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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Oncol.</journal-id>
<journal-title>Frontiers in Oncology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Oncol.</abbrev-journal-title>
<issn pub-type="epub">2234-943X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fonc.2022.1064598</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Oncology</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Investigation of the prevalence and clinical implications of <italic>ERBB2</italic> exon 16 skipping mutations in Chinese pan-cancer patients</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Shang</surname>
<given-names>Yanhong</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Mo</surname>
<given-names>Jianming</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="author-notes" rid="fn003">
<sup>&#x2020;</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Huo</surname>
<given-names>Ran</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Li</surname>
<given-names>Xiaofang</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Fang</surname>
<given-names>Guotao</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Wei</surname>
<given-names>Zichun</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Gu</surname>
<given-names>Guomin</given-names>
</name>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhu</surname>
<given-names>Xiaodan</given-names>
</name>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhang</surname>
<given-names>Chan</given-names>
</name>
<xref ref-type="aff" rid="aff5">
<sup>5</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2136091"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Liu</surname>
<given-names>Chunling</given-names>
</name>
<xref ref-type="aff" rid="aff6">
<sup>6</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Yan</surname>
<given-names>Dong</given-names>
</name>
<xref ref-type="aff" rid="aff5">
<sup>5</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1482039"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Medical Oncology, Affiliated Hospital of Hebei University, Hebei Key Laboratory of Cancer Radiotherapy and Chemotherapy</institution>, <addr-line>Baoding</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Pulmonary and Critical Care Medicine, Peking University Shenzhen Hospital</institution>, <addr-line>Shenzhen</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Thoracic Surgery, Peking University Shenzhen Hospital</institution>, <addr-line>Shenzhen</addr-line>, <country>China</country>
</aff>
<aff id="aff4">
<sup>4</sup>
<institution>Second Department of Pulmonary Medicine, Affiliated Cancer Hospital of Xinjiang Medical University</institution>, <addr-line>Urumqi</addr-line>, <country>China</country>
</aff>
<aff id="aff5">
<sup>5</sup>
<institution>Department of Oncology, Beijing Luhe Hospital, Capital Medical University</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff6">
<sup>6</sup>
<institution>Department of Pulmonary Medicine, Affiliated Cancer Hospital of Xinjiang Medical</institution>, <addr-line>Urumqi</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Leonhard M&#xfc;llauer, Medical University of Vienna, Austria</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Koichi Goto, National Cancer Center Hospital East, Japan; How-Wen Ko, Linkou Chang Gung Memorial Hospital, Taiwan</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Dong Yan, <email xlink:href="mailto:yd15yt88@163.com">yd15yt88@163.com</email>; Chunling Liu, <email xlink:href="mailto:liudeyouxiang66@sina.com">liudeyouxiang66@sina.com</email>
</p>
</fn>
<fn fn-type="equal" id="fn003">
<p>&#x2020;These authors have contributed equally to this work</p>
</fn>
<fn fn-type="other" id="fn002">
<p>This article was submitted to Cancer Genetics, a section of the journal Frontiers in Oncology</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>06</day>
<month>01</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2022</year>
</pub-date>
<volume>12</volume>
<elocation-id>1064598</elocation-id>
<history>
<date date-type="received">
<day>08</day>
<month>10</month>
<year>2022</year>
</date>
<date date-type="accepted">
<day>13</day>
<month>12</month>
<year>2022</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Shang, Mo, Huo, Li, Fang, Wei, Gu, Zhu, Zhang, Liu and Yan</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Shang, Mo, Huo, Li, Fang, Wei, Gu, Zhu, Zhang, Liu and Yan</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<sec>
<title>Background</title>
<p>Although rare, <italic>ERBB2</italic> exon 16 skipping mutations (<italic>ERBB2</italic>&#x394;Ex16) have been implicated in resistance to anti-HER2 and anti-EGFR targeted agents. Our study investigated the prevalence and clinical significance of <italic>ERBB2</italic>&#x394;Ex16 in Chinese pan-cancer patients.</p>
</sec>
<sec>
<title>Methods</title>
<p>We retrospectively screened 40996 patients, spanning 19 cancer types, who had available genomic profiles acquired with DNA-based next-generation sequencing (NGS). We characterized the clinical and molecular features of the <italic>ERBB2</italic>&#x394;Ex16-positive patients. Furthermore, we also analyzed a pan-cancer dataset from the Cancer Genome Atlas (TCGA; n=8705).</p>
</sec>
<sec>
<title>Results</title>
<p>A total of 22 patients were detected with <italic>ERBB2</italic>&#x394;Ex16, resulting in an overall prevalence rate of 0.054% (22/40996). Of them, 16 patients had lung cancer (LC; 0.05%, 16/30890), five patients had gastric cancer (GC; 0.35%, 5/1448), and one patient had ovarian cancer (0.12%, 1/826). Among the 16 LC patients, <italic>ERBB2</italic>&#x394;Ex16 was detected in four treatment-na&#xef;ve <italic>EGFR/ALK</italic>-negative patients and 12 <italic>EGFR</italic>-positive patients after the onset of resistance to EGFR tyrosine kinase inhibitors (TKIs). The treatment-na&#xef;ve patients harbored no LC-associated oncogenic drivers except <italic>ERBB2</italic> amplification, suggesting a potential oncogenic role for <italic>ERBB2</italic>&#x394;Ex16. Consistently, <italic>ERBB2</italic>&#x394;Ex16+ patients from TCGA data also carried no known drivers despite various concurrent alterations. In the 12 EGFR TKI-resistant LC patients, relative variant frequencies for <italic>ERBB2</italic>&#x394;Ex16 were lower than in untreated patients, suggesting <italic>ERBB2</italic>&#x394;Ex16 as secondary alterations following TKI treatment and thereby implicating <italic>ERBB2</italic>&#x394;Ex16 in mediating therapeutic resistance.</p>
</sec>
<sec>
<title>Conclusions</title>
<p>Our study identified an overall <italic>ERBB2</italic>&#x394;Ex16 prevalence rate of 0.054% and provided insights into the clinical implications of <italic>ERBB2</italic>&#x394;Ex16 in Chinese pan-cancer patients.</p>
</sec>
</abstract>
<kwd-group>
<kwd>deltaHER2</kwd>
<kwd>ERBB2</kwd>
<kwd>ERBB2delta16</kwd>
<kwd>exon 16 skipping</kwd>
<kwd>lung cancer</kwd>
</kwd-group>
<counts>
<fig-count count="3"/>
<table-count count="2"/>
<equation-count count="0"/>
<ref-count count="40"/>
<page-count count="11"/>
<word-count count="4636"/>
</counts>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<title>Introduction</title>
<p>The Erb-B receptor tyrosine kinase 2 (HER2 or <italic>ERBB2</italic>) is a member of the Erb-B family and structurally related to the epidermal growth factor receptor (EGFR) (<xref ref-type="bibr" rid="B1">1</xref>). HER2 is a 185 kDa transmembrane receptor that lacks a ligand-binding structure and acts as a co-receptor by forming more potent heterodimers with HER1/EGFR and HER3/ErbB3 (<xref ref-type="bibr" rid="B1">1</xref>&#x2013;<xref ref-type="bibr" rid="B5">5</xref>). Through its critical role in regulating cell growth and development, dysregulation of HER2 signaling, particularly HER2 overexpression, is one of the oncogenic drivers in various solid malignancies (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B2">2</xref>, <xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B5">5</xref>). In addition to HER2 overexpression, genetic mutations affecting the extracellular, transmembrane, and kinase domains of <italic>ERBB2</italic> have been reported as alternative mechanisms of HER2 activation in various solid tumors and affect tumor biology and treatment response (<xref ref-type="bibr" rid="B5">5</xref>&#x2013;<xref ref-type="bibr" rid="B8">8</xref>). Genetic alterations affecting the exon 16 of <italic>ERBB2</italic> (<italic>ERBB2</italic>&#x394;Ex16) result in alternative splicing, lead to exon 16 skipping, and produce an altered HER2 protein that lacks 16 amino acids in the extracellular domain (amino acid positions 634-649) (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). <italic>ERBB2</italic>&#x394;Ex16 is comprised of short in-frame deletions affecting exon 16 and missense mutations in splice donor or acceptor sites flanking exon 16. By altering gene splicing, the <italic>ERBB2</italic>&#x394;Ex16 isoform could result in molecular conformational change by exposing cysteine residues crucial in intermolecular disulfide bond formation and lead to the constitutive activation and stable covalent binding of HER2 homodimers with more enhanced transformational activity (<xref ref-type="bibr" rid="B9">9</xref>&#x2013;<xref ref-type="bibr" rid="B14">14</xref>).</p>
<p>
<italic>ERBB2</italic>&#x394;Ex16 was first reported in HER2-overexpressed breast cancer after prolonged targeted treatment with trastuzumab (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B10">10</xref>&#x2013;<xref ref-type="bibr" rid="B12">12</xref>). Preclinical studies in cell and mouse models have demonstrated the constitutive activation of <italic>ERBB2</italic>&#x394;Ex16 and its critical role in tumorigenesis of breast and lung (<xref ref-type="bibr" rid="B9">9</xref>&#x2013;<xref ref-type="bibr" rid="B15">15</xref>). Clinical studies have identified an <italic>ERBB2</italic>&#x394;Ex16 prevalence of 0.01-0.19% in various solid tumor types (<xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B17">17</xref>). Albeit rare, <italic>ERBB2</italic>&#x394;Ex16 was implicated mostly in resistance to anti-HER2 agents in HER2-positive breast tumors and osimertinib in <italic>EGFR</italic>-mutant non-small-cell lung cancer (NSCLC) (<xref ref-type="bibr" rid="B5">5</xref>, <xref ref-type="bibr" rid="B12">12</xref>, <xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B18">18</xref>). A deeper molecular understanding of the underlying pathogenesis of cancers could pave avenues for improving the treatment and survival outcomes of patients with <italic>ERBB2</italic>&#x394;Ex16-positive (<italic>ERBB2</italic>&#x394;Ex16+) tumors. In a large-scale analysis of Chinese cancer patients, Shi et&#xa0;al. identified 0.046% <italic>ERBB2</italic>&#x394;Ex16+ cases (18/38680) spanning lung, colorectal, gastric, and ovarian cancers (<xref ref-type="bibr" rid="B19">19</xref>). Our study investigated the prevalence and clinical significance of <italic>ERBB2</italic>&#x394;Ex16 in Chinese pan-cancer patients (n = 40996). To further characterize their mutational landscape and aberrant pathways, we also analyzed <italic>ERBB2</italic>&#x394;Ex16-positive patients screened from pan-cancer datasets from the Cancer Genome Atlas (TCGA; n=8705) (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>).</p>
</sec>
<sec id="s2">
<title>Patients and methods</title>
<sec id="s2_1">
<title>Patients</title>
<p>We retrospectively screened 40996 Chinese patients, spanning 19 cancer types, who voluntarily submitted either tissue or plasma samples for DNA-based next-generation sequencing (NGS) using either 168- or 520-gene panels between January 2018 to December 2020. We analyzed the clinical and molecular profile of the patients detected with <italic>ERBB2</italic>&#x394;Ex16. For comparison, we obtained the molecular and survival data of a pan-cancer dataset from the TCGA (n=8705) (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B21">21</xref>). This study was IRB approved and conducted in accordance with the ethical guidelines including Declaration of Helsinki and US Common Rule.</p>
</sec>
<sec id="s2_2">
<title>Targeted next-generation sequencing</title>
<p>DNA was isolated from blood and tumor samples and subjected to NGS in Burning Rock Biotech, a clinical laboratory accredited by the College of American Pathologists and certified by the Clinical Laboratory Improvement Amendments, according to optimized protocols as described previously (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B23">23</xref>). NGS library construction required a minimum of 30 ng of DNA. Target capture was performed using commercial panels consisting of either 168 or 520 cancer-related genes, which respectively span 0.269 Megabases (Mb) and 1.003 Mb of the human genome (Burning Rock Biotech, Guangzhou, China) (<xref ref-type="bibr" rid="B24">24</xref>, <xref ref-type="bibr" rid="B25">25</xref>). Indexed samples were sequenced on NovaSeq 6000 (Illumina, Inc., CA, USA) with 150-bp read lengths and a target sequencing depth of 1,000&#xd7; for tissue samples and 10,000&#xd7; for plasma samples. Maximum allelic frequency (MaxAF) was defined as the maximum allelic frequency detected from a sample, and relative allelic frequency (RAF) was calculated as the ratio of the allelic frequency of a certain variant to MaxAF.</p>
</sec>
<sec id="s2_3">
<title>Sequence data analysis</title>
<p>Sequence data were analyzed using the Burning Rock analysis system as previously described (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B26">26</xref>). Briefly, sequence data were mapped to the reference human genome (hg19). Variants with depth &lt;100 or population frequency &gt;0.1% in major databases were excluded from further analysis. Copy number was calculated based on the ratio between the depth of coverage in tumor samples and average coverage of an adequate number (n&gt;50) of samples without CNV as references per capture interval. The cut-offs for copy number variations were 1.5 for copy number deletion and 2.5 for copy number amplifications.</p>
</sec>
<sec id="s2_4">
<title>Statistical analysis</title>
<p>Statistical analyses were performed using the Wilcoxon signed-rank test or Fisher&#x2019;s exact test as appropriate in R software (version 4.0.2). A two-sided P value &lt;0.05 was considered statistically significant.</p>
</sec>
</sec>
<sec id="s3" sec-type="results">
<title>Results</title>
<sec id="s3_1">
<title>Pan-cancer prevalence of ERBB2&#x394;Ex16 alterations</title>
<p>
<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1A</bold>
</xref> illustrates the study design. We started with screening 40996 Chinese patients spanning 19 cancer types, most of which were lung cancer (LC; 71.4%), for patients who harbored <italic>ERBB2</italic>&#x394;Ex16 (<xref ref-type="supplementary-material" rid="SM1">
<bold>Table S1</bold>
</xref>). A total of 22 patients were detected with <italic>ERBB2</italic>&#x394;Ex16, resulting in an overall prevalence rate of 0.054% (22/40996). <xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref> summarizes their clinical characteristics. The majority were female (54.5%) and had stage IV disease (60.9%). Most had LC (0.05%, 16/30,890), five patients had gastric cancer (GC; 0.35%, 5/1,448), and one patient had ovarian cancer (OC; 0.12%, 1/826). <italic>ERBB2</italic>&#x394;Ex16 was not detected in other cancer types, including colorectal and breast.</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>Study design and somatic <italic>ERBB2</italic> exon 16 skipping (<italic>ERBB2</italic>&#x394;Ex16) analyzed in this study. <bold>(A)</bold> A diagram of study workflow. <bold>(B)</bold> Number of <italic>ERBB2</italic>&#x394;Ex16+ patients from Cohorts 1 (upper panel) and 2 (lower panel) per tumor type, shown above the bars are the tumor type-specific prevalence (number of <italic>ERBB2</italic>&#x394;Ex16+ patients/number of screened patients). <bold>(C)</bold> Diagram of the 22 unique sequence variants detected in the Chinese cancer patients cohort. The exon 16 (between nucleotides 1899 to 1946) and the flanking regions are shown, in which the gray bars correspond to each unique <italic>ERBB2</italic>&#x394;Ex16 isoform as shown by the sequence variant on the right column.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-12-1064598-g001.tif"/>
</fig>
<table-wrap id="T1" position="float">
<label>Table&#xa0;1</label>
<caption>
<p>Clinical characteristics of the 22 patients detected with <italic>ERBB2</italic> exon 16 mutations in Cohort 1.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Characteristics</th>
<th valign="top" align="center">Overall (n = 22); n(%)</th>
<th valign="top" align="center">Lung (n = 16), n(%)</th>
<th valign="top" align="center">Non-lung (n = 6), n(%)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" colspan="4" align="left">
<bold>Age</bold>
</td>
</tr>
<tr>
<td valign="top" align="left">Median [interquartile range]</td>
<td valign="top" align="center">63.0 [51.0, 71.0]</td>
<td valign="top" align="center">65.5 [59.3, 71.0]</td>
<td valign="top" align="center">46.0 [41.0, 62.0]</td>
</tr>
<tr>
<td valign="top" colspan="4" align="left">
<bold>Stage</bold>
</td>
</tr>
<tr>
<td valign="top" align="left">II</td>
<td valign="top" align="center">1 (4.5)</td>
<td valign="top" align="center">1 (6.2)</td>
<td valign="top" align="center">0 (0.0)</td>
</tr>
<tr>
<td valign="top" align="left">III</td>
<td valign="top" align="center">5 (22.7)</td>
<td valign="top" align="center">5 (31.2)</td>
<td valign="top" align="center">0 (0.0)</td>
</tr>
<tr>
<td valign="top" align="left">IV</td>
<td valign="top" align="center">13 (59.1)</td>
<td valign="top" align="center">10 (62.5)</td>
<td valign="top" align="center">3 (50.0)</td>
</tr>
<tr>
<td valign="top" align="left">NA</td>
<td valign="top" align="center">3 (13.6)</td>
<td valign="top" align="center">0 (0.0)</td>
<td valign="top" align="center">3 (50.0)</td>
</tr>
<tr>
<td valign="top" colspan="4" align="left">
<bold>Sex</bold>
</td>
</tr>
<tr>
<td valign="top" align="left">Female</td>
<td valign="top" align="center">12 (54.5)</td>
<td valign="top" align="center">10 (62.5)</td>
<td valign="top" align="center">2 (33.3)</td>
</tr>
<tr>
<td valign="top" align="left">Male</td>
<td valign="top" align="center">9 (40.9)</td>
<td valign="top" align="center">6 (37.5)</td>
<td valign="top" align="center">3 (50.0)</td>
</tr>
<tr>
<td valign="top" align="left">NA</td>
<td valign="top" align="center">1 (4.5)</td>
<td valign="top" align="center">0 (0.0)</td>
<td valign="top" align="center">1 (16.7)</td>
</tr>
<tr>
<td valign="top" colspan="4" align="left">
<bold>
<italic>ERBB2</italic> exon16 mutation type</bold>&#xa0;</td>
</tr>
<tr>
<td valign="top" align="left">Exon 16 deletion</td>
<td valign="top" align="center">9 (40.9)</td>
<td valign="top" align="center">4 (25.0)</td>
<td valign="top" align="center">5 (83.3)</td>
</tr>
<tr>
<td valign="top" align="left">Splice site deletion</td>
<td valign="top" align="center">10 (45.5)</td>
<td valign="top" align="center">10 (62.5)</td>
<td valign="top" align="center">0 (0.0)</td>
</tr>
<tr>
<td valign="top" align="left">Splice site mutation</td>
<td valign="top" align="center">3 (13.6)</td>
<td valign="top" align="center">2 (12.5)</td>
<td valign="top" align="center">1 (16.7)</td>
</tr>
<tr>
<td valign="top" colspan="4" align="left">
<bold>Treatment status</bold>
</td>
</tr>
<tr>
<td valign="top" align="left">Post-TKIs</td>
<td valign="top" align="center">12 (54.5)</td>
<td valign="top" align="center">12 (75.0)</td>
<td valign="top" align="center">0 (0.0)</td>
</tr>
<tr>
<td valign="top" align="left">Post-treatment</td>
<td valign="top" align="center">2 (9.1)</td>
<td valign="top" align="center">0 (0.0)</td>
<td valign="top" align="center">2 (33.3)</td>
</tr>
<tr>
<td valign="top" align="left">Primary</td>
<td valign="top" align="center">4 (18.2)</td>
<td valign="top" align="center">4 (25.0)</td>
<td valign="top" align="center">0 (0.0)</td>
</tr>
<tr>
<td valign="top" align="left">NA</td>
<td valign="top" align="center">4 (18.2)</td>
<td valign="top" align="center">0 (0.0)</td>
<td valign="top" align="center">4 (66.7)</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>NA, data not available.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>We also screened 34 TCGA pan-cancer datasets (n = 8705) and identified nine <italic>ERBB2</italic>&#x394;Ex16+ patients (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1B</bold>
</xref>). Of them, four patients had cervical squamous cell carcinoma and endocervical adenocarcinoma, two patients had stomach adenocarcinoma, and a patient each had lung adenocarcinoma, OC, and rectum adenocarcinoma. Clinical characteristics of the group and each patient are respectively detailed in <xref ref-type="supplementary-material" rid="SM2">
<bold>Tables S2 and S3</bold>
</xref>.</p>
<p>Of the 21 unique <italic>ERBB2</italic>&#x394;Ex16 variants detected from Chinese patients, 9 involved complete deletion of exon 16, 3 were deletions or point mutations involving splice donors, and 9 deletions or point mutations affecting the splice acceptors (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1C</bold>
</xref>). <italic>ERBB2</italic> c.1899-880_1946+761del was detected from two patients. The other <italic>ERBB2</italic>&#x394;Ex16 variants were unique and only detected in a patient each (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>). We also identified a novel variant <italic>ERBB2</italic> c.1899-2A&gt;G, which was the only mutation detected from the paired tissue and plasma samples of an OC patient after treatment (P17; <xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>; <xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1C</bold>
</xref>).</p>
<table-wrap id="T2" position="float">
<label>Table&#xa0;2</label>
<caption>
<p>Detailed clinical and mutational profile of the 22 patients detected with <italic>ERBB2</italic> exon 16 alterations in Cohort 1.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Patient ID</th>
<th valign="top" align="center">Age</th>
<th valign="top" align="center">Sex</th>
<th valign="top" align="center">Clinical stage</th>
<th valign="top" align="center">Sample type</th>
<th valign="top" align="center">Cancer type</th>
<th valign="top" align="center">Treatment status</th>
<th valign="top" align="center">NGS capture panel</th>
<th valign="top" align="center">TMB</th>
<th valign="top" align="center">
<italic>ERBB2</italic> exon 16 alterations</th>
<th valign="top" align="center">
<italic>ERBB2</italic> exon16 mutation type</th>
<th valign="top" align="center">
<italic>ERBB2</italic> exon16 mutant AF</th>
<th valign="top" align="center">
<italic>ERBB2</italic> amp CN</th>
<th valign="top" align="center">Concurrent oncogenic mutations (AF or CN)</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">P01</td>
<td valign="top" align="center">70</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1898+1069_1947-50del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">0.74%</td>
<td valign="top" align="center">9.5</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(4.53%)</td>
</tr>
<tr>
<td valign="top" align="left">P02</td>
<td valign="top" align="center">57</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1913_1946+555del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">99.00%</td>
<td valign="top" align="center">7</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(5.42%)</td>
</tr>
<tr>
<td valign="top" align="left">P03</td>
<td valign="top" align="center">71</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">14.3</td>
<td valign="top" align="center">c.1899-32_1909del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">2.40%</td>
<td valign="top" align="center">32.32</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(43.08%); <italic>EGFR</italic> T790M(0.15%); <italic>ERBB2</italic> D769Y(2.02%); <italic>ERBB2</italic> L755S(1.63%)</td>
</tr>
<tr>
<td valign="top" align="left">P04</td>
<td valign="top" align="center">77</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">III</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Primary</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">3.99</td>
<td valign="top" align="center">c.1899-6_1917del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">2.94%</td>
<td valign="top" align="center">4.1</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P05</td>
<td valign="top" align="center">62</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-936_1946+520del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">13.20%</td>
<td valign="top" align="center">5.4</td>
<td valign="top" align="center">
<italic>EGFR</italic> 19del(15.99%); <italic>MET</italic>_amp (CN 4.9); <italic>MET</italic> Y1230H(4.45%); <italic>MET</italic> D1228N(1.90%); <italic>MET</italic> L1195I(1.31%); <italic>MET</italic> L1195V(0.83%)</td>
</tr>
<tr>
<td valign="top" align="left">P06</td>
<td valign="top" align="center">74</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-271_1940del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">0.41%</td>
<td valign="top" align="center">4.2</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(12.01%); <italic>EGFR</italic> T725M(5.61%); <italic>EGFR</italic> R776C(12.88%)</td>
</tr>
<tr>
<td valign="top" rowspan="2" align="left">P07</td>
<td valign="top" rowspan="2" align="center">71</td>
<td valign="top" rowspan="2" align="center">Male</td>
<td valign="top" rowspan="2" align="center">IV</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" rowspan="2" align="center">Lung</td>
<td valign="top" rowspan="2" align="center">Primary</td>
<td valign="top" rowspan="2" align="center">520-panel</td>
<td valign="top" align="center">12</td>
<td valign="top" align="center">c.1899-2A&gt;T</td>
<td valign="top" rowspan="2" align="center">splice site mutation</td>
<td valign="top" align="center">49.11%</td>
<td valign="top" align="center">3.2</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">1</td>
<td valign="top" align="center">c.1899-2A&gt;T</td>
<td valign="top" align="center">0.91%</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P08</td>
<td valign="top" align="center">64</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">III</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Primary</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">19.1</td>
<td valign="top" align="center">c.1899-7_1904del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">27.14%</td>
<td valign="top" align="center">3</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P09</td>
<td valign="top" align="center">63</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">II</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-641_1926del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">5.31%</td>
<td valign="top" align="center">2.7</td>
<td valign="top" align="center">
<italic>EGFR</italic> 19del(14.77%); <italic>EGFR</italic> T790M(2.24%); <italic>EGFR</italic> C797S(1.82%)</td>
</tr>
<tr>
<td valign="top" rowspan="2" align="left">P10</td>
<td valign="top" rowspan="2" align="center">68</td>
<td valign="top" rowspan="2" align="center">Female</td>
<td valign="top" rowspan="2" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" rowspan="2" align="center">Lung</td>
<td valign="top" rowspan="2" align="center">Post-TKIs</td>
<td valign="top" rowspan="2" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1939_1946+7del <sup>#</sup>
</td>
<td valign="top" rowspan="2" align="center">splice site deletion</td>
<td valign="top" align="center">0.98%</td>
<td valign="top" align="center">2.7</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(34.39%); <italic>EGFR</italic> T790M(9.64%); <italic>EGFR</italic>_amp(CN 2.6):</td>
</tr>
<tr>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1939_1946+7del <sup>#</sup>
</td>
<td valign="top" align="center">11.86%</td>
<td valign="top" align="center">3.8</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(62.81%); <italic>EGFR</italic> T790M(16.47%); <italic>EGFR</italic>_amp(CN 3.3):</td>
</tr>
<tr>
<td valign="top" align="left">P11</td>
<td valign="top" align="center">51</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">III</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1898+301_1946+146del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">99.00%</td>
<td valign="top" align="center">52.2</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(89.25%); <italic>EGFR</italic> L62R(89.56%)</td>
</tr>
<tr>
<td valign="top" align="left">P12</td>
<td valign="top" align="center">74</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">11</td>
<td valign="top" align="center">c.1899-16_1946+1345del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">6.05%</td>
<td valign="top" align="center">37.8</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(66.14%); <italic>EGFR</italic>_amp (CN 3.6); <italic>ROS1</italic>_fusion(37.65%)</td>
</tr>
<tr>
<td valign="top" align="left">P13</td>
<td valign="top" align="center">67</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">III</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Primary</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-18_1899-2delinsTG <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">5.94%</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P14</td>
<td valign="top" align="center">46</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-1G&gt;A</td>
<td valign="top" align="center">splice site mutation</td>
<td valign="top" align="center">0.54%</td>
<td valign="top" align="center">2.7</td>
<td valign="top" align="center">
<italic>EGFR</italic> 19del(1.17%)</td>
</tr>
<tr>
<td valign="top" align="left">P15</td>
<td valign="top" align="center">60</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">III</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-10_1900del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">0.49%</td>
<td valign="top" align="center">3.19</td>
<td valign="top" align="center">
<italic>EGFR</italic>_amp(CN 2.53); <italic>EGFR</italic> 19del(16.76%)</td>
</tr>
<tr>
<td valign="top" align="left">P16</td>
<td valign="top" align="center">49</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Lung</td>
<td valign="top" align="center">Post-TKIs</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1930_1946+127del <sup>#</sup>
</td>
<td valign="top" align="center">splice site deletion</td>
<td valign="top" align="center">11.25%</td>
<td valign="top" align="center">3.1</td>
<td valign="top" align="center">
<italic>EGFR</italic> L858R(67.39%); <italic>EGFR</italic> T790M(4.33%); <italic>EGFR</italic> E709K(66.23%); <italic>EGFR</italic>_amp(CN 3.5); <italic>MET</italic>_amp(CN 4.3); <italic>RET</italic>_fusion(1.67%); <italic>ALK</italic>_fusion(8.74%); <italic>BRAF</italic> V600E(0.68%)</td>
</tr>
<tr>
<td valign="top" rowspan="2" align="left">P17</td>
<td valign="top" rowspan="2" align="center">62</td>
<td valign="top" rowspan="2" align="center">Female</td>
<td valign="top" rowspan="2" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" rowspan="2" align="center">Ovary</td>
<td valign="top" rowspan="2" align="center">Post-treatment</td>
<td valign="top" rowspan="2" align="center">520-panel</td>
<td valign="top" align="center">1</td>
<td valign="top" align="center">c.1899-2A&gt;G <sup>#</sup>
</td>
<td valign="top" rowspan="2" align="center">splice site mutation</td>
<td valign="top" align="center">2.06%</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">1</td>
<td valign="top" align="center">c.1899-2A&gt;G <sup>#</sup>
</td>
<td valign="top" align="center">36.72%</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P18</td>
<td valign="top" align="center">46</td>
<td valign="top" align="center">Female</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Gastric</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-880_1946+761del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">0.98%</td>
<td valign="top" align="center">11.4</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P19</td>
<td valign="top" align="center">74</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Gastric</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">14</td>
<td valign="top" align="center">c.1899-760_1946+606del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">48.81%</td>
<td valign="top" align="center">12.1</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P20</td>
<td valign="top" align="center">34</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Plasma</td>
<td valign="top" align="center">Gastric</td>
<td valign="top" align="center">Post-treatment</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">23.9</td>
<td valign="top" align="center">c.1898+1058_1946+412del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">0.94%</td>
<td valign="top" align="center">25</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P21</td>
<td valign="top" align="center">41</td>
<td valign="top" align="center">Male</td>
<td valign="top" align="center">IV</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Gastric</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">520-panel</td>
<td valign="top" align="center">4.99</td>
<td valign="top" align="center">c.1899-71_1947-972del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">2.21%</td>
<td valign="top" align="center">15.7</td>
<td valign="top" align="center">NA</td>
</tr>
<tr>
<td valign="top" align="left">P22</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">Tissue</td>
<td valign="top" align="center">Gastric</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">168-panel</td>
<td valign="top" align="center">NA</td>
<td valign="top" align="center">c.1899-880_1946+761del <sup>#</sup>
</td>
<td valign="top" align="center">exon 16 deletion</td>
<td valign="top" align="center">6.64%</td>
<td valign="top" align="center">18.7</td>
<td valign="top" align="center">NA</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>Pound signs (#) denote previously unreported sequence variants. Abbreviations: NA, data not available or not applicable; AF, allele frequency; amp, amplification; CN, copy number; 19del exon 19 deletion; TKI, tyrosine kinase inhibitor; TMB, tumor mutation burden (mutations/Mb of panel).</p>
</fn>
</table-wrap-foot>
</table-wrap>
</sec>
<sec id="s3_2">
<title>Genomic profiles of ERBB2&#x394;Ex16+ patients suggested potential roles in tumorigenesis and resistance to EGFR TKI in LC</title>
<p>Next, we characterized the clinical and molecular features of the 22 Chinese <italic>ERBB2</italic>&#x394;Ex16+ patients. Among the 16 LC patients, 12 were <italic>EGFR</italic>-positive and had progressed on EGFR tyrosine kinase inhibitor (TKI) therapy (75.0%) and four were <italic>EGFR/ALK</italic>-negative and treatment-na&#xef;ve (25.0%; <xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>). All <italic>ERBB2</italic>&#x394;Ex16+ patients had concurrent <italic>ERBB2</italic> gene amplification except P08 (94.0%, 15/16; <xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2A</bold>
</xref>). Among the four previously untreated patients, three also harbored <italic>ERBB2</italic> amplification or <italic>STK11</italic> point mutations, two harbored <italic>SMARCA4</italic> or <italic>KEAP1</italic> point mutations, and one carried mutated <italic>TP53, BRAF</italic>, or <italic>CTNNB1</italic> (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2A</bold>
</xref>). No oncogenic driver gene mutations were detected from these four patients except <italic>ERBB2</italic> amplification, suggesting mutual exclusivity between <italic>ERBB2</italic>&#x394;Ex16 and established drivers, and therefore a potential oncogenic role of <italic>ERBB2</italic>&#x394;Ex16 in LC. This potential tumor-promoting activity was also supported by higher relative variant frequencies (RAFs) of <italic>ERBB2</italic>&#x394;Ex16 detected in untreated LC patients than in their EGFR TKI-resistant counterparts or in GC patients (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2B</bold>
</xref>). The higher RAFs suggested an increased likelihood for <italic>ERBB2</italic>&#x394;Ex16 to be clonal in the untreated lung tumors and therefore more likely to function as an oncogenic driver in LC. Consistent with our observation in Chinese patients, <italic>ERBB2</italic>&#x394;Ex16+ patients from TCGA datasets also harbored no oncogenic drivers despite various concurrent alterations (<xref ref-type="supplementary-material" rid="SF1">
<bold>Figure S1</bold>
</xref>).</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>Molecular characteristics of patients harboring <italic>ERBB2</italic> exon 16 skipping (<italic>ERBB2</italic>&#x394;Ex16). <bold>(A)</bold> An oncoprint of somatic mutation landscape of <italic>ERBB2</italic>&#x394;Ex16+ patients from Cohort 1. Each row represents a gene indicated on the left, with the mutation rate indicated on the right. Each column represents a patient. Different colors denote the mutation types. Bar plots on top of the oncoprint summarize the number of mutations each patient carries. The cancer type, <italic>ERBB2</italic>&#x394;Ex16 variant type, and patient ID of each patient were indicated by various colors at the bottom. <bold>(B)</bold> Relative allele frequency (RAF), <bold>(C)</bold> mutation frequencies of <italic>TP53</italic>, and <bold>(D)</bold> number of somatic mutations in lung cancer (LC) patients before systemic therapy, LC patients after progression on EGFR tyrosine kinase inhibitors (TKIs), and in gastric cancer (GC) patients. <bold>(E)</bold> Genomic alterations harbored by <italic>ERBB2</italic>&#x394;Ex16+ patients from TCGA were categorized by pathway and analyzed for the proportion of mutated among all pathway-related genes and the corresponding mutation frequency in patients. Number pairs in the middle (e.g. &#x201c;10/85&#x201d; for the RTK-RAS pathway), indicate the number of genes encoding for members of the indicated pathway that were found altered in <italic>ERBB2</italic>&#x394;Ex16+ patients and number of genes encoding for members of the pathway, respectively. Number pairs at the rightmost (e.g. &#x201c;7/9&#x201d; for the RTK-RAS pathway), indicate the number of <italic>ERBB2</italic>&#x394;Ex16+ patients carrying &#x2265;1 alteration in genes in the indicated pathway and the number of <italic>ERBB2</italic>&#x394;Ex16+ patients, respectively.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-12-1064598-g002.tif"/>
</fig>
<p>In addition to RAF, there were differences among the three patient subgroups in other molecular features. Treatment-na&#xef;ve <italic>ERBB2</italic>&#x394;Ex16+ LC patients were the least likely to carry concurrent <italic>TP53</italic> alterations (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2C</bold>
</xref>) and had the highest number of somatic mutations (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2D</bold>
</xref>). Analysis of genomic profiles from the TCGA data revealed scarce concurrent oncogenic driver alterations (<xref ref-type="supplementary-material" rid="SF1">
<bold>Figure S1</bold>
</xref>). Consistently, grouping co-occurring aberrations by pathway revealed likely aberrant signaling cascades in <italic>ERBB2</italic>&#x394;Ex16+ patients, the most frequently of which receptor tyrosine kinase (RTK)-Ras (7/9 patients), WNT (5/9 patients), and Hippo (4/9 patients) signaling pathways (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2E</bold>
</xref>). Although their significance in tumor biology is well documented, the roles of these cascades in promoting transformation or conferring therapeutic resistance still await more clinical evidence. Taken together, the landscape of concomitant genomic alterations implicated <italic>ERBB2</italic>&#x394;Ex16 in mediating oncogenesis and EGFR-TKI resistance and warrants further clinical evidence for validation.</p>
<p>Among the Chinese <italic>ERBB2</italic>&#x394;Ex16+ patients, 12 had <italic>EGFR</italic>-positive LC and had been previously treated with EGFR TKI(s), accounting for 0.068% of the patients carrying <italic>EGFR</italic> sensitizing mutations (n = 17753). The lower RAFs suggested <italic>ERBB2</italic>&#x394;Ex16 as a subclonal and/or secondary aberration in these EGFR TKI-resistant patients (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2B</bold>
</xref>). All 12 harbored concurrent <italic>ERBB2</italic> amplification and one had <italic>MET</italic> amplification and fusion (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2A</bold>
</xref>). The predominant majority (91.7%, 11/12) also harbored <italic>TP53</italic> mutations, which was in stark contrast with the treatment-na&#xef;ve LC patients (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2C</bold>
</xref>). While <italic>ERBB2</italic> and <italic>MET</italic> amplification had been reported to confer resistance to EGFR TKI, their activities do not exclude the possibility of <italic>ERBB2</italic>&#x394;Ex16 contributing to therapeutic resistance.</p>
</sec>
<sec id="s3_3">
<title>Case vignettes</title>
<p>P03 was a female patient with <italic>EGFR</italic> L858R-mutant advanced LUAD with bone metastasis. <italic>ERBB2</italic>&#x394;Ex16 was detected after disease progression with osimertinib using her plasma samples but not in the paired tissue rebiopsy (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>; <xref ref-type="fig" rid="f3">
<bold>Figure&#xa0;3A</bold>
</xref>). Prior to fourth-line osimertinib, the patient had received first-line chemotherapy, followed by sequential EGFR TKIs, including second-line gefitinib and third-line afatinib monotherapies. In addition to <italic>EGFR</italic> L858R, her plasma sample collected after osimertinib progression was also detected with other concurrent <italic>ERBB2</italic> alterations, including <italic>ERBB2</italic>&#x394;Ex16 (c.1899-32_1909del), gene amplification (copy number: 32.32), and L755S and D769Y (<xref ref-type="bibr" rid="B27">27</xref>), suggesting one or more of these alterations as resistance mechanisms.</p>
<fig id="f3" position="float">
<label>Figure&#xa0;3</label>
<caption>
<p>Schematic presentation of the courses of management for two <italic>ERBB2</italic>&#x394;Ex16+ lung cancer patients <bold>(A)</bold> P03 and <bold>(B)</bold> P05 from Cohort 1. CN, copy number. NSCLC, non-small cell lung cancer. PD, progressive disease.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-12-1064598-g003.tif"/>
</fig>
<p>P05 was a female patient with <italic>EGFR</italic> exon 19 deletion-mutant stage IV LUAD with bone metastasis, and <italic>ERBB2</italic>&#x394;Ex16 was identified from her plasma sample after progression on osimertinib plus crizotinib (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>; <xref ref-type="fig" rid="f3">
<bold>Figure&#xa0;3B</bold>
</xref>). She had received first-line gefitinib and second-line osimertinib and was subsequently detected with <italic>MET</italic> amplification after the second disease progression. After onset of resistance to third-line osimertinib plus crizotinib, her plasma sample was detected with <italic>EGFR</italic> exon 19 deletion, <italic>ERBB2</italic>&#x394;Ex16 (c.1899-936_1946+520del), and <italic>ERBB2</italic> amplification. She was then treated with afatinib and crizotinib but with no clinical benefit, and bevacizumab was subsequently added to the regimen. Upon progression, molecular testing revealed increased levels of <italic>ERBB2</italic> amplification (copy number: 2.6 to 5.4) and <italic>ERBB2</italic>&#x394;Ex16 (VAF from 13.2% to 48.8%) as well as various <italic>MET</italic> alterations, including amplification, Y1230H, D1288N L1195I, and L1195V, the latter four of which are known secondary mutations associated with MET TKI resistance (<xref ref-type="bibr" rid="B28">28</xref>, <xref ref-type="bibr" rid="B29">29</xref>). Similar to patient P03, one or more of these genetic abnormalities may have conferred resistance to the targeted agents. Together, these cases illustrate the potential role of <italic>ERBB2</italic>&#x394;Ex16 in mediating EGFR TKI resistance and disease progression in LC.</p>
</sec>
</sec>
<sec id="s4" sec-type="discussion">
<title>Discussion</title>
<p>Through screening a large real-world population, our findings demonstrated an overall <italic>ERBB2</italic>&#x394;Ex16 prevalence of 0.054% (22/40996) among Chinese cancer patients. Our findings were consistent with another real-world study that reported a prevalence of 0.046% (18/38,680) (<xref ref-type="bibr" rid="B19">19</xref>). Importantly, almost all the in-frame deletions identified in our study were unique and were absent from the Catalogue of Somatic Mutations in Cancer (COSMIC) database. Of the 21 unique <italic>ERBB2</italic>&#x394;Ex16 from our cohort, <italic>ERBB2</italic> c.1899-1G&gt;A was detected from a patient each with LC and GC. <italic>ERBB2</italic> c.1899-1G&gt;A was previously reported in breast, lung, and gastric cancer (<xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B30">30</xref>). Moreover, <italic>ERBB2</italic> c.1899-2A&gt;T with concurrent <italic>ERBB2</italic> gene amplification were the mutations detected from baseline tumor and plasma samples of a stage IV LC patient (P07). This variant was also identified in an LC patient in the TCGA datasets and a previous study (<xref ref-type="bibr" rid="B16">16</xref>). Contrastingly, <italic>ERBB2</italic> c.1899-2A&gt;G, a different transition located at the same splice site, is absent from the COSMIC database. We identified this variant from an OC patient (P17) as the only potentially oncogenic mutation in paired tumor (520-gene panel) and plasma (168-gene panel) samples, which suggested a tumorigenic role for this <italic>ERBB2</italic>&#x394;Ex16 variant.</p>
<p>The oncogenic activity of <italic>ERBB2</italic>&#x394;Ex16 was first suggested in breast tumors (<xref ref-type="bibr" rid="B10">10</xref>). Compared with <italic>ERBB2</italic> wild-type tumors, <italic>ERBB2</italic>&#x394;Ex16+ mammary tumors exhibit a higher degree of intratumoral heterogeneity as shown by distinct signaling and gene expression profiles associated with the activation of tumor initiation and progression (<xref ref-type="bibr" rid="B14">14</xref>, <xref ref-type="bibr" rid="B31">31</xref>). Subsequent preclinical studies have established the critical role of <italic>ERBB2</italic>&#x394;Ex16 in the increased aggressiveness of HER2-positive breast tumors (<xref ref-type="bibr" rid="B9">9</xref>&#x2013;<xref ref-type="bibr" rid="B14">14</xref>, <xref ref-type="bibr" rid="B31">31</xref>). Turpin et&#xa0;al. also demonstrated intrinsic resistance of <italic>ERBB2</italic>&#x394;Ex16+ breast cancer cell lines to the antibody-drug conjugate ado-trastuzumab emtansine (T-DM1) due to the lack of internalization of the T-DM1-<italic>ERBB2</italic>&#x394;Ex16 complex, which is crucial for T-DM1 efficacy (<xref ref-type="bibr" rid="B14">14</xref>). Although <italic>ERBB2</italic>&#x394;Ex16 has been implicated in trastuzumab resistance in breast cancer, the role of <italic>ERBB2</italic>&#x394;Ex16 in mediating inhibitor resistance remains controversial (<xref ref-type="bibr" rid="B32">32</xref>). Numerous studies have also reported trastuzumab sensitivity of cell samples from patients with HER2-positive breast and gastrointestinal cancer that express <italic>ERBB2</italic>&#x394;Ex16 (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B17">17</xref>, <xref ref-type="bibr" rid="B31">31</xref>, <xref ref-type="bibr" rid="B33">33</xref>). In our cohort, <italic>ERBB2</italic>&#x394;Ex16 was not detected among the 778 women with breast cancer included in the screening population. We speculate that <italic>ERBB2</italic>&#x394;Ex16 is rare in Chinese women with breast cancer and requires a larger cohort for its detection.</p>
<p>In LC, Smith et&#xa0;al. have also demonstrated the transforming activity of <italic>ERBB2</italic>&#x394;Ex16 <italic>in vitro</italic> and <italic>in vivo</italic> (<xref ref-type="bibr" rid="B15">15</xref>). <italic>ERBB2</italic>&#x394;Ex16 has been implicated in osimertinib resistance <italic>in vitro</italic> (<xref ref-type="bibr" rid="B18">18</xref>). Interestingly, we also observed that all but one <italic>ERBB2</italic>&#x394;Ex16+ patients also had concurrent <italic>ERBB2</italic> gene amplification (95.5%, 21/22). All 12 <italic>EGFR</italic>-positive LC patients detected with <italic>ERBB2</italic>&#x394;Ex16 at progression on EGFR-targeted therapy also harbored concurrent <italic>ERBB2</italic> amplification. As a well-documented resistance mechanism of EGFR inhibitors, <italic>ERBB2</italic> amplification was found in 10-15% patients with acquired resistance to first- or second-generation EGFR-TKIs (<xref ref-type="bibr" rid="B34">34</xref>) and 2-5% of patients with acquired resistance to first- (<xref ref-type="bibr" rid="B35">35</xref>) or second-line osimertinib (<xref ref-type="bibr" rid="B36">36</xref>). In the study by Shi et&#xa0;al, 10 of the 12 <italic>ERBB2</italic>&#x394;Ex16+ LC patients also harbored <italic>ERBB2</italic> amplification, and although it was unknown whether 2 wild-type patients had been treated (<xref ref-type="bibr" rid="B19">19</xref>). Despite its presence, <italic>ERBB2</italic> amplification (present in 2.9% patients with sensitizing <italic>EGFR</italic> mutations, 508/17753) did not exclude potential roles of the &#x394;Ex16 mutant in mediating drug resistance. Moreover, the allele frequencies (AFs) of the &#x394;Ex16 allele were both 99.0% in patients P02 and P11 (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>), both of whom were LC patients with acquired resistance to EGFR-TKI. These findings were consistent with a tumor-promoting role for the <italic>ERBB2</italic>&#x394;Ex16 mutant. For the remaining patients, it is still possible that the &#x394;Ex16 allele was the predominantly amplified allele, although the low AFs and amount of the wild-type allele from the non-malignant cells present in the sequenced samples did not allow for a definitive conclusion. Further research, including those using preclinical models that express abnormally high copies of <italic>ERBB2</italic>&#x394;Ex16 and those analyzing the AFs for the &#x394;Ex16 allele from circulating tumor cells, may unravel the significance of concurrent <italic>ERBB2</italic> amplification and exon 16 skipping in conferring TKI resistance.</p>
<p>Additionally, <italic>ERBB2</italic>&#x394;Ex16 was also detected without <italic>ERBB2</italic> amplification in a treatment-na&#xef;ve LC patient and an OC patient, neither of whom carrying LC-associated oncogenic driver alterations. <italic>ERBB2</italic>&#x394;Ex16 has been previously found in a patient with low grade serous ovarian tumor (<xref ref-type="bibr" rid="B37">37</xref>) and one OC patient (<xref ref-type="bibr" rid="B19">19</xref>). In the latter patient, no mutations in known cancer driver genes were detected. Together, these and our findings supported tumor-promoting roles of <italic>ERBB2</italic>&#x394;Ex16 in LC and OC.</p>
<p>Preclinical and clinical investigations have shown the differential activity of some irreversible pan-HER TKIs such as afatinib, dacomitinib, and neratinib in targeting various <italic>ERBB2</italic> mutant alleles across cancer types (<xref ref-type="bibr" rid="B6">6</xref>&#x2013;<xref ref-type="bibr" rid="B8">8</xref>, <xref ref-type="bibr" rid="B38">38</xref>, <xref ref-type="bibr" rid="B39">39</xref>). A subset of patients with breast, lung, or cervical cancer demonstrated promising clinical outcomes with pan-HER TKIs; however, the same inhibitors were inefficacious in other tumor types, including colorectal and bladder cancer (<xref ref-type="bibr" rid="B8">8</xref>). Various treatment strategies for HER2-mutant cancers are actively investigated in different phases of clinical trials (<xref ref-type="bibr" rid="B8">8</xref>). Since <italic>ERBB2</italic>&#x394;Ex16 only affects the extracellular domain, resulting in a protein product with an intact tyrosine kinase domain, pan-HER TKIs could be efficacious. Tilio et&#xa0;al. reported that the <italic>ERBB2</italic>&#x394;Ex16+ breast cancer cell lines were resistant to lapatinib but were sensitive to dacomitinib (<xref ref-type="bibr" rid="B40">40</xref>). Hsu et&#xa0;al. also reported a patient with <italic>EGFR</italic> L858R/T790M-positive advanced LC who acquired <italic>ERBB2</italic>&#x394;Ex16 during osimertinib therapy (<xref ref-type="bibr" rid="B18">18</xref>). The authors also reported that afatinib was able to reverse <italic>ERBB2</italic>&#x394;Ex16-mediated osimertinib resistance in <italic>EGFR</italic> L858R/T790M double mutant LC cell line (<xref ref-type="bibr" rid="B18">18</xref>). Our patient (P05) received afatinib combined with crizotinib after the emergence of <italic>ERBB2</italic>&#x394;Ex16. However, no clinical benefit was observed, which may have been due to the intratumoral genetic heterogeneity. The clinical efficacy of pan-HER inhibitors and other novel treatment strategies in inhibiting <italic>ERBB2</italic>&#x394;Ex16-mediated signaling in a certain subset of patients with <italic>ERBB2</italic>&#x394;Ex16+ tumors deserves further investigation. It also remains to be explored whether other concurrent genomic alterations, such as <italic>TP53</italic> mutations, could affect treatment response. <italic>TP53</italic> is the most commonly co-mutated gene in <italic>ERBB2</italic>&#x394;Ex16+ tumors in our cohort. The presence of co-occurring genetic alterations that affect treatment responses, such as <italic>ERBB2</italic>&#x394;Ex16, <italic>ERBB2</italic> gene amplification, or <italic>TP53</italic> mutations, highlights the importance of elucidating the molecular profile of baseline and multiple rebiopsy samples to monitor treatment-related mutational changes and optimize treatment decisions.</p>
<p>Due to the retrospective nature of our study, clinical, treatment, and survival outcomes for some patients are not available, which severely limits our analysis. Our study did not use RNA-based analysis to investigate whether the <italic>ERBB2</italic>&#x394;Ex16 variants detected in our cohort could result in alternative splicing.</p>
</sec>
<sec id="s5" sec-type="conclusions">
<title>Conclusion</title>
<p>Our study identified an overall <italic>ERBB2</italic>&#x394;Ex16 prevalence rate of 0.054% and provided an insight into the rarity of <italic>ERBB2</italic>&#x394;Ex16 in Chinese pan-cancer patients. Among patients with LC, <italic>ERBB2</italic>&#x394;Ex16 was detected before receiving treatment and after developing resistance from EGFR TKIs, suggesting its potential role in inhibitor resistance. Our study also raises the need to develop novel drugs and implement novel therapeutic strategies to improve the survival outcomes of patients with <italic>ERBB2</italic>&#x394;Ex16.</p>
</sec>
<sec id="s6" sec-type="data-availability">
<title>Data availability statement</title>
<p>The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number(s) can be found below: NODE (National Omics Data Encyclopedia) OEP003749.</p>
</sec>
<sec id="s7" sec-type="ethics-statement">
<title>Ethics statement</title>
<p>The studies involving human participants were reviewed and approved by IRB approved and conducted in accordance with the ethical guidelines including Declaration of Helsinki and US Common Rule. The patients/participants provided their written informed consent to participate in this study.</p>
</sec>
<sec id="s8" sec-type="author-contributions">
<title>Author contributions</title>
<p>YS and JM conceived of the study and drafted the manuscript. YS, JM, CL, and YD collected data, analyzed and interpreted the data, and drafted the manuscript. CL and YD provided supervision and administrative support. All authors contributed to the article and approved the submitted version.</p>
</sec>
</body>
<back>
<sec id="s9" sec-type="funding-information">
<title>Funding</title>
<p>This work was supported by Beijing Municipal Education Commission Science and Technology Project (No. KM202010025005), Science and Technology Department of Xinjiang Uygur Autonomous Region (No. 2022D14010), and Government-funded Medical Talent Training Program of Hebei Province in 2020.</p>
</sec>
<ack>
<title>Acknowledgments</title>
<p>The authors thank the patient and his family. We also thank the investigators, study coordinators, operation staff, and the whole project team who worked on this case. We also appreciate the technical support from Jian Wang, Xiao Zou, and Wenjie Sun of Burning Rock Biotech. We also thank Dr. Analyn Lizaso for contributing to the draft.</p>
</ack>
<sec id="s10" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s11" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s12" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fonc.2022.1064598/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fonc.2022.1064598/full#supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet_1.docx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document"/>
<supplementary-material xlink:href="DataSheet_2.docx" id="SM2" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document"/>
<supplementary-material xlink:href="DataSheet_3.docx" id="SM3" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document"/>
<supplementary-material xlink:href="Image_1.jpeg" id="SF1" mimetype="image/jpeg">
<label>Supplementary Figure&#xa0;1</label>
<caption>
<p>An oncoprint summarizing the somatic mutation landscape of the nine <italic>ERBB2</italic>&#x394;Ex16+ patients arranged according to signaling pathway. The groups of genes within the gray box are genes related to the signaling pathway indicated at the bottom of the gray border (i.e. the first 5 rows of the oncoprint are genes related to Wnt signaling pathway as noted in the sixth row at the bottom of the gray border). Each row represents a gene or signaling pathway indicated on the left, with the mutation rate indicated on the right. Each column represents a patient. The bar plot on top of the oncoprint summarizes the number of mutations each patient carries. Different colors denote the alteration types. Dark gray denotes mutated signaling pathways. The tumor type was indicated by various colors at the bottom of the oncoprint.</p>
</caption>
</supplementary-material>
</sec>
<fn-group>
<title>Abbreviations</title>
<fn fn-type="abbr">
<p>CESC, endocervical adenocarcinoma; CNV, copy number variants; EGFR, epidermal growth factor receptor; <italic>ERBB2</italic> or HER2, Erb-B receptor tyrosine kinase 2; <italic>ERBB2</italic>&#x394;Ex16, <italic>ERBB2</italic> exon 16 in-frame deletion mutation; LUAD, lung adenocarcinoma; OV, ovarian cancer; READ, rectum adenocarcinoma; SNV, single nucleotide variant; STAD, stomach adenocarcinoma; TCGA, The Cancer Genome Atlas; TKI, tyrosine kinase inhibitor.</p>
</fn>
</fn-group>
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