <xref ref-type="bibr" rid="B49">49</xref>). Additionally, improvement in psychiatric symptoms has been demonstrated in schizophrenia patients treated with anti-inflammatory drugs for other indications (<xref ref-type="bibr" rid="B50">50</xref>).</p>
<p>The most prominent cytokines associated with mood disorders include: interleukin-1 beta (IL-1&#x000DF;), interleukin-6 (IL-6), tumor necrosis factor alpha (TNF-alpha), and C-reactive protein (CRP) (<xref ref-type="bibr" rid="B51">51</xref>) (see <xref ref-type="fig" rid="F1">Figure 1C</xref>). Interleukin-6 was shown to be increased in BD patients when unwell. Interestingly, levels of IL-6 were decreased following 6 weeks of mood stabilizing treatment (<xref ref-type="bibr" rid="B52">52</xref>). Indeed, increased activity of pro-inflammatory cytokines and an imbalance with anti-inflammatory cytokines have been implicated in the development of BD and neuroprogression (<xref ref-type="bibr" rid="B51">51</xref>&#x02013;<xref ref-type="bibr" rid="B53">53</xref>) and (see <xref ref-type="fig" rid="F1">Figure 1C</xref>). Of particular interest, varying cytokine profiles have been identified in distinct mood states of BD, including in mania, depression, euthymia and in healthy controls (<xref ref-type="bibr" rid="B54">54</xref>, <xref ref-type="bibr" rid="B55">55</xref>). Specifically, manic episodes are associated with a prominent pro-inflammatory profile state (<xref ref-type="bibr" rid="B38">38</xref>). It has also been shown that inflammatory markers positively correlate with symptom severity in BD (<xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B56">56</xref>, <xref ref-type="bibr" rid="B57">57</xref>). In late-stage BD more extreme elevations in these serum markers have been found, especially TNF-alpha. As underscored by Benedetti et al. (<xref ref-type="bibr" rid="B58">58</xref>), increased inflammation has been linked to other known hallmarks of BD, including white matter changes and structural alterations in the prefrontal cortex, hippocampus, and amygdala (<xref ref-type="bibr" rid="B59">59</xref>, <xref ref-type="bibr" rid="B60">60</xref>).</p>
<p>Practically, inflammatory profiles could prove to be useful in predicting treatment response to antidepressants in depressed states. The presence of neuroinflammation has been shown to result in a decreased response to some antidepressants (<xref ref-type="bibr" rid="B61">61</xref>). Specifically, in a systematic review, the presence of an inflammatory state (raised serum CRP and IL-6) in MDD patients correlated with poor outcome and poor response to predominantly serotonergic antidepressants (<xref ref-type="bibr" rid="B61">61</xref>). A better response to antidepressant regimes was demonstrated with add-on noradrenergic, dopaminergic, or glutamatergic action (<xref ref-type="bibr" rid="B61">61</xref>). In rats with a depression-like phenotype, augmentation with acetylsalicylic acid (ASA), a non-selective cyclo-oxygenase (COX) inhibitor and anti-inflammatory, enhanced the efficacy of fluoxetine (<xref ref-type="bibr" rid="B62">62</xref>). Levels of immunological markers could also help to predict the efficacy of some medications in BD, such as lithium response (<xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B63">63</xref>&#x02013;<xref ref-type="bibr" rid="B65">65</xref>). Overall evidence suggests that an activated inflammatory response is associated with treatment resistance in general and is possibly indicative of a different (i.e., neuroprogressive) disease phase. This draws a similarity to our findings of treatment resistance in bipolar patients with comorbid IR and thus, possibly, indicates a shared inflammatory mechanism.</p>
<p>Over years of research, various signaling pathways have been associated with mood disorders, including alterations in 5-hydroxytryptamine (5-HT) receptor functioning, neurotrophins, and the HPA axis (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B28">28</xref>, <xref ref-type="bibr" rid="B30">30</xref>). Immune dysregulation has also become a focused area of this research. However, the general framework regarded immune alterations as an association or <italic>consequence</italic> of mood disorders, as opposed to a causative factor. A growing body of research has questioned this framework. Indeed, genetic studies have shown that immune alterations are detectable even before the onset of BD (<xref ref-type="bibr" rid="B58">58</xref>). Moreover, inflammatory serum markers are also elevated in adolescents with BD prior to the development of a clear illness course (<xref ref-type="bibr" rid="B66">66</xref>). A recent systematic review by Mucci et al. (<xref ref-type="bibr" rid="B51">51</xref>) highlights inflammatory processes as the mechanism contributing to the onset of mood disorders following a stressful stimuli.</p>
<p>It has also been found that an increased production of cortisol in Cushing&#x00027;s disease leads to depressive and manic symptoms and neurocognitive deficits, and affects various central nervous system (CNS) regions (<xref ref-type="bibr" rid="B67">67</xref>). In addition to other commonalities, increased oxidative stress has been identified in both BD and T2DM. Insulin resistance initially stimulates an increase in metabolic activity, resulting in elevated production of reactive oxygen species (ROS), and a subsequent increase in inflammatory cytokines, such as TNF-alpha, Interleukin Beta (IL-&#x000DF;), and monocyte chemoattractant protein-1 (MCP-1) (<xref ref-type="bibr" rid="B68">68</xref>). Importantly, oxidative stress markers such as nitric oxide (NO) and ROS have also been suggested to play a role in the pathophysiology of BD (<xref ref-type="bibr" rid="B57">57</xref>). Since oxidative stress and inflammation may contribute to both BD and IR, IR-related inflammation could underlie and precede BD neuroprogression, triggering a transition into a more chronic and treatment-resistant course of illness (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B69">69</xref>, <xref ref-type="bibr" rid="B70">70</xref>) (see <xref ref-type="fig" rid="F1">Figures 1A,B</xref>). Utilizing a growing body of research, we further propose that alterations in BBB functions play a critical role in this pathogenic cascade. Specifically, we suggest that: (i) IR and associated inflammation underlie microvascular injury and BBB dysfunction; and (ii) that high BBB permeability to serum components facilitates further neuroinflammation and dysfunction of the neurovascular unit&#x02014;including neuronal networks, that underlie the chronic and neuroprogressive course of BD.</p></sec>
<sec id="s6">
<title>Blood-Brain Barrier Dysfunction In BD</title>
<p>The BBB is a complex structural and functional interface tightly regulating molecular exchange between the circulation and brain tissue. The BBB is formed by endothelial cells, linked together by tight junction proteins, and surrounded by pericytes, and astroglial foot processes (<xref ref-type="bibr" rid="B71">71</xref>, <xref ref-type="bibr" rid="B72">72</xref>). This complex structure restricts harmful molecules in the blood from entering the brain, while facilitating the entry of essential nutrients and removal of waste products (<xref ref-type="bibr" rid="B73">73</xref>, <xref ref-type="bibr" rid="B74">74</xref>). The BBB is integral to healthy brain functioning, and pathological BBB has been associated with autoimmune diseases (<xref ref-type="bibr" rid="B75">75</xref>) and common neurological conditions (<xref ref-type="bibr" rid="B76">76</xref>&#x02013;<xref ref-type="bibr" rid="B79">79</xref>). Increase in BBB permeability can be inferred indirectly, by measuring whether a patient&#x00027;s CSF has a high concentration of molecules that are normally excluded from the brain, for example, albumin or urate (<xref ref-type="bibr" rid="B80">80</xref>). High levels of these BBBD markers have been associated with MDD in elderly women, as well as suicidality in unipolar MDD patients (<xref ref-type="bibr" rid="B81">81</xref>&#x02013;<xref ref-type="bibr" rid="B83">83</xref>)&#x02014;supporting a possible role for BBBD in mood disorders. Post-mortem evidence of BBBD has been demonstrated in neuropsychiatric disorders such as dementia (<xref ref-type="bibr" rid="B84">84</xref>) and depression (<xref ref-type="bibr" rid="B85">85</xref>). Recent advances in MRI techniques have allowed direct assessment of BBB functionality in living patients, demonstrating BBBD in pathological conditions such as traumatic and ischemic injuries (<xref ref-type="bibr" rid="B86">86</xref>, <xref ref-type="bibr" rid="B87">87</xref>), epilepsy (<xref ref-type="bibr" rid="B77">77</xref>), dementia (<xref ref-type="bibr" rid="B78">78</xref>) multiple sclerosis (<xref ref-type="bibr" rid="B79">79</xref>), and systemic lupus erythematosus (SLE) (<xref ref-type="bibr" rid="B75">75</xref>).</p>
<p>The understanding of the molecular mechanisms involved in BBBD had been largely derived from experimental animal models. This growing body of evidence suggests that: (i) systemic inflammation is associated with injury to brain (and other organs) microvasculature, resulting in BBBD (<xref ref-type="bibr" rid="B88">88</xref>), and (ii) BBBD allows leakage of serum macromolecules into the brain, resulting in glial activation, neuro-inflammation, network reorganization and delayed neurodegeneration as well as further BBBD (<xref ref-type="bibr" rid="B71">71</xref>, <xref ref-type="bibr" rid="B73">73</xref>, <xref ref-type="bibr" rid="B89">89</xref>).</p>
<p>One widely studied example of a serum macromolecule that leaks into the brain following BBB dysfunction is albumin (<xref ref-type="bibr" rid="B80">80</xref>)&#x02014;the most abundant protein in the blood. Once leaking into the brain, albumin has been shown to trigger glial transformation, by activation of the pro-inflammatory transforming growth factor beta (TGF-&#x000DF;) pathway (<xref ref-type="bibr" rid="B80">80</xref>, <xref ref-type="bibr" rid="B89">89</xref>, <xref ref-type="bibr" rid="B90">90</xref>), leading to cytokine secretion, synaptogenesis and neurodegeneration (<xref ref-type="bibr" rid="B77">77</xref>, <xref ref-type="bibr" rid="B87">87</xref>, <xref ref-type="bibr" rid="B88">88</xref>). In mouse models of social defeat, stress was also linked to increased BBB permeability and subsequent leakage of molecules into the brain (<xref ref-type="bibr" rid="B91">91</xref>). Specifically, the tight junction protein claudin-5 was downregulated and promoted peripheral IL-6 passage across the BBB (<xref ref-type="bibr" rid="B91">91</xref>). Claudin-5 expression was similarly downregulated in depressed patients (<xref ref-type="bibr" rid="B92">92</xref>). Using immunohistochemistry and qRT-PCR, (<xref ref-type="bibr" rid="B92">92</xref>) a key role for claudin-5 which was reduced in the hippocampus in post-mortem human brain tissues in people diagnosed with MDD or schizophrenia was also demonstrated. Interestingly, levels of claudins including expression of claudin-5 correlated with disease duration and age of psychiatric disorder in these post-mortem studies (<xref ref-type="bibr" rid="B92">92</xref>). Indeed, BBB associated tight junction disruption could be a major step in the development of various psychiatric pathologies. This is further supported by post-mortem analysis of patients with MDD, showing reduced astrocytic coverage of the BBB in the orbitofrontal cortex (<xref ref-type="bibr" rid="B85">85</xref>). Notably, post-mortem studies in human patients with BD have also demonstrated neuroinflammatory changes, microglial activation, and oligodendrocyte dysfunction (<xref ref-type="bibr" rid="B93">93</xref>). To add to the animal and post-mortem studies linking BD, neuroinflammation, and BBBD, our group has recently conducted the first ever BBB imaging study in living bipolar patients (<xref ref-type="bibr" rid="B9">9</xref>). Using DCE-MRI, we have demonstrated that extensive BBB leakage affects 28% of BD patients (<xref ref-type="bibr" rid="B9">9</xref>), and that these patients had greater psychiatric morbidity, compared to BD patients with normal BBB function. Extensive BBB leakage was found to be associated with worse depression, anxiety and socio/occupational dysfunction, chronic illness course with more frequent and/or severe manic/depressive episodes (<xref ref-type="bibr" rid="B9">9</xref>). Importantly, all bipolar patients with extensive BBB leakage also had IR, supporting the hypothesis that IR-related inflammation may contribute to BBBD and BD progression. Our results suggest BBBD could indeed be a mechanistic link between systemic inflammation, IR and BD neuroprogression. Moreover, repair of the BBB may, thus, prove to be a novel and effective approach for maintaining brain health and facilitating BD remission.</p></sec>
<sec id="s7">
<title>IR And Blood-Brain Barrier Dysfunction</title>
<p>Our finding that all BD patients with extensive BBB leakage also had IR (<xref ref-type="bibr" rid="B9">9</xref>), highlights a potential causal link between IR and BBBD. While animal and human studies suggest that inflammation is the likely mechanism connecting IR and BBBD, the direct mechanistic link between IR and BBBD in BD patients has yet to be studied. Evidence for the role of IR in BBBD can be found in animal studies of hyperglycemia, showing that hyperglycemia causes inflammation and damage to the BBB (<xref ref-type="bibr" rid="B8">8</xref>). Notably, numerous overlapping pathways are involved in the inflammatory states of both IR and BBBD, including vascular endothelial growth factor (VEGF) and protein kinase C (PKC) (<xref ref-type="bibr" rid="B94">94</xref>). Further evidence supporting a possible link between BBBD and IR comes from studies of BBBD in T2DM. Impairment of the BBB is now accepted as one of the key mechanisms leading to diabetic encephalopathy (<xref ref-type="bibr" rid="B95">95</xref>). The structural integrity and transport function of the BBB is compromised in T2DM, through pathways of oxidative stress and chronic inflammation (<xref ref-type="bibr" rid="B95">95</xref>). BBBD in T2DM has also been suggested to play a role in neuronal dysfunction (<xref ref-type="bibr" rid="B96">96</xref>), and cognitive impairment (<xref ref-type="bibr" rid="B95">95</xref>). Further, both human and animal studies have demonstrated a role for insulin in synaptic viability, dendritic spine formation, cerebral bioenergetics and suggest that insulin dysregulation can lead to diseases of pathological aging (<xref ref-type="bibr" rid="B97">97</xref>). Specifically, a relationship between IR in the periphery and the brain in Alzheimer&#x00027;s disease suggests that peripheral IR might precede accumulation of amyloid &#x000DF; protein in Alzheimer&#x00027;s (<xref ref-type="bibr" rid="B97">97</xref>). Applying this concept to the current body of evidence in IR and BD, we postulate that BBBD is likely to be a key mechanism contributing to BD neuroprogression, as <italic>mediated by</italic> IR and shared inflammatory pathways (<xref ref-type="fig" rid="F1">Figure 1B</xref>).</p></sec>
<sec id="s8">
<title>Intracellular Mechanisms Supporting A Link Between IR, Inflammation, BBBD, And Neuroprogression</title>
<p>In this paper we present a framework for development of BD neuroprogression (<xref ref-type="fig" rid="F1">Figure 1B</xref>), centered around the transition from systemic inflammation to neuroinflammation via the BBB. We identify HPA dysfunction as an early stage of a pathological cascade that leads to sustained hypercortisolemia and circadian dysregulation that may underlie the parallel development of both (a) BD and (b) systemic inflammation and IR (<xref ref-type="fig" rid="F2">Figure 2</xref>). Systemic inflammation and IR leads to neuroinflammation via cross-BBB infiltration of systemically-secreted cytokines (e.g., IL1, IL-6, or TNF-&#x003B1;) and/or damage to the BBB&#x00027;s endothelium mediated by hyperinsulinemia/hyperglycemia (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B98">98</xref>, <xref ref-type="bibr" rid="B99">99</xref>). Once the BBB is breached, the brain&#x00027;s microglial and astrocytic cells undergo a neuroinflammatory transformation, involving TGF&#x003B2; pathway activation and further cytokine secretion. The astrocytic TGF&#x003B2; cascade results in reduced buffering of extracellular glutamate (<xref ref-type="bibr" rid="B100">100</xref>), and generation of new excitatory synapses (<xref ref-type="bibr" rid="B91">91</xref>). Together these changes result in a reorganization of the neural network, a shift favoring hyperexcitation, and glutamate-mediated neuronal damage (<xref ref-type="bibr" rid="B101">101</xref>). Notably, each step of the neuroinflammatory cascade can contribute to further BBBD, creating a self-reinforcing positive feedback loop that may also amplify the subsequent neuronal dysfunction. We hypothesize that the processes mediated by BBBD and neuroinflammation may impair the function of the affected brain regions, and contribute to the severity of BD and its responsiveness to available mood-stabilizing treatments. Interestingly, neuroinflammatory signaling cascades may also amplify the circadian dysregulation in BD patients, by favoring the production of kynurenine (and quinolinic acid) over serotonin (and melatonin) (<xref ref-type="bibr" rid="B102">102</xref>&#x02013;<xref ref-type="bibr" rid="B104">104</xref>). Together, these pathways demonstrate the tight interplay between HPA activity, systemic inflammation, BBBD, neuroinflammation and BD neuroprogression, with the BBB being the interface between systemic and CNS processes/manifestations.</p>
<fig id="F2" position="float">
<label>Figure 2</label>
<caption><p>Proposed mechanistic framework. BBB, blood-brain barrier; HPA, hypothalamic pituitary adrenal; IL, interleukin; TGF&#x003B2;, Transforming Growth Factor Beta; TNF, tumor necrosis factor.</p></caption>
<graphic xlink:href="fpsyt-12-636174-g0002.tif"/>
</fig></sec>
<sec id="s9">
<title>Can Treating IR And/Or Repairing BBBD Halt BD Neuroprogression?</title>
<p>Thus far, we have reviewed evidence suggesting that: (i) BBBD in bipolar patients might be caused by inflammatory processes such as IR, and (ii) BBBD may contribute to BD neuroprogression, that is more common in bipolar patients with IR. Research into manipulation of the BBB is becoming an area of growing interest, with several groups developing therapeutics targeting the repair of the BBB and/or inhibition of neuroinflammatory processes subsequent to BBBD (<xref ref-type="bibr" rid="B105">105</xref>&#x02013;<xref ref-type="bibr" rid="B107">107</xref>). Given that BBBD in bipolar patients may be caused by systemic inflammation and IR, the question follows whether reversal of inflammation or IR could facilitate BBB repair and the remission of neuroprogression.</p>
<p>While some studies suggest that anti-inflammatory treatment or TNF inhibitors may <italic>reduce</italic> depressive symptoms (<xref ref-type="bibr" rid="B48">48</xref>, <xref ref-type="bibr" rid="B49">49</xref>), whether they can repair the BBB remains unclear. A study in patients undergoing cardiac surgery suggests that treatment with the potent anti-inflammatory prednisone does not reduce post-operative BBBD (<xref ref-type="bibr" rid="B108">108</xref>). While this is perhaps far removed from BD, conceptually, this suggests that treating systemic inflammation alone may not be sufficient to repair the BBB.</p>
<p>Studies in animals suggest that reversal of IR may be a more promising therapeutic target for BBB repair. Specifically, metformin&#x02014;regarded as the safest and most effective insulin-sensitizing drug&#x02014;has been reported to reduce BBBD in a mouse model of stroke (<xref ref-type="bibr" rid="B109">109</xref>). In a mouse model of systemic inflammation using peripheral injection of bacterial lipopolysaccharide (LPS), metformin was shown to downregulate neuroinflammation and improve exploratory behavior (<xref ref-type="bibr" rid="B110">110</xref>). In this model, LPS was shown to cause neuroinflammation (elevated levels of TNF-&#x003B1; and IL-6 in the brain), BBBD and significant lethargy and illness (<xref ref-type="bibr" rid="B88">88</xref>, <xref ref-type="bibr" rid="B110">110</xref>). Remarkably, pre-treatment of mice with metformin significantly reduced systemic and CNS inflammation, LPS-induced oxidative stress, and neurobehavioral symptoms of illness (<xref ref-type="bibr" rid="B110">110</xref>). In humans, metformin has also been shown to enact antioxidant and anti-inflammatory effects, and to reduce cardiovascular complications, stroke, certain cancers, thyroid diseases, and polycystic ovarian syndrome (<xref ref-type="bibr" rid="B111">111</xref>&#x02013;<xref ref-type="bibr" rid="B113">113</xref>).</p>
<p>Metformin is generally understood to exert its effects on the liver and peripheral tissues, by decreasing glucose output from the liver and increasing glucose utilization at peripheral tissues, including the musculature. This process requires the activation of adenosine monophosphate-activated protein kinase (AMPK) which reduces energy expenditure at the cellular level (<xref ref-type="bibr" rid="B112">112</xref>). However, metformin may offer further benefits beyond reversing IR. Metformin is also thought to suppresses the action of matrix metalloproteinase-9 (MMP-9)&#x02014;an enzyme that degrades components of the BBB (<xref ref-type="bibr" rid="B114">114</xref>). MMP-9 has been widely implicated in conditions such as cancer, MS, migraines, neuropsychiatric disorders (<xref ref-type="bibr" rid="B115">115</xref>, <xref ref-type="bibr" rid="B116">116</xref>), and complications of coronary artery disease (<xref ref-type="bibr" rid="B116">116</xref>), atherosclerosis (<xref ref-type="bibr" rid="B117">117</xref>), and hypertension (<xref ref-type="bibr" rid="B118">118</xref>). Furthermore, increased levels of MMP-9 were demonstrated in bipolar depression (<xref ref-type="bibr" rid="B119">119</xref>), suggesting that MMP-9 could contribute to BBB degradation and disease progression of bipolar patients. Metformin has been shown to suppress MMP9 in human breast cancer cell lines, and is gaining focus as a potential anticancer drug (<xref ref-type="bibr" rid="B120">120</xref>).</p>
<p>An additional mechanism by which metformin may exert its neuroprotective effect is through activation of the peroxisome proliferator-activated receptor (PPAR) (<xref ref-type="bibr" rid="B121">121</xref>). PPAR is thought to mediate the insulin-sensitizing action of metformin, by modulating the insulin-like growth-factor (IGF) axis (<xref ref-type="bibr" rid="B121">121</xref>). In animal studies, PPAR agonists (thiazoladinediones, such as rosiglitosone) have been shown to protect the BBB; reduce neuro-inflammation, oxidative stress and neuronal injury (<xref ref-type="bibr" rid="B120">120</xref>, <xref ref-type="bibr" rid="B122">122</xref>); and improve neurological outcomes of CNS injury/disease (<xref ref-type="bibr" rid="B123">123</xref>). Elegantly, PPAR-&#x003B3; antagonists lead to an opposite effect (<xref ref-type="bibr" rid="B122">122</xref>). These findings were further confirmed in a monolayer of human microvascular endothelial cells (<xref ref-type="bibr" rid="B122">122</xref>), suggesting that activation of PPAR signaling may be a promising neuroprotective target, and further highlighting the therapeutic potential of metformin and the thiazolidinedione class of drugs. Targeting the BBB directly, may indeed provide a promising approach in other CNS diseases, such as epilepsy which is also associated with BBBD (<xref ref-type="bibr" rid="B77">77</xref>). The angiotensin II receptor antagonist, losartan is vascular protective and has potential implications for protecting BBB integrity though action on TGF-&#x000DF;. In a rat model of vascular injury, losartan prevented acquired epilepsy via TGF-&#x000DF; signaling suppression when administered prior to injury and may become the first available treatment for the prevention of epilepsy (<xref ref-type="bibr" rid="B105">105</xref>).</p>
<p>We conclude that treatment of IR and potential repair of the BBB with metformin, thiazolidinediones or vascular protective drugs, such as losartan may prove to be effective strategies for treatment resistant or neuroprogressive bipolar disorder (<xref ref-type="fig" rid="F1">Figure 1D</xref>). Further research is needed to investigate the mechanisms underlying the effects of these agents on MMP9 and PPAR pathways in particular. By more directly targeting the BBB, a shift in focus toward <italic>prevention</italic> of BD neuroprogression could emerge.</p></sec>
<sec id="s10">
<title>Evaluating IR And BBBD To Identify BD Patients With Neuroprogression</title>
<p>Insulin resistance can be easily estimated using concurrent FPG and FSI levels and the HOMA-IR equation: HOMA-IR = FPG (mmol/L) &#x000D7; FSI (&#x003BC;U/ml)/22.5 (<xref ref-type="bibr" rid="B124">124</xref>), and the HOMA-IR cut-off value of &#x02265;1.8 (since metabolic syndrome becomes clinically significant at this value) (<xref ref-type="bibr" rid="B125">125</xref>). Once it is determined that a patient is insulin resistant, DCE-MRI could be used to quantify and localize BBB leakage. While DCE-MRI is clinically available and there are algorithms to analyze and interpret images for BBBD, this has only been used for research. Standardizing abnormal BBB permeability cut-off values between different types of MRI scanners is required and feasible, but calls for large sample sizes, controls and further validation before it can be brought widely into clinical use. As our group is currently doing this work, we expect BBB imaging to be available for clinical use in the future. We suggest that utilizing these two biomarkers (IR, and BBBD once clinically available) will be important in identifying bipolar patients with neuroprogression and for following treatment response.</p></sec>
<sec sec-type="discussion" id="s11">
<title>Discussion</title>
<p>We have highlighted the evidence for a key role for IR and shared inflammatory pathways leading to BBBD and neuroprogression of BD. We have outlined the rationale for our expanded hypothesis that these modulations result in BBB leakage and worse outcomes in BD. We have further connected this body of evidence with key known treatments for IR. Indeed, reversing IR could provide a novel strategy for the prevention or treatment of a neuroprogressive course of BD. This could be accomplished through the actions of widely used diabetic medications, such as metformin or thiazolidinediones or vascular protective agents, like losartan, that target BBBD more directly. While there is currently a lack of evidence to clearly determine whether treating IR or BBBD is of value in BD neuroprogression, our group has a number of studies under way. We are hopeful that data from our completed TRIO-BD quadruple-masked randomized clinical trial comparing metformin to placebo in improving outcomes in treatment resistant bipolar depression will soon help provide answers. Further research is needed in terms of replicating completed studies and investigating novel new treatments for BD neuroprogression, targeting IR and BBBD.</p></sec>
<sec sec-type="data-availability-statement" id="s12">
<title>Data Availability Statement</title>
<p>The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author/s.</p></sec>
<sec id="s13">
<title>Author Contributions</title>
<p>CC contributed intellectual concepts, hypotheses, writing, and editing. CM synthesized these concepts and hypotheses in the writing of the manuscript and provided the literature search. LK, KC, and AF contributed to intellectual content, writing, and editing. All authors contributed to the article and approved the submitted version.</p></sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
</body>
<back>
<ack><p>We would like to thank Claire Reardon for help in preparing and formatting the manuscript.</p>
</ack>
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<fn fn-type="financial-disclosure"><p><bold>Funding.</bold> CC would like to thank the Brain &#x00026; Behavior Research Foundation (NARSAD, grant &#x00023; 18764 and grant &#x00023; 25714), and the Stanley Medical Research Institute (grant &#x00023; 14T-008) for awards supporting her research and AF would like to thank the Canadian Institutes for Health Research (grant &#x00023; PJT 148896) for supporting his research.</p>
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