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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Oncol.</journal-id>
<journal-title>Frontiers in Oncology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Oncol.</abbrev-journal-title>
<issn pub-type="epub">2234-943X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fonc.2023.1217869</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Oncology</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Identifying clinicopathological risk factors for regional lymph node metastasis in Chinese patients with T1 breast cancer: a population-based study</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Liu</surname>
<given-names>Gang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/786451"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Xing</surname>
<given-names>Zeyu</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1472960"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Guo</surname>
<given-names>Changyuan</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Dai</surname>
<given-names>Qichen</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Cheng</surname>
<given-names>Han</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Wang</surname>
<given-names>Xiang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1563639"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Tang</surname>
<given-names>Yu</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Wang</surname>
<given-names>Yipeng</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2297818"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Breast Surgical Oncology, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Pathology, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>GCP center, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Nosheen Masood, Fatima Jinnah Women University, Pakistan</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Shuheng Bai, The First Affiliated Hospital of Xi&#x2019;an Jiaotong University, China; Anam Nayab, University of Science and Technology of China, China</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Yipeng Wang, <email xlink:href="mailto:yidoctor99@126.com">yidoctor99@126.com</email>; Yu Tang, <email xlink:href="mailto:tangyu@cicams.ac.cn">tangyu@cicams.ac.cn</email>; Xiang Wang, <email xlink:href="mailto:xiangw@vip.sina.com">xiangw@vip.sina.com</email>
</p>
</fn>
<fn fn-type="other" id="fn003">
<p>&#x2020;These authors share first authorship</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>04</day>
<month>08</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>13</volume>
<elocation-id>1217869</elocation-id>
<history>
<date date-type="received">
<day>06</day>
<month>05</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>21</day>
<month>07</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Liu, Xing, Guo, Dai, Cheng, Wang, Tang and Wang</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Liu, Xing, Guo, Dai, Cheng, Wang, Tang and Wang</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<sec>
<title>Objectives</title>
<p>To analyze clinicopathological risk factors and regular pattern of regional lymph node metastasis (LNM) in Chinese patients with T1 breast cancer and the effect on overall survival (OS) and disease-free survival (DFS).</p>
</sec>
<sec>
<title>Materials and methods</title>
<p>Between 1999 and 2020, breast cancer patients meeting inclusion criteria of unilateral, no distant metastatic site, and T1 invasive ductal carcinoma were reviewed. Clinical pathology characteristics were retrieved from medical records. Survival analysis was performed using Kaplan&#x2212;Meier methods and an adjusted Cox proportional hazards model.</p>
</sec>
<sec>
<title>Results</title>
<p>We enrolled 11,407 eligible patients as a discovery cohort to explore risk factors for LNM and 3484 patients with stage T1N0 as a survival analysis cohort to identify the effect of those risk factors on OS and DFS. Compared with patients with N- status, patients with N+ status had a younger age, larger tumor size, higher Ki67 level, higher grade, higher HR+ and HER2+ percentages, and higher luminal B and HER2-positive subtype percentages. Logistic regression indicated that age was a protective factor and tumor size/higher grade/HR+ and HER2+ risk factors for LNM. Compared with limited LNM (N1) patients, extensive LNM (N2/3) patients had larger tumor sizes, higher Ki67 levels, higher grades, higher HR- and HER2+ percentages, and lower luminal A subtype percentages. Logistic regression indicated that HR+ was a protective factor and tumor size/higher grade/HER2+ risk factors for extensive LNM. Kaplan&#x2212;Meier analysis indicated that grade was a predictor of both OS and DFS; HR was a predictor of OS but not DFS. Multivariate survival analysis using the Cox regression model demonstrated age and Ki67 level to be predictors of OS and grade and HER2 status of DFS in stage T1N0 patients.</p>
</sec>
<sec>
<title>Conclusion</title>
<p>In T1 breast cancer patients, there were several differences between N- and N+ patients, limited LNM and extensive LNM patients. Besides, HR+ plays a dual role in regional LNM. In patients without LNM, age and Ki67 level are predictors of OS, and grade and HER2 are predictors of DFS.</p>
</sec>
</abstract>
<kwd-group>
<kwd>breast cancer</kwd>
<kwd>small-sized tumor with extensive metastasis</kwd>
<kwd>hormone receptor</kwd>
<kwd>clinical pathology</kwd>
<kwd>lymph node metastasis</kwd>
</kwd-group>
<counts>
<fig-count count="3"/>
<table-count count="5"/>
<equation-count count="0"/>
<ref-count count="33"/>
<page-count count="9"/>
<word-count count="4141"/>
</counts>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-in-acceptance</meta-name>
<meta-value>Breast Cancer</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<label>1</label>
<title>Introduction</title>
<p>Breast cancer is the malignant tumor with the highest incidence in the world and has one of the highest cancer mortality rates, accounting for 24.5% of all new malignant tumors in women (<xref ref-type="bibr" rid="B1">1</xref>). With the popularization of breast cancer screening, an increasing number of breast cancer cases are detected at an early stage (<xref ref-type="bibr" rid="B2">2</xref>). It is generally considered that increasing tumor size correlates with a high risk of lymph node involvement (<xref ref-type="bibr" rid="B3">3</xref>). However, some patients with small-sized breast cancer also have lymph node metastasis (LNM), even extensive LNM, when diagnosed (<xref ref-type="bibr" rid="B4">4</xref>). In general, patients with 4 or more metastatic lymph nodes (N2-3) are considered to have &#x201c;extensive LNM&#x201d; (<xref ref-type="bibr" rid="B5">5</xref>). It has been reported that approximately 27.8% of T1 breast cancer patients have LNM and approximately 0.7% extensive LNM at the time of diagnosis (<xref ref-type="bibr" rid="B4">4</xref>). Several studies have indicated that small tumors might be a surrogate for biologically aggressive disease, especially in extensive node-positive disease (<xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B5">5</xref>). Therefore, it is of great significance to explore factors associated with LNM, the difference between limited LNM and extensive LNM, and effects on the survival of patients with small tumors.</p>
<p>Previous research has established that many factors are associated with LNM, including age at diagnosis, tumor size, hormone receptor (HR) and human epidermal growth factor receptor 2 (HER2) status, and Ki67 level (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B6">6</xref>&#x2013;<xref ref-type="bibr" rid="B8">8</xref>). Several studies have proven that race is also an important factor influencing LNM and survival (<xref ref-type="bibr" rid="B9">9</xref>&#x2013;<xref ref-type="bibr" rid="B11">11</xref>). Nevertheless, the different risk factors between limited LNM and extensive LNM remain unclear. To date, there are only a few reports evaluating factors of LNM in the Chinese population, and those reports had limited sample sizes (<xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B13">13</xref>).</p>
<p>In this study, we reviewed clinicopathological characteristics of T1 breast cancer patients in a Chinese population. We compared clinicopathological factors of LNM, including the difference between N- and N+, limited N+(N1) and extensive N+(N2/3). We also analyzed the effect on survival to gain a better understanding of LNM prediction and prognosis for patients with small tumors.</p>
</sec>
<sec id="s2" sec-type="materials|methods">
<label>2</label>
<title>Materials and methods</title>
<sec id="s2_1">
<label>2.1</label>
<title>Patients and materials</title>
<p>Breast cancer patients meeting the inclusion criteria of female, unilateral, no distant metastatic site, and T1 invasive ductal carcinoma in the Cancer Hospital of Chinese Academy of Medical Sciences were reviewed from January 1999 to September 2020. Patients with distant metastasis at diagnosis or primary malignant tumors of other organs in the past were excluded. Medical records were collected, including age and clinical pathology features, such as tumor size, grade, Ki67 level, HR status, HER2 status and lymph node involvement. In addition, we enrolled eligible patients from 2009 to 2017 as a survival analysis cohort to identify the effect of risk factors on the overall survival (OS) and disease-free survival (DFS) of T1 breast cancer patients. Survival time was calculated from the date of diagnosis to the occurrence of the event or the censoring date. The study was approved and a waiver of the informed consent of study participants was granted by the Ethics Committee of the Cancer Hospital of Chinese Academy of Medical Sciences.</p>
</sec>
<sec id="s2_2">
<label>2.2</label>
<title>Statistical analysis</title>
<p>Data were analyzed using SPSS software (version 23.0, SPSS Inc., Chicago, IL). Differences were evaluated using the &#x3c7;<sup>2</sup>&#xa0;test, the Fisher test, or the independent samples&#xa0;<italic>t</italic> test according to their characteristics. Multiple factor analysis was performed using logistic regression. To evaluate risk factors for LNM, we compared the characteristics of lymph node-negative (N-) patients with those of lymph node-positive (N+) patients. Then, we analyzed differences between N1 patients and N2/3 patients to validate the determination of limited LNM and extensive LNM. Survival analysis was carried out using Kaplan&#x2212;Meier methods and an adjusted Cox proportional hazards model; p values less than 0.05 were considered statistically significant.</p>
</sec>
</sec>
<sec id="s3" sec-type="results">
<label>3</label>
<title>Results</title>
<sec id="s3_1">
<label>3.1</label>
<title>Descriptive statistics</title>
<p>We enrolled 11,407 eligible breast cancer patients with stage T1 as a discovery cohort (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>): 7185 N- patients and 4222 N+ patients. Among the patients with N+ status, 2780 patients had N1 stage and 1442 patients N2/3.</p>
<table-wrap id="T1" position="float">
<label>Table&#xa0;1</label>
<caption>
<p>Basic characteristics of the discovery cohort with stage T1 patients.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Patient<break/>Characteristic</th>
<th valign="top" colspan="2" align="left">N-<break/>(n=7185)</th>
<th valign="top" colspan="2" align="left">N+<break/>(n=4222)</th>
<th valign="top" align="left">Total<break/>(n=11407)</th>
<th valign="top" align="left">p</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Age</td>
<td valign="top" colspan="2" align="left">52.05 &#xb1; 10.63</td>
<td valign="top" colspan="2" align="left">50.88 &#xb1; 10.66</td>
<td valign="top" align="left">51.62</td>
<td valign="top" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">Tumor size</td>
<td valign="top" colspan="2" align="left">1.43 &#xb1; 0.45</td>
<td valign="top" colspan="2" align="left">1.57 &#xb1; 0.39</td>
<td valign="top" align="left">1.48</td>
<td valign="top" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">Ki67</td>
<td valign="top" colspan="2" align="left">25.98% &#xb1; 19.71%</td>
<td valign="top" colspan="2" align="left">27.63% &#xb1; 19.84%</td>
<td valign="top" align="left">26.58%</td>
<td valign="top" align="left">&lt;0.001</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">HR status</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;positive</td>
<td valign="top" align="left">5594</td>
<td valign="top" align="left">62.6%</td>
<td valign="top" align="left">3348</td>
<td valign="top" align="left">37.4%</td>
<td valign="top" align="left">8942</td>
<td valign="top" rowspan="2" align="left">0.041</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;negative</td>
<td valign="top" align="left">1460</td>
<td valign="top" align="left">64.9%</td>
<td valign="top" align="left">790</td>
<td valign="top" align="left">35.1%</td>
<td valign="top" align="left">2250</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">HER2 status</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;positive</td>
<td valign="top" align="left">1396</td>
<td valign="top" align="left">60.0%</td>
<td valign="top" align="left">932</td>
<td valign="top" align="left">40.0%</td>
<td valign="top" align="left">2328</td>
<td valign="top" rowspan="2" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;negative</td>
<td valign="top" align="left">5329</td>
<td valign="top" align="left">64.2%</td>
<td valign="top" align="left">2975</td>
<td valign="top" align="left">35.8%</td>
<td valign="top" align="left">8304</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">Molecular Subtypes</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;Luminal A <sup>a</sup>
</td>
<td valign="top" align="left">2301</td>
<td valign="top" align="left">67.2%</td>
<td valign="top" align="left">1124</td>
<td valign="top" align="left">32.8%</td>
<td valign="top" align="left">3425</td>
<td valign="top" rowspan="4" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;Luminal B <sup>b</sup>
</td>
<td valign="top" align="left">2728</td>
<td valign="top" align="left">59.6%</td>
<td valign="top" align="left">1846</td>
<td valign="top" align="left">40.4%</td>
<td valign="top" align="left">4574</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;HER2-positive <sup>b</sup>
</td>
<td valign="top" align="left">562</td>
<td valign="top" align="left">60.1%</td>
<td valign="top" align="left">373</td>
<td valign="top" align="left">39.9%</td>
<td valign="top" align="left">935</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;TNBC <sup>a</sup>
</td>
<td valign="top" align="left">849</td>
<td valign="top" align="left">68.3%</td>
<td valign="top" align="left">394</td>
<td valign="top" align="left">31.7%</td>
<td valign="top" align="left">1243</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">Grade</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;1<sup>a</sup>
</td>
<td valign="top" align="left">888</td>
<td valign="top" align="left">76.1%</td>
<td valign="top" align="left">279</td>
<td valign="top" align="left">23.9%</td>
<td valign="top" align="left">1167</td>
<td valign="top" rowspan="3" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;2<sup>b</sup>
</td>
<td valign="top" align="left">4399</td>
<td valign="top" align="left">62.5%</td>
<td valign="top" align="left">2662</td>
<td valign="top" align="left">37.7%</td>
<td valign="top" align="left">7061</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;3<sup>c</sup>
</td>
<td valign="top" align="left">1715</td>
<td valign="top" align="left">59.7%</td>
<td valign="top" align="left">1159</td>
<td valign="top" align="left">40.3%</td>
<td valign="top" align="left">2874</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>HR, hormone receptor; HER2, human epidermal growth factor receptor 2; TNBC, triple negative breast cancer. <sup>a,b,c</sup> Each subscript letter denotes a subset of Molecular Subtypes categories whose row proportions do not differ significantly from each other at the 0.05 level.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3_2">
<label>3.2</label>
<title>Determination of LNM</title>
<p>Compared with N- patients, N+ patients were younger (50.88 &#xb1; 10.66 vs. 52.05 &#xb1; 10.63, p&lt;0.001) (<xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>); the tumor size was larger in the N+ group (1.57 &#xb1; 0.39 vs. 1.43 &#xb1; 0.45, p&lt;0.001), and Ki67 levels were higher (27.63% &#xb1; 19.84% vs. 25.98% &#xb1; 19.71%, p&lt;0.001). We also compared differences in HR and HER2 status, molecular subtype and grade. The percentage of HR+ in the N+ group was higher than that in the HR- group (37.4% vs. 35.1%, p=0.041), and that of HER2+ in the N+ group was higher than that of HER2- (40.0% vs. 35.8%, p&lt;0.001). In the N+ group, the percentage of luminal B and HER2-positive subtypes was higher (p&lt;0.001) than that of luminal A and triple-negative breast cancer (TNBC) subtypes. There was also a greater percentage of higher grade in the N+ group (Grade 3/2/1: 40.3% vs. 37.7% vs. 23.9%, respectively, p&lt;0.001). It is possible to hypothesize that these conditions are more likely to occur in patients with lymph node involvement, including younger age, larger tumor size, higher Ki67 level, HR+, HER2+, luminal B and HER2-positive subtypes, and higher grade.</p>
<p>Based on the difference between N- and N+ patients, logistic regression was conducted to identify risk factors for LNM, indicating that age, tumor size, grade, HR status, and HER2 status were significant indicators of lymph node involvement (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>). In contrast, age was a protective factor (OR, 0.987, 95%CI, 0.983 to 0.991, p&lt;0.001). Tumor size was a risk factor (OR, 2.084, 95%CI, 1.862 to 2.332, p&lt;0.001). Grade 2 (OR, 1.718, 95% CI, 1.451 to 2.035, p&lt;0.001) and grade 3 (OR, 1.788, 95%CI, 1.452 to 2.201, p&lt;0.001) were risk factors, as were HR positivity (OR, 1.249, 95%CI, 1.095 to 1.424, p=0.001) and HER2 positivity (OR, 1.168, 95%CI, 1.045 to 1.306, p=0.006).</p>
<table-wrap id="T2" position="float">
<label>Table&#xa0;2</label>
<caption>
<p>Logistic Regression on high risk factors of lymph node metastasis comparing to non-lymph node involvement in the discovery cohort with stage T1 patients.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left"/>
<th valign="middle" align="left">B</th>
<th valign="middle" align="left">S.E.</th>
<th valign="middle" align="left">Wald</th>
<th valign="middle" align="left">p</th>
<th valign="middle" align="left">OR</th>
<th valign="middle" align="left">95% CI</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">Age</td>
<td valign="middle" align="left">-0.013</td>
<td valign="middle" align="left">0.002</td>
<td valign="middle" align="left">35.475</td>
<td valign="middle" align="left">
<bold>&lt;0.001</bold>
</td>
<td valign="middle" align="left">0.987</td>
<td valign="middle" align="left">0.983-0.991</td>
</tr>
<tr>
<td valign="middle" align="left">Tumor size</td>
<td valign="middle" align="left">0.734</td>
<td valign="middle" align="left">0.057</td>
<td valign="middle" align="left">163.333</td>
<td valign="middle" align="left">
<bold>&lt;0.001</bold>
</td>
<td valign="middle" align="left">2.084</td>
<td valign="middle" align="left">1.862-2.332</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 1</td>
<td valign="middle" align="left"/>
<td valign="middle" align="left"/>
<td valign="middle" align="left">40.030</td>
<td valign="middle" align="left">&lt;0.001</td>
<td valign="middle" align="left">Ref</td>
<td valign="middle" align="left"/>
</tr>
<tr>
<td valign="middle" align="left">Grade 2</td>
<td valign="middle" align="left">0.541</td>
<td valign="middle" align="left">0.086</td>
<td valign="middle" align="left">39.325</td>
<td valign="middle" align="left">
<bold>&lt;0.001</bold>
</td>
<td valign="middle" align="left">1.718</td>
<td valign="middle" align="left">1.451-2.035</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 3</td>
<td valign="middle" align="left">0.581</td>
<td valign="middle" align="left">0.106</td>
<td valign="middle" align="left">30.017</td>
<td valign="middle" align="left">
<bold>&lt;0.001</bold>
</td>
<td valign="middle" align="left">1.788</td>
<td valign="middle" align="left">1.452-2.201</td>
</tr>
<tr>
<td valign="middle" align="left">Ki67</td>
<td valign="middle" align="left">0.088</td>
<td valign="middle" align="left">0.150</td>
<td valign="middle" align="left">0.345</td>
<td valign="middle" align="left">0.557</td>
<td valign="middle" align="left">1.092</td>
<td valign="middle" align="left">0.814-1.465</td>
</tr>
<tr>
<td valign="middle" align="left">HR*</td>
<td valign="middle" align="left">0.222</td>
<td valign="middle" align="left">0.067</td>
<td valign="middle" align="left">11.029</td>
<td valign="middle" align="left">
<bold>0.001</bold>
</td>
<td valign="middle" align="left">1.249</td>
<td valign="middle" align="left">1.095-1.424</td>
</tr>
<tr>
<td valign="middle" align="left">HER2*</td>
<td valign="middle" align="left">0.156</td>
<td valign="middle" align="left">0.057</td>
<td valign="middle" align="left">7.482</td>
<td valign="middle" align="left">
<bold>0.006</bold>
</td>
<td valign="middle" align="left">1.168</td>
<td valign="middle" align="left">1.045-1.306</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>HR, hormone receptor; HER2, human epidermal growth factor receptor 2; TNBC, triple negative breast cancer. CI, confidential interval. OR, Odd Ratio. The bold values mean statistically significantly.*, receptor status, positive vs negative.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3_3">
<label>3.3</label>
<title>Determination of extensive LNM compared with limited LNM</title>
<p>Compared with patients with limited LNM (1-3 lymph nodes involved, N1), those with extensive LNM (more than or equal to 4 lymph nodes involved, N2/3) had similar ages at diagnosis (50.75 &#xb1; 10.68 vs. 50.94 &#xb1; 10.65, p=0.593) (<xref ref-type="table" rid="T3">
<bold>Table&#xa0;3</bold>
</xref>). Tumor size was larger in the extensive LNM group (1.60 &#xb1; 0.40 vs. 1.56 &#xb1; 0.39, p=0.001), and the Ki67 level was higher (28.84% &#xb1; 20.02% vs. 27.02% &#xb1; 19.73%, p=0.011). Then, we compared differences in HR/HER2 status, molecular subtypes and grade. In the extensive LNM group, the percentage of HR- was higher than that of HR+ (41.3% vs. 32.5%, p&lt;0.001); in the extensive LNM group, the percentage of HER2+ was higher than that of HER2- (40.9% vs. 32.0%, p&lt;0.001). The percentage of HER2-positive subtypes was also higher than that of luminal B and luminal A subtypes in the extensive LNM group (44.5% vs. 35.9% vs. 27.5%, p&lt;0.001). The percentage of TNBC subtypes was higher than that of luminal A subtypes but was not different from that of luminal B and HER2-positive subtypes. There was also a higher percentage of higher grade in the extensive LNM group (grade 3/2/1: 40.3% vs. 32.3% vs. 21.1%, p&lt;0.001). These results further support the hypothesis that these factors, including larger tumor size, higher Ki67 level, HR-, HER2+, non-luminal A subtypes and higher grade, increase risk of extensive LNM.</p>
<table-wrap id="T3" position="float">
<label>Table&#xa0;3</label>
<caption>
<p>Basic characteristics of the discovery cohort with stage T1N+ patients.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Patient<break/>Characteristic</th>
<th valign="top" colspan="2" align="left">limited LNM<break/>(n=2780)</th>
<th valign="top" colspan="2" align="left">extensive LNM<break/>(n=1442)</th>
<th valign="top" align="left">Total<break/>(n=4222)</th>
<th valign="top" align="left">p</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Age</td>
<td valign="top" colspan="2" align="left">50.94 &#xb1; 10.65</td>
<td valign="top" colspan="2" align="left">50.75 &#xb1; 10.68</td>
<td valign="top" align="left">50.88</td>
<td valign="top" align="left">0.593</td>
</tr>
<tr>
<td valign="top" align="left">Tumor size</td>
<td valign="top" colspan="2" align="left">1.56 &#xb1; 0.39</td>
<td valign="top" colspan="2" align="left">1.60 &#xb1; 0.40</td>
<td valign="top" align="left">1.57</td>
<td valign="top" align="left">0.001</td>
</tr>
<tr>
<td valign="top" align="left">Ki67</td>
<td valign="top" colspan="2" align="left">27.02% &#xb1; 19.73%</td>
<td valign="top" colspan="2" align="left">28.84% &#xb1; 20.02%</td>
<td valign="top" align="left">27.63%</td>
<td valign="top" align="left">0.011</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">HR status</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;positive</td>
<td valign="top" align="left">2260</td>
<td valign="top" align="left">67.5%</td>
<td valign="top" align="left">1088</td>
<td valign="top" align="left">32.5%</td>
<td valign="top" align="left">3348</td>
<td valign="top" rowspan="2" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;negative</td>
<td valign="top" align="left">464</td>
<td valign="top" align="left">58.7%</td>
<td valign="top" align="left">326</td>
<td valign="top" align="left">41.3%</td>
<td valign="top" align="left">790</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">HER2 status</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;positive</td>
<td valign="top" align="left">551</td>
<td valign="top" align="left">59.1%</td>
<td valign="top" align="left">381</td>
<td valign="top" align="left">40.9%</td>
<td valign="top" align="left">932</td>
<td valign="top" rowspan="2" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;negative</td>
<td valign="top" align="left">2022</td>
<td valign="top" align="left">68.0%</td>
<td valign="top" align="left">953</td>
<td valign="top" align="left">32.0%</td>
<td valign="top" align="left">2975</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">Molecular Subtypes</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;Luminal A <sup>a</sup>
</td>
<td valign="top" align="left">815</td>
<td valign="top" align="left">72.5%</td>
<td valign="top" align="left">309</td>
<td valign="top" align="left">27.5%</td>
<td valign="top" align="left">1124</td>
<td valign="top" rowspan="4" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;Luminal B <sup>b</sup>
</td>
<td valign="top" align="left">1184</td>
<td valign="top" align="left">64.1%</td>
<td valign="top" align="left">662</td>
<td valign="top" align="left">35.9%</td>
<td valign="top" align="left">1846</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;HER2-positive <sup>c</sup>
</td>
<td valign="top" align="left">207</td>
<td valign="top" align="left">55.5%</td>
<td valign="top" align="left">166</td>
<td valign="top" align="left">44.5%</td>
<td valign="top" align="left">373</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;TNBC <sup>b,c</sup>
</td>
<td valign="top" align="left">248</td>
<td valign="top" align="left">62.9%</td>
<td valign="top" align="left">146</td>
<td valign="top" align="left">37.1%</td>
<td valign="top" align="left">394</td>
</tr>
<tr>
<th valign="top" colspan="7" align="left">Grade</th>
</tr>
<tr>
<td valign="top" align="left">&#x2003;1 <sup>a</sup>
</td>
<td valign="top" align="left">220</td>
<td valign="top" align="left">78.9%</td>
<td valign="top" align="left">59</td>
<td valign="top" align="left">21.1%</td>
<td valign="top" align="left">279</td>
<td valign="top" rowspan="3" align="left">&lt;0.001</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;2 <sup>b</sup>
</td>
<td valign="top" align="left">1803</td>
<td valign="top" align="left">67.7%</td>
<td valign="top" align="left">859</td>
<td valign="top" align="left">32.3%</td>
<td valign="top" align="left">2662</td>
</tr>
<tr>
<td valign="top" align="left">&#x2003;3 <sup>c</sup>
</td>
<td valign="top" align="left">692</td>
<td valign="top" align="left">59.7%</td>
<td valign="top" align="left">467</td>
<td valign="top" align="left">40.3%</td>
<td valign="top" align="left">1159</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>HR, hormone receptor; HER2, human epidermal growth factor receptor 2; TNBC, triple negative breast cancer. <sup>a,b,c</sup> Each subscript letter denotes a subset of Molecular Subtypes categories whose row proportions do not differ significantly from each other at the 0.05 level.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Based on the difference between limited LNM and extensive LNM patients, logistic regression was conducted to identify risk factors for extensive LNM. Logistic regression indicated that tumor size, grade, HR status, and HER2 status were significant indicators of extensive LNM (<xref ref-type="table" rid="T4">
<bold>Table&#xa0;4</bold>
</xref>). Tumor size was a risk factor (OR, 1.240, 95%CI, 1.019 to 1.510, p=0.032). Grade 2 (OR, 1.731, 95%CI, 1.216 to 2.463, p=0.002) and grade 3 (OR, 2.225, 95%CI, 1.494 to 3.312, p&lt;0.001) were also risk factors compared to grade 1. HR positivity was a protective factor (OR, 0.016, 95%CI, 0.620 to 0.952, p=0.016) and HER2 positivity a risk factor for extensive LNM (OR, 1.212, 95%CI, 1.012 to 1.451, p=0.036).</p>
<table-wrap id="T4" position="float">
<label>Table&#xa0;4</label>
<caption>
<p>Logistic Regression on high risk factors of extensive lymph node metastasis comparing with limited lymph node metastasis in the discovery cohort with stage T1N+ patients.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left"/>
<th valign="middle" align="left">B</th>
<th valign="middle" align="left">S.E.</th>
<th valign="middle" align="left">Wald</th>
<th valign="middle" align="left">p</th>
<th valign="middle" align="left">OR</th>
<th valign="middle" align="left">95% CI</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">Age</td>
<td valign="middle" align="left">0.000</td>
<td valign="middle" align="left">0.004</td>
<td valign="middle" align="left">0.013</td>
<td valign="middle" align="left">0.908</td>
<td valign="middle" align="left">1.000</td>
<td valign="middle" align="left">0.993-1.007</td>
</tr>
<tr>
<td valign="middle" align="left">Tumor size</td>
<td valign="middle" align="left">0.215</td>
<td valign="middle" align="left">0.100</td>
<td valign="middle" align="left">4.618</td>
<td valign="middle" align="left">
<bold>0.032</bold>
</td>
<td valign="middle" align="left">1.240</td>
<td valign="middle" align="left">1.019-1.510</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 1</td>
<td valign="middle" align="left"/>
<td valign="middle" align="left"/>
<td valign="middle" align="left">15.975</td>
<td valign="middle" align="left">&lt;0.001</td>
<td valign="middle" align="left">Ref</td>
<td valign="middle" align="left"/>
</tr>
<tr>
<td valign="middle" align="left">Grade 2</td>
<td valign="middle" align="left">0.549</td>
<td valign="middle" align="left">0.180</td>
<td valign="middle" align="left">9.295</td>
<td valign="middle" align="left">
<bold>0.002</bold>
</td>
<td valign="middle" align="left">1.731</td>
<td valign="middle" align="left">1.216-2.463</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 3</td>
<td valign="middle" align="left">0.800</td>
<td valign="middle" align="left">0.203</td>
<td valign="middle" align="left">15.500</td>
<td valign="middle" align="left">
<bold>&lt;0.001</bold>
</td>
<td valign="middle" align="left">2.225</td>
<td valign="middle" align="left">1.494-3.312</td>
</tr>
<tr>
<td valign="middle" align="left">Ki67</td>
<td valign="middle" align="left">-0.253</td>
<td valign="middle" align="left">0.238</td>
<td valign="middle" align="left">1.133</td>
<td valign="middle" align="left">0.287</td>
<td valign="middle" align="left">0.776</td>
<td valign="middle" align="left">0.487-1.237</td>
</tr>
<tr>
<td valign="middle" align="left">HR*</td>
<td valign="middle" align="left">-0.263</td>
<td valign="middle" align="left">0.109</td>
<td valign="middle" align="left">5.798</td>
<td valign="middle" align="left">
<bold>0.016</bold>
</td>
<td valign="middle" align="left">0.768</td>
<td valign="middle" align="left">0.620-0.952</td>
</tr>
<tr>
<td valign="middle" align="left">HER2*</td>
<td valign="middle" align="left">0.192</td>
<td valign="middle" align="left">0.092</td>
<td valign="middle" align="left">4.379</td>
<td valign="middle" align="left">
<bold>0.036</bold>
</td>
<td valign="middle" align="left">1.212</td>
<td valign="middle" align="left">1.012-1.451</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>HR, hormone receptor; HER2, human epidermal growth factor receptor 2; TNBC, triple negative breast cancer. CI, confidential interval. OR, Odd Ratio. The bold values mean statistically significantly.*, receptor status, positive vs negative.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3_4">
<label>3.4</label>
<title>Effects of different clinical factors on survival</title>
<p>There were 3484 patients in the survival analysis cohort (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). Age at diagnosis was 52.23 &#xb1; 10.46 years. The mean tumor size was 1.45 &#xb1; 0.46&#xa0;cm, and the Ki67 level was 27.35% &#xb1; 20.50%. The percentage of HR+ patients was 76.1%, and that of HER2+ patients was 21.1%. There were approximately 31.5% luminal A, 40.1% luminal B, 8% HER2-positive and 12.1% TNBC subgroup patients. Percentages of grade 1, grade 2 and grade 3 were 12.1%, 60.6%, and 25.3%, respectively.</p>
<p>In the survival analysis cohort, the mean follow-up time after diagnosis was 6.60 years, and the median follow-up time was 5.71 years. There were 107 deaths and 216 patients with disease progression in this cohort. The OS rate at five years was 97.5%, and the DFS rate at five years was 95.13%. According to Kaplan&#x2212;Meier survival analysis, higher grade patients had shorter OS (log-rank p=0.005) and DFS (log-rank p=0.001) than lower grade patients (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>). Moreover, patients with negative HR had shorter OS than those with positive HR (log-rank p=0.009) (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2A</bold>
</xref>), but DFS was not significantly different between these two groups (log-rank p=0.349) (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2B</bold>
</xref>), and there was no significant difference in OS and DFS between the HER2-positive group and the HER2-negative group (<xref ref-type="fig" rid="f3">
<bold>Figure&#xa0;3</bold>
</xref>).</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>Univariate Kaplan&#x2212;Meier survival plots for grade. <bold>(A)</bold> for OS; <bold>(B)</bold> for DFS.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-13-1217869-g001.tif"/>
</fig>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>Univariate Kaplan&#x2212;Meier survival plots for HR. <bold>(A)</bold> for OS; <bold>(B)</bold> for DFS.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-13-1217869-g002.tif"/>
</fig>
<fig id="f3" position="float">
<label>Figure&#xa0;3</label>
<caption>
<p>Univariate Kaplan&#x2212;Meier survival plots for HER2. <bold>(A)</bold> for OS; <bold>(B)</bold> for DFS.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-13-1217869-g003.tif"/>
</fig>
<p>According to multivariate survival analysis using the Cox regression model, several factors were independent predictors of OS and DFS in the validation cohort (<xref ref-type="table" rid="T5">
<bold>Table&#xa0;5</bold>
</xref>). Age at diagnosis (HR=1.022, 95%CI=1.001-1.043, p=0.045) and Ki67 level (HR=6.367, 95%CI=1.863-21.761, p=0.003) were predictors of OS and higher grade (Grade II, HR=3.715, 95%CI=1.500-9.199, p=0.005. grade III, HR=4.321, 95%CI=1.612-11.581, p=0.004) and HER2 status (HR=0.607, 95%CI=0.402-0.917, p=0.018) were predictors of DFS in stage T1N0 patients.</p>
<table-wrap id="T5" position="float">
<label>Table&#xa0;5</label>
<caption>
<p>The effects of different clinical factors on Overall Survival and Disease Free Survival in the survival analysis cohort with stage T1N0 patients.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="middle" align="left" rowspan="2"/>
<th valign="middle" colspan="6" align="center">OS</th>
<th valign="middle" colspan="6" align="center">DFS</th>
</tr>
<tr>
<th valign="middle" align="left">B</th>
<th valign="middle" align="left">SE</th>
<th valign="middle" align="left">Wald</th>
<th valign="middle" align="left">p</th>
<th valign="middle" align="left">hazard ratio</th>
<th valign="middle" align="left">95.0% CI</th>
<th valign="middle" align="left">B</th>
<th valign="middle" align="left">SE</th>
<th valign="middle" align="left">Wald</th>
<th valign="middle" align="left">p</th>
<th valign="middle" align="left">hazard ratio</th>
<th valign="middle" align="left">95.0% CI</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="middle" align="left">AGE</td>
<td valign="middle" align="left">0.021</td>
<td valign="middle" align="left">0.011</td>
<td valign="middle" align="left">4.028</td>
<td valign="middle" align="left">
<bold>0.045</bold>
</td>
<td valign="middle" align="left">1.022</td>
<td valign="middle" align="left">1.001-1.043</td>
<td valign="middle" align="left">-0.009</td>
<td valign="middle" align="left">0.008</td>
<td valign="middle" align="left">1.420</td>
<td valign="middle" align="left">0.233</td>
<td valign="middle" align="left">0.991</td>
<td valign="middle" align="left">0.976-1.006</td>
</tr>
<tr>
<td valign="middle" align="left">Tumor size</td>
<td valign="middle" align="left">0.021</td>
<td valign="middle" align="left">0.272</td>
<td valign="middle" align="left">0.006</td>
<td valign="middle" align="left">0.939</td>
<td valign="middle" align="left">1.021</td>
<td valign="middle" align="left">0.600-1.738</td>
<td valign="middle" align="left">0.387</td>
<td valign="middle" align="left">0.202</td>
<td valign="middle" align="left">3.674</td>
<td valign="middle" align="left">0.055</td>
<td valign="middle" align="left">1.472</td>
<td valign="middle" align="left">0.991-2.187</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 1</td>
<td valign="middle" align="left"/>
<td valign="middle" align="left"/>
<td valign="middle" align="left">1.406</td>
<td valign="middle" align="left">0.495</td>
<td valign="middle" align="left">Ref</td>
<td valign="middle" align="left"/>
<td valign="middle" align="left"/>
<td valign="middle" align="left"/>
<td valign="middle" align="left">8.687</td>
<td valign="middle" align="left">0.013</td>
<td valign="middle" align="left">Ref</td>
<td valign="middle" align="left"/>
</tr>
<tr>
<td valign="middle" align="left">Grade 2</td>
<td valign="middle" align="left">0.610</td>
<td valign="middle" align="left">0.532</td>
<td valign="middle" align="left">1.311</td>
<td valign="middle" align="left">0.252</td>
<td valign="middle" align="left">1.840</td>
<td valign="middle" align="left">0.648-5.225</td>
<td valign="middle" align="left">1.312</td>
<td valign="middle" align="left">0.463</td>
<td valign="middle" align="left">8.046</td>
<td valign="middle" align="left">
<bold>0.005</bold>
</td>
<td valign="middle" align="left">3.715</td>
<td valign="middle" align="left">1.500-9.199</td>
</tr>
<tr>
<td valign="middle" align="left">Grade 3</td>
<td valign="middle" align="left">0.687</td>
<td valign="middle" align="left">0.599</td>
<td valign="middle" align="left">1.317</td>
<td valign="middle" align="left">0.251</td>
<td valign="middle" align="left">1.988</td>
<td valign="middle" align="left">0.615-6.425</td>
<td valign="middle" align="left">1.464</td>
<td valign="middle" align="left">0.503</td>
<td valign="middle" align="left">8.467</td>
<td valign="middle" align="left">
<bold>0.004</bold>
</td>
<td valign="middle" align="left">4.321</td>
<td valign="middle" align="left">1.612-11.581</td>
</tr>
<tr>
<td valign="middle" align="left">Ki67</td>
<td valign="middle" align="left">1.851</td>
<td valign="middle" align="left">0.627</td>
<td valign="middle" align="left">8.715</td>
<td valign="middle" align="left">
<bold>0.003</bold>
</td>
<td valign="middle" align="left">6.367</td>
<td valign="middle" align="left">1.863-21.761</td>
<td valign="middle" align="left">0.444</td>
<td valign="middle" align="left">0.469</td>
<td valign="middle" align="left">0.896</td>
<td valign="middle" align="left">0.344</td>
<td valign="middle" align="left">1.559</td>
<td valign="middle" align="left">0.621-3.912</td>
</tr>
<tr>
<td valign="middle" align="left">HR*</td>
<td valign="middle" align="left">0.157</td>
<td valign="middle" align="left">0.293</td>
<td valign="middle" align="left">0.286</td>
<td valign="middle" align="left">0.593</td>
<td valign="middle" align="left">1.170</td>
<td valign="middle" align="left">0.658-2.080</td>
<td valign="middle" align="left">0.161</td>
<td valign="middle" align="left">0.219</td>
<td valign="middle" align="left">0.540</td>
<td valign="middle" align="left">0.463</td>
<td valign="middle" align="left">1.174</td>
<td valign="middle" align="left">0.765-1.803</td>
</tr>
<tr>
<td valign="middle" align="left">HER2*</td>
<td valign="middle" align="left">-0.172</td>
<td valign="middle" align="left">0.271</td>
<td valign="middle" align="left">0.401</td>
<td valign="middle" align="left">0.527</td>
<td valign="middle" align="left">0.842</td>
<td valign="middle" align="left">0.495-1.433</td>
<td valign="middle" align="left">-0.499</td>
<td valign="middle" align="left">0.210</td>
<td valign="middle" align="left">5.639</td>
<td valign="middle" align="left">
<bold>0.018</bold>
</td>
<td valign="middle" align="left">0.607</td>
<td valign="middle" align="left">0.402-0.917</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>HR, hormone receptor; HER2, human epidermal growth factor receptor 2; TNBC, triple negative breast cancer. CI, confidential interval. The bold values mean statistically significantly.*, receptor status, positive vs negative.</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
</sec>
<sec id="s4" sec-type="discussion">
<label>4</label>
<title>Discussion</title>
<p>Small-sized breast cancer with LNM is a special kind of aggressive breast cancer, especially with extensive LNM. In this study, we sought to determine risk factors and the regular pattern of LNM in small-sized tumors (defined as T1 tumors), between no metastasis (N-) to metastasis (N+), and between limited metastasis (N1) to extensive metastasis (N2/N3). We also sought to determine whether these risk factors affect the OS and DFS of patients with small tumors without LNM.</p>
<p>According to our analysis, younger age at diagnosis is a risk factor for lymph node involvement. However, age was not found to be a risk factor for extensive LNM compared to limited LNM. There were similarities between the findings of this study and those by other researchers (<xref ref-type="bibr" rid="B7">7</xref>, <xref ref-type="bibr" rid="B14">14</xref>&#x2013;<xref ref-type="bibr" rid="B16">16</xref>). Younger age has also been reported as a risk factor for distant metastasis (<xref ref-type="bibr" rid="B17">17</xref>). Our study found age to be an independent risk predictor of OS in patients with small tumors without LNM. These results are in line with those of previous studies (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B18">18</xref>, <xref ref-type="bibr" rid="B19">19</xref>).</p>
<p>In our study, tumor size was associated with LNM, including cases without LNM to tumors with extensive LNM. Some studies have postulated a convergence between tumor size and LNM (<xref ref-type="bibr" rid="B15">15</xref>, <xref ref-type="bibr" rid="B20">20</xref>). T1N0 breast cancer has good prognosis, and our study found that tumor size was not a predictor of OS or DFS in these patients. Nonetheless, for tumors with LNM, small tumor size is associated with survival (<xref ref-type="bibr" rid="B5">5</xref>).</p>
<p>Our study results also showed Ki67 level to be a risk factor for LNM. The importance of Ki67 levels in predicting LNM in patients with small tumors has been noted (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B21">21</xref>, <xref ref-type="bibr" rid="B22">22</xref>). One unanticipated finding was that the Ki67 level was an independent predictor of OS in patients with small tumors without LNM. Previous studies have indicated that the level of Ki67 is an independent prognostic factor of breast cancer-specific survival (BCSS) and DFS in breast cancer patients (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>), and our study confirmed the value of the level of Ki67 in prediction of survival in small-sized tumor patients.</p>
<p>Importantly, high histological grade was associated with LNM in our study. Similar to the role of tumor size, higher grade increased LNM risk from limited metastasis to extensive involvement. In addition, grade was a predictor of OS and DFS in patients with small tumors without LNM. In accordance with the present results, previous studies have demonstrated that high grade indicates a high labeling index, rapid replication, and a greater early relapse rate than low grade (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B25">25</xref>). Therefore, high grade can be used for predicting LNM and survival in patients with small tumors.</p>
<p>The most striking and unanticipated finding was that HR+ plays a dual role in regional LNM: although HR+ status was a risk factor for LNM, in N+ patients, HR+ status was a protective factor against extensive LNM. Consistent with the literature, there are some studies indicating that HR+ status is a protective factor against LNM (<xref ref-type="bibr" rid="B7">7</xref>, <xref ref-type="bibr" rid="B22">22</xref>), but there are also several studies showing that HR+ status is a risk factor, as we observed in our study (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B27">27</xref>). To our knowledge, this is the first study to identify this dual role in regional LNM. It is possible to hypothesize that HR+ status is likely to increase but also restrict risk of LNM. One possible explanation is that estrogen is important for tumor growth, and required for intratumoral lymphangiogenesis which could increase the risk of LNM, but in the lymph node microenvironment, ER is dysfunctional and the sensitivity is altered, which could also influence LNM (<xref ref-type="bibr" rid="B28">28</xref>). We also found that HR+ status was a protective predictor of OS in univariate survival analysis but failed to find a tendency in multivariate survival analysis. In accordance with the present results, previous studies have indicated that HR positivity is a protective factor for DFS and OS in small-tumor patients (<xref ref-type="bibr" rid="B18">18</xref>, <xref ref-type="bibr" rid="B29">29</xref>). Further work including subgroup analysis is needed to confirm these findings.</p>
<p>In our study, we found HER2+ status to be a risk factor for LNM with small tumors. These results mirror those of previous studies (<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B26">26</xref>). We also found HER2+ status to be an independent protective factor of DFS in multivariate survival analysis. HER2+ status is reportedly associated with poor prognosis (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B31">31</xref>), especially in patients with stage T3/T4 tumors (<xref ref-type="bibr" rid="B31">31</xref>). For small-sized tumors, Gonzalez-Angulo et&#xa0;al. (2009) concluded that HER2 positivity is an independent risk factor for DFS in T1a and T1b breast cancer without node positivity (<xref ref-type="bibr" rid="B29">29</xref>). This discrepancy might be attributed to racial differences. Indeed, several studies have indicated that ethnicity is associated with survival of breast cancer patients (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B18">18</xref>). We also observed higher DFS in the HER2+ group in another hospital in China (<xref ref-type="bibr" rid="B32">32</xref>). Another possible alternative explanation of our findings is that anti-HER2 therapy increases the DFS of patients with small tumors. In general, patients with HER2 positivity and stage T1b/T1c should undergo anti-HER2 therapy. Several studies have indicated that HER2+ patients have increased DFS after anti-HER2 therapy (<xref ref-type="bibr" rid="B33">33</xref>), but few prospective studies have compared the prognosis of HER2- patients and HER2+ patients treated with anti-HER2 therapy. Further research is required to evaluate the impact of HER2+ status.</p>
<p>There are several limitations in our study. First, information for real-world treatment was not reviewed when we conducted survival analysis. Although we only included patients with small-sized tumors without LNM, not all of the patients underwent standard treatment, which may lead to bias in survival analysis. Second, the sample size used for survival analysis was small, possibly influencing its significance, especially for the HER2+ group. Larger samples are needed for replication.</p>
</sec>
<sec id="s5" sec-type="conclusions">
<label>5</label>
<title>Conclusion</title>
<p>Our study describes the first and largest cohort of small-sized breast cancer patients in a single center in China. We reveal several factors associated with LNM for T1 tumors, including age, tumor size, Ki67 level, grade, and HR and HER2 status. We found that HR+ status plays a dual role in regional LNM. We also evaluated the effect of the above risk factors on the survival of T1 tumor patients. Univariate analysis indicated grade and HR status to be predictors of OS, with grade also being a predictor of DFS. Multiple regression analysis showed that age and Ki67 level are predictors of OS and that grade and HER2 are predictors of DFS in patients with small-sized tumors without LNM. The findings of our study have a number of important implications for prediction of LNM and survival in patients with small tumors.</p>
</sec>
<sec id="s6" sec-type="data-availability">
<title>Data availability statement</title>
<p>The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="s7" sec-type="ethics-statement">
<title>Ethics statement</title>
<p>The study was approved and a waiver of the informed consent of study participants was granted by the Ethics Committee of the Cancer Hospital of Chinese Academy of Medical Sciences.</p>
</sec>
<sec id="s8" sec-type="author-contributions">
<title>Author contributions</title>
<p>GL and YW contributed to the conception, supervision, and funding of the study. GL, CG and ZX collected the medical data. QD and HC conducted the data analyses. GL, CG and ZX wrote the original draft. XW and YT were responsible for the critical revision of the manuscript or important intellectual content. All authors contributed to the article and approved the submitted version.</p>
</sec>
</body>
<back>
<sec id="s9" sec-type="funding-information">
<title>Funding</title>
<p>This research was funded in part by the Beijing Hope Run Special Fund of Cancer Foundation of China (LC2020B15 to GL and LC2022A02 to Y.W.) and the CAMS Innovation Fund for Medical Sciences (2021-I2M-1-014 to Y.W.).</p>
</sec>
<sec id="s10" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s11" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s12" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fonc.2023.1217869/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fonc.2023.1217869/full#supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="Table_1.docx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document"/>
</sec>
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