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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Parasitol.</journal-id>
<journal-title>Frontiers in Parasitology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Parasitol.</abbrev-journal-title>
<issn pub-type="epub">2813-2424</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fpara.2023.1067966</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Parasitology</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Comparison of molecular surveillance methods to assess changes in the population genetics of <italic>Plasmodium falciparum</italic> in high transmission</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Ghansah</surname>
<given-names>Anita</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1440092"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Tiedje</surname>
<given-names>Kathryn E.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1337584"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Argyropoulos</surname>
<given-names>Dionne C.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2055889"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Onwona</surname>
<given-names>Christiana O.</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Deed</surname>
<given-names>Samantha L.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2230935"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Labb&#xe9;</surname>
<given-names>Fr&#xe9;d&#xe9;ric</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2113112"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Oduro</surname>
<given-names>Abraham R.</given-names>
</name>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Koram</surname>
<given-names>Kwadwo A.</given-names>
</name>
<xref ref-type="aff" rid="aff5">
<sup>5</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/972093"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Pascual</surname>
<given-names>Mercedes</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="aff" rid="aff6">
<sup>6</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1148571"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Day</surname>
<given-names>Karen P.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1310523"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Parasitology, Noguchi Memorial Institute for Medical Research, University of Ghana</institution>, <addr-line>Legon</addr-line>, <country>Ghana</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Microbiology and Immunology, The University of Melbourne, Bio21 Institute and Peter Doherty Institute</institution>, <addr-line>Melbourne, VIC</addr-line>, <country>Australia</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Department Ecology and Evolution, The University of Chicago</institution>, <addr-line>Chicago, IL</addr-line>, <country>United States</country>
</aff>
<aff id="aff4">
<sup>4</sup>
<institution>Navrongo Health Research Centre, Ghana Health Service</institution>, <addr-line>Navrongo</addr-line>, <country>Ghana</country>
</aff>
<aff id="aff5">
<sup>5</sup>
<institution>Epidemiology Department, Noguchi Memorial Institute for Medical Research, University of Ghana</institution>, <addr-line>Legon</addr-line>, <country>Ghana</country>
</aff>
<aff id="aff6">
<sup>6</sup>
<institution>Santa Fe Institute</institution>, <addr-line>Santa Fe, NM</addr-line>, <country>United States</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Amy Wesolowski, Bloomberg School of Public Health, Johns Hopkins University, United States</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Jessica Briggs, University of California, San Francisco, United States; Christine Markwalter, Duke University, United States</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Karen P. Day, <email xlink:href="mailto:karen.day@unimelb.edu.au">karen.day@unimelb.edu.au</email>
</p>
</fn>
<fn fn-type="equal" id="fn003">
<p>&#x2020;These authors have contributed equally to this work and share first authorship</p>
</fn>
<fn fn-type="other" id="fn002">
<p>This article was submitted to Epidemiology and Ecology, a section of the journal Frontiers in Parasitology</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>03</day>
<month>04</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>2</volume>
<elocation-id>1067966</elocation-id>
<history>
<date date-type="received">
<day>12</day>
<month>10</month>
<year>2022</year>
</date>
<date date-type="accepted">
<day>14</day>
<month>03</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Ghansah, Tiedje, Argyropoulos, Onwona, Deed, Labb&#xe9;, Oduro, Koram, Pascual and Day</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Ghansah, Tiedje, Argyropoulos, Onwona, Deed, Labb&#xe9;, Oduro, Koram, Pascual and Day</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>A major motivation for developing molecular methods for malaria surveillance is to measure the impact of control interventions on the population genetics of <italic>Plasmodium falciparum</italic> as a potential marker of progress towards elimination. Here we assess three established methods (i) single nucleotide polymorphism (SNP) barcoding (panel of 24-biallelic loci), (ii) microsatellite genotyping (panel of 12-multiallelic loci), and (iii) <italic>var</italic>coding (fingerprinting <italic>var</italic> gene diversity, akin to microhaplotyping) to identify changes in parasite population genetics in response to a short-term indoor residual spraying (IRS) intervention. Typical of high seasonal transmission in Africa, multiclonal infections were found in 82.3% (median 3; range 1-18) and 57.8% (median 2; range 1-12) of asymptomatic individuals pre- and post-IRS, respectively, in Bongo District, Ghana. Since directly phasing multilocus haplotypes for population genetic analysis is not possible for biallelic SNPs and microsatellites, we chose ~200 low-complexity infections biased to single and double clone infections for analysis. Each genotyping method presented a different pattern of change in diversity and population structure as a consequence of variability in usable data and the relative polymorphism of the molecular markers (i.e., SNPs &lt; microsatellites &lt; <italic>var</italic>). <italic>Var</italic>coding and microsatellite genotyping showed the overall failure of the IRS intervention to significantly change the population structure from pre-IRS characteristics (i.e., many diverse genomes of low genetic similarity). The 24-SNP barcode provided limited information for analysis, largely due to the biallelic nature of SNPs leading to a high proportion of double-allele calls and a view of more isolate relatedness compared to microsatellites and <italic>var</italic>coding. Relative performance, suitability, and cost-effectiveness of the methods relevant to sample size and local malaria elimination in high-transmission endemic areas are discussed.</p>
</abstract>
<kwd-group>
<kwd>population genetics</kwd>
<kwd>high transmission</kwd>
<kwd>SNPs (single nucleotide polymorphisms)</kwd>
<kwd>microsatellies</kwd>
<kwd>
<italic>var</italic> genes</kwd>
<kwd>molecular markers</kwd>
<kwd>malaria control interventions</kwd>
<kwd>
<italic>Plasmodium falciparum</italic>
</kwd>
</kwd-group>
<contract-num rid="cn001">R01-TW009670</contract-num>
<contract-num rid="cn002">R01-AI149779</contract-num>
<contract-sponsor id="cn001">Fogarty International Center<named-content content-type="fundref-id">10.13039/100000061</named-content>
</contract-sponsor>
<contract-sponsor id="cn002">National Institute of Allergy and Infectious Diseases<named-content content-type="fundref-id">10.13039/100000060</named-content>
</contract-sponsor>
<counts>
<fig-count count="5"/>
<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="64"/>
<page-count count="14"/>
<word-count count="8848"/>
</counts>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<label>1</label>
<title>Introduction</title>
<p>The World Health Organization&#x2019;s malaria elimination strategy recommends the use of molecular methods for surveillance to measure the impact of malaria control interventions on the population genetics of <italic>Plasmodium falciparum</italic> (<xref ref-type="bibr" rid="B60">World Health Organization, 2022</xref>). High-transmission endemic areas present a specific challenge for molecular surveillance, especially in sub-Saharan Africa (SSA) where ~95% of the global malaria cases occurred in 2021 (<xref ref-type="bibr" rid="B60">World Health Organization, 2022</xref>). Here there is extensive genomic diversity of the parasite population (e.g., Pf6 database (<xref ref-type="bibr" rid="B30">MalariaGEN Consortium, 2021</xref>)) with many infected individuals carrying multiclonal <italic>P. falciparum</italic> infections (i.e., complexity or multiplicity of infection (MOI) &gt; 1) (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B31">Mobegi et&#xa0;al., 2012</xref>; <xref ref-type="bibr" rid="B4">Auburn and Barry, 2017</xref>) with a genetic structure consistent with frequent sexual recombination (meiosis) (<xref ref-type="bibr" rid="B5">Babiker et&#xa0;al., 1994</xref>; <xref ref-type="bibr" rid="B38">Paul et&#xa0;al., 1995</xref>). This contrasts with the genetic diversity seen in low-transmission regions of South America and Southeast Asia, as well as areas of intense malaria control in SSA such as in Senegal and Zambia, where parasite populations are largely clonal (i.e., MOI = 1) and highly related (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B2">Anthony et&#xa0;al., 2005</xref>; <xref ref-type="bibr" rid="B39">Pumpaibool et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B34">Noviyanti et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B4">Auburn and Barry, 2017</xref>).</p>
<p>Panels of multiallelic microsatellites have been widely used to look at <italic>P. falciparum</italic> population genetics in a range of transmission settings to define linkage disequilibrium (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B29">Machado et&#xa0;al., 2004</xref>; <xref ref-type="bibr" rid="B2">Anthony et&#xa0;al., 2005</xref>; <xref ref-type="bibr" rid="B31">Mobegi et&#xa0;al., 2012</xref>; <xref ref-type="bibr" rid="B62">Yalcindag et&#xa0;al., 2012</xref>; <xref ref-type="bibr" rid="B8">Barry et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B55">Vera-Arias et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B26">Kattenberg et&#xa0;al., 2020</xref>). Most recently, biallelic single nucleotide polymorphisms (SNPs) have been used by malariologists working in low- to moderate-transmission settings to look at diversity and population structure of clinical infections in response to interventions (<xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B33">Nkhoma et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B9">Bei et&#xa0;al., 2018</xref>). Data from both SNPs and microsatellites were analyzed by neutral theory (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B15">Daniels et&#xa0;al., 2008</xref>). However, when used in high transmission, SNP barcoding and microsatellite genotyping have limitations for genetic diversity inferences as multiclonal infections are common, resulting in multilocus haplotypes that cannot be accurately reconstructed or phased from genotyping data. Two empirical solutions have been proposed to analyze SNP and/or microsatellite data for population genetics from these complex infections. The simplest solution is to only use monoclonal <italic>P. falciparum</italic> infections, thereby reducing the sample size. Consequently many samples are collected to analyze the few (<xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B56">Verity et&#xa0;al., 2020</xref>). The alternative is to use multiclonal infections to identify the major allele at each of the SNP or microsatellite loci to infer or construct a &#x201c;dominant infection haplotype&#x201d; dataset (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B56">Verity et&#xa0;al., 2020</xref>). More recently, various computational methods have been developed to infer haplotypes (<xref ref-type="bibr" rid="B63">Zhu et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B64">Zhu et&#xa0;al., 2019</xref>). These remain largely untested on datasets from high transmission and do not account for the rate of sexual recombination seen in moderate- to high-transmission endemic areas (<xref ref-type="bibr" rid="B5">Babiker et&#xa0;al., 1994</xref>; <xref ref-type="bibr" rid="B37">Paul and Day, 1998</xref>).</p>
<p>To characterize <italic>P. falciparum</italic> population structure in response to interventions, we have developed an empirical approach known as <italic>var</italic> genotyping or <italic>var</italic>coding based on <italic>var</italic> genes (~40-60 <italic>var</italic> genes per genome) which encode for the major variant surface antigen of asexual blood stages known as <italic>P. falciparum</italic> erythrocyte membrane protein 1 (PfEMP1) (<xref ref-type="bibr" rid="B10">Bull et&#xa0;al., 1998</xref>; <xref ref-type="bibr" rid="B18">Gardner et&#xa0;al., 2002</xref>; <xref ref-type="bibr" rid="B40">Rask et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B35">Otto et&#xa0;al., 2019</xref>). <italic>Var</italic>coding is a fingerprinting method by amplicon sequencing, akin to microhaplotyping, which identifies the diversity of the <italic>var</italic> genes per <italic>P. falciparum</italic> infection (i.e., isolate) using sequences encoding the immunogenic Duffy-binding-like &#x3b1; domain (DBL&#x3b1;) of PfEMP1 variants, defined as DBL&#x3b1; types. Analysis of the relationship between DBL&#x3b1; types and exon 1 of <italic>var</italic> genes in Malawi and Ghana has shown that each DBL&#x3b1; type, especially upsB and upsC types (i.e., non-upsA), is predominantly associated with a single <italic>var</italic> gene, and therefore DBL&#x3b1; type diversity acts as a suitable surrogate for <italic>var</italic> diversity per host and in the population (<xref ref-type="bibr" rid="B49">Tan et&#xa0;al., 2023</xref>). Prior population investigations based on DBL&#x3b1; types in high-transmission settings of SSA have demonstrated that sequences of this marker are highly diverse in local endemic areas with thousands of variants described (<xref ref-type="bibr" rid="B7">Barry et&#xa0;al., 2007</xref>; <xref ref-type="bibr" rid="B11">Chen et&#xa0;al., 2011</xref>; <xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B41">Rorick et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B54">Tonkin-Hill et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>). Parasite genomes in natural populations in SSA are typically composed of distinct sets of <italic>var</italic> genes (i.e., <italic>var</italic> repertoires), which are largely non-overlapping (<xref ref-type="bibr" rid="B11">Chen et&#xa0;al., 2011</xref>; <xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B41">Rorick et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>) likely due to immune selection (<xref ref-type="bibr" rid="B22">He et&#xa0;al., 2018</xref>). This makes it possible to count the number of diverse <italic>var</italic> repertoires (termed MOI<italic>
<sub>var</sub>
</italic>) present in an isolate by simply counting the number of DBL&#x3b1; types in an isolate (repertoire size) and then dividing by the median number of DBL&#x3b1; types amplified per genome (<xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>; <xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). The method has been shown to work well across MOI ranges from 1 to &gt; 20 (<xref ref-type="bibr" rid="B27">Labb&#xe9; et&#xa0;al., 2023</xref>). <italic>Var</italic>coding does not require the construction of multilocus haplotypes for each clone in an isolate (i.e., phasing) due to the non-overlapping population structure of <italic>var</italic> repertoires allowing multiple <italic>P. falciparum</italic> clones to accumulate within a human host in high transmission (<xref ref-type="bibr" rid="B7">Barry et&#xa0;al., 2007</xref>; <xref ref-type="bibr" rid="B11">Chen et&#xa0;al., 2011</xref>; <xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>). Using this method, measures of heterozygosity and similarity of isolate repertoires are easily calculated by the pairwise type sharing (PTS) statistic, a measure of identity-by-state (IBS) (<xref ref-type="bibr" rid="B7">Barry et&#xa0;al., 2007</xref>; <xref ref-type="bibr" rid="B48">Speed and Balding, 2015</xref>).</p>
<p>For molecular surveillance to be used routinely in Africa, it should efficiently report changes in diversity and population structure of <italic>P. falciparum</italic> locally and be easily deployed in endemic areas, especially in high transmission, in a cost-effective way. This requires us to identify genotyping techniques that provide information with few genetic markers to analyze relatively small sample sizes in regional laboratories. Here we assess the performance of three field applicable genotyping methods, i.e., (i) SNP barcoding (panel of 24-biallelic loci), (ii) microsatellite genotyping (panel of 12-multiallelic loci), and (iii) <italic>var</italic>coding under the conditions of high seasonal transmission in Ghana, one of the 11 highest burden countries for malaria globally (<xref ref-type="bibr" rid="B61">World Health Organization &amp; Roll Back Malaria Partnership to End Malaria, 2019</xref>; <xref ref-type="bibr" rid="B59">World Health Organization, 2021</xref>). The effectiveness of these methods to describe changes in the diversity and similarity of <italic>P. falciparum</italic> at the end of the wet season before (October 2012) and after (October 2015) the implementation of three rounds of indoor residual spraying (IRS) using non-pyrethroid insecticides, managed under operational conditions (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>) is documented. The IRS reduced transmission intensity in Bongo by &gt; 90% at the peak of the wet season as measured by the monthly entomological inoculation rate (EIR) (infective bites/person/month (ib/p/m)) between August 2013 (pre-IRS) (EIR = 5.3 ib/p/m) and August 2015 (post-IRS) (EIR = 0.4 ib/p/m) (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Coincident with this decrease in transmission, declines in microscopic <italic>P. falciparum</italic> prevalence (42.0% to 27.0%) and median densities (520 parasites/&#x3bc;L to 320 parasites/&#x3bc;L) were also observed pre- to post-IRS (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>).</p>
<p>Each genotyping method presented a different pattern of change of population diversity and structure when sampling monoclonal or low-complexity infections, consistent with marker variability. The 24-SNP barcode was least informative, largely due to the biallelic nature of SNPs leading to a high proportion of double-allele calls (DACs), whereas microsatellites showed high haplotype diversity with ten markers but no measurable change in population structure after the IRS. For this sample size of 200 isolates, <italic>var</italic>coding and microsatellite genotyping provided the most informative analysis showing the overall failure of the IRS intervention to significantly change the population structure from pre-IRS (i.e., many diverse genomes of low genetic similarity). Although we note that <italic>var</italic>coding did detect a subtle shift towards less similarity of <italic>var</italic> repertoires after IRS suggesting the method is sensitive to decreased transmission creating fewer recombinant genomes as a consequence of less outcrossing. The results of this study provide useful information for high-burden countries in Africa looking at strategies to deploy molecular surveillance to assess changes in parasite diversity and population structure in relatively small sample sizes from sentinel sites in local endemic areas.</p>
</sec>
<sec id="s2" sec-type="materials|methods">
<label>2</label>
<title>Materials and methods</title>
<sec id="s2_1">
<label>2.1</label>
<title>Study population and ethical approvals</title>
<p>The <italic>P. falciparum</italic> data utilized in this study was collected from participants with microscopically confirmed asymptomatic <italic>P. falciparum</italic> infections (i.e., isolates) at the end of the wet season (i.e., high-transmission season) from two proximal catchment areas (i.e., Vea/Gowrie and Soe, with a sampling area of ~60 km<sup>2</sup>) in Bongo District, Ghana (hereinafter referred to collectively as &#x201c;Bongo&#x201d;) (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Using an interrupted time-series study design, two age-stratified surveys of ~2,000 participants per survey were undertaken pre-IRS (October 2012) and post-IRS (October 2015) against a backdrop of widely distributed long-lasting insecticidal nets (LLIN) (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Bongo, located in the Upper East Region, is categorized as a high-transmission area based on the WHO &#x201c;A Framework for Malaria Elimination&#x201d; (<xref ref-type="bibr" rid="B57">WHO/GMP, 2017</xref>) where <italic>P. falciparum</italic> prevalence was &#x2265; 35% in 2012 (73.8%) and 2015 (41.6%) (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Detailed information on the study site, the study population, inclusion/exclusion criteria, data collection procedures, etc. have been described previously (<xref ref-type="bibr" rid="B52">Tiedje et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). The study was reviewed/approved by the ethics committees at the Navrongo Health Research Centre (Navrongo, Ghana), Noguchi Memorial Institute for Medical Research (Legon, Ghana), The University of Chicago (Chicago, United States), and The University of Melbourne (Melbourne, Australia).</p>
</sec>
<sec id="s2_2">
<label>2.2</label>
<title>Genotyping methods</title>
<sec id="s2_2_1">
<label>2.2.1</label>
<title>
<italic>Var</italic>coding</title>
<p>For <italic>var</italic>coding, the sequences encoding the DBL&#x3b1; tags of <italic>P. falciparum var</italic> genes were amplified by PCR, pooled, and sequenced on the Illumina MiSeq platform (2x300bp paired-end configuration) (New York University Genome Technology Center, New York, NY, United States; Australian Genome Research Facility, Melbourne, Australia) (<xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B22">He et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>). This high-throughput sequencing method was utilized for all participants with microscopically confirmed asymptomatic <italic>P. falciparum</italic> infections in the pre-IRS (N = 808) and post-IRS (N = 545) surveys (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S1</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). The DBL&#x3b1; sequence tags were then cleaned, clustered, and classified using a suite of custom bioinformatic pipelines (<xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B22">He et&#xa0;al., 2018</xref>). For a detailed description of these pipelines please see the tutorial: <ext-link ext-link-type="uri" xlink:href="https://github.com/UniMelb-Day-Lab/tutorialDBLalpha">https://github.com/UniMelb-Day-Lab/tutorialDBLalpha</ext-link>.</p>
</sec>
<sec id="s2_2_2">
<label>2.2.2</label>
<title>24-SNP molecular barcoding</title>
<p>The 24-SNP molecular barcoding was undertaken for the isolates selected for this comparative analysis (<xref ref-type="supplementary-material" rid="SM2">
<bold>Table S2</bold>
</xref>) using a 384-well format using the method described by <xref ref-type="bibr" rid="B15">Daniels et&#xa0;al. (2008)</xref>. Briefly for each reaction, template and water in a total volume of 2.5 &#x3bc;l was added to a 2.5 &#x3bc;l mix made up of 0.125 &#x3bc;l 40&#xd7; SNP assay and 2.5 &#x3bc;l Master Mix in a 384-well optical PCR plate and mixed, for a total reaction volume of 5 &#x3bc;l. The plate was covered with an optical plate seal and amplified in an ABI 7900 HT (Department of Parasitology, Noguchi Memorial Institute for Medical Research, Legon, Ghana). Following the amplification, all isolates were analyzed using the Applied Biosystem&#x2019;s proprietary Allelic Discrimination and Absolute Quantitation software.</p>
</sec>
<sec id="s2_2_3">
<label>2.2.3</label>
<title>Microsatellite genotyping</title>
<p>Microsatellite genotyping and sequencing methods utilized for the isolates included in this analysis (<xref ref-type="supplementary-material" rid="SM2">
<bold>Table S2</bold>
</xref>) have been previously genotyped for ten putatively neutral microsatellite markers (2490, TA81, TA87, TA109, TA60, POLYA, ARA2, PfG377, PfPK2, and TA40) (<xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>).</p>
</sec>
</sec>
<sec id="s2_3">
<label>2.3</label>
<title>Multiplicity of infection</title>
<p>Multiplicity of infection by <italic>var</italic>coding (i.e., MOI<sub>
<italic>var</italic>
</sub>) was calculated based on the number of DBL&#x3b1; types in an isolate due to the limited overlap between DBL&#x3b1; isolate repertoires as previously shown, especially in high transmission (<xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>; <xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). To calculate MOI<sub>
<italic>var</italic>
</sub> the non-upsA DBL&#x3b1; types were chosen since not only are they more diverse and less conserved than the upsA DBL&#x3b1; types, but they have also been shown to have a more specific 1-to-1 relationship with a single <italic>var</italic> gene compared to upsA (<xref ref-type="bibr" rid="B49">Tan et&#xa0;al., 2023</xref>). Based on each isolate&#x2019;s non-upsA DBL&#x3b1; repertoire size, MOI<italic>
<sub>var</sub>
</italic> was estimated using a cut-off value of 45 non-upsA DBL&#x3b1; types per <italic>P. falciparum</italic> genome. This cut-off was selected based on the median number of non-upsA DBL&#x3b1; types identified for the 3D7 laboratory isolate included as a control during <italic>var</italic>coding (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S2</bold>
</xref>). Using this cut-off, MOI<sub>
<italic>var</italic>
</sub> bins were defined as follows: 1 to 45 non-upsA DBL&#x3b1; types were estimated to be monoclonal infections (i.e., MOI<italic>
<sub>var</sub>
</italic> = 1), isolates with 46 to 90 non-upsA DBL&#x3b1; types were estimated to be carrying two <italic>P. falciparum</italic> clones (i.e., MOI<italic>
<sub>var</sub>
</italic> = 2, multiclonal infections), isolates with 91 to 135 non-upsA DBL&#x3b1; types were estimated to be carrying three <italic>P. falciparum</italic> clones (i.e., MOI<italic>
<sub>var</sub>
</italic> = 3, multiclonal infections), and so on.</p>
<p>MOI<italic>
<sub>var</sub>
</italic> could only be estimated for those isolates with DBL&#x3b1; sequence data, resulting in 742 (91.8%) and 510 (93.6%) isolates in the pre- and post-IRS surveys, respectively (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S1</bold>
</xref> and <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). For these isolates with DBL&#x3b1; sequencing data, the median asymptomatic <italic>P. falciparum</italic> densities in the pre-IRS (560 parasites/&#x3bc;L) and post-IRS (360 parasites/&#x3bc;L) surveys were of similar magnitudes and ~5-9 times higher compared to those isolates with no DBL&#x3b1; sequencing data pre-IRS (160 parasites/&#x3bc;L) and post-IRS (40 parasites/&#x3bc;L). Consistent with other high-transmission areas in SSA, we found that the majority of <italic>P. falciparum</italic> isolates were composed of multiclonal infections, i.e., 82.3% and 57.8% for the pre- and post-IRS surveys, respectively (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>). Whilst the median MOI<italic>
<sub>var</sub>
</italic> values were 3 [IQR: 2 &#x2013; 5] pre-IRS and 2 [IQR: 1 &#x2013; 2] post-IRS, the MOI<italic>
<sub>var</sub>
</italic> frequency distributions show many individuals had multiclonal infections greater than three (39.9% and 12.1% pre- and post-IRS, respectively). At the extreme of the range, MOI<italic>
<sub>var</sub>
</italic> detected a maximum of 18 and 12&#xa0;P<italic>. falciparum</italic> coinfections per isolate for the pre- and post-IRS, respectively (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>).</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>MOI<italic>
<sub>var</sub>
</italic> frequency distributions for all <italic>P. falciparum</italic> isolates with DBL&#x3b1; sequence data collected pre-IRS (dark green) and post-IRS (light green). The median MOI<italic>
<sub>var</sub>
</italic> pre-IRS (median = 3 [IQR: 2 &#x2013; 5]) and post-IRS (median = 2 [IQR: 1 &#x2013; 2]) are indicated with the black dashed lines. On the horizontal axis are the MOI<italic>
<sub>var</sub>
</italic> categories as determined using <italic>var</italic>coding (see Materials and Methods) for all <italic>P. falciparum</italic> isolates with DBL&#x3b1; sequence data (pre-IRS N = 742; post-IRS N = 510) (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S1</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). The MOI<italic>
<sub>var</sub>
</italic> categories between 10 to 20 are shown in the upper right inserts to show the maximums for the pre-IRS (range: 1-18) and post-IRS (range: 1-12) surveys.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpara-02-1067966-g001.tif"/>
</fig>
</sec>
<sec id="s2_4">
<label>2.4</label>
<title>Isolate filtering</title>
<p>In order to compare the performance of the three genotyping methods to describe diversity and population structure, a subset of 215 and 200&#xa0;<italic>P. falciparum</italic> isolates with the lowest complexity were selected pre- and post-IRS, respectively. These isolates had previously been chosen for microsatellite genotyping using <italic>var</italic>coding to estimate MOI (<xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>). They were then used for SNP genotyping. To improve the likelihood of obtaining SNP and microsatellite genotyping data, isolates with monoclonal infections (MOI<italic>
<sub>var</sub>
</italic> = 1) and low quality DBL&#x3b1; sequencing data (22% and 49% pre- and post-IRS, respectively) were not included in the subset of low-complexity isolates selected pre-IRS (N = 215, median MOI<italic>
<sub>var</sub>
</italic> = 2 [IQR: 1 &#x2013; 2]) and post-IRS (N = 200, median MOI<italic>
<sub>var</sub>
</italic> = 1 [IQR: 1 &#x2013; 2] (<xref ref-type="supplementary-material" rid="SM1">
<bold>Figure S1</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM2">
<bold>Table S2</bold>
</xref>). Note that these isolates selected pre- and post-IRS were not statistically different than those isolates in the original study population for any of the key variables, except age pre-IRS (<italic>p-value</italic> &lt; 0.001, Chi-square test) and parasitemia post-IRS (<italic>p-value</italic> &lt; 0.01, Mann Whitney U test) (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>).</p>
</sec>
<sec id="s2_5">
<label>2.5</label>
<title>Measures of genetic diversity</title>
<p>To estimate genetic diversity, the number of unique multilocus haplotypes (<italic>h</italic>), the number of alleles (<italic>A</italic>), and expected heterozygosity (<italic>H<sub>e</sub>
</italic>) were calculated for the SNP and microsatellite markers using the R package <italic>poppr</italic> 2.9.3 (<xref ref-type="bibr" rid="B25">Kamvar et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B24">Kamvar et&#xa0;al., 2015</xref>). For the DBL&#x3b1; types, diversity was measured using richness, defined as the number of unique DBL&#x3b1; types observed (i.e., DBL&#x3b1; type pool size). In addition, we also assessed <italic>var</italic> (or DBL&#x3b1; type) expected heterozygosity (<italic>H<sub>v</sub>
</italic>) (<xref ref-type="bibr" rid="B41">Rorick et&#xa0;al., 2018</xref>). If each isolate had a repertoire of exactly one DBL&#x3b1; type, pairwise type sharing (PTS) (see section 2.6 below for more information) would be roughly equivalent to <italic>var</italic> expected homozygosity (1 - <italic>H<sub>v</sub>
</italic>), and thus by calculating the pairwise type difference (PTD = 1 - PTS) statistic we can obtain <italic>var</italic> expected heterozygosity (<italic>H<sub>v</sub>
</italic>).</p>
</sec>
<sec id="s2_6">
<label>2.6</label>
<title>Measures of genetic similarity</title>
<p>Genetic similarity among the isolates in the pre- and post-IRS surveys, i.e., the number of shared loci (SNPs, microsatellites, and DBL&#x3b1; types), was assessed by comparing every isolate to every other isolate. To undertake the comparisons for the SNPs and microsatellites, we used the pairwise allele sharing (P<sub>AS</sub>) statistic, using only isolates with the &#x201c;monoclonal infections&#x201d; and complete multilocus infection haplotypes (i.e., no missing genotyping data) (<xref ref-type="bibr" rid="B46">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017a</xref>; <xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>). These complete multilocus haplotypes (i.e., phased isolates) for the SNPs and microsatellites were necessary to ensure that the denominator in the P<sub>AS</sub> calculations would be consistent for the SNPs (i.e., 20 loci) and microsatellites (i.e., ten loci). The P<sub>AS</sub> scores were calculated using <italic>P<sub>AS</sub> = n<sub>ab</sub>/n<sub>l</sub>
</italic>, where <italic>n<sub>ab</sub>
</italic> is the number of alleles shared between the isolate haplotypes and <italic>n<sub>l</sub>
</italic> is the number of loci examined (i.e., 20 SNPs and ten microsatellites). To measure similarity for the DBL&#x3b1; types we used the PTS statistic, calculated as <italic>PTS = 2n<sub>ab</sub>/(n<sub>a</sub> + n<sub>b</sub>)</italic>, where <italic>n<sub>a</sub>
</italic> and <italic>n<sub>b</sub>
</italic> are the number of unique DBL&#x3b1; types in the repertoires of isolate <italic>a</italic> and isolate <italic>b</italic>, and <italic>n<sub>ab</sub>
</italic> are the number of DBL&#x3b1; types shared between isolate <italic>a</italic> and isolate <italic>b</italic> (<xref ref-type="bibr" rid="B7">Barry et&#xa0;al., 2007</xref>). The advantages of P<sub>AS</sub> and PTS is that they are convenient statistics that can be quickly and easily calculated to evaluate the number of SNP/microsatellite alleles or DBL&#x3b1; types shared between two different isolates. Both the P<sub>AS</sub> and PTS scores were calculated between all isolate pairs in each survey (pre-IRS and post-IRS) and represent the proportion of sharing (or relatedness) between two isolates with scores ranging from 0 (i.e., dissimilar or unrelated) to 1 (i.e., identical or clones). Both the P<sub>AS</sub> and PTS statistics are measures of identity-by-state (IBS) used to assess similarly or relatedness between isolates and were not used to infer inheritance from a recent common ancestor (i.e., identity-by-decent (IBD)) (<xref ref-type="bibr" rid="B48">Speed and Balding, 2015</xref>).</p>
</sec>
<sec id="s2_7">
<label>2.7</label>
<title>Statistical analysis</title>
<p>All statistical analyses were carried out in R 4.0.5 (<xref ref-type="bibr" rid="B12">Core Team, 2018</xref>) implemented in RStudio 1.4.1106 (<xref ref-type="bibr" rid="B43">RStudio, 2020</xref>) using the R package <italic>tidyverse</italic> 1.3.1 (<xref ref-type="bibr" rid="B58">Wickham et&#xa0;al., 2019</xref>) for data curation, analysis, and visualization.</p>
</sec>
</sec>
<sec id="s3" sec-type="results">
<label>3</label>
<title>Results</title>
<sec id="s3_1">
<label>3.1</label>
<title>Genotyping of asymptomatic <italic>Plasmodium falciparum</italic> infections</title>
<p>Selection of isolates from asymptomatic individuals for genotyping was biased towards low-complexity infections as outlined in the Materials and Methods. The amount of usable data for each marker from these low-density asymptomatic infections was assessed for each marker as follows.</p>
<sec id="s3_1_1">
<label>3.1.1</label>
<title>SNPs</title>
<p>From the 200 isolates selected pre- and post-IRS, SNP barcoding data was successfully obtained from 161 (80.5%) and 200 (100%) isolates in the pre- and post-IRS surveys, respectively. Using these successfully genotyped isolates, the SNP calls were then aggregated and all SNP loci with a call rate of at least 80% in both surveys were included (<xref ref-type="bibr" rid="B15">Daniels et&#xa0;al., 2008</xref>; <xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>). Based on this call rate, four loci (i.e., A4, A10, B10, and B12) were removed, resulting in 20-SNP loci being used for the molecular analyses (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S3</bold>
</xref>). Finally, only those isolates with ambiguous or missing calls at four or fewer of the 20-SNP loci (&#x2264; 20%) were included in downstream analyses (<xref ref-type="bibr" rid="B15">Daniels et&#xa0;al., 2008</xref>; <xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>), resulting in 157 (78.5%) and 200 (100%) isolates in the pre- and post-IRS surveys, respectively (<xref ref-type="fig" rid="f2">
<bold>Figures&#xa0;2</bold>
</xref>, <xref ref-type="fig" rid="f3">
<bold>3</bold>
</xref>). These isolates were defined as the &#x201c;cleaned infections&#x201d; dataset (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>). All isolates included in the &#x201c;cleaned infections&#x201d; dataset were then evaluated to determine if they were monoclonal or multiclonal infections following the 24-SNP barcode data exclusion criteria of Daniels et&#xa0;al (<xref ref-type="bibr" rid="B15">Daniels et&#xa0;al., 2008</xref>; <xref ref-type="bibr" rid="B13">Daniels et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>). All isolates with more than one of the 20-SNP loci (&gt; 5%) showing a double-allele call (DAC) were considered as multiclonal infections (i.e., MOI &gt; 1) (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S3</bold>
</xref>) and were excluded from the population genetic analyses (<xref ref-type="fig" rid="f3">
<bold>Figure&#xa0;3</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM2">
<bold>Tables S4</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM2">
<bold>S5</bold>
</xref>). We used this threshold to allow for the fact that one SNP may be miscalled as a DAC (i.e., low-level genotyping error) even in a monoclonal infection (<xref ref-type="bibr" rid="B15">Daniels et&#xa0;al., 2008</xref>; <xref ref-type="bibr" rid="B33">Nkhoma et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>). Based on this cut-off, only 73 (46.5%) and 125 (62.5%) isolates in the pre- and post-IRS surveys, respectively, were classified as monoclonal infections and included in the &#x201c;monoclonal infections&#x201d; dataset for analysis (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>).</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>MOI<italic>
<sub>var</sub>
</italic> frequency distributions for the pre- and post-IRS surveys. Breakdown of the <italic>P. falciparum</italic> isolates selected and genotyped in the SNP (orange), microsatellite (yellow), and DBL&#x3b1; type (green) datasets used for the population genetic anlyses in the pre- <bold>(A)</bold> and post-IRS <bold>(B)</bold> surveys (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S2</bold>
</xref>). The &#x201c;cleaned infections&#x201d; datasets include only isolates with genotyping data meeting the established selection criteria for the SNPs (i.e., missing calls at &#x2264; 20% of the 20-SNP loci), microsatellites (i.e., data at &#x2265; 3 of the 10-microsatellite loci), and DBL&#x3b1; types (i.e., &#x2265; 20 DBL&#x3b1; types) (*Note: Of the 215 isolates selected pre-IRS, a slightly different subset of 200 isolates had to be used for the SNP and microsatellite genotyping due to isolate availability. However, between these two datasets, 92.5% (N = 185) isolates genotyped were the same.). To undertake the population genetic analyses, specifically for the SNPs and microsatellites, only isolates with &#x201c;monoclonal infections&#x201d; were used. Finally, to undertake the genetic similarity analyses using the SNPs and microsatellites, only those isolates with &#x201c;monoclonal infections&#x201d; and complete multilocus infection haplotypes (i.e., no missing genotype data, see Materials and Methods) were included. MOI<italic>
<sub>var</sub>
</italic> frequency distributions of the <italic>P. falciparum</italic> isolates in the SNP (orange), microsatellite (yellow), and DBL&#x3b1; type (green) &#x201c;cleaned infections&#x201d; datasets for the pre- <bold>(C)</bold> and post-IRS <bold>(D)</bold> surveys (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S2</bold>
</xref>). The median MOI<italic>
<sub>var</sub>
</italic> values for each marker are indicated with the black dashed lines.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpara-02-1067966-g002.tif"/>
</fig>
<fig id="f3" position="float">
<label>Figure&#xa0;3</label>
<caption>
<p>The frequency distributions for the number of SNP loci missing data (grey) <bold>(A)</bold> and the number of double-allele calls (DACs) (orange) <bold>(B)</bold> for the <italic>P. falciparum</italic> isolates included in the &#x201c;cleaned infections&#x201d; datasets pre- and post-IRS. The black dashed lines in each plot indicate the median number of SNP loci missing data per isolate (pre-IRS median = 1 [IQR: 0 &#x2013; 1]; post-IRS median = 0 [IQR: 0 &#x2013; 1]) and the median number DACs per isolate (pre-IRS median = 2 [IQR: 1 &#x2013; 3]; post-IRS (median = 1 [IQR: 1 &#x2013; 2]) are indicated with the black dashed lines (<xref ref-type="supplementary-material" rid="SM2">
<bold>Tables S4</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM2">
<bold>S5</bold>
</xref>). For those isolates included in the pre- (N = 157) and post-IRS (N = 200) &#x201c;cleaned infections&#x201d; datasets for the SNPs, see <xref ref-type="supplementary-material" rid="SM1"><bold>Data Sheets 1</bold></xref> and <xref ref-type="supplementary-material" rid="SM1"><bold>2</bold></xref>, respectively.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpara-02-1067966-g003.tif"/>
</fig>
</sec>
<sec id="s3_1_2">
<label>3.1.2</label>
<title>Microsatellites</title>
<p>All details for the microsatellite genotyping and data cleaning for the 200 isolates selected pre- and post-IRS have been previously published (<xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>). Briefly, using ten microsatellite loci, 192 (96.0%) and 200 (100%) isolates with genotyping data at &#x2265; 3 microsatellite loci in the pre- and post-IRS surveys, respectively, were included in the &#x201c;cleaned infections&#x201d; dataset (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>). All isolates with (i) &#x201c;true&#x201d; monoclonal infections (i.e., one allele at all ten loci) or (ii) a maximum of two alleles at any locus (i.e., MOI = 2) where a dominant multilocushaplotype could be constructed (or phased) (<xref ref-type="bibr" rid="B1">Anderson et&#xa0;al., 2000</xref>; <xref ref-type="bibr" rid="B46">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017a</xref>; <xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>), were included in the &#x201c;monoclonal infections&#x201d; dataset, since phasing is possible for up to two microsatellite haplotypes. This resulted in 128 (66.7%) and 156 (78.0%) isolates from the pre- and post-IRS surveys, respectively (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>).</p>
</sec>
<sec id="s3_1_3">
<label>3.1.3</label>
<title>DBL&#x3b1; types</title>
<p>High-quality sequencing data (i.e., &#x2265; 20 DBL&#x3b1; types) was obtained from 172 (80.0%) and 193 (96.5%) isolates in the pre- and post-IRS surveys, respectively (i.e., &#x201c;cleaned infections&#x201d; dataset) (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). Using <italic>var</italic>coding we determined the number of unique DBL&#x3b1; types in each isolate. Since the underlying population structure of the <italic>var</italic> multigene family in Bongo pre-IRS was characterized by non-overlapping DBL&#x3b1; isolate repertoires (<xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>), we were able to use this limited similarity of repertoires in an isolate in high transmission to estimate clonality of infections (i.e., mono- or multiclonal). Therefore, in comparison to the SNPs and microsatellites, the <italic>var</italic>coding approach allowed for the inclusion of all isolates successfully genotyped for the data analyses, regardless of their MOI as phasing (i.e., haplotype construction) was unnecessary. As a result, all isolates successfully genotyped pre-IRS (N = 172) and post-IRS (N = 193) were included (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>).</p>
</sec>
</sec>
<sec id="s3_2">
<label>3.2</label>
<title>Genetic diversity</title>
<p>Even in isolates selected for low complexity, we found that 19 and 20 of the SNP loci were biallelic in the pre- and post-IRS surveys, respectively (<xref ref-type="supplementary-material" rid="SM2">
<bold>Tables S4</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM2">
<bold>S5</bold>
</xref>), with the mean number of alleles per locus (<italic>A</italic>) being 1.9 and 2.0 in the pre- and post-IRS surveys, respectively (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>). All the microsatellite loci genotyped were polymorphic pre-IRS (from 5 to 20 alleles per locus) and post-IRS (from 5 to 22 alleles per locus) with the mean number of alleles per locus (<italic>A)</italic> being similar in both surveys, despite the IRS intervention (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>) (<xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>). Using the DBL&#x3b1; types, we found that diversity, as measured using richness, was considerable, with 7,736 and 7,251 unique DBL&#x3b1; types being identified pre- and post-IRS, respectively (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>).</p>
<table-wrap id="T1" position="float">
<label>Table&#xa0;1</label>
<caption>
<p>Patterns of <italic>P. falciparum</italic> genetic diversity using the &#x201c;monoclonal infections&#x201d; datasets for the SNPs, microsatellites, and DBL&#x3b1; types pre- and post-IRS (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>).</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left"/>
<th valign="middle" colspan="4" align="center">Pre-IRS<break/>(October 2012)</th>
<th valign="middle" colspan="4" align="center">Post-IRS<break/>(October 2015)</th>
</tr>
<tr>
<th valign="middle" align="left">Genetic markers</th>
<th valign="middle" align="center">N</th>
<th valign="middle" align="center">
<italic>h</italic>
</th>
<th valign="middle" align="center">
<italic>A</italic>
</th>
<th valign="middle" align="center">
<italic>H<sub>e</sub>
</italic>
</th>
<th valign="middle" align="center">N</th>
<th valign="middle" align="center">
<italic>h</italic>
</th>
<th valign="middle" align="center">
<italic>A</italic>
</th>
<th valign="middle" align="center">
<italic>H<sub>e</sub>
</italic>
</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">SNPs</td>
<td valign="middle" align="center">73</td>
<td valign="middle" align="center">71</td>
<td valign="middle" align="center">1.9</td>
<td valign="middle" align="center">0.25</td>
<td valign="middle" align="center">125</td>
<td valign="middle" align="center">106</td>
<td valign="middle" align="center">2.0</td>
<td valign="middle" align="center">0.24</td>
</tr>
<tr>
<td valign="middle" align="left">Microsatellites</td>
<td valign="middle" align="center">128</td>
<td valign="middle" align="center">128</td>
<td valign="middle" align="center">11.5</td>
<td valign="middle" align="center">0.79</td>
<td valign="middle" align="center">156</td>
<td valign="middle" align="center">155</td>
<td valign="middle" align="center">12.4</td>
<td valign="middle" align="center">0.81</td>
</tr>
<tr>
<td valign="middle" align="left">DBL&#x3b1; types</td>
<td valign="middle" align="center">172</td>
<td valign="middle" align="center">172</td>
<td valign="middle" align="center">7,736 *</td>
<td valign="middle" align="center">0.98 **</td>
<td valign="middle" align="center">193</td>
<td valign="middle" align="center">193</td>
<td valign="middle" align="center">7,251 *</td>
<td valign="middle" align="center">0.98**</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>N = number of isolates; <italic>h</italic> = number of unique haplotypes; <italic>A</italic> = mean number of alleles per locus (SNPs, microsatellites) (*) Note for DBL&#x3b1; types this number reflects the total number of unique DBL&#x3b1; types (i.e., richness); <italic>H<sub>e</sub>
</italic> = expected heterozygosity (**) Note for the DBL&#x3b1; types the expected heterozygosity was measured using <italic>var</italic> expected heterozygosity (<italic>H<sub>v</sub>
</italic>) as described in the Materials and Methods.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>For the pre-IRS survey, we found the number of haplotypes (<italic>h</italic>) matched the number of isolates (N) at each marker, except for the SNPs where two isolates shared the same infection haplotype (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>). We found that all haplotypes in the post-IRS survey were unique for the microsatellites (except for two participants that shared the same haplotype) (<xref ref-type="bibr" rid="B3">Argyropoulos et&#xa0;al., 2021</xref>) and the DBL&#x3b1; types. Conversely, using the biallelic SNPs only 106 unique multilocus haplotypes were observed from the 125 isolates, indicating that there were repeated 20-SNP barcodes in the population, thereby underestimating the genome diversity compared to the microsatellites and DBL&#x3b1; types. Finally, <italic>H<sub>e</sub>
</italic> (<italic>H<sub>v</sub>
</italic> for the DBL&#x3b1; types) remained relatively stable pre- to post-IRS across all three genetic markers (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>). However, <italic>H<sub>e</sub>
</italic> based on the SNPs was lower than those based on the microsatellites and DBL&#x3b1; types for both surveys (i.e., pre-IRS and post-IRS). Thus, by using less diverse markers that require the selection of monoclonal infections (or those with the lowest complexity) we were underestimating parasite diversity in this high-transmission setting in SSA.</p>
</sec>
<sec id="s3_3">
<label>3.3</label>
<title>Genetic similarity</title>
<p>To undertake the comparisons for the SNPs and microsatellites using the P<sub>AS</sub> statistic, we only used isolates with &#x201c;monoclonal infections&#x201d; and complete multilocus infection haplotypes (i.e., no missing genotype data) resulting in 34 (21.7%) and 68 (34.0%) isolates for the pre- and post-IRS SNPs, and 81 (42.2%) and 84 (42.0%) isolates for the pre- and post-IRS microsatellites (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>). The advantage of using DBL&#x3b1; types and the PTS statistic to assess genetic similarity, compared to the SNPs and microsatellites, is that we can compare all isolates genotyped irrespective of their MOI<italic>
<sub>var</sub>
</italic> (i.e., repertoire size) or missing data because phasing is not necessary. Thus, all of the isolates successfully <italic>var</italic>coded during the pre- (N = 172) and post-IRS (N = 193) surveys were included for this analysis (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>).</p>
<p>Using the SNP P<sub>AS</sub> comparisons, we observed that the majority of isolate infection haplotypes in both the pre- and post-IRS surveys were highly similar as they shared &#x2265; 0.75 alleles in their SNP barcodes (i.e., identical &#x2265; 15 out of the 20 loci genotyped) (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref>). Although the median P<sub>AS</sub> score was the same in both surveys, the P<sub>AS</sub> distributions were significantly different with a shift towards higher P<sub>AS</sub> values post-IRS compared to pre-IRS (<italic>p-value</italic> &lt; 0.001, Mann Whitney U test) (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref>). This result based on SNPs implies that isolate haplotypes in the population became more similar (i.e., increased sharing of alleles) following the IRS intervention. Although these high P<sub>AS</sub> scores indicate that these isolates are highly similar and could be related, this must be interpreted with caution since P<sub>AS</sub> is sensitive to the local minor allele frequencies (MAF) of the SNP panel and thus higher P<sub>AS</sub> scores may be observed when a greater number of low-heterozygosity loci are included (<xref ref-type="bibr" rid="B48">Speed and Balding, 2015</xref>; <xref ref-type="bibr" rid="B50">Taylor et&#xa0;al., 2019</xref>). Since ~45-50% of the loci had MAF &#x2264; 0.1 (10%) (i.e., one highly dominant allele at these loci) (<xref ref-type="supplementary-material" rid="SM1">
<bold>Tables S4</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM1">
<bold>S5</bold>
</xref>), this 20-SNP barcode is expected to be less informative for assessing genetic similarity in this population compared to the more polymorphic molecular markers such as the microsatellites and DBL&#x3b1; types (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4C, D</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM1">
<bold>S4</bold>
</xref>).</p>
<fig id="f4" position="float">
<label>Figure&#xa0;4</label>
<caption>
<p>Genetic similarity among the pre- and post-IRS surveys. Distribution of the pairwise allele sharing (P<sub>AS</sub>; SNPs and microsatellites) and pairwise type sharing (PTS; DBL&#x3b1; types) scores and comparisons. Genetic similarity of the <italic>P. falciparum</italic> isolates in the &#x201c;monoclonal infections&#x201d; with complete haplotypes datasets (i.e., no missing genotype data) pre- <bold>(A)</bold> and post-IRS <bold>(B)</bold> for the SNPs (orange), microsatellites (yellow), and DBL&#x3b1; types (green) (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>). The median P<sub>AS</sub> and PTS scores are indicated with black dashed lines (please see <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref> for more details). Both P<sub>AS</sub> and PTS were used as a similarity or relatedness statistic: where &#x201c;0 - 0.50&#x201d; = dissimilar or unrelated, &#x201c;0.5&#x201d; = recent recombinants/siblings, &#x201c;&gt; 0.5&#x201d; = similar or related, and &#x201c;1&#x201d; = clones/identical. Pairwise genetic similarity comparisons (PTS versus P<sub>AS</sub>) pre- <bold>(C)</bold> and post-IRS <bold>(D)</bold>. Points represent the isolate genetic similarity comparisons for the DBL&#x3b1; types versus SNPs (orange; pre-IRS N = 32 and post-IRS N = 65 isolates compared) and DBL&#x3b1; types versus microsatellites (yellow; pre-IRS N = 77 and post-IRS N = 83 isolates compared). Note that the x-axis and y-axis scales are different, ranging from 0 &#x2013; 0.5 and 0 &#x2013; 1 for the PTS and P<sub>AS</sub> scales, respectively. For the genetic similarity comparisons for the microsatellites versus SNPs see <xref ref-type="supplementary-material" rid="SM1">
<bold>Figure S4</bold>
</xref>.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpara-02-1067966-g004.tif"/>
</fig>
<p>When we evaluated similarity using the multiallelic microsatellites pre- and post-IRS data, the majority of isolate infection haplotypes were found to be dissimilar or unrelated as they only shared &#x2264; 0.2 of their alleles (i.e., identical at two or fewer loci out of ten) (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref>), making them more informative than SNPs to determine genetic similarity in this population. P<sub>AS</sub> distributions using microsatellites showed that isolates were significantly less similar (i.e., lower P<sub>AS</sub> values) post-IRS than pre-IRS (<italic>p-value</italic> &lt; 0.001, Mann Whitney U test) despite the median P<sub>AS</sub> scores being the same (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref>). Finally using the DBL&#x3b1; type data, we found that 99.9% of the PTS comparisons were &#x2264; 0.1 (i.e., shared &#x2264; 10% of their DBL&#x3b1; types), indicating that DBL&#x3b1; isolate repertoires in this population were highly dissimilar and composed of diverse DBL&#x3b1; types both pre- and post-IRS (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S5</bold>
</xref>). Using this analysis, we found that the PTS distributions were significantly different (<italic>p-value</italic> &lt; 0.001, Mann Whitney U test) and that there was a shift towards a lower median PTS value post-IRS (i.e., less similar) (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4A, B</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S6</bold>
</xref>).</p>
<p>Since DBL&#x3b1; types were the most diverse marker, they provided higher resolution to distinguish between similar and dissimilar infection haplotypes compared to the biallelic SNPs and multiallelic microsatellites (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4C, D</bold>
</xref>, <xref ref-type="supplementary-material" rid="SM1">
<bold>S4</bold>
</xref>). In fact, when we compared the same set of isolates with both P<sub>AS</sub> (SNPs or microsatellites) and PTS scores, we observed that isolates that were identical or highly similar using their SNP barcodes, were found to be dissimilar (or unrelated) when assessed using their DBL&#x3b1; isolate repertoires (<xref ref-type="fig" rid="f4">
<bold>Figures&#xa0;4C, D</bold>
</xref>).</p>
</sec>
<sec id="s3_4">
<label>3.4</label>
<title>
<italic>Var</italic>coding analyses for all infections</title>
<p>Given that the <italic>var</italic>coding approach allows for the analysis of all isolates regardless of clonality, we were able to further analyze the population structure of all isolates successfully <italic>var</italic>coded in the larger initial dataset pre- (84.8%, N = 685) and post-IRS (75.8%, N = 413) (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>) without the need to subsample for low-complexity infections. Using this larger dataset, we found that the parasite reservoir in Bongo was still composed of highly dissimilar DBL&#x3b1; isolate repertoires (median PTS [IQR]: pre-IRS = 0.033 [0.021-0.046] and post-IRS = 0.023 [0.013 - 0.035]) that became less similar following the IRS intervention (<italic>p-value</italic> &lt; 0.001, Mann Whitney U test). Thus, the reduced similarity reported using the sample of low-complexity infections in this analysis was confirmed with observations based on the larger dataset.</p>
<p>As we were able to <italic>var</italic>code all isolates in the larger dataset, additional analyses of population structure by age (i.e., children: 1&#x2013;10 years, adolescents: 11-20 years, and adults: &gt; 20 years) were possible. Although multiclonal infections were observed across all age groups in Bongo, children (1&#x2013;10 years) and adolescents (11-20 years) carried the largest proportion of these multiclonal infections pre- and post-IRS, as previously published (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Using these age stratifications, we found that not only was there limited overlap of DBL&#x3b1; isolate repertoires in each age group both pre- and post-IRS (<xref ref-type="fig" rid="f5">
<bold>Figure&#xa0;5</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S7</bold>
</xref>) but that repertoire similarity was significantly higher in the children compared with the adolescents and adults pre-IRS (for further discussion see <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al. (2022)</xref>). This age-specific pattern was maintained post-IRS (<italic>p-value</italic> &lt; 0.001 for all comparisons, Mann Whitney U test). Finally, by examining the PTS distributions, we observed that DBL&#x3b1; isolate repertoires were significantly less similar in each age group pre- to post-IRS (<italic>p-value</italic> &lt; 0.001 for all comparisons, Mann Whitney U test) (<xref ref-type="fig" rid="f5">
<bold>Figure&#xa0;5</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S7</bold>
</xref>). Again, this confirmed the detection of the subtle but significant decrease in similarity following the IRS intervention. This result shows that we can get a snapshot of changes in population structure due to the intervention by <italic>var</italic>coding with samples taken from any of these three age classes without the need to limit analyses to only monoclonal infections.</p>
<fig id="f5" position="float">
<label>Figure&#xa0;5</label>
<caption>
<p>Age-specific patterns of genetic similarity in the pre- and post-IRS surveys. Violin plots showing the pairwise type sharing (PTS) distributions of all <italic>P. falciparum</italic> isolates with DBL&#x3b1; sequence data (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>) in each age group pre- <bold>(A)</bold> and post-IRS <bold>(B)</bold>. The box plots for each age group show the median and interquartile ranges and the black dots denote outliers. Kernel density plots showing the lower end of the PTS distributions for each age group pre- <bold>(C)</bold> and post-IRS <bold>(D)</bold>. The PTS scales in the density plots have been zoomed-in to provide better visualization of the DBL&#x3b1; types PTS distributions. The dashed lines indicate the median PTS values for the children (1-10 years, dark green), adolescents (11-20 years, medium green), and adults (&gt; 20 years, light green) (please see <xref ref-type="supplementary-material" rid="SM1">
<bold>Table S7</bold>
</xref> for more details).</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fpara-02-1067966-g005.tif"/>
</fig>
</sec>
</sec>
<sec id="s4" sec-type="discussion">
<label>4</label>
<title>Discussion</title>
<p>Our study highlights the challenge of doing <italic>P. falciparum</italic> population genetics in the highest burden countries of SSA where ~550 million people live at risk of infection (<xref ref-type="bibr" rid="B61">World Health Organization &amp; Roll Back Malaria Partnership to End Malaria, 2019</xref>; <xref ref-type="bibr" rid="B59">World Health Organization, 2021</xref>). We have addressed several interconnected issues related to defining appropriate methods for molecular surveillance of <italic>P. falciparum</italic> using low-density asymptomatic infections to capture changes in population genetics at local or regional levels as a result of vector control interventions. Namely, the importance that marker choice has in relation to prevalence of multiclonal infections to resolve diversity and population structure estimates in relatively small sample sizes. When assessing the impact of an IRS intervention by three different markers, the resolution of population genetics estimates increased with marker polymorphism. The extent of multiclonal infections was particularly an issue related to data availability for biallelic SNP and microsatellite analyses due to phasing issues. In contrast, <italic>var</italic>coding worked relatively independent of MOI in high transmission (<xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>) and provided informative data with relatively small sample sizes. Microsatellite genotyping provided similar population structure data, but required the selection of low-complexity infections from the larger initial sample.</p>
<p>An important result of our study is the failure to increase <italic>var</italic> repertoire or microsatellite haplotype similarity (or relatedness) by the IRS intervention. We start our intervention with very high <italic>var</italic> repertoire diversity in the asymptomatic parasite population. We show IRS reduced transmission intensity by &gt; 90% and so we expect to have greatly reduced outcrossing by both reducing the population of biting mosquitos and the lifespan of blood fed mosquitos thereby minimizing exposure of humans to new infections. As a consequence, we are largely looking at the decay of the parasite population in the human host (asymptomatic reservoir) with few new transmission events. As this parasite population at baseline pre-IRS has low <italic>var</italic> similarity, it maintains this feature or becomes less similar as the number of <italic>var</italic> repertoires to be compared declines post-IRS. Microsatellite genotyping shows the same pattern of low similarity for genome diversity per se, pre- and post-IRS. The extent of diversity post-IRS may also be contributed to via migration of diverse parasites from uncontrolled areas as our study site shares an immediate border with Burkina Faso. Some evidence for such migration came from our earlier microsatellite work where we observed significant spatiotemporal differentiation in Bongo. In this analysis we showed that not only were the catchment areas (i.e., Vea/Gowrie and Soe) genetically different post-IRS, but that the parasite population in Soe (proximal to Burkina Faso) was genetically differentiated pre- to post-IRS as measured using Jost&#x2019;s <italic>D</italic> and <italic>G<sub>ST</sub>
</italic> (<xref ref-type="bibr" rid="B3">Argyropoulos et al., 2021</xref>).</p>
<p>A study from Thi&#xe8;s, Senegal a peri-urban region, showed the opposite result where they saw a shift towards more similarity and clonality following interventions targeting clinical infections (i.e., rapid diagnostic tests and artemisinin-based combination therapies) and transmission intensity (i.e., LLINs and IRS) simultaneously (<xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>). So, what is different about the Thi&#xe8;s, Senegal and Bongo, Ghana studies with opposite outcomes? We point to the overall diversity of the parasite populations in low vs high transmission. Firstly Thi&#xe8;s, prior to intervention scale-up was a low-transmission area as defined by the WHO (i.e., prevalence &#x2264; 10% and an annual incidence of 100-250 cases/1000) (<xref ref-type="bibr" rid="B32">Mouzin et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B14">Daniels et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B57">WHO/GMP, 2017</xref>). Whereas Bongo remained classified as a high-transmission area pre- and post-IRS (see Materials and Methods) maintaining a very large reservoir of asymptomatic infections with a similar incidence of clinical cases to Thi&#xe8;s in 2006 (<xref ref-type="bibr" rid="B20">Ghana Health Service</xref>; <xref ref-type="bibr" rid="B52">Tiedje et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Secondly in Thi&#xe8;s, they sampled and analyzed clinical cases of malaria and a saw a &gt; 95% reduction between 2006 and 2009. While in Bongo we undertook longitudinal sampling of the asymptomatic reservoir across all ages in a ~60 km<sup>2</sup> area and saw a 37.5% decline in <italic>P. falciparum</italic> prevalence (<xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>). Thus, the size of the parasite populations both pre- and post-intervention differs substantially in these studies. From population genetic theory, small amounts of outcrossing will have a greater impact in increasing parasite similarity (or relatedness) in a small parasite population as seen in low transmission.</p>
<p>By measuring the genetic diversity of loci, haplotypes, and P<sub>AS</sub>/PTS for three established molecular assays, we get different pictures of both the extent of genetic diversity and similarity of the <italic>P. falciparum</italic> reservoir in Bongo pre- and post-IRS. Given the same initial sample size of ~200 isolates with low-complexity infections, the variable resolution of the methods relates to the relative polymorphism of the markers (i.e., SNPs &lt; microsatellites &lt; DBL&#x3b1; types). Biallelic SNPs showed a less diverse parasite reservoir both pre- and post-IRS, underestimating the greater diversity of genomes seen with microsatellites and <italic>var</italic>coding. The reduced diversity and higher genetic similarity observed using the SNP barcode was largely due to the biallelic nature of SNPs and the necessary removal of multiclonal infections, reducing sample size for analysis. Multiallelic microsatellites showed a parasite reservoir that was diverse and genetically dissimilar during both the pre- and post-IRS surveys. When considering measuring changes in neutral variation, it is clear that the more polymorphic microsatellite markers have greater resolution than the 20-SNP barcode. Genotyping a larger panel of SNP or microsatellite markers (e.g., &#x2265; 200 biallelic or 100 polymorphic loci to achieve low error rates) to undertake relatedness estimates using IBD has been recommended (<xref ref-type="bibr" rid="B50">Taylor et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B21">Han et&#xa0;al., 2022</xref>), but the same problems will occur as the number of markers is not the issue in high-transmission areas. Instead, it is the relative polymorphism of the marker.</p>
<p>DBL&#x3b1; types showed that the parasite isolates were highly diverse and composed of dissimilar <italic>var</italic> repertoires pre- and post-IRS. In fact, the lack of the need for phasing with DBL&#x3b1; types provided more usable data for <italic>var</italic>coding than the SNP or microsatellite markers. Most significantly, <italic>var</italic>coding picked up a subtle change in <italic>var</italic> repertoire similarity of the parasite population post-IRS. As the IRS intervention reduced transmission intensity, it makes sense that isolate <italic>var</italic> repertoire similarity would reduce as a consequence of less outcrossing in the mosquito, limiting the possibility to create more similar or related recombinant genomes. <italic>Var</italic>coding was able to detect this change in any age group and any infection complexity in sample sizes of up to 200 isolates. This observed reduction in similarity post-IRS was further confirmed by the analysis of all data from <italic>var</italic>coding of microscopy-positive infections sampled from the larger cohort of ~2,000 participants (see <xref ref-type="fig" rid="f5">
<bold>Figure&#xa0;5</bold>
</xref> and <xref ref-type="supplementary-material" rid="SM2">
<bold>Table S7</bold>
</xref>) as all of the high MOI<italic>
<sub>var</sub>
</italic> data were usable.</p>
<p>Cost estimates of molecular genotyping assays for surveillance usually focus on the price of reagents per sample, but the sample size required to get informative population genetic data with an assay also contributes significantly to dollars spent. This can vary tenfold as shown in this study where pre-screening ~2,000 participants of all ages had to be performed to successfully identify less than 200 monoclonal infections per survey suitable for SNP barcoding and microsatellite genotyping. Isolates collected from residents with low-density asymptomatic infections were genotyped in this study, resulting in isolates being excluded due to low-quality genotyping data or missing data in the &#x201c;cleaned infections&#x201d; datasets for all three markers analyzed. While a pre-amplification step with selective whole-genome amplification (sWGA) is required by other panels to improve performance when amplifying DNA from low-density infections from dried blood spots (e.g., 10 parasites/&#x3bc;l of blood), it adds a considerable cost to the genotyping assays (<xref ref-type="bibr" rid="B36">Oyola et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B23">Jacob et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>). Although sWGA could increase the number of isolates available to assess diversity and genetic relatedness for all markers, it does not resolve the issue of multiclonal infections; this is what actually limits the use of SNPs in high transmission due to their biallelic nature and the high proportion of DACs, leading to reduced numbers of usable multilocus haplotypes (<xref ref-type="supplementary-material" rid="SM3">
<bold>Figure S3</bold>
</xref>).</p>
<p>More recently with the development of newer genetic panels composed of a larger number of biallelic SNPs (<xref ref-type="bibr" rid="B23">Jacob et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>) or multiallelic microhaplotypes (<xref ref-type="bibr" rid="B51">Tessema et&#xa0;al., 2020</xref>) (&#x2265; 2 SNPs within a DNA segment unbroken by recombination (<xref ref-type="bibr" rid="B6">Baetscher et&#xa0;al., 2018</xref>)), statistical packages (e.g., DEploid (<xref ref-type="bibr" rid="B63">Zhu et&#xa0;al., 2018</xref>), DEploidIBD (<xref ref-type="bibr" rid="B64">Zhu et&#xa0;al., 2019</xref>), and Dcifer (<xref ref-type="bibr" rid="B19">Gerlovina et&#xa0;al., 2022</xref>)) have been developed using identity-by-decent (IBD) based methods to estimate relatedness for phased or unphased multiclonal infections. Although promising, they have been developed on limited datasets from high transmission showing greater error for isolates with greater than five clones and are yet to be tested in the field. Such methods do not consider the extent of outcrossing in natural populations, especially in high transmission (<xref ref-type="bibr" rid="B5">Babiker et&#xa0;al., 1994</xref>; <xref ref-type="bibr" rid="B37">Paul and Day, 1998</xref>), where haplotypes are not stable in epidemiologic time.</p>
<p>Besides the markers compared in this study, additional genetic panels have been developed for molecular surveillance of malaria parasites in the field. These newer panels, including SpotMalaria v2 (<xref ref-type="bibr" rid="B23">Jacob et&#xa0;al., 2021</xref>), Paragon v1 (<xref ref-type="bibr" rid="B51">Tessema et&#xa0;al., 2020</xref>), and AMPLseq v1 (<xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>), have been designed for multiplexed PCR amplicon sequencing and incorporate single copy antigenic loci under selection, known antimalarial drug resistance markers, biallelic SNP loci, and/or microhaplotypes. <italic>In silico</italic> validation of these panels from countries with low or high parasite diversity have shown they are more accurate to assess genetic relatedness compared to the 24-SNP barcode. Nonetheless, simulated monoclonal infections were needed for this analysis using AMPLseq v1 (<xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>). Until there is sufficient local population genetic data to train computational approaches to accurately phase in the MOI ranges typical of high-transmission settings, even these newer panels with deeper coverage at a larger number of loci (i.e., &gt; 100 SNPs and/or microhaplotypes) are not sufficient to overcome the issue of phasing of multiclonal infections.</p>
<p>If the primary goal for these molecular surveillance methods is to be used in countries to directly inform National Malaria Control/Elimination Programmes, cost-effective and scalable platforms will be necessary. Although microsatellites have been informative in a variety of malaria transmission settings, they have unfortunately proven to be technically difficult to standardize across laboratories due to issues with allele calling and errors in the assessment of clonality (<xref ref-type="bibr" rid="B17">Figan et&#xa0;al., 2018</xref>). New platforms are emerging to use these markers which should reduce cost and be easier to use (<xref ref-type="bibr" rid="B21">Han et&#xa0;al., 2022</xref>). The advantages of <italic>var</italic>coding and the newer panels (i.e., SpotMalaria v2, Paragon v1, and AMPLseq v1), using amplicon sequencing, is that large number of isolates can be multiplexed into a single-pool, thus overall costs are mainly driven by the number of PCRs/clean-up, the number of samples indexed per sequencing run, and the next-generation sequencing (NGS) technology used ($20 to $40 USD per isolate) (<xref ref-type="bibr" rid="B51">Tessema et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>). However, several key features set <italic>var</italic>coding apart from these other methods. First, <italic>var</italic>coding can amplify DNA collected as dried blood spots and stored for more than 5-years from both clinical or low-density asymptomatic infections (<xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B44">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>), without the added cost and additional step of sWGA ($8 to $32 USD per isolate, for costing estimates see (<xref ref-type="bibr" rid="B51">Tessema et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B28">LaVerriere et&#xa0;al., 2022</xref>). Second, since all <italic>P. falciparum</italic> genomes possess ~40 to 60 <italic>var</italic> genes (<xref ref-type="bibr" rid="B10">Bull et&#xa0;al., 1998</xref>; <xref ref-type="bibr" rid="B18">Gardner et&#xa0;al., 2002</xref>; <xref ref-type="bibr" rid="B40">Rask et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B35">Otto et&#xa0;al., 2019</xref>) and there is extensive repertoire diversity (<xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B22">He et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>), <italic>var</italic>coding can be used for molecular surveillance both locally and globally without the need to be customized or updated (<xref ref-type="bibr" rid="B11">Chen et&#xa0;al., 2011</xref>; <xref ref-type="bibr" rid="B16">Day et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B42">Rougeron et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B44">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B54">Tonkin-Hill et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>). Thus, with a simple PCR using degenerate primers, <italic>var</italic>coding can be easily deployed in malaria endemic regions (<xref ref-type="bibr" rid="B54">Tonkin-Hill et&#xa0;al., 2021</xref>).</p>
<p>In conclusion, we have exploited the fact that <italic>var</italic> genes and <italic>var</italic> repertoires diversify by recombination to create <italic>var</italic>coding. Here we show that this method can be used in high-transmission settings to measure diversity and population structure even in multiclonal infections. This is achieved more easily than SNP barcoding and microsatellite genotyping as there is no need for pre-selection of isolates and phasing. Measuring PTS or IBS complements other previously published uses of the method to measure MOI (<xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>; <xref ref-type="bibr" rid="B53">Tiedje et&#xa0;al., 2022</xref>; <xref ref-type="bibr" rid="B27">Labb&#xe9; et&#xa0;al., 2023</xref>) as well as identify geographic signatures at the country level within Africa to assess importation of parasite <italic>var</italic>codes (<xref ref-type="bibr" rid="B47">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2017b</xref>; <xref ref-type="bibr" rid="B54">Tonkin-Hill et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B45">Ruybal-Pes&#xe1;ntez et&#xa0;al., 2022</xref>). These three measurements can be made robustly in relatively small sample sizes. This triple output of the method was not seen with either SNP barcoding or microsatellite genotyping.</p>
</sec>
<sec id="s5" sec-type="data-availability">
<title>Data availability statement</title>
<p>The SNP and microsatellite datasets used for this analysis are available in Dryad at <uri xlink:href="https://doi.org/10.5061/dryad.jsxksn0bp">https://doi.org/10.5061/dryad.jsxksn0bp</uri> and <uri xlink:href="https://doi.org/10.5061/dryad.kh189324z">https://doi.org/10.5061/dryad.kh189324z</uri>, respectively. The DBL&#x3b1; sequences utilized in this study are publicly available in GenBank (<uri xlink:href="https://www.ncbi.nlm.nih.gov/genbank/">https://www.ncbi.nlm.nih.gov/genbank/</uri>) under BioProject Number: PRJNA 396962. All custom code is available in an open source repository: (i) DBL&#x3b1;Cleaner pipeline is available at <uri xlink:href="https://github.com/UniMelb-Day-Lab/DBLaCleaner">https://github.com/UniMelb-Day-Lab/DBLaCleaner</uri>, (ii) clusterDBLalpha pipeline is available at <uri xlink:href="https://github.com/Unimelb-Day-Lab/clusterDBLalpha">https://github.com/Unimelb-Day-Lab/clusterDBLalpha</uri>, and the (iii)  classifyDBLalpha pipeline is available at <uri xlink:href="https://github.com/Unimelb-Day-Lab/classifyDBLalpha">https://github.com/Unimelb-Day-Lab/classifyDBLalpha</uri>. A tutorial and dataset to demo this custom code is available at <uri xlink:href="https://github.com/UniMelb-Day-Lab/tutorialDBLalpha">https://github.com/UniMelb-Day-Lab/tutorialDBLalpha</uri>.</p>
</sec>
<sec id="s6" sec-type="ethics-statement">
<title>Ethics statement</title>
<p>The studies involving human participants were reviewed and approved by Navrongo Health Research Centre, Noguchi Memorial Institute for Medical Research, The University of Chicago, and The University of Melbourne. Written informed consent to participate in this study was provided by the participants&#x2019; legal guardian/next of kin.</p>
</sec>
<sec id="s7" sec-type="author-contributions">
<title>Author contributions</title>
<p>KPD, KAK, MP conceived and designed the study. AG, KET, DCA, COO, SLD processed the samples and performed the genotyping experiments. AG, KET, DCA processed, cleaned, and curated the datasets for analysis. AG, KET, DCA, FL analyzed the data. KET, DCA visualized the data. KPD, KET, DCA wrote the original draft of the manuscript. AG, COO, SLD, FL, ARO, KAK, MP reviewed and edited manuscript. KPD, ARO, KAK supervised the research. ARO, KAK, MP, KPD acquired the funding. All authors contributed to the article and approved the submitted version.</p>
</sec>
</body>
<back>
<sec id="s8" sec-type="funding-information">
<title>Funding</title>
<p>Funding was provided by the Fogarty International Center at the National Institutes of Health through the joint NIH-NSF-NIFA Ecology and Evolution of Infectious Disease award R01-TW009670 to KAK, MP, and KPD; and the National Institute of Allergy and Infectious Diseases, National Institutes of Health through the joint NIH-NSF-NIFA Ecology and Evolution of Infectious Disease award R01-AI149779 to ARO, KAK, MP, and KPD.</p>
</sec>
<ack>
<title>Acknowledgments</title>
<p>We wish to thank the participants, communities, and the Ghana Health Service in Bongo District, Ghana for their willingness to participate in this study. We would like to thank the field teams in Bongo for their technical assistance in the field, as well as the laboratory personnel at the Navrongo Health Research Centre for their expertise and for undertaking the sample collections and parasitological assessments. We thank Dr. Mun Hua Tan for helpful comments with the manuscript.</p>
</ack>
<sec id="s9" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s10" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s11" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fpara.2023.1067966/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fpara.2023.1067966/full#supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet_1.csv" id="SM1" mimetype="text/csv"/>
<supplementary-material xlink:href="DataSheet_2.csv" id="SM2" mimetype="text/csv"/>
<supplementary-material xlink:href="DataSheet_3.pdf" id="SM3" mimetype="application/pdf"/>
</sec>
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