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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Oncol.</journal-id>
<journal-title>Frontiers in Oncology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Oncol.</abbrev-journal-title>
<issn pub-type="epub">2234-943X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fonc.2021.751183</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Oncology</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>NK Cell-Based Immunotherapy and Therapeutic Perspective in Gliomas</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Pan</surname>
<given-names>Changqing</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1426103"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhai</surname>
<given-names>You</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Li</surname>
<given-names>Guanzhang</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1386961"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Jiang</surname>
<given-names>Tao</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/601767"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Zhang</surname>
<given-names>Wei</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<xref ref-type="aff" rid="aff4">
<sup>4</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/724256"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Neurosurgery, Beijing Tiantan Hospital, Capital Medical University</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Beijing Neurosurgical Institute, Capital Medical University</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>China National Clinical Research Center for Neurological Diseases</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff4">
<sup>4</sup>
<institution>Chinese Glioma Genome Atlas (CGGA) and Asian Glioma Genome Atlas (AGGA)</institution>, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Quan Cheng, Central South University, China</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Zhijun Zhou, University of Oklahoma Health Sciences Center, United States; Wen-Jing Zeng, Central South University, China</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Tao Jiang, <email xlink:href="mailto:taojiang1964@163.com">taojiang1964@163.com</email>; Wei Zhang, <email xlink:href="mailto:zhangwei_vincent@126.com">zhangwei_vincent@126.com</email> </p>
</fn>
<fn fn-type="other" id="fn002">
<p>This article was submitted to Cancer Immunity and Immunotherapy, a section of the journal Frontiers in Oncology</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>26</day>
<month>10</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>11</volume>
<elocation-id>751183</elocation-id>
<history>
<date date-type="received">
<day>31</day>
<month>07</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>08</day>
<month>10</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2021 Pan, Zhai, Li, Jiang and Zhang</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Pan, Zhai, Li, Jiang and Zhang</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Glioma is the most common malignant primary brain tumor diagnosed in adults. Current therapies are unable to improve its clinical prognosis, imposing the need for innovative therapeutic approaches. The main reason for the poor prognosis is the great cell heterogeneity of the tumor and its immunosuppressive microenvironment. Development of new therapies that avoid this immune evasion could improve the response to the current treatments. Natural killer (NK) cells are an intriguing candidate for the next wave of therapies because of several unique features that they possess. For example, NK cell-based immunotherapy causes minimal graft-<italic>versus</italic>-host disease. Cytokine release syndrome is less likely to occur during chimeric antigen receptor (CAR)-NK therapy, and CAR-NK cells can kill targets in a CAR-independent manner. However, NK cell-based therapy in treating glioma faces several difficulties. For example, CAR molecules are not sufficiently well designed so that they will thoroughly release functioning NK cells. Compared to hematological malignancies, the application of many potential NK cell-based therapies in glioma lags far behind. Here, we review several issues of NK cells and propose several strategies that will improve the efficacy of NK cell-based cancer immunotherapy in the treatment of glioma.</p>
</abstract>
<kwd-group>
<kwd>natural killer cells</kwd>
<kwd>alloreactivity</kwd>
<kwd>chimeric antigen receptor</kwd>
<kwd>adoptive cell immunotherapy</kwd>
<kwd>glioma</kwd>
</kwd-group>
<counts>
<fig-count count="2"/>
<table-count count="3"/>
<equation-count count="0"/>
<ref-count count="145"/>
<page-count count="12"/>
<word-count count="5837"/>
</counts>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro">
<title>Introduction</title>
<p>Gliomas are the most common intracranial primary malignant tumor (<xref ref-type="bibr" rid="B1">1</xref>). The incidence of gliomas is approximately of six cases per 100,000 individuals worldwide. Glioblastoma (GBM), the most common glioma histology, has a 5-year relative survival of &#x223c;5%. While the majority of cases are sporadic, a small portion of these tumors are associated with neurofibromatosis type I, tuberous sclerosis, and Li-Fraumeni syndrome. Standard medical care, including the most extensive tumor resection followed by radiotherapy and chemotherapy. Surgery is commonly performed with both diagnostic and therapeutic intent. The therapeutic goal of surgery is to remove as much tumor tissue while preserving neurological function. Even for diffuse gliomas, a biopsy is recommended to acquire tissue specimens for molecular profiling (IDH mutations,1p/19q codeletion, MGMT promoter methylation, EGFR amplification et al) (<xref ref-type="bibr" rid="B2">2</xref>). Most patients receive chemotherapy. Classic schemes including Stupp (NCT00006353) and PCV (Procarbazine, CCNU, and Vincristine) (<xref ref-type="bibr" rid="B3">3</xref>). The strategies of radiotherapy are determined by the disease subtype and prognostic factors, including residual tumor volume, age, KPS. The details of novel strategies including tumor-treating fields (TTFields), checkpoint inhibitor, vaccine and oncolytic virus are described in <xref ref-type="table" rid="T1">
<bold>Table&#xa0;1</bold>
</xref>. In general, the prognosis of high-grade glioma is still unpleasant, which calls for more efficient approaches.</p>
<table-wrap id="T1" position="float">
<label>Table&#xa0;1</label>
<caption>
<p>Applications of novel strategies in glioma.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Strategies</th>
<th valign="top" align="center">Interventions</th>
<th valign="top" align="center">Results</th>
<th valign="top" align="center">Tumors</th>
<th valign="top" align="center">Phase</th>
<th valign="top" align="center">Reference/NCT</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">TTFields</td>
<td valign="top" align="left">TTFields plus temozolomide VS temozolomide alone</td>
<td valign="top" align="left">TTFields plus temozolomide improve PFS and OS significantly</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">III</td>
<td valign="top" align="left">NCT00916409</td>
</tr>
<tr>
<td valign="top" align="left">Checkpoint Inhibitor</td>
<td valign="top" align="left">nivolumab VS bevacizumab</td>
<td valign="top" align="left">Nivolumab failed to improve OS</td>
<td valign="top" align="left">Recurrent Glioblastoma</td>
<td valign="top" align="center">III</td>
<td valign="top" align="left">NCT02017717</td>
</tr>
<tr>
<td valign="top" align="left"/>
<td valign="top" align="left">Neoadjuvant pembrolizumab</td>
<td valign="top" align="left">Neoadjuvant extended OS and enhanced both the local and systemic antitumor immune response</td>
<td valign="top" align="left">Recurrent Glioblastoma</td>
<td valign="top" align="center">/</td>
<td valign="top" align="left">Cloughesy et&#xa0;al. (<xref ref-type="bibr" rid="B4">4</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">Vaccine</td>
<td valign="top" align="left">Rindopepimut (CDX-110), a vaccine targeting EGFRvIII</td>
<td valign="top" align="left">Rindopepimut did not increase OS</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">III</td>
<td valign="top" align="left">NCT01480479</td>
</tr>
<tr>
<td valign="top" align="left"/>
<td valign="top" align="left">peptide vaccine (IDH1-vac) targeting mutant IDH1</td>
<td valign="top" align="left">IDH1-vac increased PFS and immune responses, but accompanied by a high frequency of pseudoprogression</td>
<td valign="top" align="left">Grade III and IV Astrocytomas</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT02454634</td>
</tr>
<tr>
<td valign="top" align="left"/>
<td valign="top" align="left">autologous dendritic cell vaccine ICT-107</td>
<td valign="top" align="left">ICT-107 significantly improved PFS</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">II</td>
<td valign="top" align="left">NCT01280552</td>
</tr>
<tr>
<td valign="top" align="left">Oncolytic Virus</td>
<td valign="top" align="left">intratumoral infusion of polio-rhinovirus chimera (PVSRIPO)</td>
<td valign="top" align="left">PVSRIPO therapy increased OS</td>
<td valign="top" align="left">Recurrent malignant Glioma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT01491893</td>
</tr>
<tr>
<td valign="top" align="left"/>
<td valign="top" align="left">intratumoral injection of oncolytic adenovirus (DNX-2401)</td>
<td valign="top" align="left">DNX-2401 resulted in dramatic responses with long-term survival</td>
<td valign="top" align="left">Recurrent malignant Glioma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left"> NCT00805376</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Adoptive cell therapy (ACT), especially CAR-armed cell therapy, has great potential due to its high cytotoxicity and precise strikes. ACT consists of a series of infusions of autologous or allogeneic immune cells to kill targets, and T cell-based immunotherapy is an example of a mainstream form of ACT that is well-studied. Chimeric antigen receptor (CAR) T cells targeting CD19 is one therapy that has resulted in encouraging success in patients with B cell malignancies and has been approved by the US Food and Drug Administration (FDA) (<xref ref-type="bibr" rid="B5">5</xref>&#x2013;<xref ref-type="bibr" rid="B7">7</xref>). However, there are numerous logistic and clinical limitations to the use of autologous CAR-modified T cells. Personalized CAR-T products are time-consuming and expensive to produce. Allogeneic T cell-based therapy can cause substantial toxic effects, such as graft-<italic>versus</italic>-host disease (GvHD) and cytokine release syndrome (CRS) (<xref ref-type="bibr" rid="B8">8</xref>). Furthermore, the results of CAR-T cell therapy for solid tumors are suboptimal. These shortcomings of CAR-T cells have called for interest in other candidate.</p>
<p>NK cells are a subpopulation of the innate immune system (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). NK cells can be identified by CD3(-) CD56(+). Depending on the level of CD56 and CD16 expression, NK cells can be divided into CD16<sup>+</sup>CD56<sup>dim</sup> and CD16<sup>&#x2212;</sup>CD56<sup>bright</sup> cells. CD16<sup>+</sup>CD56<sup>dim</sup> NK cells predominate in peripheral blood while CD16<sup>&#x2212;</sup>CD56<sup>bright</sup> NK cells are distributed into secondary lymphoid organs (<xref ref-type="bibr" rid="B11">11</xref>). CD16<sup>&#x2212;</sup>CD56<sup>bright</sup> NK cells are robust cytokine producers and are weakly cytotoxic while the CD16<sup>+</sup>CD56<sup>dim</sup> NK cell population can mediate serial killing of infected and/or malignant cells. NK cell receptors are germline-encoded without a requirement for &#x2018;V(D)J&#x2019; recombination. Natural killer (NK) cells have gained attention as a promising alternative candidate for ACT owing to their unique biological attributes.</p>
<p>NK cells do not require any prior antigen and can rapidly recognize and kill cells for which major histocompatibility complex (MHC) class I molecular expression is compromised by infection or transformation (<xref ref-type="bibr" rid="B9">9</xref>). Once activated, NK cells can release perforin and granzyme, contributing to target cell lysis. NK cells upregulate death ligands on their surface, such as FAS ligand and TRAIL, and initiate the caspase pathway of tumor cells and induce apoptosis when binding to death receptors on target cells. NK cells can eradicate cancer cells through antibody-dependent cellular cytotoxicity (ADCC) mediated by Fc&#x3b3;RIIIA/CD16a. Furthermore, NK cells produce interferon gamma (IFN-&#x3b3;), regulating and activating the adaptive immune response.</p>
<p>NK cell-based therapy is safe and has potential generated as off-the-shelf cellular therapy products. Autologous NK cells exert limited cytotoxicity against autologous tumors, while allogeneic NK cells are highly cytotoxic and cause minimal risk of GvHD (<xref ref-type="bibr" rid="B12">12</xref>&#x2013;<xref ref-type="bibr" rid="B16">16</xref>). Thus, NK cells can originate from different sources, such as peripheral blood NK cells (PBNK), induced pluripotent stem cells (iPSCs), umbilical cord blood (UCB) and NK-92 cells, and this eliminates the need to produce a personalized CAR-NK product. However, the claim that allogeneic NK cells cause no or minimal GvHD and CRS is controversial and originated from observations obtained during clinical trials, especially in the setting of hematopoietic cell transplantation (HCT), the mechanism of which has not been thoroughly discussed. Here, we review important issues regarding NK cells and glioma and discuss several options that can be used to improve the efficacy of CAR-NK in glioma treatment.</p>
</sec>
<sec id="s2">
<title>The Safety of NK Cell-Based Immunotherapy</title>
<sec id="s2_1">
<title>NK Cell Alloreactivity</title>
<p>All NK cells are non-responsive towards healthy autologous cells, which involves the interaction of at least inhibitory killer immunoglobulin-like receptors (KIRs) or CD94-NKG2A with one autologous MHC class I molecule. KIRs can be classified based on two factors: the number of immunoglobulin-like domains (2D and 3D) and the length of the intracytoplasmic tail (L or S). Inhibitory KIRs usually possess a long cytoplasmic tail (KIR2DL), whereas activating KIR possess a short one (KIR2DS), except for the activating KIR2DL4, which has a long cytoplasmic tail. Inhibitory KIRs contain immunoreceptor tyrosine-based inhibition motif (ITIM) sequences responsible for the inhibitory signal. Unlike cytotoxic CD8+ T cells, which are highly specific for antigens, NK cells express clonally distributed inhibitory receptors termed KIRs that recognize determinants (KIR ligands) shared by subsets of HLA-B or -C allotypes (<xref ref-type="bibr" rid="B17">17</xref>&#x2013;<xref ref-type="bibr" rid="B20">20</xref>). More than fifty KIR family members have been identified, and each of these genes is highly polymorphic and has thousands of alleles (<xref ref-type="bibr" rid="B21">21</xref>). Three subfamilies and associated inhibitory specificities are well determined (<xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>). The CD94-NKG2A heterodimer, belonging to C-type lectins, is specific for HLA-E (<xref ref-type="bibr" rid="B24">24</xref>&#x2013;<xref ref-type="bibr" rid="B26">26</xref>).</p>
<table-wrap id="T2" position="float">
<label>Table&#xa0;2</label>
<caption>
<p>Three subfamilies of KIRs and specific ligands.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Group<xref ref-type="table-fn" rid="fnT2_1">
<sup>a</sup>
</xref>
</th>
<th valign="top" align="center">HLA-class I specificity<xref ref-type="table-fn" rid="fnT2_2">
<sup>b</sup>
</xref>
</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">KIR2DL1(CD158a)</td>
<td valign="top" align="left">C2(-Cw2, -Cw4, -Cw5, -Cw6)</td>
</tr>
<tr>
<td valign="top" align="left">KIR2DL2/3(CD158b1/b2)</td>
<td valign="top" align="left">C1(-Cw1, -Cw3, -Cw7, -Cw8)</td>
</tr>
<tr>
<td valign="top" align="left">KIR3DL1(CD158e1)</td>
<td valign="top" align="left">Bw4(-B27, -B51)</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="fnT2_1">
<label>a</label>
<p>Each group compromises different numbers of alleles, which differ by 1-9 nucleotide substitutions (<xref ref-type="bibr" rid="B22">22</xref>).</p>
</fn>
<fn id="fnT2_2">
<label>b</label>
<p>Two groups of HLA-C alleles are distinguished by dimorphic positions Ser 77&#x2013;Asn 80 (C1) and Asn 77&#x2013;Lys 80 (C2) of the &#x3b1;1 helix (<xref ref-type="bibr" rid="B23">23</xref>). HLA-B allotypes share the Bw4 sequence motif at positions 77&#x2013;83 of the &#x3b1;1 helix (<xref ref-type="bibr" rid="B22">22</xref>).</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Major models used to predict NK cell alloreactivity include &#x2018;missing self&#x2019; and &#x2018;missing ligand&#x2019; (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>). Missing self-recognition (the &#x2018;ligand&#x2013;ligand&#x2019; model) was proposed by Karre et&#xa0;al. and occurs under HLA haplotype-mismatched transplants in the graft-<italic>versus</italic>-host direction (<xref ref-type="bibr" rid="B27">27</xref>). Donor NK cells express a KIR for the self HLA class I group that is absent in the recipient, which mediates alloreactions (<xref ref-type="bibr" rid="B28">28</xref>&#x2013;<xref ref-type="bibr" rid="B30">30</xref>). HLA testing is required to predict NK cell alloreactivity due to the missing self-model.</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>T-CAR designs. <bold>(A&#x2013;D)</bold> show the four generations of T-CAR. In brief, CAR contains three parts: extracellular domains are comprised of a single-chain variable fragment (scFv) for recognizing targeted antigen and transmembrane domains, and endocellular domains for transducing signals. First generation CARs consist of the basic structure with CD3&#x3b6; <bold>(A)</bold>. Second generation CARs contain an additional costimulatory domain such as CD28 or 4&#x2013;1BB <bold>(B)</bold>. Third generation CARs possess multiple costimulatory domains <bold>(C)</bold>. Fourth-generation CARs, also known as &#x2018;armored CARs&#x2019; can be designed to secret cytokines to improve the proliferation, persistence.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-11-751183-g001.tif"/>
</fig>
<p>Because the genes for KIR, HLA, and CD94&#x2013;NKG2 are located on different chromosomes (<xref ref-type="bibr" rid="B31">31</xref>&#x2013;<xref ref-type="bibr" rid="B33">33</xref>), KIR genes segregate independently of the HLA genes, and thus, KIR mismatches can exist in two HLA-matched individuals. Also, it was found that many individuals have 3 inhibitory KIRs (for HLA-C1 and -C2 and for HLA-Bw4 alleles), while their own cells only express 1 or 2 HLA KIR ligands (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B34">34</xref>, <xref ref-type="bibr" rid="B35">35</xref>). KIR expression is donor specific, but not related to the donor or recipient HLA and is not affected by the recipient&#x2019;s HLA groups (<xref ref-type="bibr" rid="B36">36</xref>). The missing ligand model (the &#x2018;receptor-ligand&#x2019; model) was based on these. According to this model, NK cell alloreactivity occurs not only in HLA haplotype-mismatched transplants, but also in HLA haplotype-matched transplants from donors possessing &#x2018;extra&#x2019; KIR(s), for which neither donor nor recipient possess HLA ligand(s) (<xref ref-type="bibr" rid="B35">35</xref>&#x2013;<xref ref-type="bibr" rid="B37">37</xref>). The donor&#x2019;s potentially self-reactive NK cells can trigger an alloreactive effect in the recipient while maintaining anergy in the donor. Analysis of the KIR expression on the donor&#x2019;s NK cells and HLA testing of the recipient&#x2019;s cells are required to predict NK cell alloreactivity due to the missing ligand model.</p>
<p>The missing self and missing ligand models can be used to predict NK cell alloreactivity. Although alloreactive NK cells can eradicate tumor cells, the anti-tumor effect is not confined to alloreactive NK cells. NK cell activity depends on the balance between inhibitory and stimulatory receptors. An anti-tumor effect can be mediated by NK cells expressing stimulatory receptors, such as activating KIR and NKG2D (<xref ref-type="bibr" rid="B38">38</xref>&#x2013;<xref ref-type="bibr" rid="B40">40</xref>).</p>
</sec>
</sec>
<sec id="s3">
<title>NK Cell-Based Immunotherapy Causes Minimal GvHD and CRS</title>
<p>GvHD refers to a condition resulting from the systemic attack of allogenic T cells on recipient tissues after allogeneic hematopoietic stem cell transplantation or infusion of allogeneic T cells (<xref ref-type="bibr" rid="B41">41</xref>&#x2013;<xref ref-type="bibr" rid="B43">43</xref>). The effects of GvHD are commonly manifested in the gastrointestinal tract, liver, and skin (<xref ref-type="bibr" rid="B44">44</xref>), and severe GvHD can be fatal. The role of alloreactive NK cells on GvHD in the setting of HCT varies among studies. Some investigations found that alloreactive NK cells were related to decreased GvHD (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B46">46</xref>), which was partially attributed to the observations that allogeneic NK cells would be expected to kill host dendritic cells (DCs) and donor T cells (<xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B47">47</xref>). Miller et&#xa0;al. analyzed 2,062 patients undergoing unrelated donor HCT (<xref ref-type="bibr" rid="B48">48</xref>). They found that one or more KIR ligands were missing <italic>versus</italic> the presence of all ligands, which is associated with a low relapse rate in patients with early myeloid leukemia. This omission predicted a greater risk of developing grade 3-4 GvHD in the setting of chronic myeloid leukemia (CML) patients. Miller et&#xa0;al. attributed the higher rate of acute GvHD in CML to the expanded myeloid pool with more host antigen-presenting cells (APCs) capable of presenting alloantigen to donor T cells (<xref ref-type="bibr" rid="B48">48</xref>).</p>
<p>HCT after ablation of bone marrow is used to cure hematological malignancies and results in less cancer relapse compared to chemoradiotherapy (<xref ref-type="bibr" rid="B49">49</xref>). T cells of allogeneic hematopoietic grafts for treating leukemia mediate the antileukemia effect as well as lethal GvHD. In many studies, it was attempted to prevent GvHD by depleting the T cells from the graft and infusing large numbers of hematopoietic stem cells to overcome rejection (<xref ref-type="bibr" rid="B50">50</xref>), which was at the expense of immunity reconstitution failure and infection. Later, NK cells from alloreactive donors were found to protect patients against rejection and GvHD in the setting of HCT (<xref ref-type="bibr" rid="B46">46</xref>). Interestingly, we found the idea that NK cell-based therapy caused GvHD mostly happened in the setting of HCT. But we should not evaluate the effects of alloreactive NK cells on GvHD in the setting of HCT because the effect of T cells in the grafts is negligible. It is likely that T cell interference is the most important controversial element with respect to the alloreactive NK cell effects on GvHD.</p>
<p>In fact, NK cell-based immunotherapy is safe and causes minimal GvHD. GvHD most likely occurs when NK cells from donors with several KIR subfamilies are infused into recipients possessing one group HLA ligand. Valiante et&#xa0;al. analyzed NK cell receptor repertoires in the peripheral blood of two human donors (donor PP only possessed group 1 HLA-C ligand, and donor NV possessed group 1 and 2 HLA-C ligands and the Bw4 HLA-B ligand, both of which have three KIR subfamilies as demonstrated in <xref ref-type="table" rid="T2">
<bold>Table&#xa0;2</bold>
</xref>) (<xref ref-type="bibr" rid="B51">51</xref>). They found that more than 98% of NK clones were inhibited self-HLA class I allotypes, and no NK cell from either donor was able to lyse the autologous B cell line (<xref ref-type="bibr" rid="B51">51</xref>). Interestingly, NV possessed approximately 15% of the analyzed NK cell clones, did not express KIR2DL2 or CD94:NKG2a, and was able to lyse the B cell line from PP, whereas the NK cell clones from PP failed to lyse the B cell line from NV (<xref ref-type="bibr" rid="B51">51</xref>). Ruggeri adopted functional analysis to evaluate the NK cell alloreactivity in more than 200 NK clones (<xref ref-type="bibr" rid="B46">46</xref>). Alloreactivity was defined as positive when the frequency of lytic clones was no less than 1 in 50 (<xref ref-type="bibr" rid="B46">46</xref>). In addition, the expression of CD94:NKG2a is inversely related to KIR levels (<xref ref-type="bibr" rid="B51">51</xref>). Approximately, 50% of NK cells in an individual express CD94:NKG2a (<xref ref-type="bibr" rid="B51">51</xref>, <xref ref-type="bibr" rid="B52">52</xref>). Cell-surface HLA-E expression depends on many peptides, including the leader peptides of HLA-A, -B, or -C, and downregulation of HLA-E expression requires the elimination of three types of HLA molecules (<xref ref-type="bibr" rid="B53">53</xref>, <xref ref-type="bibr" rid="B54">54</xref>). Thus, NK cells expressing CD94&#x2013;NKG2A display no alloreactivity because all individuals express HLA-E molecules. Therefore, NK cell-based immunotherapy is safe most of the time and will cause minimal GvHD because alloreactive NK cells only account for a small proportion. In addition, healthy cells express high levels of MHC class I molecules, but they express no or minimal level of ligands for NK cell activating receptors. Conversely, tumorigenic cells downregulate MHC class I expression but upregulate the expression of ligands for NK cell activating receptors. For example, MICA/MICB and ULBP, ligands for NKG2D, are often induced by stress or transformation (<xref ref-type="bibr" rid="B55">55</xref>, <xref ref-type="bibr" rid="B56">56</xref>). The integration of the activating and inhibitory signals from the ligand/receptor determines NK cell activity. Some studies indicated that the positive signal delivered by NKG2D could override inhibition. Therefore, NK cells become alloreactive prior to killing tumor cells.</p>
<p>CRS involves elevated levels of circulating cytokines, especially interferons and immune-cell hyperactivation, which manifests as an influenza-like syndrome, organ failure, and even death (<xref ref-type="bibr" rid="B57">57</xref>). CAR-NK is less likely to induce CRS and neurotoxicity partially because of a different spectrum of secreted cytokines consisting of activated NK cells that produce IFN-gamma and GM-CSF, and CAR-T cells that predominantly release tumor necrosis factor (TNF)-a and interleukins, such as IL-1, IL-2, and IL-6 (<xref ref-type="bibr" rid="B57">57</xref>, <xref ref-type="bibr" rid="B58">58</xref>). The mechanism was validated by clinical trials. Liu et&#xa0;al. launched a clinical trial (NCT03056339) that administered HLA-mismatched anti-CD19 CAR-NK cells to 11 patients with high-risk lymphoid malignancies (<xref ref-type="bibr" rid="B16">16</xref>). The administration of CAR-NK cells was not associated with the development of cytokine release syndrome and there was no increase in the levels of inflammatory cytokines, including interleukin-6, over baseline (<xref ref-type="bibr" rid="B16">16</xref>).</p>
</sec>
<sec id="s4">
<title>NK Expansion Techniques</title>
<p>Large numbers of cells are essential for successful adoptive transfer cell therapy. It has been proved that high doses of NK cells from10^7cells/kg to 4.7&#xd7;10^10 total NK cells can be well tolerated (<xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B59">59</xref>, <xref ref-type="bibr" rid="B60">60</xref>). NK cells only account for approximately 10% of peripheral blood mononuclear cells. The NK92 cell line is used in current clinical trials with CAR-NK because of their unlimited proliferation ability <italic>in vitro</italic>. However, the NK92 cell line is tumorigenic and lacks CD16 and NKp44 expression, and additionally, these cells will lose their proliferation ability due to lethal irradiation infusion (<xref ref-type="bibr" rid="B61">61</xref>, <xref ref-type="bibr" rid="B62">62</xref>). Because of these drawbacks, it is unlikely that they will be an ideal cell source for CAR-NK cell therapy.</p>
<p>Expansion protocols possess considerable heterogeneity. The expansion process often takes 2-3 weeks of culture in the presence of mitogenic cytokines, and engineered feeder cells can optimize the expansion process. K562 cells engineered to express membrane-bound IL-15 or IL-21 along with the adhesion molecule 4-1BBL are adopted as feeder cells in many clinical trials (<xref ref-type="bibr" rid="B63">63</xref>, <xref ref-type="bibr" rid="B64">64</xref>). There have been reports of 300-fold expansions combined with IL-2 and IL-15. IL-15 is important to NK cell survival and function (<xref ref-type="bibr" rid="B65">65</xref>, <xref ref-type="bibr" rid="B66">66</xref>), and 4-1BBL provides a cell to cell contact-dependent co-stimulatory signal (<xref ref-type="bibr" rid="B67">67</xref>). We observed that low density less than 10^5cells/mL is not ideal for NK expansion. We recommend that the ratio of engineered K562 feeder cells and NK cells is 1:1 to 2:1. The K562 cell line possesses unique properties and lacks HLA expression. As described above, inhibitory KIRs recognizing corresponding HLA ligands can inactivate NK cells. This can be proved by our laboratory findings that other cell lines engineered to express IL-21 and 4-1BBL failed to achieve high-fold NK expansion. Some studies used RetroNectin-stimulated T (RN-T) cells as feeder cells (<xref ref-type="bibr" rid="B68">68</xref>, <xref ref-type="bibr" rid="B69">69</xref>). Briefly, the procedure for this is to culture T cells from autologous peripheral blood mononuclear cells (PBMCs) with RetroNectin and anti-CD3 monoclonal antibody. In approximately 2 weeks, RN-T cells can serve as feeder cells after irradiation. RetroNectin plays a role in cell adhesion (<xref ref-type="bibr" rid="B70">70</xref>). The anti-CD3 monoclonal antibody leads to T-cell activation and cytokine secretion, and activated T cells express ligands of NKG2D (<xref ref-type="bibr" rid="B47">47</xref>, <xref ref-type="bibr" rid="B71">71</xref>). Irradiated PBMCs as feeder cells were utilized by Parkhurst et&#xa0;al. and share a similar mechanism with RN-T in NK cell expansion (<xref ref-type="bibr" rid="B60">60</xref>, <xref ref-type="bibr" rid="B72">72</xref>). The CD14+ monocyte fraction of irradiated PBMCs function in cell-cell contact (<xref ref-type="bibr" rid="B73">73</xref>). Feeder cells derived from autologous PBMCs eliminate the need for infusion of viable malignant feeder cells into the NK cell product. Feeder-free expansion approaches have also been tested. Li et&#xa0;al. cultured NK cells in an anti-CD16 (Beckman Coulter)-coated flask (<xref ref-type="bibr" rid="B74">74</xref>). Antibody-coated beads targeting CD2 and NKp46 (CD335) are commercially available. However, not everyone or each NK cell expresses these stimulatory receptors, and feeder-free expansion protocols lose cell-to-cell contact effects. For example, only a part of NK cells of an individual expresses CD16 on blood NK cells (<xref ref-type="bibr" rid="B75">75</xref>, <xref ref-type="bibr" rid="B76">76</xref>).</p>
</sec>
<sec id="s5">
<title>Adoptive Cell Therapy and CAR-NK Cells</title>
<p>There are several developmental stages in ACT. Lymphokine-activated killer (LAK) cells, which consist of a mixture of NK cells, NKT cells, and T cells, were adopted to overcome insufficient quantities of immune cells (<xref ref-type="bibr" rid="B77">77</xref>). An unwanted side effect of a high dose of IL-2 is that it induces capillary leak syndrome and neuropsychiatric diseases in a manner similar to that of CRS. To obtain immune cells that can effectively respond to tumors, Rosenberg introduced the concept of tumor-infiltrating lymphocytes (TILs) (<xref ref-type="bibr" rid="B78">78</xref>), which have many similarities with LAK cells except the origin of lymphocytes. The former is isolated from the stroma of tumors, while the latter is acquired from PBMCs. Success with TILs has been achieved in many solid tumors, including breast cancer tumors (<xref ref-type="bibr" rid="B79">79</xref>, <xref ref-type="bibr" rid="B80">80</xref>). With TCR engineering, tumor-specific TCR &#x3b1; and &#x3b2; chains are identified and integrated with T cells <italic>via</italic> viral vectors (<xref ref-type="bibr" rid="B81">81</xref>). There must be specificity with T-cell engineering and CAR-T. Compared to CAR-T therapy, there are limited choices for physiological receptors with TCR engineering. Effective CAR-T cell therapy relies on optimal CAR molecular design. The CAR construct is becoming increasingly sophisticated with the understanding of T cell activation and tumor-specific and -associated antigens (<xref ref-type="bibr" rid="B82">82</xref>). Four generations of CAR designs have been developed that are mainly different in categories and number of co-stimulation factors (<xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>). For safety and effectiveness, many novel designs have been tested, such as &#x2018;inverted CAR,&#x2019; &#x2018;off-switch CAR&#x2019; and &#x2018;logic-gate CAR&#x2019; (<xref ref-type="bibr" rid="B83">83</xref>&#x2013;<xref ref-type="bibr" rid="B85">85</xref>).</p>
<p>NK cell-based immunotherapy is a subset of ACT and is similar to adoptive T therapy, especially with respect to CAR therapy. CAR-NK-related clinical trials show that the most adopted CAR design corresponds with first and second generation T-CAR (<xref ref-type="bibr" rid="B86">86</xref>). Most NK-CARs use CD28 and 4-1BB, which are more specific to T cells, as their transmembrane and intracellular domain, respectively (<xref ref-type="bibr" rid="B87">87</xref>, <xref ref-type="bibr" rid="B88">88</xref>). Later studies began to design CARs specific to NK cells. For example, intracellular domains replaced CD28 with 2B4, DAP12, or DAP10 (<xref ref-type="bibr" rid="B89">89</xref>, <xref ref-type="bibr" rid="B90">90</xref>). Li et&#xa0;al. proved that the signaling domains of CAR-NK, such as NKG2D-2B4, exhibited superior <italic>in vitro</italic> and <italic>in vivo</italic> anti-tumor activities compared to that which contains CD28-4-1BB (<xref ref-type="bibr" rid="B91">91</xref>). The revolution of CAR-NK therapy is described in <xref ref-type="fig" rid="f2">
<bold>Figures&#xa0;2A&#x2013;D</bold>
</xref>, and it is clear that the CAR construct is becoming increasingly sophisticated with the growing understanding of T cell activation and tumor-specific and -associated antigens that are also suitable for NK cells.</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>NK-CAR designs. Early studies exploring CAR-NK cells used CAR constructs optimized for T cell signaling and function <bold>(A, B)</bold>. Later, many investigators begin to study costimulatory domains specific for NK cell signaling, such as DAP10, DAP12 or 2B4 <bold>(C, D)</bold>. DAP10 is the adaptor molecule of NKG2D and acts <italic>via</italic> a Syk-independent regulatory pathway (<xref ref-type="bibr" rid="B92">92</xref>). DAP12 is the adaptor molecules of NKG2C, NKp44 and activating killer immunoglobulin receptors (KIRs) and contain immunoreceptor tyrosine-based activation motifs (ITAMs) (<xref ref-type="bibr" rid="B93">93</xref>). 2B4, an important co-stimulation factor of NK activation, contains immunoreceptor tyrosine-based switch motifs (ITSMs) that recruit adaptor molecules such as SLAM-associated protein (SAP) to mediate signal transduction (<xref ref-type="bibr" rid="B94">94</xref>). We design a new CARs that replace ITAMs of CD3&#x3b6; with Fc&#x3f5;RI&#x3b3; and DAP12 <bold>(E)</bold>.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fonc-11-751183-g002.tif"/>
</fig>
</sec>
<sec id="s6">
<title>Immunosuppressive Mechanisms of Glioma</title>
<p>Glioma, especially GBM, shows an extreme cell heterogeneity, diffuse growth patterns and high invasiveness. Gliomas were thought to be &#x201c;immune cold&#x201d; tumors with low infiltration of lymphocytes (<xref ref-type="bibr" rid="B95">95</xref>). Furthermore, microenvironment of the glioma has the ability to suppress immune response systematically and locally.</p>
<p>Mahaley et&#xa0;al. first reported the presence of lymphopenia in GBM (<xref ref-type="bibr" rid="B96">96</xref>). Studies have found patient-derived peripheral blood lymphocytes shows immune defects that exhibited varying levels of proliferative unresponsiveness to the T-cell mitogens concanavalin A (ConA), phytohemagglutinin (PHA) and anti-CD3 monoclonal antibody as well as with the T-dependent B-cell mitogen, pokeweed mitogen (PWM) (<xref ref-type="bibr" rid="B97">97</xref>, <xref ref-type="bibr" rid="B98">98</xref>). A selective impairment of the IL-2 system and T cell receptor-mediated signaling in lymphocytes of patients with glioblastomas may contribute to the unresponsiveness (<xref ref-type="bibr" rid="B99">99</xref>, <xref ref-type="bibr" rid="B100">100</xref>). Compared to healthy individuals, accumulation of myeloid-derived suppressor cells (MDSCs) in the peripheral blood of patients with glioma was found (<xref ref-type="bibr" rid="B101">101</xref>, <xref ref-type="bibr" rid="B102">102</xref>). MDSCs impair tumor immunity by interacting with macrophages to increase IL-10 and decrease IL-12 production, driving a tumor-promoting type 2 response (<xref ref-type="bibr" rid="B103">103</xref>). Inhibitory soluble factors secreted by glioma can suppress lymphocyte&#x2019;s function. Transforming growth factor beta (TGF-&#x3b2;) can impair peripheral blood NK cell function by downregulating NKG2D (<xref ref-type="bibr" rid="B104">104</xref>&#x2013;<xref ref-type="bibr" rid="B107">107</xref>). Therefore, the immune responses are suppressed systematically in glioma microenvironment.</p>
<p>Gliomas often overexpress phosphorylated signal transducer and activator of transcription 3 (p-STAT3) that induces a variety of immunosuppressive factors including IL-10, prostaglandin E2 (PGE2), vascular endothelial growth factor (VEGF) and TGF-&#x3b2; (<xref ref-type="bibr" rid="B108">108</xref>). These soluble factors can suppress cytotoxic T lymphocytes activity and proliferation (<xref ref-type="bibr" rid="B108">108</xref>). TGF-&#x3b2; and IL-10 can induce Tregs that inversely modulate immune response (<xref ref-type="bibr" rid="B109">109</xref>). Chemokines and cytokines, such as CX3CL1 and CCL5 can recruit tumor-associated macrophages to GBM microenvironment and contribute to abnormal angiogenesis (<xref ref-type="bibr" rid="B110">110</xref>, <xref ref-type="bibr" rid="B111">111</xref>). Most GBM cells express high levels of MHC class I molecules that can inhibit NK cells by interacting with inhibitory KIRs (<xref ref-type="bibr" rid="B112">112</xref>). Absolute survival advantages of tumor depriving of nutrition and oxygen might suppress NK cell metabolism and antitumor activity (<xref ref-type="bibr" rid="B113">113</xref>). N6-methyladenosine (m6A) modification is an emerging field in the study of tumorigenicity and therapy resistance of glioma (<xref ref-type="bibr" rid="B114">114</xref>, <xref ref-type="bibr" rid="B115">115</xref>). The relationship between m6A states and immune infiltration and function in glioma is still unclear. Studies found higher m6Ascore was associated with T cells exhaustion and lower NK cells in the m6Ascore-high pancreatic ductal adenocarcinoma (<xref ref-type="bibr" rid="B116">116</xref>). So, the immune responses are suppressed locally in glioma microenvironment.</p>
</sec>
<sec id="s7">
<title>Applications of NK Cells For Glioma Treatment</title>
<p>Except for unique advantages of NK cells, there is still a potential of NK cells in treating glioma. C&#xf3;zar et&#xa0;al. analyzed RNA-seq datasets from the TCGA database and found NK-cell infiltration in both low grade glioma and GBM and even had higher scores compared to T-cell infiltration, which paved the way for the use of treatments targeting NK cells in glioma (<xref ref-type="bibr" rid="B117">117</xref>). Similar to adoptive T therapy, NK cell-based immunotherapy mainly concentrates on hematological malignancies. Thus far, the therapeutic utility of NK cell-based immunotherapy for the treatment of glioma has mainly been investigated in preclinical studies (<xref ref-type="table" rid="T3">
<bold>Table&#xa0;3</bold>
</xref>). These trials most utilize either PBNK cells or NK92 cells, as well as first and second generation CARs designed for T cells and not optimized for NK cell signaling. Furthermore, clinical trials pay more attention to evaluate the safety of CAR-NK therapy. Although preclinical studies began to test the efficiency of DAP12 specific for NK cell signaling. Most of them adopted similar CARs as used in clinical trials. Compared to hematological malignancies, both in the quantity and CARs design, the application of NK cell-based therapies in glioma lags far behind.</p>
<table-wrap id="T3" position="float">
<label>Table&#xa0;3</label>
<caption>
<p>Applications of NK cells in glioma.</p>
</caption>
<table frame="hsides">
<thead>
<tr>
<th valign="top" align="left">Targets</th>
<th valign="top" align="center">NK Source</th>
<th valign="top" align="center">CAR construct</th>
<th valign="top" align="center">Tumors</th>
<th valign="top" align="center">Phase</th>
<th valign="top" align="center">Reference/NCT</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">EGFRvIII</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">scFv-CD28TM+IC-CD3&#x3b6;</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">Gen&#xdf;ler et&#xa0;al. (<xref ref-type="bibr" rid="B118">118</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">EGFRvIII</td>
<td valign="top" align="left">YTS NK cell line</td>
<td valign="top" align="left">scFv-DAP12 TM+IC</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">M&#xfc;ller et&#xa0;al. (<xref ref-type="bibr" rid="B90">90</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">EGFRvIII</td>
<td valign="top" align="left">KHYG-1 NK cell line</td>
<td valign="top" align="left">scFv-CD28 TM+IC-CD137-CD3&#x3b6;</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">Murakami et&#xa0;al. (<xref ref-type="bibr" rid="B119">119</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">EGFRvIII</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">scFv-CD28 TM+IC-CD3&#x3b6;</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">Han et&#xa0;al. (<xref ref-type="bibr" rid="B120">120</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">HER2</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">scFv-CD3 TM+IC</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">Alkins et&#xa0;al. (<xref ref-type="bibr" rid="B121">121</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">HER2</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">scFv-CD28 TM+IC-CD3&#x3b6;</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">
<bold>/</bold>
</td>
<td valign="top" align="left">Zhang et&#xa0;al. (<xref ref-type="bibr" rid="B122">122</xref>)</td>
</tr>
<tr>
<td valign="top" align="left">HER2</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">scFv-CD28-CD3&#x3b6;</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT03383978</td>
</tr>
<tr>
<td valign="top" align="left">HER2</td>
<td valign="top" align="left">NK92 cell line</td>
<td valign="top" align="left">Unknown</td>
<td valign="top" align="left">Glioblastoma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT03383978</td>
</tr>
<tr>
<td valign="top" align="left">MUC1</td>
<td valign="top" align="left">Unknown</td>
<td valign="top" align="left">Unknown</td>
<td valign="top" align="left">High Grade Glioma</td>
<td valign="top" align="center">I/II</td>
<td valign="top" align="left">NCT02839954</td>
</tr>
<tr>
<td valign="top" align="left">None</td>
<td valign="top" align="left">PBMCs</td>
<td valign="top" align="left">None</td>
<td valign="top" align="left">High Grade Glioma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT04254419</td>
</tr>
<tr>
<td valign="top" align="left">None</td>
<td valign="top" align="left">PBMCs</td>
<td valign="top" align="left">None</td>
<td valign="top" align="left">Glioma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT00909558</td>
</tr>
<tr>
<td valign="top" align="left">None</td>
<td valign="top" align="left">Placenta</td>
<td valign="top" align="left">None</td>
<td valign="top" align="left">High Grade Glioma</td>
<td valign="top" align="center">I</td>
<td valign="top" align="left">NCT04489420</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s8">
<title>Future Perspectives</title>
<p>Compared to T cell-based therapy, the development of NK cell-based therapy falls behind to some degree in the treatment of glioma. Adoptive NK cell therapy is lack of <italic>in vivo</italic> persistence without cytokine support, which may limit the efficacy of the NK cell immunotherapy. System administration of cytokines is associated with undesirable toxicities as described above. Trafficking to tumor beds is critical for the efficacy of adoptive cellular therapy. M&#xfc;ler et&#xa0;al. observed an infiltration increase of anti-EGFRvIII CAR-NK cells engineered to express CXCR4 to CXCL12/SDF-1&#x3b1; secreting glioblastoma cells, leading to improved tumor regression and survival in a mouse model of glioblastoma (<xref ref-type="bibr" rid="B90">90</xref>). The difficulty may be resolved by intratumoral administration of NK cells products. In general, there is much room for the development of CAR-NK therapy in the field of glioma treatment. Much more pressing for NK cell-based therapy is designing more efficient products in treating glioma. Therefore, we try to put up several strategies to achieve the goal on the base of the knowledge of NK cells and glioma.</p>
<p>NK cell therapy is the lack of <italic>in vivo</italic> persistence in the absence of cytokine support. IL-15 is essential for NK cell function and homeostasis and can be added to CAR molecules to mimic the fourth generation of T-CAR. TGF-&#x3b2; plays an essential role in impairing NK cell function. Inverted CAR may be applied to reverse the situation by fusing the ectodomain of the TGF-&#x3b2; receptor to the endodomain of an activating receptor. CD3&#x3b6; is found in the intracellular domains of T-CAR and NK-CAR. Furthermore, CD3&#x3b6;, containing three immunoreceptor tyrosine-based activation motifs (ITAMs; YxxL/Ix6-8YxxL/I, with 29 amino acids), has a limited impact on the effectiveness of CAR-NK (<xref ref-type="bibr" rid="B123">123</xref>).</p>
<p>Modification targeting CD3&#x3b6; has been tested in CAR-T therapy. Wu et&#xa0;al. found that CD3&#x3f5; recruits Csk and p85 <italic>via</italic> its mono-phosphorylated ITAM and BRS motif, respectively (<xref ref-type="bibr" rid="B124">124</xref>). Incorporation of the ITAM of CD3&#x3f5; into a second-generation CAR increased the antitumor activity of CAR-T cells by reducing the cytokine production and promoting the persistence of CAR-T (<xref ref-type="bibr" rid="B124">124</xref>). NK cells possess many types of stimulatory receptors, such as CD16, NKp46, and NKG2D, and these stimulatory receptors do not act separately. In fact, apart from CD16, which is sufficient for activation of resting NK cells, it is necessary for all activating receptors to cooperate and synergize with one another for NK activation (<xref ref-type="bibr" rid="B125">125</xref>). Interestingly, the ITAM of many stimulatory receptors or their related adaptors, such as Fc&#x3f5;RI&#x3b3; and DAP12, also consists of 29 amino acids with different sequences. Therefore, an exchange may produce more effective CAR-NK cells (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2E</bold>
</xref>) with mild changes in CD3&#x3b6; structure.</p>
<p>CAR-NK cells can kill targets in a CAR-independent manner. Combination therapy with monoclonal antibodies is promising, and it was observed that trifunctional antibodies recognized targets and simultaneously engaged NKP46 and CD16, which controlled tumor growth in mouse models (<xref ref-type="bibr" rid="B126">126</xref>). A team used antibodies to prevent the loss of cell surface MICA and MICB in human cancer cells, which stabilizes the bond between NKG2D and its ligands. These antibodies inhibit tumor growth in mouse models, and the antitumor effect is mediated mainly by the activation of NKG2D and CD16 (<xref ref-type="bibr" rid="B127">127</xref>). Apart from the activating receptors, antibodies blocking the inhibitory receptors of NK cells, such as KIR, NKG2A, TIM3, and TIGIT have been studied (<xref ref-type="bibr" rid="B52">52</xref>, <xref ref-type="bibr" rid="B128">128</xref>&#x2013;<xref ref-type="bibr" rid="B130">130</xref>). NK cells can express Fc&#x3b3;RIIIA/CD16a and/or Fc&#x3b3;RIIC, which bind to the Fc portion of human immunoglobulins. Once antibodies bind to targets, NK cells are able to recognize the Fc portion and lyse target cells through antibody-dependent cell-mediated cytotoxicity (ADCC) (<xref ref-type="bibr" rid="B131">131</xref>). So, the combination of immune checkpoint inhibitors and NK cell-based therapy may be potential. Although, Nivolumab failed to improve overall survival of patients with recurrent glioblastoma. Studies have found that cancer type 1 or 2 susceptibility gene (BRCA1/2) alteration was associated with higher tumor mutation burden(TMB) and may serve as a novel indicator associated with better treatment outcomes of immune checkpoint inhibitors (<xref ref-type="bibr" rid="B132">132</xref>). The function of BRCA1/2 and other DNA mismatch repair gene alteration are worth being investigated in glioma. Most GBM cells express high levels of MHC class I molecules (<xref ref-type="bibr" rid="B112">112</xref>). Thus, blockade of such KIRs with antibodies may enhance NK-cell mediated killing.</p>
<p>NK cells and T cells originate from a common ancestor and share many similarities. Both interact with MHC class I molecules, contributing to innate and adaptive immunity. They have similar cell-surface phenotypes and cellular functions, such as cytotoxicity, secretion of cytokines, and interaction with DCs (<xref ref-type="bibr" rid="B133">133</xref>). NK cells also play a role in regulating T cell response. For example, NK cells can produce IFN-gamma, which promotes CD4+ T cell differentiation into TH1 helper cells (<xref ref-type="bibr" rid="B134">134</xref>). The latter contributes to an enhanced CD8+ T cell response (<xref ref-type="bibr" rid="B135">135</xref>). NK cells produce IFN-gamma, leading to DC maturation and IL-12 secretion, which is sufficient for CD8+ T cell activation independent of CD4+ T cell (<xref ref-type="bibr" rid="B136">136</xref>). As an important constituent of the innate immunity response, NK cells can kill target cells and release antigen for cross-presentation and activation of T cells (<xref ref-type="bibr" rid="B137">137</xref>). NK cells can also negatively regulate a T cell response as described above or in the setting of acute viral infections (<xref ref-type="bibr" rid="B138">138</xref>, <xref ref-type="bibr" rid="B139">139</xref>). A combination of NK cells and T cells comprise an ideal potential therapy for tumor treatment. A study has reported that CAR-NK cells can eliminate myeloid-derived suppressor cells and rescue impaired CAR-T cell activity against solid tumors (<xref ref-type="bibr" rid="B140">140</xref>). Moreover, CAR-NK cells can improve the infiltration and functions of subsequently infused CAR-T cells by secreting proinflammatory cytokines and chemokines (<xref ref-type="bibr" rid="B140">140</xref>). C&#xf3;zar et&#xa0;al. found marked NK-cell infiltration in solid tumors were also infiltrated with T cells (<xref ref-type="bibr" rid="B117">117</xref>).Anti-IL13R&#x3b1;, anti-HER2, and anti-EGFRvIII CAR-T have been tested in glioma (<xref ref-type="bibr" rid="B141">141</xref>&#x2013;<xref ref-type="bibr" rid="B143">143</xref>). Utilizing the safety of CAR-NK cells and the high efficacy of CAR-T cells is worth exploring in gliomas.</p>
<p>Oncolytic virus (OV) OVs have a double oncolytic action by both directly attacking the cancer cells and inspiring a tumor specific immune response. OVs can be engineered to repress antibodies targeting tumor antigen and/or secret cytokines activating immune response. Xilin Chen et&#xa0;al. observed that the combination of EGFR-CAR NK-92 cells with oHSV-1 resulted in more efficient killing of MDA-MB-231 tumor cells and significantly longer survival of tumor-bearing mice (<xref ref-type="bibr" rid="B144">144</xref>). Rui Ma et&#xa0;al. (<xref ref-type="bibr" rid="B145">145</xref>) generated a therapy that combined off-the-shelf EGFR-CAR NK cells and an Oncolytic virus OV called OV-IL15C. OV-IL15C-infected GBM cells can secrete soluble IL15/IL15R&#x3b1; complex. GBM-bearing mice models exhibited that the therapy synergistically suppressed tumor growth. These potential therapies are anticipated to be further investigated in clinical trials. Combination therapies are based on the knowledge of NK cell biology. An evolving understanding of gliomas can inspire treatment strategies targeting the basic elements of these malignant cells and their microenvironments. We believe NK cell-based immunotherapy will have a better performance in treating glioma in the future.</p>
</sec>
<sec id="s9" sec-type="author-contributions">
<title>Author Contributions</title>
<p>CP conceived the article. YZ compiled the review and prepared the draft of the manuscript. GL, TJ, and WZ reviewed and edited the manuscript. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec id="s10" sec-type="funding-information">
<title>Funding</title>
<p>This work was supported by grants from National Natural Science Foundation of China (No.82072768), Construction Project of Multi Omics Platform for Major Brain Diseases (PXM2019_026280_000002), Sino German Cooperation and Exchange Project (Mobility Programme, M-0020), Research Fund for Clinical and Translational Medicine of Chinese Academy of Medical Sciences (2020-I2M-C&amp;T-A-024).</p>
</sec>
<sec id="s11" sec-type="COI-statement">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s12" sec-type="disclaimer">
<title>Publisher&#x2019;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
</body>
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