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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Oncol.</journal-id>
<journal-title>Frontiers in Oncology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Oncol.</abbrev-journal-title>
<issn pub-type="epub">2234-943X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fonc.2024.1390523</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Oncology</subject>
<subj-group>
<subject>Case Report</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Therapeutic strategies to overcome <italic>ALK</italic>-fusion and <italic>BRAF</italic>-mutation as acquired resistance mechanism in <italic>EGFR</italic>-mutated non-small cell lung cancer: two case reports</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" equal-contrib="yes">
<name>
<surname>Zeng</surname>
<given-names>Yuan</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1944345"/>
<role content-type="https://credit.niso.org/contributor-roles/writing-original-draft/"/>
<role content-type="https://credit.niso.org/contributor-roles/writing-review-editing/"/>
</contrib>
<contrib contrib-type="author" equal-contrib="yes">
<name>
<surname>Zeng</surname>
<given-names>Qiang</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<role content-type="https://credit.niso.org/contributor-roles/data-curation/"/>
<role content-type="https://credit.niso.org/contributor-roles/formal-analysis/"/>
<role content-type="https://credit.niso.org/contributor-roles/writing-original-draft/"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Yang</surname>
<given-names>Bin</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<role content-type="https://credit.niso.org/contributor-roles/writing-original-draft/"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Hu</surname>
<given-names>Yang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<role content-type="https://credit.niso.org/contributor-roles/conceptualization/"/>
<role content-type="https://credit.niso.org/contributor-roles/writing-original-draft/"/>
<role content-type="https://credit.niso.org/contributor-roles/writing-review-editing/"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Oncology, Hubei Cancer Hospital, TongJi Medical College, Huazhong University of Science and Technology</institution>, <addr-line>Wuhan</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Intensive Care Unit, Chengdu Shuangliu Hospital of Traditional Chinese Medicine</institution>, <addr-line>Chengdu</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Shiyou Wei, Sichuan University, China</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Songxiao Xu, University of Chinese Academy of Sciences, China</p>
<p>Luis Mas, Auna Oncosalud, Peru</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Yang Hu, <email xlink:href="mailto:HYhy321@126.com">HYhy321@126.com</email>
</p>
</fn>
<fn fn-type="equal" id="fn003">
<p>&#x2020;These authors have contributed equally to this work and share first authorship</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>01</day>
<month>11</month>
<year>2024</year>
</pub-date>
<pub-date pub-type="collection">
<year>2024</year>
</pub-date>
<volume>14</volume>
<elocation-id>1390523</elocation-id>
<history>
<date date-type="received">
<day>23</day>
<month>02</month>
<year>2024</year>
</date>
<date date-type="accepted">
<day>14</day>
<month>10</month>
<year>2024</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2024 Zeng, Zeng, Yang and Hu</copyright-statement>
<copyright-year>2024</copyright-year>
<copyright-holder>Zeng, Zeng, Yang and Hu</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Non-small cell lung cancer (NSCLC) is one of the most common malignancies in the world. <italic>EGFR</italic> tyrosine inhibitors are the preferred first-line treatment for patients with epidermal growth factor-cell receptor mutant (<italic>EGFR</italic> mutant) advanced NSCLC. Unfortunately, drug resistance inevitably occurs leading to disease progression. Activation of the <italic>ALK</italic> and <italic>BRAF</italic> bypass signaling pathways is a rare cause of acquired drug resistance for <italic>EGFR</italic>-TKIs.We report two NSCLC-patients with <italic>EGFR</italic>- mutations, in exon 19, and exon 18, correspondingly, who were treated with <italic>EGFR</italic>-TKIs. The first case shows acquired <italic>BRAF</italic>-mutation, and the second case demonstrates acquired <italic>ALK</italic>-fusion. The overall survival of patients was significantly prolonged by drug-match therapies. As it is well-known that <italic>ALK</italic>-fusion and <italic>BRAF</italic>-mutations are described forms of acquired resistance. These two case reports contribute to the previous reports that <italic>ALK</italic>-fusion and <italic>BRAF</italic>-mutation are potential underlying mechanisms of <italic>EGFR</italic>-TKI resistance.</p>
</abstract>
<kwd-group>
<kwd>EGFR-TKI resistance mechanisms</kwd>
<kwd>acquired ALK-fusion</kwd>
<kwd>acquired BRAF-mutation</kwd>
<kwd>NSCLC</kwd>
<kwd>case report</kwd>
</kwd-group>
<counts>
<fig-count count="2"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="17"/>
<page-count count="5"/>
<word-count count="1635"/>
</counts>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-in-acceptance</meta-name>
<meta-value>Thoracic Oncology</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<title>Introduction</title>
<p>Non-small-cell lung cancer (NSCLC) is the most common type of lung cancer, accounting for approximately 80% -85% of the cases (<xref ref-type="bibr" rid="B1">1</xref>). In recent years, significant progress has been made in the molecular genetics of lung cancer, and the treatment of NSCLC has entered the era of targeted therapy (<xref ref-type="bibr" rid="B2">2</xref>). The most common driver gene mutation in NSCLC is the epidermal growth factor receptor (<italic>EGFR</italic>), which is found in 45% of Asian patients with adenocarcinoma histology and in 20% of Caucasian patients (<xref ref-type="bibr" rid="B3">3</xref>). The most common gene mutations include <italic>EGFR</italic> 19 del and <italic>EGFR</italic> 21 L858R. In patients with advanced NSCLC harboring sensitizing <italic>EGFR</italic> mutations, <italic>EGFR</italic>-tyrosine kinase inhibitor (<italic>EGFR</italic>-TKI) treatment was significantly better effective than conventional chemotherapy. Globally, neither treatment guidelines nor clinical practice considers <italic>EGFR</italic>-TKIs as the first-line treatment option for <italic>EGFR</italic>-mutated metastatic NSCLC patients (<xref ref-type="bibr" rid="B4">4</xref>).</p>
<p>However, the vast majority of patients inevitably develop acquired drug resistance, which seriously affects the survival prognosis of patients (<xref ref-type="bibr" rid="B5">5</xref>). The resistance mechanisms can be generally classified into two categories: on-target and off-target resistance. We report two cases of rare resistance mechanisms involving <italic>ALK</italic> and <italic>BRAF</italic> pathway that occurred under <italic>EGFR</italic>-TKI treatment. To some extent, our cases contribute to previously reported new treatment approaches.</p>
</sec>
<sec id="s2">
<title>Case 1</title>
<p>A 60-year-old male smoker presented with complaints of cough and fatigue. A chest CT scan revealed multiple nodules in both lungs, with the largest measuring approximately 1.1x0.8cm, suggesting the presence of lung cancer with multiple pulmonary metastases. Additionally, multiple liver metastases were observed, with the largest measuring about 2.1x1.3cm. The patient was diagnosed with stage cT1bN3M1c IVB based on biopsy from the tumor in the right lung. Real-Time PCR indicated the presence of <italic>EGFR</italic> 19 E746_A750del(1) deletion mutation. As the first-line treatment, the patient received furmonertinib (80 mg once daily) for 27 months. A follow-up chest CT scan revealed an enlargement of the right lung nodule to approximately 2.6x2.1cm. Subsequently, the patient underwent 4 cycles of chemotherapy with pemetrexed combined with cisplatin. One month later, the chest CT scan showed the development of massive pleural effusion on the left side and enlarged liver lesions, measuring about 5.5x4.6cm. PCR genetic testing of tumor liver tissue revealed a mutation in <italic>V600E</italic> in exon 15 of the <italic>BRAF</italic> gene. The patient was then treated with dabrafenib (150 mg twice daily) and trametinib (2 mg once daily), and a follow-up CT scan after eight weeks showed improvement in the left pleural effusion and liver metastasis (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>). So far, the patient responses well to targeted drugs and remains healthy with no signs of recurrence.</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>Timeline illustrating the changes in therapeutic regimen in correlation with molecular and radiological findings. PCR, digital polymerase chain reaction; PFS, progress free survival; PC, pemetrexed combined with cisplatin; PD, progression of disease; PR, partial remission.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-14-1390523-g001.tif"/>
</fig>
</sec>
<sec id="s3">
<title>Case 2</title>
<p>A 77-year-old female non-smoking patient presented with a cough. Imaging examination revealed the presence of nodules (1.7x1.5 cm in size) in the left lower lobe, along with multiple brain metastases. Genetic testing revealed a mutation in <italic>EGFR</italic>18-G719X. The patient was initially treated with gefitinib (250 mg once daily) with good tolerance and treatment for 20 months. NGS analysis of peripheral blood showed no mutations. Subsequently, the treatment was changed to icotinib, but a re-evaluation after 4 months demonstrated progression of the lung and brain metastases. Then the patient was treated with 6 cycles of Pemetrexed and Bevacizumab. The following MRI of the brain revealed enlarging lesions with extensive adjacent edema. Rebiopsy from progression lung tumor investigated by illumina NGS showed the presence of <italic>ALK</italic>-fusion, leading to the initiation of treatment with Alectinib. After eight weeks, reexamination showed a reduction in the size of lung lesions and disappearance of brain lesions (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>). So far, the patient remains stable with no signs of recurrence.</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>Timeline illustrating the changes in therapeutic regimen in correlation with molecular and radiological findings. PCR, digital polymerase chain reaction; PFS, progress free survival; NGS, next-generation sequencing; PD, progression of disease; PR, partial remission.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-14-1390523-g002.tif"/>
</fig>
</sec>
<sec id="s4" sec-type="discussion">
<title>Discussion</title>
<p>We present two cases of advanced lung adenocarcinoma with two <italic>EGFR</italic> -mutations at initial diagnosis. In both cases progression on <italic>EGFR</italic>-TKIs was observed, leading to the identification of acquired resistance mechanisms in form of <italic>ALK</italic>(EML4 exon20) fusion and <italic>BRAF</italic> mutation. Interestingly, both patients achieved long-term survival with the use of <italic>ALK</italic> and <italic>BRAF</italic> inhibitors. These findings offer valuable insights for selecting therapeutic drugs in patients with acquired <italic>ALK</italic> fusion and <italic>BRAF</italic> mutation.</p>
<p>Mechanisms of <italic>EGFR</italic>-TKI resistance include <italic>EGFR</italic> mutations such as C797S, T790M, G796D, G724S, and L718Q, with T790M being the most common (50-60%). Additionally, resistance can arise from <italic>MET</italic> amplification (20%), <italic>HER2</italic> amplification (13%), activation of bypass pathways through mutation or amplification of tyrosine kinase receptor genes like <italic>c-MET</italic>, <italic>FGFR</italic>, and <italic>HER2</italic>, mutations in downstream signaling genes like <italic>KRAS</italic>, <italic>BRAF</italic>, <italic>PIK3CA</italic>, and <italic>RAS/RAF/MEK/ERK</italic>, and transformation into small cell lung cancer (10%) (<xref ref-type="bibr" rid="B6">6</xref>). <italic>ALK</italic> fusion is also involved in mediating <italic>EGFR</italic>-TKI resistance and may occur as intrinsic or acquired resistance mechanism (<xref ref-type="bibr" rid="B7">7</xref>). Primary fusion occurs in patients with dual alteration of <italic>EGFR</italic> mutation and <italic>ALK</italic> fusion genes, with a prevalence ranging from 0.9% to 6% in NSCLC (<xref ref-type="bibr" rid="B8">8</xref>). For patients with double alteration, the effectiveness of <italic>EGFR</italic>-TKI or <italic>ALK</italic>-TKI may depend on the mutation level of the involved gene (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). Secondary fusion refers to <italic>ALK</italic> fusion may occur as a rare acquired resistance mechanism under treatment with <italic>EGFR</italic>-TKI <italic>(</italic>
<xref ref-type="bibr" rid="B11">11</xref>). However, cases of secondary <italic>ALK</italic> fusion following acquired resistance are rarely reported, and the optimal choice of targeted therapy remains inconclusive. In 2016, a case study reported the first patient with <italic>EGFR</italic> exon 19 deletion and <italic>ALK</italic> wild-type NSCLC. The study demonstrated the coexistence of primary <italic>EGFR</italic> mutation and acquired EML4-<italic>ALK</italic> gene fusion in plasma under <italic>EGFR</italic>-TKI treatment. The patient was treated with the <italic>EGFR</italic> inhibitor Osimertinib along with crizotinib, which resulted in sustained efficacy in the liver metastatic lesions (Extrahepatic lesions were stable) (<xref ref-type="bibr" rid="B12">12</xref>). In a study involving 3505 patients treated with <italic>EGFR</italic>-TKI, new <italic>ALK</italic>-fusions were detected in 7 patients. These fusion partners included EML4 (n=4), STRN (n=1), TGF (n=1), and PLEKHA7 (n=1). The patient with acquired STRN-<italic>ALK</italic> fusion did not experience the effect of Crizotinib. Additionally, in the patient with acquired PLEKHA7-<italic>ALK</italic> fusion, partial remission in six months was observed under the treatment with Alectinib and Osimertinib (<xref ref-type="bibr" rid="B13">13</xref>). Based on the hitherto published reports and the current case, combining of <italic>EGFR</italic>- and <italic>ALK</italic>-TKI may be an effective treatment in <italic>EGFR</italic>-mutated NSCLC with <italic>ALK</italic>-fusion acquired on the <italic>EGFR</italic>-TKI therapy. It is important to note that further research with a larger sample size is necessary to validate these results.</p>
<p>As one of the rare driver genes in NSCLC, <italic>BRAF</italic> mutations play a crucial role in the development and occurrence of tumors. Among these mutations, <italic>BRAF V600</italic> is the most commonly observed. With significant advancements in precision therapy, targeted therapy has emerged as a primary treatment approach for <italic>BRAF</italic> mutations. Dual-target combination therapy, in particular, has gained widespread recognition for its clinical value. This therapy involves the use of dabrafenib, a <italic>BRAF</italic> inhibitor, and trametinib, a <italic>MAPK</italic>-inhibitor. The combination of these two drugs allows for precise targeting of dual pathways and complete inhibition of the upstream and downstream pathways of <italic>MAPK</italic> (<xref ref-type="bibr" rid="B14">14</xref>). The results of the BRF113928 trial demonstrated an overall response rate (ORR) of 63.9% and a 5-year overall survival (OS) rate of 22% in first-line treatment with dabrafenib + Trametinib (D+T). Among the 36 subjects treated with D + T as after line, the ORR reached 68.4%, and the duration of remission (DOR) was 9.8 (95% CI 6.9-18.3) months. Furthermore, the trial confirmed the safety of this treatment regimen (<xref ref-type="bibr" rid="B15">15</xref>). The Chinese Lung Cancer Registration Clinical Study also provided evidence of the favorable antitumor activity and safety of dabrafenib + trametinib in Chinese NSCLC patients. Consequently, in 2023, dabrafenib and trametinib were recommended as grade I treatments in the Clinical Diagnosis and Treatment Guidelines of the Chinese Society of Clinical Oncology (CSCO).</p>
<p>
<italic>BRAF</italic> mutation is also considered one of the mechanisms of <italic>EGFR</italic>-TKI resistance. However, the occurrence of BRAF mutation in <italic>EGFR</italic>-TKI resistance is rare, with an incidence of only about 1%. On the other hand, the rate of <italic>BRAF</italic> mutation after osimertinib resistance is higher, ranging from 3% to 10% (<xref ref-type="bibr" rid="B16">16</xref>). There was a study (<xref ref-type="bibr" rid="B17">17</xref>) showing that a combination treatment of dabrafenib, trametinib, and osimertinib resulted in clinical remission with an overall response rate (ORR) of 80% in five <italic>EGFR</italic>+ patients who had received osimertinib as a primary treatment. This suggests that the combination treatment may have a better therapeutic effect for patients with <italic>BRAF</italic> mutation after <italic>EGFR</italic> resistance. However, it is important to note that this study had a small sample size and there were significant differences in patient baseline data. Therefore, further studies with larger sample sizes are needed to validate these findings.</p>
</sec>
<sec id="s5" sec-type="conclusions">
<title>Conclusion</title>
<p>While TKIs are widely used in NSCLC treatment, the occurrence of drug resistance is inevitable. The resistance mechanisms of 3rd generation <italic>EGFR</italic>-TKIs are complex and lack specific treatment. <italic>ALK</italic>-fusion and <italic>BRAF</italic>-mutations, although rare, cannot be ignored as they may emerge as mechanisms of <italic>EGFR</italic>-TKIs acquired resistance in a small number of NSCLC-patients. To develop more accurate personalized treatment plans, it is crucial to continuously explore potential drug resistance mechanisms and for finding therapeutic options under <italic>EGFR</italic>-TKIs resistance. This will further optimize the application of targeted therapy in NSCLC and provide precise guidance for individualized treatment of patients.</p>
</sec>
</body>
<back>
<sec id="s6" sec-type="data-availability">
<title>Data availability statement</title>
<p>The datasets presented in this article are not readily available because of ethical and privacy restrictions. Requests to access the datasets should be directed to the corresponding author.</p>
</sec>
<sec id="s7" sec-type="ethics-statement">
<title>Ethics statement</title>
<p>Ethical approval was not required for the study involving humans in accordance with the local legislation and institutional requirements. Written informed consent to participate in this study was not required from the participants or the participants&#x2019; legal guardians/next of kin in accordance with the national legislation and the institutional requirements. Written informed consent was obtained from the individual(s) for the publication of any potentially identifiable images or data included in this article.</p>
</sec>
<sec id="s8" sec-type="author-contributions">
<title>Author contributions</title>
<p>YZ: Writing &#x2013; original draft, Writing &#x2013; review &amp; editing. QZ: Data curation, Formal analysis, Writing &#x2013; original draft. BY: Writing &#x2013; original draft. YH: Conceptualization, Writing &#x2013; original draft, Writing &#x2013; review &amp; editing.</p>
</sec>
<sec id="s9" sec-type="funding-information">
<title>Funding</title>
<p>The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.</p>
</sec>
<sec id="s10" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s11" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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