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<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Polit. Sci.</journal-id>
<journal-title-group>
<journal-title>Frontiers in Political Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Polit. Sci.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">2673-3145</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
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<article-meta>
<article-id pub-id-type="doi">10.3389/fpos.2026.1597937</article-id>
<article-version article-version-type="Version of Record" vocab="NISO-RP-8-2008"/>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Original Research</subject>
</subj-group>
</article-categories>
<title-group>
<article-title>Barriers and enablers for the effective institutionalization of Citizen-Based Monitoring in South Africa&#x00027;s public sector</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Matlala</surname> <given-names>Lesedi Senamele</given-names></name>
<xref ref-type="aff" rid="aff1"/>
<xref ref-type="corresp" rid="c001"><sup>&#x0002A;</sup></xref>
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<uri xlink:href="https://loop.frontiersin.org/people/3006161"/>
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<aff id="aff1"><institution>School of Public Management, Governance and Public Policy, University of Johannesburg</institution>, <city>Johannesburg</city>, <country country="za">South Africa</country></aff>
<author-notes>
<corresp id="c001"><label>&#x0002A;</label>Correspondence: Lesedi Senamele Matlala, <email xlink:href="mailto:matlala.senamele@gmail.com">matlala.senamele@gmail.com</email></corresp>
</author-notes>
<pub-date publication-format="electronic" date-type="pub" iso-8601-date="2026-03-31">
<day>31</day>
<month>03</month>
<year>2026</year>
</pub-date>
<pub-date publication-format="electronic" date-type="collection">
<year>2026</year>
</pub-date>
<volume>8</volume>
<elocation-id>1597937</elocation-id>
<history>
<date date-type="received">
<day>21</day>
<month>03</month>
<year>2025</year>
</date>
<date date-type="rev-recd">
<day>15</day>
<month>02</month>
<year>2026</year>
</date>
<date date-type="accepted">
<day>27</day>
<month>02</month>
<year>2026</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2026 Matlala.</copyright-statement>
<copyright-year>2026</copyright-year>
<copyright-holder>Matlala</copyright-holder>
<license>
<ali:license_ref start_date="2026-03-31">https://creativecommons.org/licenses/by/4.0/</ali:license_ref>
<license-p>This is an open-access article distributed under the terms of the <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">Creative Commons Attribution License (CC BY)</ext-link>. The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</license-p>
</license>
</permissions>
<abstract>
<p>Citizen-Based Monitoring (CBM) has gained formal recognition in South Africa as a mechanism to improve accountability and public service delivery by enabling citizens to monitor frontline services. However, despite the South African government&#x00027;s efforts to institutionalize CBM through national frameworks, implementation remains uneven and fragmented across departments and municipalities. The problem lies in the limited integration of CBM into core government systems, coupled with declining participation, unclear institutional mandates, and inadequate follow-through on citizen feedback. Existing literature has largely focused on CBM pilot projects and conceptual discussions, with limited empirical research on its systemic adoption in the public sector. This study aims to investigate the barriers and enablers affecting the institutionalization of CBM in South Africa. Adopting a mixed-methods approach, the study collected survey data and conducted qualitative interviews with government officials, civil society organizations, and community media representatives. The findings reveal persistent challenges, including weak institutional ownership, digital exclusion, donor dependency, low public awareness, and limited feedback loops. Nonetheless, positive factors such as enabling policy frameworks, structured capacity-building, and the adoption of digital tools were also identified. The study recommends embedding CBM indicators into departmental planning and performance systems, investing in inclusive digital and face-to-face engagement platforms, and strengthening intergovernmental coordination. Its contribution lies in providing empirical evidence on the institutional dynamics of CBM and offering actionable recommendations for sustainable implementation. The study concludes that the success of CBM depends on long-term political support, systemic integration, and deliberate efforts to make citizen voice central to public sector accountability.</p></abstract>
<kwd-group>
<kwd>Citizen-Based Monitoring</kwd>
<kwd>institutionalization</kwd>
<kwd>participatory governance</kwd>
<kwd>public sector accountability</kwd>
<kwd>South Africa</kwd>
</kwd-group>
<funding-group>
 <funding-statement>The author(s) declared that financial support was not received for this work and/or its publication.</funding-statement>
</funding-group>
<counts>
<fig-count count="6"/>
<table-count count="5"/>
<equation-count count="0"/>
<ref-count count="66"/>
<page-count count="16"/>
<word-count count="11959"/>
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<custom-meta-group>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Political Participation</meta-value>
</custom-meta>
</custom-meta-group>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction and background</title>
<p>Citizen-Based Monitoring (CBM) is a governance approach that enables ordinary citizens to systematically observe, document, and provide feedback on public service delivery and government performance. As a participatory complement to traditional state-led monitoring and evaluation (M&#x00026;E) systems, CBM promotes accountability, transparency, and responsiveness by allowing communities to engage</p>
<p>directly with the institutions that serve them (Organisation for Economic Co-operation Development, <xref ref-type="bibr" rid="B49">2020</xref>; <xref ref-type="bibr" rid="B66">World Bank, 2018</xref>). Through mechanisms such as social audits, report cards, community scorecards, public hearings, and digital platforms (<xref ref-type="bibr" rid="B42">Matsiliza, 2012</xref>; <xref ref-type="bibr" rid="B18">Faguet, 2014</xref>), CBM can strengthen democratic governance by embedding citizen oversight into public sector processes, building trust between the state and society, and fostering inclusive, people-centered development (<xref ref-type="bibr" rid="B55">Public Service Commission, 2008</xref>; Department of Planning, Monitoring, and Evaluation, <xref ref-type="bibr" rid="B15">2013</xref>).</p>
<p>International experiences, drawn from selected global literature, illustrate both the promise and complexity of CBM. In various settings, CBM has improved public sector responsiveness, exposed inefficiencies, and fostered civic engagement (Organisation for Economic Co-operation Development, <xref ref-type="bibr" rid="B49">2020</xref>; <xref ref-type="bibr" rid="B66">World Bank, 2018</xref>). Technological innovations such as mobile applications, social media tools, and e-governance platforms&#x02014;have broadened the reach of participatory monitoring (<xref ref-type="bibr" rid="B62">The Presidency Republic of South Africa, 2014</xref>; Organisation for Economic Co-operation Development, <xref ref-type="bibr" rid="B49">2020</xref>). At the same time, barriers such as political resistance, resource limitations, exclusionary practices, and weak legal frameworks continue to hinder institutionalization. Enabling conditions commonly identified in global scholarship include policy alignment, collaborative partnerships, capacity development, and technological adaptation (<xref ref-type="bibr" rid="B19">Fox, 2016</xref>; <xref ref-type="bibr" rid="B57">Singh and Vutukuru, 2021</xref>; <xref ref-type="bibr" rid="B23">Gaventa and McGee, 2013</xref>). These insights serve as illustrative reference points rather than indicators of a comparative empirical design.</p>
<p>The success of CBM ultimately depends not only on government commitment but also on the engagement and perceptions of citizens, civil society organizations, and intermediaries such as community media. Citizen trust, meaningful participation, and inclusive mechanisms are central to shaping CBM as a transformative rather than symbolic accountability tool. Where citizen voices are ignored, or feedback loops remain weak, CBM risks becoming extractive, and superficial (<xref ref-type="bibr" rid="B11">Bukenya et al., 2012</xref>; <xref ref-type="bibr" rid="B30">Joshi and Houtzager, 2012</xref>). Understanding CBM, therefore, requires a multidimensional perspective that accounts for the interactions between state and non-state actors and the governance environments in which monitoring occurs.</p>
<p>Although CBM has received growing policy attention in South Africa, significant research gaps persist. Much of the existing literature focuses on normative frameworks, isolated case studies, or descriptive accounts, with limited analysis of the systemic governance conditions required for institutionalization (Department of Planning, Monitoring, and Evaluation, <xref ref-type="bibr" rid="B15">2013</xref>; <xref ref-type="bibr" rid="B42">Matsiliza, 2012</xref>; Organisation for Economic Co-operation Development, <xref ref-type="bibr" rid="B49">2020</xref>; <xref ref-type="bibr" rid="B18">Faguet, 2014</xref>). South Africa serves as the primary empirical case in this study, with global experiences used only as supporting and illustrative examples. Importantly, citizen and grassroots perspectives remain underrepresented in empirical research, limiting understanding of how CBM is experienced and sustained in practice. This study addresses these gaps by examining the institutional landscape shaping the uptake of CBM in South Africa, exploring its barriers and enablers from the perspectives of government officials, civil society organizations, and community media. By grounding the analysis in South Africa while drawing selectively on global insights, the study contributes to scholarship on participatory monitoring, democratic accountability, and public sector reform.</p>
<p>This paper makes three specific contributions to the CBM and participatory governance literature. First, it moves beyond descriptive accounts of citizen engagement by specifying the institutional design conditions that mediate whether CBM-generated data is formally received, processed, and acted upon within the state. Second, drawing on a large-scale survey and in-depth qualitative evidence, the study demonstrates how institutional fragmentation and weak feedback loops systematically produce implementation failure, even in contexts where national monitoring, evaluation, and accountability frameworks formally exist. Third, the paper theorizes state receptivity and power-sharing arrangements as the binding constraints on CBM effectiveness, showing that the presence of citizen voice alone is insufficient without routinized institutional response mechanisms.</p></sec>
<sec id="s2">
<title>Theoretical framework</title>
<p>The institutionalization of CBM in South Africa can be interpreted through three complementary governance theories: New Public Management (NPM), Public Value Theory, and Good Governance Theory, each offering distinct expectations about how citizen input should shape state performance and accountability. NPM positions citizens as service users whose feedback enhances efficiency and results-based management (<xref ref-type="bibr" rid="B27">Hood, 1991</xref>; <xref ref-type="bibr" rid="B53">Pollitt and Bouckaert, 2011</xref>), yet in South Africa, CBM remains marginal to compliance-driven reporting systems (<xref ref-type="bibr" rid="B55">Public Service Commission, 2008</xref>; <xref ref-type="bibr" rid="B61">The Presidency Republic of South Africa, 2013</xref>). Public Value Theory views citizens as co-producers of governance legitimacy (<xref ref-type="bibr" rid="B45">Moore, 1995</xref>; <xref ref-type="bibr" rid="B10">Bryson et al., 2014</xref>), although fragmentation and weak uptake of citizen data hinder translation into practice (<xref ref-type="bibr" rid="B62">The Presidency Republic of South Africa, 2014</xref>; <xref ref-type="bibr" rid="B66">World Bank, 2018</xref>). Good Governance Theory emphasizes transparency, accountability, and participation (<xref ref-type="bibr" rid="B64">UNDP, 1997</xref>; <xref ref-type="bibr" rid="B31">Kaufmann et al., 2011</xref>), but political reluctance and bureaucratic silos continue to limit CBM&#x00027;s integration into formal decision-making (Department of Planning, Monitoring, and Evaluation, <xref ref-type="bibr" rid="B16">2016</xref>; <xref ref-type="bibr" rid="B42">Matsiliza, 2012</xref>; <xref ref-type="bibr" rid="B18">Faguet, 2014</xref>; <xref ref-type="bibr" rid="B50">Osborne and Gaebler, 1992</xref>; <xref ref-type="bibr" rid="B17">Dillman et al., 2014</xref>; <xref ref-type="bibr" rid="B9">Bozeman, 2007</xref>; <xref ref-type="bibr" rid="B60">Talbot, 2009</xref>). <xref ref-type="table" rid="T1">Table 1</xref> below synthesizes the diverging expectations of these theories regarding the role of citizens, the anticipated pathway for institutionalizing CBM, and the predicted barriers and enablers, which will be referenced in the Discussion section to interpret the empirical findings.</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p>Divergent theoretical expectations for institutionalizing CBM.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Dimension</th>
<th valign="top" align="left">New public management (NPM)</th>
<th valign="top" align="left">Public value theory</th>
<th valign="top" align="left">Good governance theory</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">View of citizens</td>
<td valign="top" align="left">Service users; beneficiaries whose feedback improves performance and efficiency.</td>
<td valign="top" align="left">Co-producers of value; partners in shaping legitimacy and trust in public institutions.</td>
<td valign="top" align="left">Rights-bearing participants; central actors in transparency, accountability, and anti-corruption.</td>
</tr>
<tr>
<td valign="top" align="left">Expected role of CBM</td>
<td valign="top" align="left">Tool for performance measurement, decentralized monitoring, and efficiency enhancement.</td>
<td valign="top" align="left">Mechanism for strengthening citizen&#x02013;state relationships, engagement, and trust-building.</td>
<td valign="top" align="left">Instrument to enforce accountability, improve transparency, and democratize decision-making.</td>
</tr>
<tr>
<td valign="top" align="left">Institutionalization pathway</td>
<td valign="top" align="left">Integration into performance management systems, KPIs, and results-based reporting.</td>
<td valign="top" align="left">Embedding citizen voice into co-production processes and collaborative governance routines.</td>
<td valign="top" align="left">Legal mandates, participatory structures, and formalized feedback loops within governance systems.</td>
</tr>
<tr>
<td valign="top" align="left">Predicted enablers</td>
<td valign="top" align="left">Clear performance indicators, managerial incentives, efficient data systems.</td>
<td valign="top" align="left">Strong relational engagement, citizen empowerment, responsive service culture.</td>
<td valign="top" align="left">Robust accountability frameworks, transparency norms, intergovernmental coordination.</td>
</tr>
<tr>
<td valign="top" align="left">Predicted barriers</td>
<td valign="top" align="left">Bureaucratic inertia, technocratic compliance cultures, weak integration of citizen data.</td>
<td valign="top" align="left">Fragmented governance, limited citizen trust, failure to convert feedback into action.</td>
<td valign="top" align="left">Political resistance, absence of binding legislation, siloed institutional arrangements.</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Source: Author&#x00027;s own construction (2025).</p>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3">
<title>Review of literature</title>
<p>CBM has been widely implemented across diverse governance settings as a means of enhancing public accountability, improving service delivery, and institutionalizing participatory governance practices. Across Latin America, Asia, and Europe, CBM models such as participatory budgeting, social audits, community-driven monitoring, and digital reporting platforms have demonstrated that citizen oversight can strengthen government responsiveness when supported by enabling legal frameworks, political will, and adaptive learning processes (<xref ref-type="bibr" rid="B20">Fox, 2015</xref>; <xref ref-type="bibr" rid="B25">Hevia, 2016</xref>; <xref ref-type="bibr" rid="B29">Joshi, 2017</xref>; <xref ref-type="bibr" rid="B6">Bj&#x000F6;rkman and Svensson, 2010</xref>; <xref ref-type="bibr" rid="B44">Meijer, 2015</xref>; <xref ref-type="bibr" rid="B21">Fung, 2015</xref>). These international examples collectively illustrate the potential for CBM to function as an integral component of governance systems, particularly when participatory mechanisms are institutionalized within national and local administrative routines. However, the success of these efforts often hinges on contextual factors such as civic freedom, administrative openness, and the extent to which digital and traditional participatory tools are accessible to citizens.</p>
<p>At the same time, the institutionalization of CBM frequently encounters barriers related to state resistance, political interference, and bureaucratic reluctance to embrace external accountability. Governments may view CBM as confrontational, associating it with exposure of inefficiency, corruption, or service delivery failures (<xref ref-type="bibr" rid="B23">Gaventa and McGee, 2013</xref>; <xref ref-type="bibr" rid="B52">Peixoto and Fox, 2016</xref>). This perception often leads to tokenistic adoption, in which governments symbolically endorse participatory monitoring while restricting its practical implementation. Bureaucratic resistance also stems from rigid hierarchies, compliance-driven management cultures, and fears that citizen-generated data could undermine institutional authority or trigger political risk (<xref ref-type="bibr" rid="B26">Hickey and King, 2016</xref>). Such dynamics illustrate why CBM interventions frequently stall at the level of pilot projects, unable to transition into mainstream governance practice.</p>
<p>A critical dimension in understanding these barriers is the role of power and elite capture within social accountability processes (<xref ref-type="bibr" rid="B8">Booth et al., 2016</xref>; <xref ref-type="bibr" rid="B58">Smith et al., 2021</xref>). Without intentional safeguards, CBM platforms may privilege the voices of already empowered groups while marginalizing those with limited political, economic, or social capital (<xref ref-type="bibr" rid="B11">Bukenya et al., 2012</xref>). Elite actors may strategically appropriate participatory spaces to protect incumbency, shape narratives, or control the flow of information, thereby weakening the legitimacy and inclusivity of CBM. As <xref ref-type="bibr" rid="B23">Gaventa and McGee (2013)</xref> argue, genuine participation requires more than access to forums it requires the power to influence decisions and outcomes. Elite capture manifests through procedural manipulation, selective responsiveness, and the framing of participation in ways that serve dominant interests. These dynamics undermine the transformative potential of CBM, reducing it to a symbolic exercise unless mechanisms for accountability, transparency, and community empowerment are meaningfully embedded.</p>
<p>Beyond issues of power, translating CBM findings into state action is often complex and institutionally constrained. Even when citizens provide robust evidence on service delivery failures, public officials may not act due to bureaucratic inertia, competing priorities, or unclear administrative mandates (<xref ref-type="bibr" rid="B30">Joshi and Houtzager, 2012</xref>; <xref ref-type="bibr" rid="B33">Kraft and Furlong, 2018</xref>). Effective institutionalization requires clear feedback loops, performance incentives, sanctions, and formal integration of CBM data into budget planning, reporting, and performance management systems (<xref ref-type="bibr" rid="B52">Peixoto and Fox, 2016</xref>). Intermediary actors such as civil society organizations, oversight bodies, journalists, and academic institutions play a crucial role in bridging citizens and the state by aggregating data, legitimizing claims, and sustaining pressure for reform (<xref ref-type="bibr" rid="B23">Gaventa and McGee, 2013</xref>). Moreover, technology has emerged as both an enabler and a challenge: while digital platforms expand reach and allow real-time reporting, they risk excluding rural communities, digitally marginalized groups, and populations with low levels of digital literacy (<xref ref-type="bibr" rid="B21">Fung, 2015</xref>; <xref ref-type="bibr" rid="B44">Meijer, 2015</xref>; <xref ref-type="bibr" rid="B37">Matlala, 2024b</xref>, <xref ref-type="bibr" rid="B40">2025</xref>). These limitations underscore the need for blended online and offline participation models to ensure inclusive CBM.</p>
<p>Despite these challenges, global evidence demonstrates that CBM can achieve systemic impact when it is embedded within formal governance structures, supported by political commitment, and sustained through domestic ownership. Examples such as India&#x00027;s legally mandated social audits under MGNREGA (<xref ref-type="bibr" rid="B51">Pande, 2014</xref>), Kenya&#x00027;s Huduma Kenya performance-linked citizen feedback model (<xref ref-type="bibr" rid="B46">Mwenda and Tangri, 2005</xref>; <xref ref-type="bibr" rid="B52">Peixoto and Fox, 2016</xref>), and the Philippines&#x00027; Check My School digital platform (<xref ref-type="bibr" rid="B5">Berdou and Corduneanu-Huci, 2020</xref>; <xref ref-type="bibr" rid="B1">Aceron, 2019</xref>) illustrate how institutional design, iterative learning, and adequate resourcing support long-term CBM success. Key lessons from these models highlight the importance of integrating CBM into budgetary and administrative processes (<xref ref-type="bibr" rid="B29">Joshi, 2017</xref>), fostering adaptive learning (<xref ref-type="bibr" rid="B19">Fox, 2016</xref>; <xref ref-type="bibr" rid="B23">Gaventa and McGee, 2013</xref>), securing domestic political support (<xref ref-type="bibr" rid="B11">Bukenya et al., 2012</xref>), and addressing digital and socio-political inequalities (<xref ref-type="bibr" rid="B57">Singh and Vutukuru, 2021</xref>; <xref ref-type="bibr" rid="B46">Mwenda and Tangri, 2005</xref>). Ultimately, CBM functions most effectively when it is situated within broader accountability ecosystems that recognize citizen participation as a legitimate governance mechanism and actively address the power dynamics, institutional bottlenecks, and exclusionary practices that shape state&#x02013;society interactions.</p></sec>
<sec id="s4">
<title>Methodological framework</title>
<p>This study adopted a mixed-methods research design combining quantitative and qualitative approaches to examine the barriers and enablers affecting the institutionalization of CBM in South Africa&#x00027;s public sector (<xref ref-type="bibr" rid="B17">Dillman et al., 2014</xref>; <xref ref-type="bibr" rid="B3">Babbie, 2016</xref>; <xref ref-type="bibr" rid="B28">Johnson and Christensen, 2017</xref>; <xref ref-type="bibr" rid="B12">Creswell and Creswell, 2017</xref>). A convergent parallel design was implemented, allowing quantitative and qualitative data to be collected concurrently and analyzed separately before merging during interpretation (<xref ref-type="bibr" rid="B13">Creswell and Plano Clark, 2018</xref>). This design was justified by the multifaceted nature of CBM institutionalization, which requires both statistical insights into citizen engagement patterns and in-depth qualitative explanations of governance behavior, institutional incentives, and political-bureaucratic dynamics that shape responsiveness. The mixed-methods approach enabled triangulation of findings and strengthened the credibility and contextual richness of the study&#x00027;s conclusions.</p>
<p>The rationale for using this design stemmed from the need to capture both the prevalence of CBM-related perceptions and the political, administrative, and social drivers influencing institutionalization. While the quantitative component generated broad population-level insights, the qualitative component illuminated the interpretive processes and experiential realities of institutional actors and intermediaries. Integrating these two strands enabled more nuanced conclusions about the systemic, structural, and relational conditions shaping CBM in South Africa.</p>
<sec>
<title>Sampling and study population</title>
<p>The qualitative component of the study used purposive sampling to select information-rich participants directly involved in CBM implementation. Interviews were conducted with officials from three national government departments, four representatives from community radio stations, and four leaders of CBOs). These actors were chosen based on their operational involvement in CBM, their institutional roles within participatory governance processes, and their experiential knowledge of citizen engagement mechanisms. A total of 12 in-depth interviews were conducted, which falls within the accepted range of six to twelve interviews required to achieve data saturation <xref ref-type="bibr" rid="B24">Guest et al., (2006)</xref>. <xref ref-type="table" rid="T2">Table 2</xref> (below) presents the respondents&#x00027; sector, location, and experience.</p>
<table-wrap position="float" id="T2">
<label>Table 2</label>
<caption><p>Sector specifications of the respondents.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Organization</th>
<th valign="top" align="left">Province</th>
<th valign="top" align="left">Sector</th>
<th valign="top" align="left">Respondent code</th>
<th valign="top" align="left">Experience (yrs)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">A</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">Government</td>
<td valign="top" align="left">ARE1</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">B</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">Government</td>
<td valign="top" align="left">BRE2</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">C</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">Government</td>
<td valign="top" align="left">CRE3</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">D</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">Government</td>
<td valign="top" align="left">DRE4</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">E</td>
<td valign="top" align="left">Mpumalanga</td>
<td valign="top" align="left">Community media</td>
<td valign="top" align="left">ERE5</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">F</td>
<td valign="top" align="left">Free State</td>
<td valign="top" align="left">Community media</td>
<td valign="top" align="left">FRE6</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">G</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">Community media</td>
<td valign="top" align="left">GRE7</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">H</td>
<td valign="top" align="left">Limpopo</td>
<td valign="top" align="left">Community media</td>
<td valign="top" align="left">HRE8</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">I</td>
<td valign="top" align="left">Western Cape</td>
<td valign="top" align="left">CBO</td>
<td valign="top" align="left">IRE9</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">J</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">CBO</td>
<td valign="top" align="left">JRE10</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">K</td>
<td valign="top" align="left">Gauteng</td>
<td valign="top" align="left">CBO</td>
<td valign="top" align="left">KRE11</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr>
<tr>
<td valign="top" align="left">L</td>
<td valign="top" align="left">KwaZulu-Natal</td>
<td valign="top" align="left">CBO</td>
<td valign="top" align="left">LRE12</td>
<td valign="top" align="left">5 years &#x0002B;</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Source: Author&#x00027;s own construction (2025).</p>
</table-wrap-foot>
</table-wrap>
<p>For the quantitative strand, a stratified random sampling strategy was implemented across all nine provinces to ensure demographic and geographic representativeness. Based on South Africa&#x00027;s estimated adult population of 44.8 million, the projected minimum sample size was 6,912, calculated using <xref ref-type="bibr" rid="B34">Krejcie and Morgan&#x00027;s (1970)</xref> formula at a 95% confidence level. The final dataset comprised 7,282 valid responses, exceeding the minimum target and thereby improving statistical precision. Each province contributed approximately 384 respondents, with rural&#x02013;urban stratification applied within provinces to reflect spatial diversity. A demographic profile of the sample is provided in <xref ref-type="table" rid="T3">Table 3</xref>.</p>
<table-wrap position="float" id="T3">
<label>Table 3</label>
<caption><p>Demographic distribution of the survey sample (<italic>n</italic> = 7,282).</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Demographic variable</th>
<th valign="top" align="center">Category</th>
<th valign="top" align="center">Frequency (<italic>n)</italic></th>
<th valign="top" align="center">Percentage (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left"><bold>Gender</bold></td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">3,454</td>
<td valign="top" align="center">47.4%</td>
</tr>
<tr>
<td valign="top" align="left">Female</td>
<td valign="top" align="center">3,793</td>
<td valign="top" align="center">52.1%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Other/prefer not to say</td>
<td valign="top" align="center">35</td>
<td valign="top" align="center">0.5%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left"><bold>Age group</bold></td>
<td valign="top" align="center">18&#x02013;29 years</td>
<td valign="top" align="center">2,460</td>
<td valign="top" align="center">33.8%</td>
</tr>
<tr>
<td valign="top" align="left">30&#x02013;44 years</td>
<td valign="top" align="center">2,162</td>
<td valign="top" align="center">29.7%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">45&#x02013;59 years</td>
<td valign="top" align="center">1,776</td>
<td valign="top" align="center">24.4%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">60&#x0002B; years</td>
<td valign="top" align="center">884</td>
<td valign="top" align="center">12.1%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left"><bold>Highest education level</bold></td>
<td valign="top" align="center">No matric</td>
<td valign="top" align="center">1,064</td>
<td valign="top" align="center">14.6%</td>
</tr>
<tr>
<td valign="top" align="left">Matric</td>
<td valign="top" align="center">3,005</td>
<td valign="top" align="center">41.3%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Post-matric certificate/diploma</td>
<td valign="top" align="center">2,245</td>
<td valign="top" align="center">30.8%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Bachelor&#x00027;s degree or higher</td>
<td valign="top" align="center">968</td>
<td valign="top" align="center">13.3%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left"><bold>Settlement type</bold></td>
<td valign="top" align="center">Urban</td>
<td valign="top" align="center">4,224</td>
<td valign="top" align="center">58.0%</td>
</tr>
<tr>
<td valign="top" align="left">Rural</td>
<td valign="top" align="center">3,058</td>
<td valign="top" align="center">42.0%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left"><bold>Provincial distribution</bold></td>
<td valign="top" align="center">Gauteng</td>
<td valign="top" align="center">819</td>
<td valign="top" align="center">11.3%</td>
</tr>
<tr>
<td valign="top" align="left">KwaZulu-Natal</td>
<td valign="top" align="center">802</td>
<td valign="top" align="center">11.0%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Western Cape</td>
<td valign="top" align="center">814</td>
<td valign="top" align="center">11.2%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Eastern Cape</td>
<td valign="top" align="center">792</td>
<td valign="top" align="center">10.9%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Limpopo</td>
<td valign="top" align="center">808</td>
<td valign="top" align="center">11.1%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Mpumalanga</td>
<td valign="top" align="center">804</td>
<td valign="top" align="center">11.0%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Free State</td>
<td valign="top" align="center">791</td>
<td valign="top" align="center">10.9%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">North West</td>
<td valign="top" align="center">790</td>
<td valign="top" align="center">10.9%</td>
<td/>
</tr>
<tr>
<td valign="top" align="left">Northern Cape</td>
<td valign="top" align="center">862</td>
<td valign="top" align="center">11.8%</td>
<td/>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Source: Author&#x00027;s own construction (2025).</p>
</table-wrap-foot>
</table-wrap>
</sec>
<sec>
<title>Data collection methods</title>
<p>Data collection employed a convergent mixed-methods approach that allowed for triangulation of citizen experiences and institutional perspectives on the barriers and enablers of CBM. For the quantitative strand, a structured questionnaire was developed and administered to 7,282 adult citizens across all nine provinces. The survey instrument was designed to capture perceptions of CBM, barriers to participation, institutional trust, and engagement with monitoring processes. Questions were formulated based on prior validated frameworks and tailored to reflect the South African context. The survey was conducted through both digital and paper-based methods to accommodate varying levels of digital access. Fieldwork teams were trained in ethical procedures and quality assurance measures, with responses securely uploaded and verified through a sampling-based call-back process.</p>
<p>Qualitative data were gathered through 12 semi-structured interviews with purposively selected stakeholders, including officials from government departments involved in CBM, representatives of community radio stations, and members of community-based organizations. These interviews explored institutional arrangements, perceived constraints, digital engagement practices, and pathways for integrating citizen feedback into government decision-making. The interview guide focused on policy implementation, responsiveness mechanisms, and the enabling conditions required for institutionalizing CBM. Interviews were conducted in person or online, depending on logistical feasibility, and were recorded, transcribed, and anonymized. Transcripts were translated into English where necessary and analyzed thematically using NVivo software (Nvivo 12 OSR international Pty Ltd, Melbourne, VIC, Australia).</p>
<p>To supplement the primary data, a document review was conducted to examine relevant CBM-related frameworks, performance reports, and citizen feedback mechanisms. This provided contextual grounding and enabled the triangulation of citizen-level data with institutional policy practices. Data integrity was ensured through rigorous cleaning and management protocols, including the use of Stata for survey datasets and clearly defined coding structures for qualitative transcripts. The combined dataset provided a nuanced and robust empirical basis for understanding the complex dynamics that facilitate or constrain the institutionalization of CBM in South Africa&#x00027;s public governance systems.</p>
</sec>
<sec>
<title>Data analysis and validation</title>
<p>Quantitative data from the 7,282 survey participants were analyzed using Stata 16, following a structured data-cleaning process that included recoding, outlier detection, handling missing values, and verification of internal consistency across related items. Descriptive statistics were used to profile respondents and summarize key indicators such as CBM awareness, participation, digital access, institutional trust, and perceptions of government responsiveness. Inferential analyses including chi-square tests and logistic regression modeling were applied to examine associations between demographic variables and the likelihood of CBM engagement. All regression models were estimated at the 95% confidence level, and diagnostic checks for multicollinearity, goodness of fit, and residual distribution were conducted to confirm model stability and robustness.</p>
<p>Qualitative data were analyzed thematically using NVivo 12. The coding process began with the development of an initial deductive codebook informed by the conceptual framework and relevant literature (e.g., institutional inertia, political resistance, responsiveness mechanisms, digital exclusion). This deductive structure served as the foundation for the first coding cycle. During subsequent cycles, inductive refinement was applied as new patterns and concepts emerged from participant narratives. Codes were redefined, merged, or expanded through iterative engagement with the data, ensuring that the final codebook reflected both theoretically anchored and data-driven insights. The coding process is summarized in <xref ref-type="table" rid="T4">Table 4</xref>.</p>
<table-wrap position="float" id="T4">
<label>Table 4</label>
<caption><p>Overview of the qualitative coding process.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Coding stage</th>
<th valign="top" align="left">Description</th>
<th valign="top" align="left">Outcome</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Initial deductive coding</td>
<td valign="top" align="left">Codes derived from literature (e.g., institutional inertia, policy misalignment, citizen voice mechanisms).</td>
<td valign="top" align="left">Preliminary codebook created.</td>
</tr>
<tr>
<td valign="top" align="left">First cycle coding</td>
<td valign="top" align="left">Application of deductive codes to transcripts; identification of new textual patterns.</td>
<td valign="top" align="left">Emergent inductive codes added.</td>
</tr>
<tr>
<td valign="top" align="left">Second cycle coding</td>
<td valign="top" align="left">Consolidation of similar codes, removal of redundancies, refinement of categories.</td>
<td valign="top" align="left">Revised, more coherent code framework.</td>
</tr>
<tr>
<td valign="top" align="left">Final coding cycle</td>
<td valign="top" align="left">Cross-case comparison, theme grouping, validation of code stability.</td>
<td valign="top" align="left">Final thematic structure established.</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Source: Author&#x00027;s own construction (2025).</p>
</table-wrap-foot>
</table-wrap>
<p>To enhance rigor, a second coder independently coded 20% of the transcripts using the refined codebook. Inter-coder agreement was assessed using percentage agreement, yielding an agreement level of 87%, which falls within the acceptable threshold for qualitative reliability. Discrepancies were resolved through peer debriefing and consensus-building discussions, leading to refinements in code definitions and improved coder alignment. For transcripts coded solely by the primary researcher, consistency was maintained through repeated code&#x02013;recode checks, audit trails documenting analytic decisions, and regular memo writing to ensure stability in thematic interpretation.</p>
<p>Data saturation was explicitly monitored throughout analysis. Saturation was reached after the tenth interview, as no substantially new themes emerged beyond this point. The final two interviews confirmed and reinforced existing thematic categories rather than introducing new dimensions, supporting the conclusion that the thematic space had been sufficiently exhausted.</p>
<p>Integration of the quantitative and qualitative strands occurred during the interpretation phase. Quantitative findings provided broad patterns explaining who participates in CBM and why, while qualitative insights illuminated the institutional, political, and behavioral dynamics underlying these patterns. Convergence across the two strands strengthened analytic credibility, while instances of divergence prompted further reflection and contextual interpretation. This integrative process enhanced the explanatory power of the study and increased the trustworthiness of conclusions regarding the institutional barriers and enabling conditions affecting CBM in South Africa.</p></sec></sec>
<sec id="s5">
<title>Limitations</title>
<p>Despite the use of mixed paper-based and digital data collection methods to broaden inclusion, this study is subject to limitations related to literacy, language, access, and sample composition that warrant explicit acknowledgment. While paper-based surveys helped reduce digital exclusion, they did not eliminate literacy-related barriers, particularly among respondents with limited formal education. In some cases, fieldworkers&#x00027; assistance with questionnaire completion may have shaped how questions were interpreted, potentially introducing social desirability or authority bias into responses. To mitigate these risks, fieldworkers were trained in neutral facilitation, ethical conduct, and non-directive support, and the survey instrument was piloted to enhance clarity and contextual appropriateness; nevertheless, variation in respondent comprehension may still have influenced how constructs such as CBM awareness and participation were understood and reported. Language also represents a potential source of bias, as interviews conducted in local languages were translated into English during transcription, a process that inevitably involves interpretive judgement and may affect nuance or emphasis; to reduce this risk, translation checks were applied during transcription and coding, and analysis prioritized patterns across multiple interviews rather than isolated quotations, although some loss of contextual meaning cannot be entirely ruled out, particularly where locally embedded expressions were used. In addition, the quantitative survey reflects citizen perceptions of CBM awareness, participation, and responsiveness, while state-side perspectives are derived solely from qualitative interviews with government officials and are therefore not statistically representative or generalizable across government institutions. Finally, access-related constraints persist even within a mixed-methods design, as fieldworker-mediated data collection may have limited participation by individuals unavailable during survey periods or hesitant to engage in formal research processes; accordingly, the findings should be interpreted as reflective of broad patterns and perceived mechanisms rather than exhaustive representation of all citizen or state experiences, and future research could further reduce mediation effects through expanded multilingual instruments, longitudinal engagement, and community-led data collection approaches.</p></sec>
<sec id="s6">
<title>Findings</title>
<sec>
<title>Barriers to the institutionalization of CBM</title>
<sec>
<title>Declining volunteerism and lack of community developers</title>
<p>One of the major findings emerging from the data is the significant barrier posed by the decline in volunteerism and the shortage of trained community developers, which challenges the sustainability of CBM activities across provinces. Survey data indicate that provinces such as the Northern Cape and Western Cape report the lowest availability of community development workers (CDWs), coinciding with lower reported levels of CBM engagement. As illustrated in <xref ref-type="fig" rid="F1">Figure 1</xref>, these provincial disparities reflect broader institutional capacity gaps rather than direct causal relationships. Interview participants offered explanations for these patterns, noting that in many areas CBM initiatives rely heavily on informal or unpaid volunteers who disengage over time due to burnout, lack of incentives, and limited institutional support. One CBO respondent explained, &#x0201C;<italic>Many people initially engage in CBM out of frustration with service delivery failures, but without incentives or institutional support, their participation declines over time.&#x0201D;</italic> These accounts suggest perceived mechanisms through which capacity constraints contribute to declining participation, rather than establishing a direct causal link between volunteer shortages and CBM failure.</p>
<fig position="float" id="F1">
<label>Figure 1</label>
<caption><p>Number of community developers/workers per province. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0001.tif">
<alt-text content-type="machine-generated">Bar chart comparing percentages across South African provinces: KwaZulu-Natal leads at six percent, Limpopo, Gauteng, and Mpumalanga are each at four percent, Eastern Cape and Free State show three percent, North West reports two percent, and Northern Cape and Western Cape each reflect one percent.</alt-text>
</graphic>
</fig>
<p>Another finding relates to the absence of structured support systems for CBM volunteers and practitioners, particularly in rural and low-income municipalities. Interview data revealed that many community monitors operate without training, financial stipends, or access to the tools needed for data collection and reporting. This not only limits the quality of CBM data but also weakens public trust in the process. Several government officials admitted that although CBM is mentioned in policy documents, there are no clear implementation guidelines or dedicated resources to support it at municipal level. In provinces such as Limpopo and Mpumalanga, where service delivery challenges are most acute, survey responses showed the lowest CBM engagement rates, directly correlating with economic hardship and institutional neglect. One respondent from a provincial department noted, &#x0201C;we do not have a clear budget line for CBM or community monitoring work, so most of what happens is informal or driven by NGOs.&#x0201D; The lack of institutional ownership and sustainable financing emerged as a recurring issue across survey and interview data, reinforcing the problem statement&#x00027;s concern that CBM remains fragmented and poorly embedded in government systems, limiting its effectiveness as a tool for participatory governance.</p>
<p>Another finding concerns the lack of structured support systems for CBM volunteers and practitioners, particularly in rural and low-income municipalities. Interview data indicate that many community monitors operate without training, stipends, or access to reporting tools, which participants perceived as limiting the quality and sustainability of CBM efforts. Several government officials acknowledged that although CBM is referenced in policy documents, there are no clear implementation guidelines or dedicated municipal resources to support it. Survey results further show that provinces such as Limpopo and Mpumalanga report lower levels of CBM engagement, alongside higher levels of reported economic hardship, and weaker institutional presence. These relationships are correlational, indicating co-occurrence rather than causation. Interview participants attributed these patterns to the absence of dedicated budgets, staffing, and institutional ownership, as reflected in the observation of one provincial official: &#x0201C;<italic>We do not have a clear budget line for CBM or community monitoring work, so most of what happens is informal or driven by NGOs.&#x0201D;</italic> Taken together, the quantitative and qualitative findings suggest that structural and resource constraints shape CBM participation patterns, without implying that economic hardship alone determines engagement outcomes.</p></sec>
<sec>
<title>Weak institutional ownership, fragmented governance, and the breakdown of feedback loops</title>
<p>A central empirical finding of this study is that weak institutional ownership and fragmented governance structures jointly undermine the effective institutionalization of CBM, primarily by disrupting the routing, uptake, and feedback of citizen-generated data within the state. Although CBM is referenced in several strategic and policy instruments, such as the Framework for Strengthening Citizen&#x02013;Government Partnerships, interview data indicate that its implementation remains largely confined to short-term pilot initiatives with limited structural integration. Across national, provincial, and local spheres, CBM is not embedded within core departmental mandates, performance systems, or standard operating procedures, resulting in uneven implementation and weak accountability for participatory monitoring outcomes. As one senior government official explained, &#x0201C;<italic>There is no unit dedicated to CBM, and staff are only assigned temporarily when a project comes from national or provincial levels.&#x0201D;</italic> This ad hoc institutional positioning contributes directly to fragmented responsibility, unclear authority, and the absence of durable mechanisms for acting on citizen evidence. <xref ref-type="fig" rid="F2">Figure 2</xref> illustrates this pattern, showing that only a small number of departments have designated CBM focal points, while most treat CBM as a peripheral or once-off activity.</p>
<fig position="float" id="F2">
<label>Figure 2</label>
<caption><p>Understanding of citizen rights to monitor public service delivery. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0002.tif">
<alt-text content-type="machine-generated">Pie chart showing survey responses: Yes 41 percent, No 48 percent, Maybe 7 percent, and I do not know 4 percent. Each segment is distinctly colored and labeled with its respective response and percentage.</alt-text>
</graphic>
</fig>
<p>This fragmentation is further exacerbated by weak intergovernmental coordination, which creates confusion over mandates and undermines ownership across government spheres. Interviewees consistently reported that CBM frameworks and tools are often developed at the national level without meaningful engagement with provincial or municipal actors, resulting in poor uptake and limited operationalization. A representative from a community-based organization noted, &#x0201C;<italic>We report our findings to the municipality, but they say it&#x00027;s DPME&#x00027;s project, so nothing gets done.&#x0201D;</italic> Such responses reflect a governance environment in which CBM is perceived as externally driven or donor-imposed rather than as an internally owned accountability function of the state. Overlapping responsibilities between the DPME, the COGTA, and municipal administrations further entrench policy silos and weaken responsiveness to citizen-generated data.</p>
<p>Within this fragmented institutional context, limited feedback loops emerge as a recurring feature of CBM implementation, rather than as an independent causal failure. Survey findings indicate widespread perceptions that citizen reports are rarely acknowledged or acted upon, while interview participants described how unclear data-routing arrangements and weak institutional ownership impede follow-up. One community radio participant observed, &#x0201C;<italic>We collect data and send reports to the municipality, but we never hear back. There&#x00027;s no follow-up.&#x0201D;</italic> These interview accounts provide insight into the perceived mechanisms underlying feedback failures, particularly the absence of validation, escalation, and response protocols. From an interpretive perspective, the lack of reciprocal engagement undermines participant motivation and trust, contributing to perceptions that CBM participation is symbolic rather than substantive. This interpretation reflects the combined reading of survey perceptions and qualitative narratives, rather than a direct causal inference.</p>
<p>Interview evidence further indicates that capacity constraints and weak incentives within government institutions compound these feedback failures. A local government official noted, &#x0201C;<italic>We don&#x00027;t always have the tools or time to verify or analyse what the community gives us, so it just sits in a report.&#x0201D;</italic> The lack of standardized procedures for data validation, escalation, and integration into planning or oversight systems means that citizen evidence frequently stalls at the point of submission. As a result, CBM operates through a largely one-way flow of information, in which citizens provide data without receiving feedback or observing tangible institutional response. Rather than fostering mutual accountability, this configuration renders participation symbolic, reinforces public mistrust, and limits the transformative potential of CBM as a governance mechanism.</p></sec>
<sec>
<title>Short-termism and donor-driven CBM projects</title>
<p>Another major finding is the prevalence of short-term, donor-funded CBM initiatives that fail to build long-lasting institutional capacity or integrate into government systems. Numerous stakeholders from civil society and community-based organizations reported that many CBM projects begin as externally supported pilots with limited government buy-in. One respondent from a CBO stated, &#x0201C;Most of the CBM work we&#x00027;ve done was because of a donor project. Once the funding ended, everything stopped.&#x0201D; This reliance on external funding creates a cycle of project-based engagement, in which activities are temporary, inconsistent, and often disconnected from long-term service-delivery reforms. <xref ref-type="table" rid="T5">Table 5</xref> illustrates this challenge by examining the durability of CBM initiatives in various governance contexts, showing that those heavily dependent on donor funding often fail to continue once initial financial support ceases. The data reveal that CBM models in Cameroon, Laos, and the Philippines failed after donor withdrawal. In contrast, those with some level of state investment, such as in Namibia and the Philippines&#x02018; protected area participatory management model, demonstrated moderate durability.</p>
<table-wrap position="float" id="T5">
<label>Table 5</label>
<caption><p>Durability of CBM initiatives after founder departure.</p></caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th valign="top" align="left">Location</th>
<th valign="top" align="left">Management type</th>
<th valign="top" align="left">Funding</th>
<th valign="top" align="left">Durability</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Botswana (<xref ref-type="bibr" rid="B43">Mbaiwa, 2004</xref>, p. 44)</td>
<td valign="top" align="left">Community-based forestry monitoring (CBFM)</td>
<td valign="top" align="left">UNDP</td>
<td valign="top" align="left">Not tested in the field</td>
</tr>
<tr>
<td valign="top" align="left">Cameroon (<xref ref-type="bibr" rid="B63">Tiani and Bonis-Charancle, 2007</xref>, p. 4)</td>
<td valign="top" align="left">CBFM</td>
<td valign="top" align="left">United States (US) NGO</td>
<td valign="top" align="left">Stopped</td>
</tr>
<tr>
<td valign="top" align="left">China (<xref ref-type="bibr" rid="B65">Van Rijsoort and Jinfeng, 2005</xref>, p. 2543)</td>
<td valign="top" align="left">Protected Area (PA) participatory management</td>
<td valign="top" align="left">Dutch cooperation</td>
<td valign="top" align="left">Significant decrease</td>
</tr>
<tr>
<td valign="top" align="left">India (<xref ref-type="bibr" rid="B22">Garcia et al., 2000</xref>, p. 60; <xref ref-type="bibr" rid="B35">Kumar, 2002</xref>, p. 275)</td>
<td valign="top" align="left">Joint forest management (JFM)</td>
<td valign="top" align="left">French cooperation</td>
<td valign="top" align="left">Not tested in the field</td>
</tr>
<tr>
<td valign="top" align="left">Laos (<xref ref-type="bibr" rid="B54">Poulsen and Luanglath, 2005</xref>)</td>
<td valign="top" align="left">PA participatory management</td>
<td valign="top" align="left">Danish cooperation</td>
<td valign="top" align="left">Stopped</td>
</tr>
<tr>
<td valign="top" align="left">Madagascar (<xref ref-type="bibr" rid="B2">Andrianandrasama et al., 2005</xref>, p. 2757; <xref ref-type="bibr" rid="B56">Raik and Decker, 2007</xref>, p. 8)</td>
<td valign="top" align="left">JFM</td>
<td valign="top" align="left">International sponsors</td>
<td valign="top" align="left">Durable but funded by NGO</td>
</tr>
<tr>
<td valign="top" align="left">Namibia (<xref ref-type="bibr" rid="B59">Stuart-Hill et al., 2005</xref>, p. 2611; <xref ref-type="bibr" rid="B32">Kockel et al., 2020</xref>, p. 138)</td>
<td valign="top" align="left">JFM</td>
<td valign="top" align="left">State and international NGOs</td>
<td valign="top" align="left">Extended through (moderate) international support</td>
</tr>
<tr>
<td valign="top" align="left">Philippines (<xref ref-type="bibr" rid="B14">Danielsen et al., 2005</xref>, p. 2633)</td>
<td valign="top" align="left">PA participatory management</td>
<td valign="top" align="left">Danish cooperation</td>
<td valign="top" align="left">Durable but funded by the state</td>
</tr>
<tr>
<td valign="top" align="left">Nepal (<xref ref-type="bibr" rid="B47">Ojha et al., 2003</xref>)</td>
<td valign="top" align="left">CBFM</td>
<td valign="top" align="left">English cooperation</td>
<td valign="top" align="left">No answer</td>
</tr>
<tr>
<td valign="top" align="left">Philippines ((<xref ref-type="bibr" rid="B48">Olbrei and Howes, 2012</xref>), p. 108)</td>
<td valign="top" align="left">CBFM</td>
<td valign="top" align="left">State</td>
<td valign="top" align="left">Stopped</td>
</tr>
<tr>
<td valign="top" align="left">Tanzania (<xref ref-type="bibr" rid="B7">Blomley et al., 2008</xref>)</td>
<td valign="top" align="left">JFM</td>
<td valign="top" align="left">District and Danish cooperation</td>
<td valign="top" align="left">Significant decrease</td>
</tr></tbody>
</table>
<table-wrap-foot>
<p>Source: Author&#x00027;s own compilation (2025) as extrapolated from the literature review.</p>
</table-wrap-foot>
</table-wrap>
<p>Moreover, participants from community radio and NGOs voiced concerns that the donor-driven nature of CBM skews priorities away from genuine grassroots needs. Some CBOs indicated that project designs are often externally imposed, with rigid indicators and timelines that do not reflect local realities. &#x0201C;We had to report on things that didn&#x00027;t matter to our community, just because the donor wanted those indicators,&#x0201D; one NGO respondent explained. This undermines community ownership and disrupts the potential of CBM to serve as a bottom-up accountability mechanism. The evidence points to the urgent need for a domestically owned CBM model, embedded in government structures and resourced through national or municipal budgets rather than fragmented donor interventions.</p></sec>
<sec>
<title>Low public awareness and engagement</title>
<p>The findings reveal that limited public awareness of CBM and widespread mistrust in participatory governance mechanisms remain substantial barriers to institutionalizing CBM in South Africa. Survey data indicate that a significant proportion of respondents are either unaware or unsure of their right to monitor government services. As illustrated in <xref ref-type="fig" rid="F2">Figure 2</xref>, only 41% of respondents reported understanding their role in participatory monitoring, while 48% were unaware of such rights altogether. A further 11% were either unsure or completely uninformed. These results underscore the absence of systematic civic education or communication strategies that inform citizens about CBM as a legitimate and meaningful accountability tool. Qualitative interviews with CBOs and civil servants reinforced this finding, with one participant stating, &#x0201C;There is no structured awareness campaign to teach communities what CBM is or how to use it it&#x00027;s not mainstreamed.&#x0201D; This reflects a broader governance gap, where policies exist on paper but are poorly operationalized at the grassroots level.</p>
<p>Compounding this lack of awareness is the limited exposure to actual CBM training or public education initiatives. As shown in <xref ref-type="fig" rid="F3">Figure 3</xref>, a majority of respondents reported never having encountered any awareness campaigns, training workshops, or accessible materials that explain how to engage with CBM platforms or processes. Interviews suggest this has created a disconnect between government expectations of citizen participation and the tools or knowledge citizens require to fulfill that role. A government official noted, &#x0201C;We expect communities to report service failures, but we haven&#x00027;t invested in educating them on how to do that effectively or what happens with the information.&#x0201D; This gap not only reduces meaningful engagement but also fuels the perception that CBM is symbolic or superficial. Without direct public engagement efforts especially in historically marginalized areas&#x02014;the system risks entrenching the very exclusion it aims to correct.</p>
<fig position="float" id="F3">
<label>Figure 3</label>
<caption><p>Awareness of public participation rights in CBM initiatives. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0003.tif">
<alt-text content-type="machine-generated">Three-dimensional pie chart illustrating survey responses with four segments: No at forty-six percent, Yes at forty-one percent, Maybe at nine percent, and I do not know at four percent. Each segment is labeled with its percentage.</alt-text>
</graphic>
</fig>
<p>Compounding this lack of awareness is the limited exposure to actual CBM training or public education initiatives. As shown in <xref ref-type="fig" rid="F3">Figure 3</xref>, a majority of respondents reported never having encountered any awareness campaigns, training workshops, or accessible materials that explain how to engage with CBM platforms or processes. Interviews suggest this has created a disconnect between government expectations of citizen participation and the tools or knowledge citizens require to fulfill that role. A government official noted, &#x0201C;<italic>We expect communities to report service failures, but we haven&#x00027;t invested in educating them on how to do that effectively or what happens with the information.&#x0201D;</italic> This gap not only reduces meaningful engagement but also fuels the perception that CBM is symbolic or superficial. Without direct public engagement efforts especially in historically marginalized areas&#x02014;the system risks entrenching the very exclusion it aims to correct.</p></sec>
<sec>
<title>Limitations of CBM tools</title>
<p>The findings underscore that the tools currently used to support CBM in South Africa present significant barriers to institutionalization. Although CBM aims to deepen participatory governance and strengthen accountability, existing tools are often inadequate for facilitating systematic data collection, real-time reporting, and meaningful engagement with public institutions. As illustrated in <xref ref-type="fig" rid="F4">Figure 4</xref>, only 8% of respondents consider the tools to be &#x0201C;very effective,&#x0201D; while 36% find them &#x0201C;effective.&#x0201D; However, a larger share 42% regard them as only &#x0201C;moderately effective,&#x0201D; and 14% deem them outright &#x0201C;ineffective.&#x0201D; These figures highlight the limited functionality and reach of current CBM tools, particularly in contexts that require timely government responses and scalable citizen engagement. A provincial monitoring officer noted, &#x0201C;<italic>The CBM tools we use are outdated and not integrated across departments. Most reports are logged manually and often get lost or ignored because they are not submitted through an official government platform.&#x0201D;</italic> This fragmentation of tools undermines CBM&#x00027;s potential to serve as an institutionalized mechanism for evidence-based decision-making.</p>
<fig position="float" id="F4">
<label>Figure 4</label>
<caption><p>The effectiveness of CBM tools. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0004.tif">
<alt-text content-type="machine-generated">Pie chart displaying effectiveness ratings: moderately effective at forty-two percent, effective at thirty-six percent, not effective at all at fourteen percent, and very effective at eight percent.</alt-text>
</graphic>
</fig>
<p>A central challenge cited in both surveys and interviews is the low data quality and weak validation mechanisms built into most CBM platforms. Several respondents from civil society organizations emphasized that community monitors often submit reports without technological support, such as geolocation tagging or photographic evidence. As a result, data integrity is questioned, and government institutions hesitate to act upon it. One CBO practitioner remarked, &#x0201C;We collect data manually, and without a real-time verification process, our reports are viewed as anecdotal rather than evidence-based.&#x0201D; This aligns with international studies that stress the importance of digital enhancements such as GPS tracking, timestamping, and automated cross-verification to improve the credibility and usability of citizen-generated data (<xref ref-type="bibr" rid="B19">Fox, 2016</xref>; <xref ref-type="bibr" rid="B66">World Bank, 2018</xref>). Without these features, CBM data remains vulnerable to dismissal, thereby eroding public trust in the process and deterring future citizen participation. As a result, even when citizens engage, the absence of robust technical infrastructure reduces the likelihood of meaningful policy influence or administrative responsiveness.</p>
<p>Moreover, the institutionalization of CBM is significantly hampered by the lack of interoperability and standardization across monitoring platforms. Interviews with government officials revealed that provinces and municipalities often adopt disparate CBM systems, none of which are linked to a central national dashboard or reporting mechanism. This siloed architecture impedes horizontal learning and vertical accountability, as citizen reports are rarely consolidated for cross-departmental analysis or national planning. As one government respondent noted, &#x0201C;Each province does its own thing. We don&#x00027;t have a national system that pulls all this data together, so CBM ends up being a localized, one-off exercise rather than a strategic governance tool.&#x0201D; Comparative case studies from countries such as the Philippines and India reveal that where governments have adopted integrated digital CBM systems, outcomes are more consistent, scalable, and institutionally grounded (<xref ref-type="bibr" rid="B57">Singh and Vutukuru, 2021</xref>; <xref ref-type="bibr" rid="B1">Aceron, 2019</xref>). In contrast, South Africa&#x00027;s disjointed tool ecosystem has contributed to the marginalization of CBM within formal governance processes. Addressing these technical and structural deficiencies&#x02014;through digital harmonization, user training, and investment in real-time validation&#x02014;will be crucial to transforming CBM from a peripheral participatory initiative into a central component of accountable governance.</p>
</sec></sec>
<sec>
<title>Enablers for strengthening CBM institutionalization</title>
<sec>
<title>Policy and legislative reforms</title>
<p>Interviews with government officials revealed that one of the most significant enablers for strengthening the institutionalization of CBM is the growing policy-level recognition of its importance, despite the absence of enforceable legislation. Several officials acknowledged that while CBM is currently implemented in a discretionary manner, there is increasing acknowledgment within certain departments that participatory monitoring should form part of routine accountability mechanisms. One senior official from a national department noted that, &#x0201C;Even though there&#x00027;s no legislation that compels us, there is an internal shift&#x02014;people are beginning to see the value of citizen feedback, especially after service delivery protests.&#x0201D; This shift in attitude, although not yet codified into law, indicates that certain actors within the state are becoming more open to the idea of formalizing CBM as a policy instrument. The interviews suggested that departments which had previously sidelined CBM are now tentatively exploring ways to include citizen feedback in planning and oversight discussions, laying the groundwork for potential institutional uptake.</p>
<p>At the municipal level, some officials indicated that CBM integration is starting to occur informally through performance reviews and community consultations, although this is not yet systematic. In a few municipalities, CBM data is being discussed in IDP meetings and departmental briefings, especially where civil society organizations have been persistent in presenting citizen-generated evidence. One local government representative stated, &#x0201C;We don&#x00027;t have a CBM policy yet, but we&#x00027;re starting to look at these reports seriously especially when the same issues keep coming up in our IDP consultations.&#x0201D; This emergent practice, though uneven, demonstrates that in certain jurisdictions, the persistent presence of citizen monitoring activities is creating pressure for policy responsiveness, even without a formal mandate. These informal pathways serve as precursors to more structured policy integration, showing that CBM can gain traction through sustained civic engagement and institutional advocacy, particularly in service delivery hotspots.</p>
<p>Several interviewees across government and civil society emphasized the enabling role that national-level policy dialogues and interdepartmental coordination platforms could play in moving CBM from a peripheral concept to a formally adopted governance function. Although they acknowledged that existing frameworks are non-binding, they viewed them as potential entry points for deeper institutional reform. A respondent from a government oversight agency commented, &#x0201C;What we need now is for Treasury, DPME, and COGTA to agree that CBM is not just a community development tool, but part of mainstream governance. If that happens, departments will follow.&#x0201D; These statements suggest that while the legislative foundation is currently weak, there is political and institutional space to build momentum toward codifying CBM within official monitoring and evaluation systems. The interviews highlight that policy reform will not emerge spontaneously but will require deliberate leadership from national departments and coordinated action across all tiers of government to embed CBM into legal and operational frameworks.</p></sec>
<sec>
<title>Sustainable funding models</title>
<p>Interviews with key stakeholders across government departments, civil society organizations, and community media highlighted that stable and predictable funding is a critical enabler for the long-term institutionalization of CBM. Participants consistently noted that the current dependency on short-term, donor-driven funding models undermines the sustainability of CBM initiatives. A practitioner from a community-based organization explained that, &#x0201C;Most of our CBM work was tied to donor timelines. Once the funding ended, the project died&#x02014;even though the issues we were monitoring didn&#x00027;t.&#x0201D; This pattern of discontinuity was echoed across several interviews, with respondents emphasizing that without predictable, domestically sourced funding, CBM cannot become an enduring part of governance. While donor support was acknowledged as useful for innovation and piloting, many stakeholders stressed that government ownership expressed through budgetary commitments is essential for CBM to move beyond the margins of policy practice.</p>
<p>The absence of dedicated CBM budget lines in municipal and provincial governments emerged as a central theme in the interviews. Several government officials acknowledged that although CBM activities are often cited in planning documents, they are rarely backed by financial allocations. One official remarked, &#x0201C;There&#x00027;s no ring-fenced funding for CBM in our department, so it&#x00027;s always something we try to add on if there&#x00027;s leftover money.&#x0201D; This budgetary ambiguity makes it difficult to plan, scale, or institutionalize citizen engagement efforts, and contributes to a broader perception that CBM is an optional or auxiliary function. In contrast, participants pointed to a few cases in which integrated planning between departments and active partnerships with local civil society actors enabled limited co-financing of CBM activities. These examples, although rare, illustrate that where government institutions recognize the value of CBM and engage early with partners, it becomes possible to pool resources in ways that support more consistent implementation.</p>
<p>Stakeholders also identified multi-stakeholder collaboration as a practical route to diversify and stabilize CBM funding. Interviewees from community radio stations and NGOs noted that joint initiatives involving local government, private-sector actors, and development partners were generally more resilient and effective than those reliant on a single funding source. A programme coordinator from a provincial media outlet shared that, &#x0201C;When funding came from different places&#x02014;municipality, local sponsors, and NGOs&#x02014;we could run our monitoring programme for 3 years straight without interruption.&#x0201D; This finding underscores the potential of collaborative funding models in buffering CBM from fiscal shocks and sustaining operations over time. Respondents recommended that CBM be integrated into broader funding frameworks such as municipal development budgets, corporate social responsibility (CSR) portfolios, and departmental strategic plans. While financial constraints remain a significant challenge, the interviews clearly indicated that institutional willingness to co-finance CBM particularly where there is demonstrated community benefit can act as a strong enabler for embedding citizen monitoring into public sector governance.</p></sec>
<sec>
<title>Capacity-building for government and citizens</title>
<p>The findings from stakeholder interviews strongly indicate that capacity-building&#x02014;both within government institutions and among citizens&#x02014;is a foundational enabler for advancing the institutionalization of CBM in South Africa. Government officials interviewed repeatedly highlighted the absence of formal training or orientation on CBM principles, tools, or data use within their departments. One official noted, &#x0201C;There&#x00027;s no induction or standard training on CBM. We learn on the job if at all.&#x0201D; This gap in institutional preparedness has led to confusion about roles, reluctance to engage with citizen data, and inconsistency in CBM implementation across departments. Despite existing policy documents referencing participatory monitoring, officials admitted they lack the technical skills and strategic understanding to translate community feedback into actionable insights. This has weakened the integration of CBM into planning and reporting cycles, leaving government actors dependent on civil society or external consultants to manage participatory processes.</p>
<p>On the citizen side, interviewees from community-based organizations and community media reported widespread limitations in technical knowledge, monitoring skills, and understanding of governance processes among residents. Practitioners emphasized that while community members are often motivated to engage, their lack of structured training reduces the quality, credibility, and consistency of the data they collect. One community radio respondent observed, &#x0201C;People want to report, but they don&#x00027;t know how to frame the issue or who to send it to. Sometimes it&#x00027;s just frustration in voice notes.&#x0201D; In several instances, data collected by citizens was either incomplete, anecdotal, or poorly formatted, making it difficult for government institutions to act upon. Respondents noted that these capacity constraints are especially pronounced in under-resourced communities, where digital literacy, language barriers, and limited policy awareness further inhibit meaningful engagement. The lack of standardized training materials and sustained mentorship emerged as a significant gap, undermining the potential of CBM to function as a rigorous monitoring mechanism.</p>
<p>Despite these constraints, some interviewees shared examples where targeted capacity-building interventions had positive results. In areas where civil society partners conducted workshops or participatory planning sessions, both citizens and local government actors showed improved engagement with CBM processes. A representative from a community organization noted, &#x0201C;Once we trained people on how to gather evidence and how the municipality works, their reports improved, and the officials started paying attention.&#x0201D; Similarly, government officials who had participated in donor-funded or NGO-led training acknowledged that they were better able to interpret citizen feedback and align it with service delivery metrics. These pockets of progress suggest that when both state and citizen actors are capacitated simultaneously, CBM becomes more than a compliance exercise it evolves into a structured feedback system that enhances public sector responsiveness. The findings, therefore, underscore that sustained, co-ordinated training programmes&#x02014;rooted in both civic education and technical skills are a vital enabler for embedding CBM into institutional routines and governance culture.</p></sec>
<sec>
<title>Leveraging social media for CBM</title>
<p>The findings show that social media platforms are increasingly being used as informal channels for citizen-based monitoring, offering speed and visibility that traditional mechanisms often lack. Respondents across civil society organizations and community media noted that platforms such as WhatsApp, Facebook, and X are regularly used by residents to raise service delivery concerns. However, despite this growing digital engagement, the extent to which social media facilitates meaningful government response remains limited. One CBO practitioner remarked, &#x0201C;We often see service delivery complaints going viral on social media, but there&#x00027;s no formal mechanism for ensuring that these complaints lead to action.&#x0201D; This observation aligns with broader interview narratives describing the use of social media as reactive rather than embedded within structured governance frameworks. As illustrated in <xref ref-type="fig" rid="F5">Figure 5</xref>, 36% of respondents agreed that social media is a convenient way to report service issues, yet a substantial proportion 28% were unsure, and 17% disagreed, reflecting divided perceptions about its actual utility in driving government responsiveness.</p>
<fig position="float" id="F5">
<label>Figure 5</label>
<caption><p>Participants&#x00027; perceptions of the convenience of social media for monitoring service delivery. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0005.tif">
<alt-text content-type="machine-generated">Pie chart illustrating survey responses about convenience: Moderately convenient at 40 percent, Convenient at 37 percent, Not convenient at all at 13 percent, and Very convenient at 9 percent.</alt-text>
</graphic>
</fig>
<p>Despite the accessibility of social media, the findings reveal ambivalence among citizens about participating in CBM through digital platforms. Interviewees explained that while citizens may be vocal on social media, they often remain skeptical about whether their feedback leads to institutional action. This skepticism is confirmed in <xref ref-type="fig" rid="F6">Figure 6</xref>, which shows that only 27% of respondents expressed willingness to engage in CBM through social media, while 26% were unsure, and 25% disagreed. A respondent from a civil society organization in Gauteng remarked, &#x0201C;<italic>People use social media to highlight service failures, but they don&#x00027;t believe that anyone in government is listening.&#x0201D;</italic> Government officials interviewed echoed this concern, admitting that most departments lack structured digital engagement strategies or dedicated personnel to respond to online citizen feedback. In several municipalities, social media reports are observed but not formally logged, escalated, or addressed through institutional channels&#x02014;highlighting a major gap between digital visibility and administrative accountability.</p>
<fig position="float" id="F6">
<label>Figure 6</label>
<caption><p>The participants&#x00027; level of interest in participating in CBM initiatives via social media. Source: Author&#x00027;s own construction (2025).</p></caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpos-08-1597937-g0006.tif">
<alt-text content-type="machine-generated">Pie chart depicting survey responses: Agree at thirty-six percent, Unsure at twenty-eight percent, Disagree at seventeen percent, Strongly Agree at thirteen percent, and Strongly Disagree at four percent.</alt-text>
</graphic>
</fig>
<p>The findings also indicate that while social media has the potential to expand CBM reach, several systemic challenges constrain its institutionalization. Interviewees identified persistent issues such as misinformation, unequal digital access, and government reluctance to engage with public criticism. One municipal official acknowledged, &#x0201C;We are aware of complaints on social media, but there is no structured way to process and respond to them formally.&#x0201D; This absence of formal protocols or digital response systems contributes to the perception that social media engagement is symbolic rather than substantive. Moreover, the digitally excluded especially in rural or low-income communities are at risk of being left out of these emerging feedback loops. Nevertheless, a few cases were cited where municipalities experimented with WhatsApp groups or collaborated with civil society actors to digitize citizen complaints, suggesting emerging practices that could be scaled. The overall findings underscore that while social media is a promising enabler of CBM, its impact will remain limited unless government institutions develop formal, responsive e-governance platforms that can validate, track, and act on citizen-generated information shared online.</p></sec></sec></sec>
<sec id="s7">
<title>Discussion of findings</title>
<p>The findings of this study reveal a layered and interconnected set of factors influencing the institutionalization of CBM in South Africa. While national frameworks such as the DPME&#x00027;s CBM Strategy (2013; 2016) formally acknowledge CBM as a participatory governance tool, implementation remains uneven, fragmented, and often symbolic across government departments and municipalities. The study identified enabling conditions such as policy-level recognition, emerging digital platforms, and multi-stakeholder engagement that provide an initial scaffolding for institutionalization. However, as demonstrated across the Findings, these enabling conditions are persistently undermined by structural constraints, including weak institutional ownership, declining volunteerism, limited technical capacity, fragmented mandates, and weak feedback mechanisms. This disconnect between policy intent and operational reality reinforces what <xref ref-type="bibr" rid="B30">Joshi and Houtzager (2012)</xref> describe as the &#x0201C;symbolic vs. substantive&#x0201D; dichotomy in social accountability, in which participatory mechanisms are adopted rhetorically but remain only weakly embedded in the architecture of state responsiveness. Beyond reinforcing this dichotomy, the South African case challenges participatory governance theory by demonstrating that citizen voice, in the absence of routinized institutional receptivity, does not inherently translate into accountability outcomes.</p>
<p>The implications for policy and implementation are significant. CBM can no longer be treated as a discretionary add-on or donor-driven pilot; it must be mainstreamed as a core governance practice, embedded into departmental performance systems, and supported through stable funding and staffing models. This requires institutionalizing CBM within public sector monitoring and evaluation (M&#x00026;E) cycles through performance indicators that track both citizen engagement and the utilization of citizen-generated data. Importantly, fragmented intergovernmental coordination should be understood not merely as an administrative inefficiency but as a governance constraint that limits learning, adaptation, and accountability. These insights resonate with Public Value Theory (<xref ref-type="bibr" rid="B4">Benington and Moore, 2011</xref>), which emphasizes that institutional legitimacy emerges from co-produced governance processes where citizens are active partners rather than passive beneficiaries. However, the findings extend Public Value Theory by showing that co-production presupposes institutional alignment and response capacity, without which citizen participation risks becoming symbolic rather than value-generating.</p>
<p>The study also affirms the growing relevance of digital technologies in reshaping CBM landscapes, while cautioning against techno-solutionism. Emerging literature by <xref ref-type="bibr" rid="B36">Matlala (2024a</xref>,<xref ref-type="bibr" rid="B37">b</xref>,<xref ref-type="bibr" rid="B38">c</xref>, <xref ref-type="bibr" rid="B40">2025)</xref> underscores the transformative potential of social media to extend CBM reach, amplify citizen voice, and trigger rapid government responses, particularly in urban and digitally connected communities. However, <xref ref-type="bibr" rid="B39">Matlala (2024d</xref>, <xref ref-type="bibr" rid="B41">2026)</xref> also warns that without formal protocols, digital infrastructure, and inclusive access strategies, CBM via social media risks reinforcing exclusion and becoming an unstructured, reactive form of engagement. This study&#x00027;s findings confirm these concerns, showing that although citizens actively report issues via platforms such as WhatsApp and Facebook, their feedback is rarely formalized into institutional workflows. In this respect, the case modifies New Public Management assumptions by demonstrating that performance and efficiency logics alone do not guarantee the integration of citizen-generated data into bureaucratic decision-making systems. Accordingly, digital CBM must be accompanied by institutional reforms that equip officials with the capacity, authority, and incentives to respond meaningfully.</p>
<p>At a practical level, future CBM initiatives must be deliberately designed to bridge the gap between citizen voice and government action. This entails co-creating monitoring tools, formalizing feedback loops, and adopting blended engagement models that accommodate both digital and analog environments. Context-specific adaptations are particularly important in historically marginalized, rural, or low-income communities where digital exclusion persists. Importantly, CBM cannot fulfill its governance potential without cultural change within the state itself. As this study demonstrates, the effectiveness of CBM hinges not only on tools or policy frameworks, but on political will, institutional capacity, and normative commitments to responsiveness and power-sharing. Taken together, the findings suggest that participatory governance frameworks must move beyond normative advocacy of participation and more explicitly theorize the institutional conditions that mediate responsiveness in fragmented state systems. Embedding CBM into the core logic of public administration through policy, practice, and performance will be essential to its evolution from a participatory aspiration into a democratic reality.</p></sec>
<sec id="s8">
<title>Synthesis and implications for policy and practice</title>
<p>The South African case demonstrates that the institutionalization of CBM depends less on the existence of participatory frameworks and more on the state&#x00027;s structural capacity to absorb, process, and respond to citizen-generated data. While policy recognition and digital experimentation create enabling conditions, fragmented mandates, weak institutional ownership, and inconsistent feedback mechanisms constrain CBM&#x00027;s integration into routine governance practice. This reinforces the need to treat CBM not as a peripheral participatory initiative but as a core component of governance infrastructure.</p>
<p>From a policy perspective, institutionalizing CBM requires embedding it within departmental performance systems, formalizing response protocols, and aligning participatory mechanisms with budgeting and oversight cycles. Stable funding, clear accountability mandates, and intergovernmental coordination are essential to prevent CBM from reverting to symbolic or donor-dependent implementation. Digital tools may enhance reach and visibility, but without interoperability, formal logging systems, and institutional incentives for response, they remain reactive rather than transformative.</p>
<p>Ultimately, sustainable CBM requires aligning participatory governance ideals with administrative capacity, performance management systems, and political commitment. Bridging the gap between citizen voice and state action demands structural reforms that prioritize responsiveness, coordination, and routinized feedback, ensuring that participation produces measurable governance outcomes rather than rhetorical inclusion.</p></sec>
<sec id="s9">
<title>Recommendations</title>
<p>To institutionalize CBM meaningfully in South Africa&#x00027;s public sector, reforms must begin with embedding CBM into formal performance and accountability systems. Consistent with NPM principles of efficiency and measurable performance, departments and municipalities should incorporate CBM indicators directly into Annual Performance Plans, APP reviews, Integrated Development Plans, and senior managers&#x00027; performance contracts. This requires allocating stable financial and human resources to CBM activities, thereby reducing dependence on ad hoc donor projects. Clear accountability provisions should also specify who is responsible for analyzing citizen feedback, initiating corrective action, and reporting outcomes. When CBM is built into the machinery of performance management, it shifts from a voluntary exercise to a mandatory governance function with formal consequences for non-responsiveness.</p>
<p>A second set of recommendations focuses on strengthening institutional capacity, co-production, and visible feedback loops, aligning with Public Value Theory&#x00027;s emphasis on trust, participation, and collaborative problem-solving. Frontline officials require sustained capacity-building to develop the competencies necessary to engage constructively with citizens, interpret monitoring data, and make informed decisions based on citizen input. CBM training should therefore be embedded within existing public-sector development programmes. Equally important are feedback loops that demonstrate to citizens how their participation leads to tangible outcomes. Regular public updates&#x02014;through community radio, ward meetings, SMS alerts, and social media&#x02014;should clearly communicate the concerns raised, the actions taken, and what still requires attention. When citizens see visible and timely responses, participation becomes meaningful, trust deepens, and the legitimacy of public institutions is strengthened.</p>
<p>A third recommendation cluster emphasizes the need for formal, legally backed transparency and responsiveness mechanisms, grounded in the principles of good governance, including accountability, rule-bound decision-making, and fairness. National regulations should set minimum standards for receiving, processing, and responding to citizen feedback, including clear timelines, escalation pathways, and sanctions for persistent non-compliance. A national CBM coordination mechanism&#x02014;ideally located within the DPME or the Presidency&#x02014;should standardize procedures across departments, strengthen intergovernmental alignment, and facilitate shared learning. Public transparency tools, such as dashboards or periodic CBM bulletins, should be used to publish aggregated data and departmental response patterns. Legal and procedural safeguards ensure that CBM is not dependent on political goodwill or individual champions but is instead institutionalized as a predictable and enforceable governance practice.</p>
<p>Finally, inclusive engagement must be prioritized through hybrid digital and offline mechanisms that reflect South Africa&#x00027;s socio-economic realities. While digital platforms expand the reach and efficiency of CBM, they must be interoperable with government information systems and designed with inclusive-access principles to prevent elite or digitally skilled capture. Recognizing the deep digital divide, CBM must be complemented by offline approaches such as community scorecards, mobile outreach teams, participatory forums, and ward-level engagement structures. These tools should be co-designed with civil society, community media, and grassroots organizations to ensure contextual relevance and accessibility. A blended engagement model ensures that CBM remains equitable and representative, capturing voices from both digitally connected groups and structurally marginalized communities.</p></sec>
<sec sec-type="conclusions" id="s10">
<title>Conclusion</title>
<p>This study critically examined the barriers and enablers shaping the institutionalization of CBM within South Africa&#x00027;s public sector, contributing to debates on participatory governance and social accountability by shifting attention from citizen mobilization to the institutional conditions that mediate whether participatory inputs translate into accountability outcomes. Drawing on mixed-methods evidence, the analysis reveals a persistent gap between the normative aspirations of participatory governance and the operational realities of fragmented state systems. The presence of formal CBM policies and strategies, while symbolically important, is insufficient without routinized mechanisms for processing, validating, and responding to citizen-generated data.</p>
<p>The findings demonstrate that CBM does not inherently strengthen accountability; rather, its impact depends on mediating institutional design factors, including coordination capacity, clarity of mandates, administrative capability, and willingness to share power between the state and citizens. In this respect, the South African case illustrates that participation without structured response mechanisms risks reinforcing symbolic compliance rather than substantive accountability. While enabling conditions such as digital innovation, community oversight practices, and selective departmental responsiveness signal potential for reform, these must be embedded within coherent governance arrangements to produce sustained impact.</p>
<p>The study therefore contributes theoretically by showing that participatory governance frameworks must more explicitly account for institutional receptivity, state capacity constraints, and power asymmetries within bureaucratic systems. Effective CBM requires repositioning from a marginal civil society initiative to an integrated governance function aligned with performance systems, administrative routines, and political commitment. Addressing tensions between technocratic performance logics and participatory accountability is essential to ensuring that citizen engagement moves beyond rhetorical inclusion toward measurable responsiveness. Future research should further explore how digital and analog CBM modalities interact with spatial inequality, literacy, and institutional variation to refine models of inclusive and context-responsive citizen engagement.</p></sec></body>
<back>
<sec sec-type="data-availability" id="s11">
<title>Data availability statement</title>
<p>The datasets generated and analysed during the current study are not publicly available due to the presence of confidential information obtained from participants involved in the research. The data may be made available from the corresponding author upon reasonable request and subject to ethical approval and institutional data protection policies.</p>
</sec>
<sec sec-type="ethics-statement" id="s12">
<title>Ethics statement</title>
<p>The studies involving humans were approved by University of Johannesburg, South Africa. The studies were conducted in accordance with the local legislation and institutional requirements. The participants provided their written informed consent to participate in this study.</p>
</sec>
<sec sec-type="author-contributions" id="s13">
<title>Author contributions</title>
<p>LM: Writing &#x02013; original draft, Resources, Formal analysis, Visualization, Funding acquisition, Project administration, Data curation, Supervision, Methodology, Writing &#x02013; review &#x00026; editing, Validation, Conceptualization, Software, Investigation.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of interest</title>
<p>The author(s) declared that this work was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="ai-statement" id="s15">
<title>Generative AI statement</title>
<p>The author(s) declared that generative AI was not used in the creation of this manuscript.</p>
<p>Any alternative text (alt text) provided alongside figures in this article has been generated by Frontiers with the support of artificial intelligence and reasonable efforts have been made to ensure accuracy, including review by the authors wherever possible. If you identify any issues, please contact us.</p></sec>
<sec sec-type="disclaimer" id="s16">
<title>Publisher&#x00027;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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<fn-group>
<fn fn-type="custom" custom-type="edited-by" id="fn0001">
<p>Edited by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/3045492/overview">Adeyemi Adebayo</ext-link>, University of South Africa, South Africa</p>
</fn>
<fn fn-type="custom" custom-type="reviewed-by" id="fn0002">
<p>Reviewed by: <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1028832/overview">Linda Kay Silka</ext-link>, University of Maine, United States</p>
<p><ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2080404/overview">Wichuda Satidporn</ext-link>, Srinakharinwirot University, Thailand</p>
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</article>