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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Pediatr.</journal-id>
<journal-title>Frontiers in Pediatrics</journal-title><abbrev-journal-title abbrev-type="pubmed">Front. Pediatr.</abbrev-journal-title>
<issn pub-type="epub">2296-2360</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fped.2022.1000180</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Pediatrics</subject>
<subj-group>
<subject>Systematic Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>The effect of swaddling on infant sleep and arousal: A systematic review and narrative synthesis</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author"><name><surname>Dixley</surname><given-names>Allison</given-names></name><uri xlink:href="https://loop.frontiersin.org/people/2000968/overview"/></contrib>
<contrib contrib-type="author"><name><surname>Ball</surname><given-names>Helen L.</given-names></name><uri xlink:href="https://loop.frontiersin.org/people/1496485/overview" /></contrib>
</contrib-group>
<aff><addr-line>Durham Infancy &#x0026; Sleep Centre, Department of Anthropology</addr-line>, <institution>Durham University</institution>, <addr-line>Durham</addr-line>, <country>United Kingdom</country></aff>
<author-notes>
<fn fn-type="edited-by"><p><bold>Edited by:</bold> Young Mee Ahn, Inha University, South Korea</p></fn>
<fn fn-type="edited-by"><p><bold>Reviewed by:</bold> Rosemary Horne, Monash University, Australia Jeanine Young, University of the Sunshine Coast, Australia</p></fn>
<corresp id="cor1"><label>&#x002A;</label><bold>Correspondence:</bold> Allison Dixley <email>Allison.dixley@durham.ac.uk</email></corresp>
<fn fn-type="other" id="fn001"><p><bold>Specialty Section:</bold> This article was submitted to Children and Health, a section of the journal Frontiers in Pediatrics</p></fn>
</author-notes>
<pub-date pub-type="epub"><day>30</day><month>11</month><year>2022</year></pub-date>
<pub-date pub-type="collection"><year>2022</year></pub-date>
<volume>10</volume><elocation-id>1000180</elocation-id>
<history>
<date date-type="received"><day>21</day><month>07</month><year>2022</year></date>
<date date-type="accepted"><day>05</day><month>10</month><year>2022</year></date>
</history>
<permissions>
<copyright-statement>&#x00A9; 2022 Dixley and Ball.</copyright-statement>
<copyright-year>2022</copyright-year><copyright-holder>Dixley and Ball</copyright-holder><license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/4.0/">Creative Commons Attribution License (CC BY)</ext-link>. The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<sec><title>Background</title>
<p>Western parents swaddle infants to promote sleep and reduce night-waking, however recent evidence of the effects of swaddling on the sleep of healthy infants has not been systematically reviewed.</p>
</sec>
<sec><title>Objective</title>
<p>To investigate the effect of swaddling on the sleep of infants up to 1 year of age using a narrative synthesis approach.</p>
</sec>
<sec><title>Data Sources</title>
<p>We systematically searched five academic databases, including the Cochrane trial registry (Pubmed, PsycINFO, Embase, the Cochrane library, and Blackwell Synergy). We manually searched reference lists and citations of included studies and reference lists of existing reviews.</p>
</sec>
<sec><title>Study Selection</title>
<p>Studies of any type, published since 2007, reporting primary data whose subjects were humans up to 12 months of age with outcome measures relating to the impact of swaddling on sleep and arousal.</p>
</sec>
<sec><title>Data Extraction</title>
<p>By hand using a customized template. A narrative synthesis is used to present the results.</p>
</sec>
<sec><title>Results</title>
<p>In total 171 studies were retrieved with 115 studies discarded at title. A further 43 were discarded at abstract, and six were discarded at full text. Two papers were combined as they reported on the same study giving a total of 6 studies that met the inclusion criteria for the review. An evidence hierarchy was used to assess Risk of Bias in the included studies; the results are presented <italic>via</italic> a narrative synthesis. Swaddling was associated with increased duration of quiet sleep in infants and a significantly reduced number of sleep state changes among infants na&#x00EF;ve to the intervention.</p>
</sec>
<sec><title>Limitations</title>
<p>The integrity of the intervention (swaddling) including its baseline characteristics, was defined broadly across the included studies limiting the interpretation and transferability of the results of this review.</p>
</sec>
<sec><title>Conclusions</title>
<p>Swaddling appears to increase quiet sleep duration in infants and reduces the number of sleep state changes among infants na&#x00EF;ve to the intervention. Parents should be made aware that implementing conditions unfavorable to arousability may increase SUDI risk among infant who have not previously been swaddled. This review has relevance for informing future practice recommendations and parent advice as well as in designing future studies.</p>
</sec>
</abstract>
<kwd-group>
<kwd>infant care [methods]</kwd>
<kwd>infant sleep</kwd>
<kwd>parenting (MeSH)</kwd>
<kwd>sleep duration</kwd>
<kwd>arousal</kwd>
</kwd-group>
<contract-num rid="cn001">ES/J500082/1</contract-num>
<contract-sponsor id="cn001">Economic and Social Research Council Doctoral Studentship</contract-sponsor>
<counts>
<fig-count count="1"/>
<table-count count="2"/><equation-count count="0"/><ref-count count="57"/><page-count count="0"/><word-count count="0"/></counts>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro"><title>Introduction</title>
<p>To explore the effect of swaddling on infant sleep and arousal in infants under 12 months of age we conducted a systematic review of the evidence published over the past 15 years since the review of van Sleuwen et al. (<xref ref-type="bibr" rid="B1">1</xref>). This previous review concluded that swaddling infants above the waist increased sleep duration, reduced motor activity and startles, and lowered heart rate, however swaddling was not found to affect the capacity of the infant to respond to stimulation with less-intense auditory stimulation arousing swaddled infants more effectively than non-swaddled infants. The previous review highlighted &#x201C;the difference in the physiologic effect of swaddling in QS [quiet sleep] and AS [active sleep]&#x201D; as an avenue requiring more research (<xref ref-type="bibr" rid="B1">1</xref>: e1106). Nelson (<xref ref-type="bibr" rid="B2">2</xref>) also conducted a systematic review of swaddling to inform nursing practice, however this did not examine effects on infant sleep and arousal. In their meta-analysis, Pease et al. (<xref ref-type="bibr" rid="B3">3</xref>) found evidence to suggest risk of SIDS (a subset of SUDI) increases with infant age when infants are swaddled. They identified a twofold risk for infants aged &#x003E;6 months. However, their review was limited to &#x201C;SIDS&#x201D; as an outcome measure, with no measure of sleep and/or arousal processes. The present review sought to fill these knowledge deficits by answering the question, what is the effect of swaddling on infant sleep and arousal? In developing the literature search strategy, we used the PICO framework to ensure comprehensive and bias-free searches.
<list list-type="simple">
<list-item>
<p>POPULATION: Infants aged&#x2009;&#x003C;&#x2009;1 year.</p></list-item>
<list-item>
<p>INTERVENTION: Swaddling.</p></list-item>
<list-item>
<p>COMPARISON: Not swaddling.</p></list-item>
<list-item>
<p>OUTCOMES: Effects on sleep and arousal.</p></list-item>
</list></p>
</sec>
<sec id="s2"><title>Review protocol</title>
<p>Our search aimed to identify studies of any type reporting primary data for human infants &#x003C;1 year of age, whose outcome measures included information on the impact of swaddling on sleep and arousal. Abstracts were screened by both authors. Studies were excluded if they only examined infants born prematurely (gestational age&#x2009;&#x003C;&#x2009;37 weeks), featured a primary intervention other than swaddling, were published before 2007, or were not published in English. To maximise inclusion of relevant studies qualitative and quantitative studies from a range of disciplines were included. This mixed-methods approach is thought to provide a more complete basis for complex clinical and policy decision-making than that currently offered by single method reviews (<xref ref-type="bibr" rid="B4">4</xref>). It was particularly appropriate for the present review question, as swaddling is not only a physiological intervention but also a social one; its application differs across and within cultures according to numerous diverse factors such as tradition, health professional advice, policy recommendations, fashion and personality (<xref ref-type="bibr" rid="B5">5</xref>&#x2013;<xref ref-type="bibr" rid="B8">8</xref>). The objective of this mixed-methods approach is therefore to integrate a quantitative estimation of swaddling&#x0027;s &#x201C;effectiveness&#x201D; <italic>via</italic> measures of infant sleep duration and arousal, with a more qualitative understanding from the perspective of the implementers of the intervention (usually parents), increasing the relevance of the review for policy and practice.</p>
<sec id="s2a"><title>Search strategy</title>
<p>Our systematic search identified studies published from 2007 to March 2022 covering the same electronic databases as the 2007 review: Pubmed, PsycINFO, Embase, the Cochrane library, and Blackwell Synergy. The search terms used are shown in <xref ref-type="table" rid="T1">Table&#x00A0;1</xref>. Following standard guidelines for systematic reviews (<xref ref-type="bibr" rid="B9">9</xref>) leading journals were hand searched as were the reference lists of those studies meeting the inclusion criteria. Due to lack of resources to undertake translation searches were restricted to English language material. We included all papers that identified any effects of swaddling on infant sleep and arousal even if this topic was not the primary purpose of the paper.</p>
<table-wrap id="T1" position="float"><label>Table 1</label>
<caption><p>Search terms used in systematically searching the literature.</p></caption>
<table frame="hsides" rules="groups">
<colgroup>
<col align="left"/>
<col align="left"/>
</colgroup>
<thead>
<tr>
<th valign="top" align="left">Terms and truncations</th>
<th valign="top" align="center">Terms to be captured in search</th>
</tr>
</thead>
<tbody>
<tr>
<td>infan&#x002A; OR baby&#x002A; OR babies OR newborn&#x002A; OR neonat&#x002A;</td>
<td>to include infant, infants, baby, baby&#x0027;s, babies, newborn, newborns, neonate, neonatal</td>
</tr>
<tr>
<td>AND sleep&#x002A; OR arous&#x002A;</td>
<td>sleep, sleeping, arouse, arousal, arousing</td>
</tr>
<tr>
<td>AND swaddl&#x002A; OR restrain&#x002A; OR wrap&#x002A;</td>
<td>swaddle, swaddling, swaddled, restrain, restrained, restraining, wrap, wrapping, wrapped</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2b"><title>Data extraction and appraisal</title>
<p>After screening, the first author worked independently to extract data from the included papers. All papers that met the inclusion criteria were read in full, with data extracted by hand using a customized template (<xref ref-type="sec" rid="s10">Supplementary Appendix 1</xref>) (<xref ref-type="bibr" rid="B10">10</xref>). Mindful that &#x201C;the effect of swaddling may be somehow mediated through the modified sleep characteristics in the infants&#x201D; (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B12">12</xref>) the data extraction template included factors associated with modified sleep behaviour, such as environmental temperature (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B13">13</xref>, <xref ref-type="bibr" rid="B14">14</xref>), nocturnal or diurnal setting (<xref ref-type="bibr" rid="B15">15</xref>&#x2013;<xref ref-type="bibr" rid="B17">17</xref>) and feeding method (<xref ref-type="bibr" rid="B18">18</xref>). Study authors were contacted in cases where information was missing. An appraisal form was used (<xref ref-type="sec" rid="s10">Supplementary Appendix 2</xref>) to assess the quality of each study in terms of internal and external validity.</p>
</sec>
</sec>
<sec id="s3"><title>Results (narrative synthesis)</title>
<p>In reporting the findings of a systematic mixed-methods review narrative synthesis is an effective approach for explaining potentially conflicting outcomes. Where contradictions arose, our goal was to ascertain epistemological explanations.</p>
<sec id="s3a"><title>Preliminary synthesis</title>
<p>An initial list of 171 studies was retrieved from the initial searches. Studies were assessed against the inclusion criteria with 115 discarded following title review. A further 43 were discarded following a review of abstracts, and 7 were discarded following review of full text. At each stage reviews were conducted by the first author and verified by the second author with discussion of any discrepancies. Where two publications reported on the same study (<xref ref-type="bibr" rid="B19">19</xref>, <xref ref-type="bibr" rid="B20">20</xref>) (confirmed by contacting authors) the information extracted was combined as a single study (<xref ref-type="bibr" rid="B20">20</xref>), meaning 6 studies met the inclusion criteria (see <xref ref-type="fig" rid="F1">Figure&#x00A0;1</xref>).</p>
<fig id="F1" position="float"><label>Figure 1</label>
<caption><p>PRISMA flow diagram.</p></caption>
<graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="fped-10-1000180-g001.tif"/>
</fig>
<p>The six studies that met the inclusion criteria all used swaddling as their primary intervention and measured infant sleep and arousal outcomes, but varied in their approach to study design and setting. Richardson et al. (<xref ref-type="bibr" rid="B20">20</xref>), Meyer and Erler (<xref ref-type="bibr" rid="B21">21</xref>), and Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) each sought to evaluate the effects of swaddling on different stages of infant arousability, although Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) narrowed their focus to respiratory rate and oxygen saturation. The remaining studies, sought to ascertain the effects of swaddling on the temporal nature of infant sleep and arousal. Three studies (<xref ref-type="bibr" rid="B20">20</xref>&#x2013;<xref ref-type="bibr" rid="B22">22</xref>) used clinical measures such as polysomnography to assess sleep and arousal while the other three studies (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>) were conducted in a home setting and used participant self-report instruments (see <xref ref-type="table" rid="T2">Table&#x00A0;2</xref>).</p>
<table-wrap id="T2" position="float"><label>Table 2</label>
<caption><p>Summary of study designs and key variables.</p></caption>
<table frame="hsides" rules="groups">
<colgroup>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
</colgroup>
<thead>
<tr>
<th valign="top" align="left"/>
<th valign="top" align="center">Richardson et al 2010</th>
<th valign="top" align="center">Narangerel et al 2007</th>
<th valign="top" align="center">Meyer and Erler 2011</th>
<th valign="top" align="center">McRury and Zolotor 2010</th>
<th valign="top" align="center">Kelmanson 2013</th>
<th valign="top" align="center">&#x00D6;zt&#x00FC;rk and Bayik 2019</th>
</tr>
</thead>
<tbody>
<tr>
<td>Randomised controlled trial</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td>X</td>
<td>X</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
</tr>
<tr>
<td>Quasi-experimental</td>
<td>X</td>
<td>X</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td>X</td>
<td>X</td>
</tr>
<tr>
<td>Outcomes assessed by</td>
<td>Objective measurement</td>
<td>Objective measurement</td>
<td>Objective measurement</td>
<td>Self report</td>
<td>Self report</td>
<td>Self report</td>
</tr>
<tr>
<td>Period of sleep (nocturnal or diurnal) stated</td>
<td>X</td>
<td valign="top" align="left"/>
<td>X</td>
<td>X</td>
<td>X</td>
<td>X</td>
</tr>
<tr>
<td>Study environment</td>
<td>Lab</td>
<td>Home</td>
<td>Lab</td>
<td>Home</td>
<td>Home</td>
<td>Home</td>
</tr>
<tr>
<td>Swaddle technique detailed</td>
<td>X</td>
<td>X</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
</tr>
<tr>
<td>Environmental temperature detailed</td>
<td>X</td>
<td>X</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
</tr>
<tr>
<td>Feeding method detailed</td>
<td>X</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td>X</td>
</tr>
<tr>
<td>Swaddle tightness measured</td>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
<td valign="top" align="left"/>
</tr>
</tbody>
</table>
</table-wrap>
<p>The main findings identified from two clinical studies (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>) and one self-report study (<xref ref-type="bibr" rid="B24">24</xref>) were that swaddling of infants na&#x00EF;ve to the intervention was associated with decreased arousal and increased sleep duration. These findings were consistent across nocturnal and diurnal sleep periods. However, two self-report studies did not report any difference in duration of crying or sleeping as a result of swaddling (<xref ref-type="bibr" rid="B23">23</xref>) or of any effect of swaddling upon &#x201C;infant sleep disturbances&#x201D; (<xref ref-type="bibr" rid="B11">11</xref>). The remaining clinical study (<xref ref-type="bibr" rid="B22">22</xref>) did not report any measurable effect of swaddling on SaO<sub>2</sub> or respiratory rates. The authors of two studies (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B23">23</xref>) cited Type II Errors as explanations for not reporting significant outcomes.</p>
<sec id="s3a1"><title>Discrepancies between studies</title>
<p>A key factor explaining the discrepancy between study outcomes is the study environment. Two of the three studies detecting measurable outcomes for swaddling (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>) were conducted in the controlled environments of sleep laboratories. Those studies that did not report measurable outcomes were conducted in home settings. The only home study to report a measurable outcome (<xref ref-type="bibr" rid="B24">24</xref>) did not isolate swaddling but combined it with other interventions simultaneously (holding on side or stomach, shushing, and swinging).</p>
<p>Study population characteristics may also explain the heterogeneity in findings. Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) compared swaddled to non-swaddled infants, but did not report whether the swaddled infants were habituated or na&#x00EF;ve (unaccustomed) to swaddling. While Richardson et al. (<xref ref-type="bibr" rid="B20">20</xref>) found significant outcomes for sleep and arousal in infants na&#x00EF;ve to swaddling, this study did not report a significant outcome for routinely swaddled infants. Kelmanson (<xref ref-type="bibr" rid="B11">11</xref>) focused only on routinely swaddled infants and did not report significant sleep outcomes. The habituated vs. na&#x00EF;ve dichotomy may also explain why McRury and Zolotor (<xref ref-type="bibr" rid="B23">23</xref>) did not report significant outcomes, however the latter study did not verify whether the intervention was actually applied. Mothers in the intervention group may have decided against using the intervention, while those who implemented it may have done so using different techniques.</p>
<p>Differences in data collection methods (physiological vs. self-report measures) may also account for the inconsistent outcomes. The self-report studies used bespoke questionnaires (<xref ref-type="bibr" rid="B11">11</xref>) and diary methods (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>). These are vulnerable to the subjective perceptions of the participants, making it difficult to combine and synthesise the results with those of the other studies. They highlighted a strong discrepancy between maternal perceptions of swaddling effectiveness and physiological markers of effectiveness. Thus, if a sensitivity analysis was conducted in which self-report studies were excluded from the review, swaddling would appear to have an impact upon sleep and arousal in na&#x00EF;ve infants. That Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>), a physiological study whose sample consisted entirely of routinely swaddled infants, did not report significant outcomes would support this hypothesis.</p>
</sec>
</sec>
<sec id="s3b"><title>Robustness of the synthesis</title>
<p>Evidence hierarchy is often used to assess the quality of intervention studies (<xref ref-type="bibr" rid="B25">25</xref>). The first author independently applied the hierarchy to determine the appropriateness of study designs for assessing questions of &#x201C;effectiveness&#x201D;. In applying this approach to the question of swaddling effectiveness, two studies (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B23">23</xref>) would be designated &#x201C;poor quality&#x201D; in terms of measures of effectiveness, being qualitative studies considered more susceptible to bias than the quasi-experimental studies (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B22">22</xref>). The randomized trial (<xref ref-type="bibr" rid="B21">21</xref>), designated at the top of the hierarchy, would be deemed most robust. However, the objectives of each study are too dissimilar to synthesize in this manner. Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) is a particular outlier, focusing specifically on respiratory rate and oxygen saturation, while the other studies examined sleep and arousal more broadly, including maternal perception of swaddling effectiveness.</p>
<p>Varying degrees of confounding were evident across all studies. Only Richardson et al. (<xref ref-type="bibr" rid="B20">20</xref>) and Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) reduced contamination by accounting for environmental temperature, for instance, which is known to significantly modify an infant&#x0027;s cardiorespiratory and autonomic parameters (<xref ref-type="bibr" rid="B26">26</xref>). Moreover, only two studies (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B24">24</xref>) ascertained infant feeding method. Whether an infant is breast or bottle fed is considered a strong moderating variable with regard to sleep fragmentation (<xref ref-type="bibr" rid="B27">27</xref>&#x2013;<xref ref-type="bibr" rid="B29">29</xref>). Potential differences in such important baseline characteristics reduce internal validity (<xref ref-type="bibr" rid="B30">30</xref>).</p>
<p>The weakest study in relation to confounding was that of Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) which not only failed to allocate participants randomly but also failed to ascertain infant feeding method and whether the sleep studied was nocturnal, diurnal or both. An investigation of sleep and arousal cannot be effective when analyzed in isolation from these key factors (<xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B32">32</xref>).</p>
</sec>
<sec id="s3c"><title>Selection bias</title>
<p>For most of the included studies it was unclear whether true randomization had been conducted reflecting previous critiques that randomization is inadequately described in most published studies (<xref ref-type="bibr" rid="B33">33</xref>&#x2013;<xref ref-type="bibr" rid="B36">36</xref>). Additionally two studies (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>) used a recruitment technique that biased the pool of participants towards certain demographics, namely educated, western mothers giving birth in a hospital setting. One study (<xref ref-type="bibr" rid="B23">23</xref>) required participants to have &#x201C;the resources to play a VHS tape/CD at home&#x201D; and to &#x201C;contact a research assistant by phone&#x201D; before being discharged from hospital. Further, mothers who did not speak English or were unable to fill out a diary themselves were excluded. The generalizability of McRury and Zolotor (<xref ref-type="bibr" rid="B23">23</xref>) was further weakened by the relatively high attrition rate of 31&#x0025;. The tendency to drop-out has been associated with ethnicity and low academic achievement (<xref ref-type="bibr" rid="B37">37</xref>&#x2013;<xref ref-type="bibr" rid="B39">39</xref>).</p>
</sec>
<sec id="s3d"><title>Allocation bias</title>
<p>With regard to allocation bias, those studies which utilized randomization (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>, <xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>) also used comparison groups that were balanced at baseline and thus distributed possible confounding factors evenly. McRury and Zolotor (<xref ref-type="bibr" rid="B23">23</xref>) was the strongest study in this respect, being the only one to blind the researchers to control and intervention groups, and to compare demographic and baseline characteristics of the intervention and control participants.</p>
<p>Two studies (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B22">22</xref>) allocated infants to predefined &#x201C;natural&#x201D; intervention and control groups. The outcomes of these studies cannot be confidently attributed to the intervention as their non-randomized nature may have encouraged a tendency to over-estimate effect sizes (<xref ref-type="bibr" rid="B40">40</xref>).</p>
<p>However, the greatest threat to the robustness of the synthesis involves the integrity of the intervention. This was problematic across all studies, and it is unclear whether the interventions were similar enough to synthesize: Narangerel et al. (<xref ref-type="bibr" rid="B22">22</xref>) for instance, gave a very brief description of the swaddle technique used, namely &#x201C;two or three layers of cloth that enclosed the trunk and arms up to infant&#x0027;s neck&#x201D;. Where swaddle technique was described, three (<xref ref-type="bibr" rid="B20">20</xref>&#x2013;<xref ref-type="bibr" rid="B22">22</xref>) enclosed the infants&#x0027; arms within the swaddle. This detail is important as previous research suggests infants swaddled with arms free experience the same startle frequency as unswaddled infants (<xref ref-type="bibr" rid="B7">7</xref>). Arm restraint therefore appears to be integral to the effectiveness of the swaddling intervention. The weakest studies, and those most at risk of Type III error, were those lacking any description of swaddle technique (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B23">23</xref>). While Richardson et al. (<xref ref-type="bibr" rid="B20">20</xref>) and Meyer and Erler (<xref ref-type="bibr" rid="B21">21</xref>) describe their swaddle techniques in some detail, they along with all other studies, failed to measure or control for swaddle tightness&#x2013;another important moderating variable discussed below. Richardson et al. (<xref ref-type="bibr" rid="B20">20</xref>) merely stated that the infants were &#x201C;firmly&#x201D; wrapped.</p>
</sec>
</sec>
<sec id="s4"><title>Discussion and recommendations</title>
<p>The most contentious factors arising from this review are habituation, sleep stages, sleep environment, swaddle technique and swaddle tightness.</p>
<sec id="s4a"><title>Habituation (routine vs. non-routine swaddling)</title>
<p>Significant outcomes for swaddling were only detected in non-routinely swaddled infants (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>). When samples involved only routinely swaddled infants significant changes in sleep and arousal were not detected (<xref ref-type="bibr" rid="B11">11</xref>). The application of routine vs. non-routine sleep interventions has important implications for infant physiology, and therefore health policy. In support of this finding non-routinely swaddled infants have been shown to exhibit higher arousal thresholds (<xref ref-type="bibr" rid="B41">41</xref>) and less spontaneous arousability in AS (<xref ref-type="bibr" rid="B20">20</xref>), both considered risk factors for SIDS (<xref ref-type="bibr" rid="B42">42</xref>). Future studies should further explore habituation to swaddling.</p>
</sec>
<sec id="s4b"><title>Sleep states</title>
<p>To date, a largely neglected area of infant sleep research is the interaction between interventions and sleep architecture (changes in sleep states). This review indicates that swaddling significantly reduces the frequency of infant sleep state changes, promoting quiet sleep and sleep efficiency (<xref ref-type="bibr" rid="B21">21</xref>).</p>
<p>Previous research has associated a deficiency in acethecholine brain receptors with insufficient arousal (<xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B44">44</xref>). It is possible that swaddling, by decreasing the type and number of arousals, may exacerbate this. Furthermore, the arousal threshold from quiet sleep is greater than that from active sleep (<xref ref-type="bibr" rid="B21">21</xref>). By promoting greater duration of quiet sleep at a time when arousal mechanisms are underdeveloped, swaddling may impair an infant&#x0027;s ability to handle a regulatory crisis, such as prolonged apnea. Future research should therefore examine the effect of swaddling on the sequence and duration of infant sleep states.</p>
</sec>
<sec id="s4c"><title>Sleep environment</title>
<p>Both studies conducted in sleep laboratories (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>) found swaddling to have measurable outcomes, and there is evidence from other sleep studies that the study environment is an important moderating variable (<xref ref-type="bibr" rid="B45">45</xref>). For instance, swaddled infants have been shown to demonstrate increased responsiveness to environmental auditory stress compared to the unswaddled condition (<xref ref-type="bibr" rid="B46">46</xref>). Another facet of environment, bedsharing, has also been shown to influence infant sleep and arousal (<xref ref-type="bibr" rid="B28">28</xref>, <xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B47">47</xref>). Bedsharing infants experience significantly less time in deep sleep and significantly more shifts in sleep stages than solitary sleeping infants (<xref ref-type="bibr" rid="B48">48</xref>). Despite these factors, none of the studies in the present review detailed whether bedsharing or co-sleeping (parent sharing room with infant) was a factor considered in their analysis.</p>
</sec>
<sec id="s4d"><title>Swaddle tightness</title>
<p>Motor restraint is a key component of swaddling, fundamental to the intervention. It has been suggested that the sedative effects of swaddling are &#x201C;triggered by very specific stimuli delivered above a certain threshold&#x201D; (<xref ref-type="bibr" rid="B37">37</xref>, <xref ref-type="bibr" rid="B49">49</xref>). This threshold may, in part, be determined by tightness. Indeed, the decreased arousability procured through swaddling is unlikely to be explained merely by the material&#x0027;s constant stimulation of the skin and thermal receptors, as one study in the review (<xref ref-type="bibr" rid="B20">20</xref>) controlled for these factors and still found decreased arousability in swaddled infants. Yet despite the potential importance of swaddle tightness, none of the studies attempted to measure or control it, weakening the value of the studies reviewed. Swaddle tightness is an elusive variable, not only across swaddling studies, but also within health policy. Australian guidelines (<xref ref-type="bibr" rid="B12">12</xref>) advise that swaddles &#x201C;should be firm, to prevent loose wrapping becoming loose bedding. However, the wrap should not be too tight and must allow for hip and chest wall movement.&#x201D; &#x201C;New guidance from the American Academy of Pediatrics does not mention tightness at all (<xref ref-type="bibr" rid="B50">50</xref>). Earlier guidance provided slightly more detail: The swaddle should not be too tight or make it hard for your baby to breathe or move their hips&#x201D; (<xref ref-type="bibr" rid="B51">51</xref>).</p>
<p>That swaddled infants demonstrate heightened responsiveness to environmental auditory stress (<xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B46">46</xref>) supports the hypothesis that tightness may be an important factor in the effectiveness of swaddling. It is possible, for instance, that the tightness of the swaddle numbs tactile sensory receptors prompting a compensatory increase in auditory sensory reception.</p>
<p>There is also evidence to suggest that swaddle tightness may impact cardiorespiratory function. This has implications for SIDS, as abnormalities in cardiorespiratory function have been shown to impact the arousal response needed to regulate breathing (<xref ref-type="bibr" rid="B41">41</xref>, <xref ref-type="bibr" rid="B52">52</xref>, <xref ref-type="bibr" rid="B53">53</xref>). Unless very loose, swaddling increases thoracic compression (<xref ref-type="bibr" rid="B54">54</xref>) which leads to a reduction in oxygen saturation and a consequent increase in respiratory rate and cardiac activity (<xref ref-type="bibr" rid="B21">21</xref>). These physiological changes may explain why swaddling has been associated with an increased risk of acute respiratory infection (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B55">55</xref>). The finding that swaddling has little or no effect on respiratory rate applies only to routinely swaddled infants (<xref ref-type="bibr" rid="B22">22</xref>) contrasting with earlier studies (<xref ref-type="bibr" rid="B56">56</xref>) and with the previous review (<xref ref-type="bibr" rid="B1">1</xref>). The implications of this are important as impaired respiratory and heart rates are associated with arousal difficulties, a key mechanism proposed in the triggering of SIDS (<xref ref-type="bibr" rid="B41">41</xref>). An investigation which explicitly examines swaddle tightness would therefore be of benefit, particularly with regard to the formation of policy guidelines for cardio-respiratory compromised infants.</p>
</sec>
<sec id="s4e"><title>Limitation of review</title>
<p>Only six studies met the inclusion criteria, and no consistent outcomes were revealed. As the integrity of the intervention varied across all studies reviewed, including baseline characteristics, interpretation and transferability of the results should be treated with caution.</p>
</sec>
</sec>
<sec id="s5" sec-type="conclusions"><title>Conclusions</title>
<p>Swaddling was a complex intervention to systematically review due to the variable nature of its application, and the considerable heterogeneity across studies regarding participant characteristics (e.g., feeding method), environment (e.g., laboratory or home) and outcomes measured (e.g., sleep, arousal, or facets of both). By combining physiological and self-report studies, this review provides an understanding of swaddling under differing research conditions.</p>
<p>This review supports the possibility that, by producing conditions unfavorable to arousability, swaddling may increase SIDS risk in infants that are na&#x00EF;ve to the experience (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B20">20</xref>). This argument is strengthened by the finding that swaddling significantly reduces the frequency of sleep state transitions and promotes quiet sleep. Given that swaddling is typically used during the critical period in which infants are most vulnerable to SIDS, namely &#x003C;6 months of age (<xref ref-type="bibr" rid="B52">52</xref>, <xref ref-type="bibr" rid="B57">57</xref>) further research into the effect of swaddling on infant sleep and arousal, particularly for swaddle-na&#x00EF;ve infants, is strongly recommended.</p>
</sec>
</body>
<back>
<sec id="s6" sec-type="data-availability"><title>Data availability statement</title>
<p>The original contributions presented in the study are included in the article/<xref ref-type="sec" rid="s11">Supplementary Material</xref>, further inquiries can be directed to the corresponding author/s.</p>
</sec>
<sec id="s7"><title>Author contributions</title>
<p>AD conceptualised the study, AD &#x0026; HB obtained funding, AD designed and conducted the review, HB verified inclusion, AD &#x0026; HB discussed outcomes, drafted and edited manuscript, and approved the final version. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec id="s8" sec-type="funding-information"><title>Funding</title>
<p>This study was funded by an Economic and Social Research Council Doctoral Studentship to the first author (Grant Ref: ES/J500082/1).</p>
</sec>
<sec id="s9" sec-type="COI-statement"><title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s10" sec-type="disclaimer"><title>Publisher&#x0027;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s11" sec-type="supplementary-material"><title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fped.2022.1000180/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fped.2022.1000180/full&#x0023;supplementary-material</ext-link>.</p>
<supplementary-material id="SD1" content-type="local-data">
<media mimetype="application" mime-subtype="vnd.openxmlformats-officedocument.wordprocessingml.document" xlink:href="Datasheet1.docx"/>
</supplementary-material>
<supplementary-material id="SD2" content-type="local-data">
<media mimetype="application" mime-subtype="vnd.openxmlformats-officedocument.wordprocessingml.document" xlink:href="Datasheet2.docx"/>
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</sec>
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