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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Plant Sci.</journal-id>
<journal-title>Frontiers in Plant Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Plant Sci.</abbrev-journal-title>
<issn pub-type="epub">1664-462X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fpls.2023.1096490</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Plant Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Low temperature response index for monitoring freezing injury of tea plant</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Mao</surname><given-names>Yilin</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Li</surname><given-names>He</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Wang</surname><given-names>Yu</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1619144"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Fan</surname><given-names>Kai</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/400324"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Shen</surname><given-names>Jiazhi</given-names>
</name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1519515"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhang</surname><given-names>Jie</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1997380"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Han</surname><given-names>Xiao</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Song</surname><given-names>Yujie</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Bi</surname><given-names>Caihong</given-names>
</name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Sun</surname><given-names>Litao</given-names>
</name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="author-notes" rid="fn001"><sup>*</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/774293"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Ding</surname><given-names>Zhaotang</given-names>
</name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="author-notes" rid="fn001"><sup>*</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/367787"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Tea Research Institute, Qingdao Agricultural University</institution>, <addr-line>Qingdao</addr-line>, <country>China</country></aff>
<aff id="aff2"><sup>2</sup><institution>Tea Research Institute, Shandong Academy of Agricultural Sciences</institution>, <addr-line>Jinan</addr-line>, <country>China</country></aff>    <aff id="aff3"><sup>3</sup><institution>Agricultural Technology Extension Center, Linyi Agricultural and Rural Bureau</institution>, <addr-line>Linyi</addr-line>, <country>China</country></aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Yuntao Ma, China Agricultural University, China</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Kusumiyati Kusumiyati, Padjadjaran University, Indonesia; Yingpu Che, Chinese Academy of Agricultural Sciences (CAAS), China</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Litao Sun, <email xlink:href="mailto:slttea@163.com">slttea@163.com</email>; Zhaotang Ding, <email xlink:href="mailto:dzttea@163.com">dzttea@163.com</email>
</p>
</fn>
<fn fn-type="other" id="fn002">
<p>This article was submitted to Technical Advances in Plant Science, a section of the journal Frontiers in Plant Science</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>02</day>
<month>02</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>14</volume>
<elocation-id>1096490</elocation-id>
<history>
<date date-type="received">
<day>12</day>
<month>11</month>
<year>2022</year>
</date>
<date date-type="accepted">
<day>20</day>
<month>01</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Mao, Li, Wang, Fan, Shen, Zhang, Han, Song, Bi, Sun and Ding</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Mao, Li, Wang, Fan, Shen, Zhang, Han, Song, Bi, Sun and Ding</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Freezing damage has been a common natural disaster for tea plantations. Quantitative detection of low temperature stress is significant for evaluating the degree of freezing injury to tea plants. Traditionally, the determination of physicochemical parameters of tea leaves and the investigation of freezing damage phenotype are the main approaches to detect the low temperature stress. However, these methods are time-consuming and laborious. In this study, different low temperature treatments were carried out on tea plants. The low temperature response index (LTRI) was established by measuring seven low temperature-induced components of tea leaves. The hyperspectral data of tea leaves was obtained by hyperspectral imaging and the feature bands were screened by successive projections algorithm (SPA), competitive adaptive reweighted sampling (CARS) and uninformative variable elimination (UVE). The LTRI and seven indexes of tea plant were modeled by partial least squares (PLS), support vector machine (SVM), random forests (RF), back propagation (BP) machine learning methods and convolutional neural networks (CNN), long short-term memory (LSTM) deep learning methods. The results indicated that: (1) the best prediction model for the seven indicators was LTRI-UVE-CNN (R<sup>2 =</sup> 0.890, RMSEP=0.325, RPD=2.904); (2) the feature bands screened by UVE algorithm were more abundant, and the later modeling effect was better than CARS and SPA algorithm; (3) comparing the effects of the six modeling algorithms, the overall modeling effect of the CNN model was better than other models. It can be concluded that out of all the combined models in this paper, the LTRI-UVE-CNN was a promising model for predicting the degree of low temperature stress in tea plants.</p>
</abstract>
<kwd-group>
<kwd>tea plants</kwd>
<kwd>cold damage assessment</kwd>
<kwd>hyperspectral imaging</kwd>
<kwd>deep learning</kwd>
<kwd>LTRI</kwd>
</kwd-group>
<counts>
<fig-count count="7"/>
<table-count count="7"/>
<equation-count count="11"/>
<ref-count count="48"/>
<page-count count="fpls-14-1096490"/>
<word-count count="6126"/>
</counts>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<label>1</label>
<title>Introduction</title>
<p>Tea plant (<italic>Camellia sinensis</italic> (L.) O. Kuntze.) is an evergreen crop, which thrives in warm temperatures and is sensitive to low temperatures (<xref ref-type="bibr" rid="B21">Li et&#xa0;al., 2011</xref>). In the context of climate change, low temperature has become one of the major environmental factors affecting the overwintering of tea plants and the growth of spring tea, causing economic loss of tea production. Therefore, rapid prediction of freezing injury of tea plants is a key issue to reduce the impact of freezing damage on tea production. Tea plants was provoked massive physiologic and metabolic reprogramming to adapt to the decline of ambient temperature, thereby enhancing the low temperature tolerance. For instance, the increase of soluble sugar (SS) in tea leaves suffered from cold injury can maintain the osmotic balance of cells, reduce the low temperature damage, and enhance the cold resistance (<xref ref-type="bibr" rid="B2">Ban et&#xa0;al., 2017</xref>). Suffering from unfavorable conditions, the biosynthesis of chlorophyll was blocked, resulting in the decrease of chlorophyll content in tea leaves (<xref ref-type="bibr" rid="B28">Liu et&#xa0;al., 2019a</xref>). In addition, the activity of antioxidant enzymes can be used to assess low temperature sensitivity or tolerance of plants. Catalase (CAT), peroxidase (POD) and superoxide dismutase (SOD) can eliminate the accumulated reactive oxygen induced by low temperature stress, thereby protecting cells from injury (<xref ref-type="bibr" rid="B42">Wang et&#xa0;al., 2021</xref>). Malondialdehyde (MDA) is a peroxidation product produced by cell membrane damage under low temperature stress, and its content is an important indicator to measure whether the cytoplasmic membrane damaged is serious (<xref ref-type="bibr" rid="B29">Liu et&#xa0;al., 2012</xref>).</p>
<p>Traditionally, the determination of physicochemical parameters of tea leaves and the investigation of freezing damage phenotype are the main approaches to detect the low temperature stress. However, these methods have distinct deficiency such as strong destructiveness, time-consuming and labor-intensive, low accuracy and lagging prevention. Therefore, there is an urgent need to propose a non-destructive, rapid and accurate monitoring method for low temperature-induced components.</p>
<p>Hyperspectral imaging (HSI) is an emerging optical technology. It has emerged as an economical alternative to traditional destructive sampling and laboratory testing. HSI combines the advantages of traditional imaging and spectroscopic techniques, in which, the surface structure information and the internal feature information of the object to be measured can be acquired simultaneously. This technology has been widely used for the non-destructive and rapid detection of chemical components in wheat (<xref ref-type="bibr" rid="B8">Duan et&#xa0;al., 2019</xref>), sugar beet (<xref ref-type="bibr" rid="B34">Pan et&#xa0;al., 2016</xref>), red jujube (<xref ref-type="bibr" rid="B23">Li et&#xa0;al., 2022c</xref>), strawberry (<xref ref-type="bibr" rid="B43">Weng et&#xa0;al., 2020</xref>) and other crops. In addition, HSI is also used in the compositional analysis of fresh or dried tea leaves. For example, Sonobe et&#xa0;al (<xref ref-type="bibr" rid="B37">Sonobe et&#xa0;al., 2018</xref>). used HSI to obtain spectral images of tea planted under low light stress, and combined model inversion and machine learning algorithms to quantify the chlorophyll content in tea leaves. Wang et&#xa0;al (<xref ref-type="bibr" rid="B41">Wang et&#xa0;al., 2018</xref>)identified nitrogen levels in tea plants based on hyperspectral imaging technique combined with support vector machine (SVM). Chen et&#xa0;al (<xref ref-type="bibr" rid="B5">Chen et&#xa0;al., 2021</xref>). used HSI combined with machine learning algorithm to predict the contents of MDA and SS in tea leaves under drought stress. However, there are few studies on HSI-based monitoring of cold stress-induced components in tea plants. At present, the research on hyperspectral detection of low temperature stress was mainly focused on wheat, and good results have been achieved (<xref ref-type="bibr" rid="B40">Wang et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B9">Feng et&#xa0;al., 2018</xref>). This provided a reference for the rapid and non-destructive detection of low temperature stress in tea plants. Therefore, HSI can provide new means and ideas for the rapid detection of low temperature-induced components and the evaluation of freezing injury degree in tea plants.</p>
<p>In order to help researchers faster calculation speed and computational robustness of the model, feature selection algorithms and machine learning algorithms were integrated in the practical application of hyperspectral data. There is redundant information in hyperspectral images that are irrelevant to the research goal. Therefore, it is particularly important to determine which information contributes more to the research objective (<xref ref-type="bibr" rid="B38">Su et&#xa0;al., 2021</xref>). In order to reduce dimensionality and remove redundant spectra, band selection methods such as successive projections algorithm (SPA), competitive adaptive reweighted sampling (CARS), and uninformative variable elimination (UVE) have been utilized by many researchers (<xref ref-type="bibr" rid="B26">Li et&#xa0;al., 2016b</xref>; <xref ref-type="bibr" rid="B30">Liu et&#xa0;al., 2019b</xref>). Currently, various machine learning methods have been used to build models based on spectral images (<xref ref-type="bibr" rid="B20">Li et&#xa0;al., 2022b</xref>). For example, Chen et&#xa0;al (<xref ref-type="bibr" rid="B4">Chen et&#xa0;al., 2022</xref>). used partial least squares (PLS), SVM and random forests (RF) models to model Na in crop leaves and compared their predictive performance. Moreover, as a research hotspot of machine learning, deep learning algorithms can achieve accurate feature extraction and have been used for the analysis of hyperspectral images (<xref ref-type="bibr" rid="B36">Qureshi et&#xa0;al., 2017</xref>). Recently, Zhang et&#xa0;al (<xref ref-type="bibr" rid="B48">Zhang et&#xa0;al., 2022</xref>). established a monitoring model of corn water content based on hyperspectral images by PLS, convolutional neural networks (CNN), long short-term memory (LSTM) and CNN-LSTM. However, few studies combined HSI with machine learning and deep learning methods to monitor the key components of tea plants under low temperature stress.</p>
<p>In this study, tea leaves with different freezing damage degrees were collected, the biochemical components and hyperspectral images of the samples were obtained. Multivariate scattering correction (MSC), Savitzky-Golay (S-G) and first derivative (1stD) algorithms were used to preprocess the spectral data; SPA, CARS and UVE algorithms were used to screen the characteristic bands of spectral data; SVM, RF, PLS, back propagation (BP) machine learning and CNN, LSTM deep learning algorithms were integrated. The prediction models for SPAD, SS, MDA contents, and CAT, POD, SOD activities of tea leaves were established, and the frost damage of tea plants was evaluated. The main focuses of this study are (1) develop a low temperature response index (LTRI) to comprehensively evaluate the freezing damage degree of tea plants; (2) explore multiple combinatorial models to estimate the performance of key low temperature-induced components and LTRI in tea leaves; (3) compare the optimization effects of SPA, CARS and UVE screening feature band methods on the prediction model; (4) discuss the prediction capacity of deep learning and traditional machine learning models.</p>
</sec>
<sec id="s2" sec-type="materials|methods">
<label>2</label>
<title>Materials and methods</title>
<sec id="s2_1">
<label>2.1</label>
<title>Experimental design</title>
<p>This experiment was carried out in the Tea Biology Laboratory of Qingdao Agricultural University from August to September 2021. The test materials were 2-year-old &#x201c;Zhongcha 108&#x201d; and &#x201c;Longjing 43&#x201d; tea plants. On August 20, 2021, the substrate (PINDSTRUP, Denmark) was put into a plastic nursery pot (8*8cm), 300 tea plants of each variety were planted, and then placed in an artificial climate box (RDN-1000D-4, 0~50&#xb0;C, Ningbo Southeast Instrument Co., Ltd.) for pre-culture. Conditions in the climate box were as follows: temperature, 25&#xb0;C/20&#x2009;&#xb0;C (16&#x2009;h light/8&#x2009;h dark) and light intensity, 10000 Lx. The tea plants were continuously cultured for 10 days. On August 31, 2021, according to the temperature treatment and varieties, the tea plants were moved into an artificial climate box (RXZ-0450, -10~50&#xb0;C, Ningbo Jiangnan Instrument Factory) in batches for testing. The detailed treatment settings of low temperature stress are shown in <xref ref-type="table" rid="T1"><bold>Table&#xa0;1</bold></xref>. In order to reduce the experimental error, 6 times of low temperature treatment tests were conducted for each variety. 16 plants were randomly selected for each cold treatment, and two mature leaves were picked from each tea plant as a sample. Then, the harvested samples were subjected to hyperspectral data acquisition and chlorophyll content (SPAD value) determination, and then quickly frozen in liquid nitrogen and stored at -80&#xb0;C until the physiological and biochemical indicators were determined. In this experiment, a total of 192 samples were collected.</p>
<table-wrap id="T1" position="float">
<label>Table&#xa0;1</label>
<caption>
<p>Treatment settings of low temperature stress.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" rowspan="2" align="left">Representations</th>
<th valign="middle" colspan="2" align="center">Treatments</th>
</tr>
<tr>
<th valign="middle" align="center">Temperature (&#xb0;C)</th>
<th valign="middle" align="center">Time (hours)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">Control Check 8 (CK8)</td>
<td valign="middle" rowspan="2" align="center">25&#xb0;C</td>
<td valign="middle" align="center">8</td>
</tr>
<tr>
<td valign="middle" align="left">Control Check 12 (CK12)</td>
<td valign="middle" align="center">12</td>
</tr>
<tr>
<td valign="middle" align="left">Chilling 8 (C8)</td>
<td valign="middle" rowspan="2" align="center">4&#xb0;C</td>
<td valign="middle" align="center">8</td>
</tr>
<tr>
<td valign="middle" align="left">Chilling 12 (C12)</td>
<td valign="middle" align="center">12</td>
</tr>
<tr>
<td valign="middle" align="left">Freezing 8 (F8)</td>
<td valign="middle" rowspan="2" align="center">-4&#xb0;C</td>
<td valign="middle" align="center">8</td>
</tr>
<tr>
<td valign="middle" align="left">Freezing 12 (F12)</td>
<td valign="middle" align="center">12</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2_2">
<label>2.2</label>
<title>Data acquisition</title>
<sec id="s2_2_1">
<label>2.2.1</label>
<title>Determination of physicochemical parameters and establishment of LTRI</title>
<p>Before the samples were cryopreserved, the chlorophyll content of each leaf was measured by a portable chlorophyll meter (SPAD-502, Japan). Each leaf was measured at 6 different positions and leaf veins were avoided manually. The SPAD value of tea leaves was the mean value of the 6 measured points.</p>
<p>Tea leaves were frozen by liquid nitrogen and ground into powder. The contents of SS and MDA and the activities of protective enzymes CAT, SOD and POD were determined according to the kit of Suzhou Grace Biotechnology Co., Ltd. SS, MDA content and protective enzyme CAT, SOD, POD activity kits are all microplate method, and the product numbers are G0501W, G0109W, G0105W, G0103W and G0107W respectively.</p>
<p>The establishment of LTRI. To quantitatively and comprehensively analyze the low temperature stress of tea leaves, LTRI was constructed. Firstly, the 6 major physiological indexes (i.e., SPAD, SS, MDA, CAT, POD, SOD) related to low temperature stress were standardized and analyzed by SPSS 25.0 software. Then, the linear combination coefficient (LCC) and the comprehensive score coefficient (CSC) were calculated by the formulas (1) and (2) respectively, and the LTRI was finally obtained.</p>
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<p>In formula (1), LC<sub>ij</sub> is the load coefficient of the j-th principal component and the i-th index, &#x3bb; is the initial eigenvalue of j-th. In formula (2), VC is the variance contribution rate, and CVC is the cumulative variance contribution rate.</p>
</sec>
<sec id="s2_2_2">
<label>2.2.2</label>
<title>Acquisition of hyperspectral data</title>
<p>The acquisition and analysis process of hyperspectral data was shown in <xref ref-type="fig" rid="f1"><bold>Figure&#xa0;1</bold></xref>. In this study, HSI system (GaiaField-Pro, Jiangsu Dualix Spectral Image Technology Co. Ltd) was used to collect spectral information of tea leaves in the range of 397-1008 nm. The composition, specifications and parameters of the HSI system were the same as those in reference (<xref ref-type="bibr" rid="B31">Mao et&#xa0;al., 2022</xref>). The spatial resolution of hyperspectral images collected in this study was 960 &#xd7; 1101 (Space &#xd7; Spectrum), the spectral resolution was 3.5 nm and the number of spectral channels was 176. In order to reduce the influence of dark current noise and external environment, the original hyperspectral image (R) was corrected to reflectance hyperspectral image (C) by equation (3) after spectral data acquisition.</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>Acquisition and analysis of hyperspectral data. LTRI, low temperature response index; MSC, multivariate scattering correction; S-G, Savitzky-Golay; 1stD, first derivative.</p>
</caption>
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<p>Where, C is the corrected image, R is the original image, D is the black reference image obtained by covering with a lens cover with a reflectance of about 0%, and W is the white reference image collected using a pure white standard whiteboard with a reflectance of about 100%.</p>
</sec>
</sec>
<sec id="s2_3">
<label>2.3</label>
<title>Standardization and feature extraction of spectral data</title>
<p>The reflectance of hyperspectral image after black-and-white correction was opened in the SpecVIEW (Jiangsu Dualix Spectral Imaging, China) software, and the image was further corrected using tools such as lens and reflectance calibration to obtain a standardized hyperspectral image.</p>
<p>The background information of hyperspectral images was extracted by intensity threshold segmentation in the ENVI 5.3 (Research System Inc, America) software. Then, the entire tea leaf area in the hyperspectral image was defined as the region of interest (ROI), and the ROIs of all samples were extracted. Finally, the average reflectance of each sample ROI was calculated, resulting in a spectral matrix of 176 &#xd7; 192 (variables &#xd7; samples).</p>
</sec>
<sec id="s2_4">
<label>2.4</label>
<title>Data analysis methods</title>
<sec id="s2_4_1">
<label>2.4.1</label>
<title>Spectral preprocessing</title>
<p>Due to the influence of hyperspectral equipment and environmental factors, the spectrum of tea leaves has problems such as scattering effect and noise, which will weaken the spectral signals of the internal physical and chemical indicators of tea materials and affect the accuracy of the regression model. Therefore, in order to eliminate the spectral differences caused by different scattering levels, the MSC (<xref ref-type="bibr" rid="B6">Cheng et&#xa0;al., 2014</xref>) algorithm was used to remove artifacts or defects in the data matrix; In order to effectively reduce the random noise of the average reflection spectrum, the S-G (<xref ref-type="bibr" rid="B17">Kong et&#xa0;al., 2014</xref>) algorithm was used to &#x201c;average&#x201d; or &#x201c;fit&#x201d; each point within a certain width window, so as to obtain the best estimated value of the smooth point; In order to eliminate the process of baseline shift and split overlapping spectral peaks, the spectral band characteristics were enhanced by the 1<sup>st</sup>D (<xref ref-type="bibr" rid="B10">Feng and Sun, 2013</xref>). Among them, the formula of differential method-1<sup>st</sup>D is shown in formula (4).</p>
<disp-formula>
<label>(4)</label>
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</disp-formula>
<p>Where, y<sub>i</sub> is the spectrum of the i-th sample, and &#x394;x is the wavelength interval.</p>
</sec>
<sec id="s2_4_2">
<label>2.4.2</label>
<title>Extraction of feature bands</title>
<p>Although the preprocessed spectral data has removed some noise, it still contains too much band information. This not only increased the amount of data operations, but more importantly, the redundancy of the band variables would affect the prediction accuracy and stability of the model (<xref ref-type="bibr" rid="B33">Ouyang et&#xa0;al., 2016</xref>). Therefore, SPA, CARS and UVE algorithms were used to select representative bands in the full-band spectral data as the &#x201c;feature bands&#x201d;, and compare them with the full-band (NONE) data, and finally select the best feature variable selection algorithm. Among them, the SPA algorithm can find the variable combination containing the least redundant information from the spectral information, and select a set of representative spectral variables with the minimum collinearity, thus reducing the complexity of the model (<xref ref-type="bibr" rid="B1">Ara&#xfa;jo et&#xa0;al., 2001</xref>). The CARS algorithm is a variable screening method based on the principle of &#x201c;survival of the fittest&#x201d; in Darwin&#x2019;s evolution theory, which can effectively find the optimal spectral combination (<xref ref-type="bibr" rid="B45">Yuan et&#xa0;al., 2021</xref>). The UVE algorithm can remove irrelevant variables with more noise, optimize model variables, and improve the predictive ability of the model (<xref ref-type="bibr" rid="B26">Li et&#xa0;al., 2016b</xref>). The basic parameters of SPA, CARS and UVE algorithms used in this study were shown in the <xref ref-type="table" rid="T2"><bold>Table&#xa0;2</bold></xref>.</p>
<table-wrap id="T2" position="float">
<label>Table&#xa0;2</label>
<caption>
<p>The parameters of feature band selection algorithms.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left">Algorithm</th>
<th valign="middle" align="center">Parameters</th>
<th valign="middle" align="center">Value</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" rowspan="3" align="left">SPA</td>
<td valign="top" align="center">Minimum</td>
<td valign="top" align="center">1</td>
</tr>
<tr>
<td valign="top" align="center">Maximum</td>
<td valign="top" align="center">30</td>
</tr>
<tr>
<td valign="top" align="center">Epochs</td>
<td valign="top" align="center">20</td>
</tr>
<tr>
<td valign="top" rowspan="4" align="left">CARS</td>
<td valign="top" align="center">Method</td>
<td valign="top" align="center">None</td>
</tr>
<tr>
<td valign="top" align="center">Fold</td>
<td valign="top" align="center">10</td>
</tr>
<tr>
<td valign="top" align="center">Number of PCA</td>
<td valign="top" align="center">10</td>
</tr>
<tr>
<td valign="top" align="center">Monte Carlo sampling times</td>
<td valign="top" align="center">300</td>
</tr>
<tr>
<td valign="top" rowspan="3" align="left">UVE</td>
<td valign="top" align="center">Optimal factor number</td>
<td valign="top" align="center">5</td>
</tr>
<tr>
<td valign="top" align="center">Leave-One-Out</td>
<td valign="top" align="center">700</td>
</tr>
<tr>
<td valign="top" align="center">Cutoff</td>
<td valign="top" align="center">0.99</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2_4_3">
<label>2.4.3</label>
<title>Model establishment</title>
<p>In order to find an optimal prediction model, a regression model between the spectral data of tea leaves and its physical and chemical indexes was established by using four machine learning methods of PLS, SVM, RF, BP and two deep learning methods of CNN and LSTM, and the effects of six models were compared.</p>
<p>Each of these six methods has its own advantages. Among them, the PLS algorithm is the widely used prediction model at present, it can not only overcome the collinearity problem, but also remove the influence of unhelpful noise on regression (<xref ref-type="bibr" rid="B11">Geladi and Kowalski, 1986</xref>). The optimal number of potential components in PLS was determined by minimizing the RMSE of leave-one-out cross-validation (<xref ref-type="bibr" rid="B27">Liu et&#xa0;al., 2021</xref>). The SVM can solve the classification and regression problems of high-dimensional features (<xref ref-type="bibr" rid="B7">Cortes and Vapnik, 1995</xref>). When applying a SVM to the regression problem, the model can be optimised by adjusting the polynomial kernel of a kernel function. The RF algorithm adopts random sampling, and the trained model has small variance and strong generalization ability (<xref ref-type="bibr" rid="B3">Breiman, 2001</xref>). The BP neural network has a high degree of self-learning and self-adaptive ability, and has the ability to apply learning results to new knowledge (<xref ref-type="bibr" rid="B39">Sun et&#xa0;al., 2019</xref>). The CNN network is one of the most effective networks for data feature extraction (<xref ref-type="bibr" rid="B22">Li et&#xa0;al., 2016a</xref>). The LSTM network can not only discover the mutual dependence of the data in the time series data, but also automatically detect the best mode for the relevant data (<xref ref-type="bibr" rid="B14">Hochreiter and Schmidhuber, 1997</xref>).</p>
<p>The network structures of PLS, SVM, RF, BP, CNN and LSTM were determined with reference to our two recent studies (<xref ref-type="bibr" rid="B19">Li et&#xa0;al., 2022a</xref>; <xref ref-type="bibr" rid="B20">Li et&#xa0;al., 2022b</xref>). Because the network structure applied in previous studies have made better progress in the monitoring agronomic traits of tea plants, and the established models have a strong generalization ability and are applicable to tea plants. Specifically, the input layer of the CNN is a two-dimensional matrix of spectral data. The hidden layer mainly consists of three convolutional layers, three activation functions, one maximum pooling layer, and one fully connected layer. In addition, the optimal combination of parameters was determined by continuously adjusting the network parameters. The final determined specific parameters were shown in <xref ref-type="table" rid="T3"><bold>Table&#xa0;3</bold></xref>.</p>
<table-wrap id="T3" position="float">
<label>Table&#xa0;3</label>
<caption>
<p>Main parameters of the PLS, SVM, RF, BP, CNN, and LSTM models.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left">Model</th>
<th valign="middle" align="center">Model parameters</th>
<th valign="middle" align="center">Value</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" rowspan="4" align="left">PLS</td>
<td valign="middle" align="center">N_components (Number of Components to Keep)</td>
<td valign="middle" align="center">2</td>
</tr>
<tr>
<td valign="middle" align="center">Max iter (The Maximum Number of Iterations)</td>
<td valign="middle" align="center">500</td>
</tr>
<tr>
<td valign="middle" align="center">Tol (Tolerance Used in the Iterative Algorithm)</td>
<td valign="middle" align="center">10<sup>-6</sup>
</td>
</tr>
<tr>
<td valign="middle" align="center">Scale (Scale the Data)</td>
<td valign="middle" align="center">True</td>
</tr>
<tr>
<td valign="top" rowspan="5" align="left">SVM</td>
<td valign="middle" align="center">The Kernel Function</td>
<td valign="middle" align="center">Polynomial Kernel</td>
</tr>
<tr>
<td valign="middle" align="center">Cache_size</td>
<td valign="middle" align="center">200</td>
</tr>
<tr>
<td valign="middle" align="center">Tol (Tolerance Used in the Iterative Algorithm)</td>
<td valign="middle" align="center">10<sup>-3</sup>
</td>
</tr>
<tr>
<td valign="middle" align="center">Max_iter</td>
<td valign="middle" align="center">-1</td>
</tr>
<tr>
<td valign="middle" align="center">C (Regularization Parameter)</td>
<td valign="middle" align="center">1</td>
</tr>
<tr>
<td valign="top" rowspan="5" align="left">RF</td>
<td valign="middle" align="center">n_estimators (Number of Trees in the Forest)</td>
<td valign="middle" align="center">200</td>
</tr>
<tr>
<td valign="middle" align="center">n_jobs</td>
<td valign="middle" align="center">1</td>
</tr>
<tr>
<td valign="middle" align="center">Min_samples_leaf</td>
<td valign="middle" align="center">5</td>
</tr>
<tr>
<td valign="middle" align="center">Min_impurity_split</td>
<td valign="middle" align="center">0</td>
</tr>
<tr>
<td valign="middle" align="center">FBoot</td>
<td valign="middle" align="center">1</td>
</tr>
<tr>
<td valign="top" rowspan="5" align="left">BP</td>
<td valign="top" align="center">Batch size</td>
<td valign="top" align="center">64</td>
</tr>
<tr>
<td valign="top" align="center">Epochs</td>
<td valign="top" align="center">400</td>
</tr>
<tr>
<td valign="top" align="center">Learning Rate</td>
<td valign="top" align="center">0.01</td>
</tr>
<tr>
<td valign="top" align="center">Goal</td>
<td valign="top" align="center">10<sup>-5</sup>
</td>
</tr>
<tr>
<td valign="top" align="center">Training Function</td>
<td valign="top" align="center">Gradient Descent</td>
</tr>
<tr>
<td valign="top" rowspan="8" align="left">CNN</td>
<td valign="top" align="center">Normalize</td>
<td valign="top" align="center">L2</td>
</tr>
<tr>
<td valign="top" align="center">Optimizer</td>
<td valign="top" align="center">Adam (Adaptive moment estimation)</td>
</tr>
<tr>
<td valign="top" align="center">The Activation Function</td>
<td valign="top" align="center">ReLU (Rectified Linear Unit)</td>
</tr>
<tr>
<td valign="top" align="center">Batch Size</td>
<td valign="top" align="center">64</td>
</tr>
<tr>
<td valign="top" align="center">Learning Rate</td>
<td valign="top" align="center">0.001</td>
</tr>
<tr>
<td valign="top" align="center">Epochs</td>
<td valign="top" align="center">400</td>
</tr>
<tr>
<td valign="top" align="center">Dropout</td>
<td valign="top" align="center">0.5</td>
</tr>
<tr>
<td valign="top" align="center">Verbose</td>
<td valign="top" align="center">1</td>
</tr>
<tr>
<td valign="top" rowspan="9" align="left">LSTM</td>
<td valign="top" align="center">Normalize</td>
<td valign="top" align="center">L2</td>
</tr>
<tr>
<td valign="top" align="center">Optimizer</td>
<td valign="top" align="center">Adam (Adaptive moment estimation)</td>
</tr>
<tr>
<td valign="top" align="center">The Activation Function</td>
<td valign="top" align="center">Tanh (TanHyperbolic)</td>
</tr>
<tr>
<td valign="top" align="center">NumHiddenUnits</td>
<td valign="top" align="center">20</td>
</tr>
<tr>
<td valign="top" align="center">Batch Size</td>
<td valign="top" align="center">64</td>
</tr>
<tr>
<td valign="top" align="center">Learning Rate</td>
<td valign="top" align="center">0.001</td>
</tr>
<tr>
<td valign="top" align="center">Epochs</td>
<td valign="top" align="center">40</td>
</tr>
<tr>
<td valign="top" align="center">Dropout</td>
<td valign="top" align="center">0.5</td>
</tr>
<tr>
<td valign="top" align="center">Verbose</td>
<td valign="top" align="center">1</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
</sec>
<sec id="s2_5">
<label>2.5</label>
<title>Test environment and model evaluation data analysis methods</title>
<p>Conditions for processing data in this experiment are as follows. Hardware, processor: Inter(R) Core (TM) i7-6700HQ CPU GHz 2.60 GHz (2 processors); machine RAM: 8GB. Software environment, MATLAB 2020; IBM SPSS Statistics 25.0; operating system: Windows 7.</p>
<p>To verify the accuracy of the algorithm, five-fold cross-validation was used in this study. The data set was divided into five parts, 4 parts were used for training sets and 1 part was used for testing set. That is, the training set included of 153 samples, and the testing set consisted of 39 samples. The data set was repeated 4 times, and then the results were averaged. In order to evaluate the performance of the model, the determination coefficient (R<sup>2</sup>) of calibration (<inline-formula>
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<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> and y<sub>i</sub> are the predicted and measured values of the i-th tea samples, respectively, and <inline-formula>
<mml:math display="inline" id="im4">
<mml:mover accent="true">
<mml:mi>y</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:math>
</inline-formula> is the average measured value of the sample.</p>
</sec>
</sec>
<sec id="s3" sec-type="results|discussion">
<label>3</label>
<title>Results and discussion</title>
<sec id="s3_1">
<label>3.1</label>
<title>Response of tea plants to low temperature stress</title>
<p>The statistical analysis of the measured physiological indexes of all tea samples (<xref ref-type="table" rid="T4"><bold>Table&#xa0;4</bold></xref>), including the maximum value, minimum value, average value and standard deviation.</p>
<table-wrap id="T4" position="float">
<label>Table&#xa0;4</label>
<caption>
<p>Descriptive statistics of low temperature-induced components and degree of low temperature damage in tea leaves.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left">Index</th>
<th valign="middle" align="center">Maximum</th>
<th valign="middle" align="center">Minimum</th>
<th valign="middle" align="center">Average value</th>
<th valign="middle" align="center">Standard deviation</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">SPAD</td>
<td valign="middle" align="center">81.267</td>
<td valign="middle" align="center">39.675</td>
<td valign="middle" align="center">62.187</td>
<td valign="middle" align="center">7.837</td>
</tr>
<tr>
<td valign="middle" align="left">SS (mg/g)</td>
<td valign="middle" align="center">39.120</td>
<td valign="middle" align="center">17.000</td>
<td valign="middle" align="center">28.524</td>
<td valign="middle" align="center">5.323</td>
</tr>
<tr>
<td valign="middle" align="left">MDA (nmol/g)</td>
<td valign="middle" align="center">39.703</td>
<td valign="middle" align="center">16.000</td>
<td valign="middle" align="center">27.238</td>
<td valign="middle" align="center">5.779</td>
</tr>
<tr>
<td valign="middle" align="left">CAT (&#x3bc;mol/min/g)</td>
<td valign="middle" align="center">38.170</td>
<td valign="middle" align="center">17.159</td>
<td valign="middle" align="center">26.469</td>
<td valign="middle" align="center">4.884</td>
</tr>
<tr>
<td valign="middle" align="left">POD (U/g)</td>
<td valign="middle" align="center">12.700</td>
<td valign="middle" align="center">1.000</td>
<td valign="middle" align="center">5.973</td>
<td valign="middle" align="center">2.908</td>
</tr>
<tr>
<td valign="middle" align="left">SOD (U/g)</td>
<td valign="middle" align="center">438.268</td>
<td valign="middle" align="center">242.000</td>
<td valign="middle" align="center">359.429</td>
<td valign="middle" align="center">36.312</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>In this study, the change rules of 6 indicators were analyzed (<xref ref-type="fig" rid="f2"><bold>Figure&#xa0;2</bold></xref>). The results showed that with the extension of low temperature time and the decrease of temperature, the SPAD value showed a general trend of decreasing. The contents of SS and MDA showed an upward trend. The activities of CAT, POD and SOD increased first and then decreased.</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>Data changes of low temperature-induced components under different low temperature conditions.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g002.tif"/>
</fig>
<p>In general, under -4&#xb0;C treatment, the SPAD value decreased more greatly, which may be due to the large degradation of chlorophyll after decreasing from 4&#xb0;C to -4&#xb0;C (<xref ref-type="bibr" rid="B18">Lajolo and Marquez, 1982</xref>). SS was an important substance in plant osmoregulation. The change of SS in this paper was consistent with the results of Zeng et&#xa0;al (<xref ref-type="bibr" rid="B47">Zeng et&#xa0;al., 2017</xref>). This may be because under low temperature stress, plant cells can resist low temperature by accumulating SS, increasing the concentration of cytosol and protecting the cytoplasm from freezing (<xref ref-type="bibr" rid="B32">Morgan, 1984</xref>). MDA was the product of membrane lipid peroxidation of plant organs under low temperature stress, which destroyed the stability of biofilms and could reflect the degree of damage to plant cell membranes (<xref ref-type="bibr" rid="B29">Liu et&#xa0;al., 2012</xref>). Therefore, the lower the temperature, the higher the MDA content, that was, the lower the temperature, the more serious the damage to the tea plants cell membrane. CAT, POD and SOD were significant protective enzymes in the plant membrane lipid peroxidase defense system. In this study, the changes in the activities of the three protective enzymes were basically the same, which was consistent with the previous research results of researchers on tea leaves (<xref ref-type="bibr" rid="B24">Li et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B25">Li et&#xa0;al., 2020</xref>).</p>
</sec>
<sec id="s3_2">
<label>3.2</label>
<title>Establishment of LTRI</title>
<p>The contents of SPAD (X<sub>1</sub>), SS (X<sub>2</sub>) and MDA (X<sub>3</sub>) and the activities of enzymes CAT (X<sub>4</sub>), POD (X<sub>5</sub>) and SOD (X<sub>6</sub>) can be used as effective indexes to reflect the low temperature stress of tea plants. Standardized processing and principal component analysis were performed on these 6 indicators using SPSS 25.0 software, and the total variance explanation of the principal components (<xref ref-type="table" rid="T5"><bold>Table&#xa0;5</bold></xref>) and each factor loading (<xref ref-type="table" rid="T6"><bold>Table&#xa0;6</bold></xref>) were obtained. The results showed that among the 6 `components, only the first two principal components satisfied the principle that the eigenvalue root (&#x3bb;) was greater than 1, and can explain 85.231% of the data, which could reflect most of the information of the 6 low temperature-induced components. Therefore, the first two principal components (Y<sub>1</sub> and Y<sub>2</sub>) can be applied to comprehensively analyze the low temperature stress of tea plants, which not only reduces the number of indicators, but also re-establishes the internal relationship among all low temperature-induced indicators (<xref ref-type="bibr" rid="B13">Han et&#xa0;al., 2020</xref>).</p>
<table-wrap id="T5" position="float">
<label>Table&#xa0;5</label>
<caption>
<p>The eigenvalues and variance contribution rate of each index correlation matrix.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left">Component(Y)</th>
<th valign="middle" align="center">&#x3bb;</th>
<th valign="middle" align="center">VC(%)</th>
<th valign="middle" align="center">CVC(%)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">1</td>
<td valign="middle" align="center">2.862</td>
<td valign="middle" align="center">47.706</td>
<td valign="middle" align="center">47.706</td>
</tr>
<tr>
<td valign="middle" align="left">2</td>
<td valign="middle" align="center">2.251</td>
<td valign="middle" align="center">37.524</td>
<td valign="middle" align="center">85.231</td>
</tr>
<tr>
<td valign="middle" align="left">3</td>
<td valign="middle" align="center">0.595</td>
<td valign="middle" align="center">9.915</td>
<td valign="middle" align="center">95.146</td>
</tr>
<tr>
<td valign="middle" align="left">4</td>
<td valign="middle" align="center">0.198</td>
<td valign="middle" align="center">3.295</td>
<td valign="middle" align="center">98.44</td>
</tr>
<tr>
<td valign="middle" align="left">5</td>
<td valign="middle" align="center">0.081</td>
<td valign="middle" align="center">1.351</td>
<td valign="middle" align="center">99.791</td>
</tr>
<tr>
<td valign="middle" align="left">6</td>
<td valign="middle" align="center">0.013</td>
<td valign="middle" align="center">0.209</td>
<td valign="middle" align="center">100</td>
</tr>
</tbody>
</table>
</table-wrap>
<table-wrap id="T6" position="float">
<label>Table&#xa0;6</label>
<caption>
<p>Factor loadings in principal components.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left"/>
<th valign="middle" align="center">Y<sub>1</sub>
</th>
<th valign="middle" align="center">Y<sub>2</sub>
</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">X<sub>1</sub>
</td>
<td valign="middle" align="center">0.826</td>
<td valign="middle" align="center">-0.482</td>
</tr>
<tr>
<td valign="middle" align="left">X<sub>2</sub>
</td>
<td valign="middle" align="center">-0.106</td>
<td valign="middle" align="center">0.927</td>
</tr>
<tr>
<td valign="middle" align="left">X<sub>3</sub>
</td>
<td valign="middle" align="center">0.638</td>
<td valign="middle" align="center">0.732</td>
</tr>
<tr>
<td valign="middle" align="left">X<sub>4</sub>
</td>
<td valign="middle" align="center">-0.562</td>
<td valign="middle" align="center">-0.724</td>
</tr>
<tr>
<td valign="middle" align="left">X<sub>5</sub>
</td>
<td valign="middle" align="center">-0.818</td>
<td valign="middle" align="center">0.231</td>
</tr>
<tr>
<td valign="middle" align="left">X<sub>6</sub>
</td>
<td valign="middle" align="center">0.881</td>
<td valign="middle" align="center">-0.215</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>According to the data in <xref ref-type="table" rid="T5"><bold>Table&#xa0;5</bold></xref> and <xref ref-type="table" rid="T6"><bold>Table&#xa0;6</bold></xref>, the LCC of each parameter variable was calculated by formula (1) to obtain the linear composite expression of the first two principal components:</p>
<disp-formula>
<mml:math display="block" id="M8">
<mml:mstyle mathvariant="bold-italic">
<mml:mrow>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>=</mml:mo>
<mml:mn>0.488</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.063</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.377</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.322</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.484</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.521</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mrow>
</mml:mstyle>
</mml:math>
</disp-formula>
<disp-formula>
<mml:math display="block" id="M9">
<mml:mstyle mathvariant="bold-italic">
<mml:mrow>
<mml:mo>&#xa0;</mml:mo>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>=</mml:mo>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.321</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.618</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.488</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.483</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.154</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.143</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mrow>
</mml:mstyle>
</mml:math>
</disp-formula>
<p>CSC was calculated by formula (2) to obtain the comprehensive model of principal component (Y):</p>
<disp-formula>
<mml:math display="block" id="M10">
<mml:mstyle mathvariant="bold-italic">
<mml:mrow>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mi>Y</mml:mi>
<mml:mo>=</mml:mo>
<mml:mn>0.132</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.237</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.426</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.398</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.203</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.228</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mrow>
</mml:mstyle>
</mml:math>
</disp-formula>
<p>Based on the percentage method, each coefficient of the above comprehensive scoring model was normalized to obtain LTRI:</p>
<disp-formula>
<mml:math display="block" id="M11">
<mml:mstyle mathvariant="bold-italic">
<mml:mrow>
<mml:mi>L</mml:mi>
<mml:mi>T</mml:mi>
<mml:mi>R</mml:mi>
<mml:mi>I</mml:mi>
<mml:mo>=</mml:mo>
<mml:mn>0.081</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.146</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.262</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.245</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>0.125</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
<mml:mo>+</mml:mo>
<mml:mn>0.141</mml:mn>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mrow>
</mml:mstyle>
</mml:math>
</disp-formula>
<p>The hypothermia response map of LTRI (<xref ref-type="fig" rid="f3"><bold>Figure&#xa0;3</bold></xref>) showed that the change of LTRI was closely related to the duration of hypothermia and the severity of freezing injury. The smaller the LTRI value, the greater the damage of low temperature to tea plants. It was speculated that LTRI could be used to comprehensively evaluate the cold resistance response of tea plants.</p>
<fig id="f3" position="float">
<label>Figure&#xa0;3</label>
<caption>
<p>Variation of low temperature response index (LTRI) under different low temperatures.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g003.tif"/>
</fig>
</sec>
<sec id="s3_3">
<label>3.3</label>
<title>Preprocessing of spectral data</title>
<p>In addition to the information related to the samples, the raw spectral data also contains baseline drift, noise and other information, which reduces the robustness and accuracy of prediction or classification models (<xref ref-type="bibr" rid="B35">Pu et&#xa0;al., 2014</xref>). In order to establish a stable and reliable quantitative analysis model, S-G, MSC and 1<sup>st</sup>D were combined to preprocess the spectral data. The original average reflectance spectrum and the spectral curve after preprocessing were shown in <xref ref-type="fig" rid="f4"><bold>Figure&#xa0;4</bold></xref>. After pretreatment, the absorption peaks and reflection valleys of the spectrum can be clearly observed. The absorbance of tea samples increased at 650 nm and 800 nm.</p>
<fig id="f4" position="float">
<label>Figure&#xa0;4</label>
<caption>
<p>Image comparison of unprocessed spectral data and preprocessed spectral data. <bold>(A)</bold> Represent the original spectrum <bold>(B)</bold> Represent pretreatment spectrum.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g004.tif"/>
</fig>
</sec>
<sec id="s3_4">
<label>3.4</label>
<title>Selection and analysis of characteristic bands</title>
<p>The spectral data obtained includes 176 bands. Considering the redundancy between variables, CARS, SPA and UVE algorithms were used to select feature bands to reduce useless information, thereby improving the efficiency and reliability of the model. The number and distribution of characteristic bands were shown in <xref ref-type="table" rid="T7"><bold>Table&#xa0;7</bold></xref> and <xref ref-type="supplementary-material" rid="SM1"><bold>Supplementary Table&#xa0;1</bold></xref>.</p>
<table-wrap id="T7" position="float">
<label>Table&#xa0;7</label>
<caption>
<p>Bands screening result.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" rowspan="2" align="left"/>
<th valign="middle" colspan="4" align="center">Screening method</th>
</tr>
<tr>
<th valign="middle" align="center">CARS</th>
<th valign="middle" align="center">SPA</th>
<th valign="middle" align="center">UVE</th>
<th valign="middle" align="center">NONE</th>
</tr>
<tr>
<th valign="middle" align="left">Index</th>
<th valign="middle" colspan="4" align="center">Number of bands</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">SPAD</td>
<td valign="middle" align="center">11</td>
<td valign="middle" align="center">16</td>
<td valign="middle" align="center">82</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">SS (mg/g)</td>
<td valign="middle" align="center">13</td>
<td valign="middle" align="center">16</td>
<td valign="middle" align="center">112</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">MDA (nmol/g)</td>
<td valign="middle" align="center">19</td>
<td valign="middle" align="center">10</td>
<td valign="middle" align="center">81</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">CAT (&#x3bc;mol/min/g)</td>
<td valign="middle" align="center">6</td>
<td valign="middle" align="center">11</td>
<td valign="middle" align="center">70</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">POD (U/g)</td>
<td valign="middle" align="center">19</td>
<td valign="middle" align="center">13</td>
<td valign="middle" align="center">83</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">SOD (U/g)</td>
<td valign="middle" align="center">11</td>
<td valign="middle" align="center">17</td>
<td valign="middle" align="center">15</td>
<td valign="middle" align="center">176</td>
</tr>
<tr>
<td valign="middle" align="left">LTRI</td>
<td valign="middle" align="center">17</td>
<td valign="middle" align="center">16</td>
<td valign="middle" align="center">150</td>
<td valign="middle" align="center">176</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>The results showed that among the characteristic band screening methods of SPAD, UVE had the largest number of feature bands, which was 82, and CARS had the least number of feature bands, which was 11. Among the feature band screening methods of SS, UVE had the largest number of feature bands, which was 112, and CARS had the least number of feature bands, which was 13. Among the characteristic band screening methods of MDA, UVE had the largest number of feature bands, which was 81. The number of characteristic bands screened by SPA was the least, which was 10; Among the feature band screening methods of CAT, UVE had the largest number of characteristic bands, 70, and the number of characteristic bands filtered by CARS was the least, 6; Among the characteristic band screening methods of POD, UVE had the largest number of characteristic bands, 83, and SPA had the least number of characteristic bands, 13; Among SOD&#x2019;s characteristic band screening method, SPA had the largest number of characteristic bands, 17, and CARS had the largest number of characteristic bands, 11; Among the characteristic band screening methods of LTRI, UVE had the largest number of feature bands, 150, and SPA had the least number of feature bands, 16.</p>
<p>Overall, CARS and SPA haven better variable selection ability than UVE, the UVE algorithm filters more abundant feature bands than CARS and SPA. The study by Ji et&#xa0;al (<xref ref-type="bibr" rid="B16">Ji et&#xa0;al., 2022</xref>). also showed that compared with other feature band selection methods, the number of features obtained by UVE selection was the largest.</p>
</sec>
<sec id="s3_5">
<label>3.5</label>
<title>Establishment and comparison of models</title>
<sec id="s3_5_1">
<label>3.5.1</label>
<title>Analysis of the best models for different indicators</title>
<p>Based on the characteristic bands screened by CARS, SPA, UVE algorithms and all the bands, a total of 168 different indexes models were established by using PLS, SVM, RF, BP, LSTM and CNN algorithms. The accuracy evaluations (R<sup>2</sup>, RMSE and RPD) of all models were shown in <xref ref-type="supplementary-material" rid="SM2"><bold>Supplementary Table&#xa0;2</bold></xref>. <xref ref-type="fig" rid="f5"><bold>Figure&#xa0;5</bold></xref> showed the validation results of the model with <inline-formula>
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</inline-formula> evaluation test set samples. The results indicated that in the prediction of SPAD, SS, MDA, CAT, POD, SOD and LTRI, the models with the highest prediction accuracy were SPAD-UVE-BP, SS-UVE-LSTM, MDA-UVE-SVM, CAT-UVE- CNN, POD-UVE-CNN, SOD-SPA-SVM and LTRI-UVE-CNN, the <inline-formula>
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</inline-formula> of the models were 0.879, 0.807, 0.779, 0.760, 0.577, 0.698 and 0.890, respectively. <xref ref-type="fig" rid="f6"><bold>Figure&#xa0;6</bold></xref> showed the prediction results of the best model for 7 indicators. Among them, the red line was the 1:1 line, and the orange line was the regression line between the predicted and actual values. The predicted values of the samples have been distributed around the regression line at a relatively close distance, indicating that the 7 models have good robustness.</p>
<fig id="f5" position="float">
<label>Figure&#xa0;5</label>
<caption>
<p>Modeling results of low temperature-induced components and low temperature injury degree of tea leaves.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g005.tif"/>
</fig>
<fig id="f6" position="float">
<label>Figure&#xa0;6</label>
<caption>
<p>Scatter plot of measured and predicted values. <bold>(A)</bold> SPAD-UVE-BP; <bold>(B)</bold> SS-UVE-LSTM; <bold>(C)</bold> MDA-UVE-SVM; <bold>(D)</bold> CAT-UVE-CNN; <bold>(E)</bold> POD-UVE-CNN; <bold>(F)</bold> SOD-SPA-SVM; <bold>(G)</bold> LTRI-UVE-CNN.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g006.tif"/>
</fig>
<p>To sum up, the LTRI comprehensive model had higher accuracy and better efficacy than the 6 single index models. This demonstrated that the relationship between LTRI and spectrum was closer than other single physicochemical indicators. LTRI can more comprehensively and objectively evaluate the low temperature stress of tea plants, and effectively evaluate the cold resistance of tea plants.</p>
</sec>
<sec id="s3_5_2">
<label>3.5.2</label>
<title>Comparison of different variable selection methods based on LTRI</title>
<p>Since LTRI was more representative in each indicator, this section only described the prediction model based on LTRI. <xref ref-type="fig" rid="f7"><bold>Figure&#xa0;7</bold></xref> showed the comparison of the results of the LTRI models established based on the different number of characters bands. The results showed that the spectral information of the bands selected by the UVE algorithm was more abundant and effective, and the regression effect of the model based on the characteristic bands screened by the UVE was better than the model based on the full-band and the models based on the feature bands screened by CARS and SPA. The study of Yang et&#xa0;al (<xref ref-type="bibr" rid="B44">Yang et&#xa0;al., 2021</xref>). also proved that the characteristic wavelength model established after variable screening was better than the full-band model. The reasons may be: compared with the full-band, UVE deletes some collinearity variables; compared with CARS and SPA algorithms, UVE algorithm retains more information related to LTRI in spectral data. In addition, the CARS may cause unstable wavelength selection results due to Monte Carlo sampling (<xref ref-type="bibr" rid="B46">Yun et&#xa0;al., 2014</xref>). While the SPA greatly reduces the number of variables and simplifies the model, it may also delete some key variables, thus reducing the accuracy of predictions. The research results of Ji et&#xa0;al (<xref ref-type="bibr" rid="B16">Ji et&#xa0;al., 2022</xref>). also showed that CARS extracted fewer feature bands than UVE-SPA, but also lost more useful bands, resulting in a worse subsequent regression effect. This was consistent with the findings of Guo et&#xa0;al (<xref ref-type="bibr" rid="B12">Guo et&#xa0;al., 2020</xref>). They compared the results of the UVE-SPA-PLS and CARS-SPA-PLS models with those of the UVE-PLS and CARS-PLS models, and found that the predictive performance of the SPA engagement model was slightly lower than that of UVE-PLS and CARS-PLS.</p>
<fig id="f7" position="float">
<label>Figure&#xa0;7</label>
<caption>
<p>Prediction results of the tea plant low temperature response index (LTRI) model based on the characteristic bands selected by different variable selection methods.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpls-14-1096490-g007.tif"/>
</fig>
</sec>
<sec id="s3_5_3">
<label>3.5.3</label>
<title>Comparison of different modeling methods based on LTRI</title>
<p>In order to compare the prediction effects of different modeling algorithms on LTRI, 18 prediction models of LTRI were analysed and compared. As shown in <xref ref-type="fig" rid="f7"><bold>Figure&#xa0;7</bold></xref>, among the 6 modeling algorithms, the CNN model had the best performance (UVE-CNN, <inline-formula>
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<mml:mn>2</mml:mn>
</mml:msubsup>
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</mml:math>
</inline-formula> = 0.890). Interestingly, the other two combined models of CNN (CARS-CNN, <inline-formula>
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</inline-formula> = 0.770; SPA-CNN, <inline-formula>
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</inline-formula> = 0.727) achieved poor results. On the one hand, because these three CNN models all use different types of input vectors, and the feature bands obtained based on UVE screening were more than that of SPA and CARS. Thus, the UVE-CNN model included more characteristic information, which indirectly improved the accuracy of CNN model prediction (<xref ref-type="bibr" rid="B15">Hsieh and Kiang, 2020</xref>). On the other hand, because deep learning was very suitable for a large number of data sets, there were only 192 samples in this paper, which limited the use of deep learning to a certain extent. Even so, the <inline-formula>
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</inline-formula> of all models in this study exceeded 0.70, indicating that model performance can be improved in future studies. Perhaps, the expansion of the sample set can expand the advantages of the deep learning method. In addition, other deep learning models (Stacked Auto-Encoders, Recurrent Neural Network, and Deep Belief Networks) may be interesting explorations for the evaluation of tea plants frost damage.</p>
<p>In summary, the LTRI-UVE-CNN model achieves the best results (<inline-formula>
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</inline-formula> = 0.957, RMSEC=0.247, RMSEP=0.249, <inline-formula>
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</inline-formula> = 0.890, RMSEP=0.325, RPD=2.904), which proves that the comprehensive evaluation model is better than the single physical and chemical index model, it is also proved that the UVE-CNN architecture can exhibit higher prediction performance.</p>
</sec>
</sec>
</sec>
<sec id="s4" sec-type="conclusion">
<label>4</label>
<title>Conclusion</title>
<p>In this study, machine learning and deep learning models for 7 low temperature stress evaluation indicators, including SPAD, SS, MDA, CAT, POD, SOD and LTRI were established based on the hyperspectral data of tea leaves under low temperature stress, through spectral preprocessing, feature-band selection and other methods.</p>
<p>The results showed that it is possible to rapidly, non-destructively and accurately assess the freezing injury of tea plants by combining appropriate variable selection methods and modelling algorithms. The best prediction models for the 7 indicators were SPAD-UVE-BP, SS-UVE-LSTM, MDA-UVE-SVM, CAT-UVE-CNN, POD-UVE-CNN, SOD-SPA-SVM and LTRI-UVE-CNN, <inline-formula>
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</inline-formula> was 0879, 0.807, 0.779, 0.760, 0.577, 0.698 and 0.890, respectively. Among them, the LTRI model was superior to the single physical and chemical index evaluation model, and more suitable for the comprehensive evaluation of low temperature stress to tea plants. In addition, compared with the three variable selection methods (i.e., CARS, UNE and SPA), the UVE method performed best; compared with 6 modeling algorithms (i.e., PLS, SVM, RF, BP, CNN and LSTM), the CNN algorithm performed best.</p>
<p>In conclusion, the LTRI values constructed by principal component analysis in this study can effectively evaluate tea plants response to the low temperature stress. The CNN model of LTRI based on the selected bands of UVE was proved to be accurate and robust (LTRI-UVE-CNN: <inline-formula>
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</mml:mrow>
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</inline-formula> = 0.890, RMSEP = 0.325, RPD = 2.904). This study provides the basis for non-destructive and accurate monitoring of tea plants under natural disaster by using hyperspectral imaging and modeling algorithms.</p>
</sec>
<sec id="s5" sec-type="data-availability">
<title>Data availability statement</title>
<p>The original contributions presented in the study are included in the article/<xref ref-type="supplementary-material" rid="SM1"><bold>Supplementary Material</bold></xref>. Further inquiries can be directed to the corresponding authors.</p>
</sec>
<sec id="s6" sec-type="author-contributions">
<title>Author contributions</title>
<p>YM carried out the experiment, collected and organized data, provided the article&#x2019;s picture, and wrote the manuscript. HL use multiple models to analyze the data. LS and JS embellish the language of this article. HL, LS, JS, JZ, XH, YS and CB participated in the design of the experiment and directed the study. ZD, YW, and KF proposed the hypothesis for this work, designed the experiment, helped organize the manuscript structure and directed the study. All authors contributed to the article and approved the submitted version.</p>
</sec>
</body>
<back>
<sec id="s7" sec-type="funding-information">
<title>Funding</title>
<p>This work was supported by the Innovation Project of Shandong Academy of Agricultural Sciences (grant number: XGC2022E18,CXGC2022B0); the Rizhao Science and Technology Innovation Project (grant number: 2020cxzx1104); the Significant Application Projects of Agriculture Technology Innovation in Shandong Province (grant number: SD2019ZZ010); the Technology System of Modern Agricultural Industry in Shandong Province (grant number: SDAIT-19-01); the Special Foundation for Distinguished Taishan Scholar of Shandong Province (grant number: No.ts201712057); the Livelihood Project of Qingdao City (grant number: 19-6-1-64-nsh); the Project of Agricultural Science and Technology Fund in Shandong Province (grant number: 2019LY002, 2019YQ010, 2019TSLH0802).</p>
</sec>
<sec id="s8" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s9" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s10" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fpls.2023.1096490/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fpls.2023.1096490/full#supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="Table_1.docx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document">
<label>Supplementary Table&#xa0;1</label>
<caption>
<p>Bands screening results.</p>
</caption>
</supplementary-material>
<supplementary-material xlink:href="Table_2.pdf" id="SM2" mimetype="application/pdf">
<label>Supplementary Table&#xa0;2</label>
<caption>
<p>Modeling results.</p>
</caption>
</supplementary-material>
</sec>
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