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<article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" article-type="review-article">
<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Oncol.</journal-id>
<journal-title>Frontiers in Oncology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Oncol.</abbrev-journal-title>
<issn pub-type="epub">2234-943X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fonc.2017.00205</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Oncology</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Radiotherapy Dosing for Locally Advanced Non-Small Cell Lung Carcinoma: &#x0201C;MTD&#x0201D; or &#x0201C;ALARA&#x0201D;?</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Ohri</surname> <given-names>Nitin</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="corresp" rid="cor1">&#x0002A;</xref>
<uri xlink:href="http://frontiersin.org/people/u/175479"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Radiation Oncology, Albert Einstein College of Medicine</institution>, <addr-line>The Bronx, NY</addr-line>, <country>United States</country></aff>
<aff id="aff2"><sup>2</sup><institution>Radiation Oncology, Montefiore Medical Center</institution>, <addr-line>The Bronx, NY</addr-line>, <country>United States</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: John Varlotto, University of Massachusetts Medical Center, United States</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Michael T. Milano, University of Rochester, United States; Ronald Charles McGarry, University of Kentucky HealthCare, United States</p></fn>
<corresp content-type="corresp" id="cor1">&#x0002A;Correspondence: Nitin Ohri, <email>ohri.nitin&#x00040;gmail.com</email></corresp>
<fn fn-type="other" id="fn002"><p>Specialty section: This article was submitted to Radiation Oncology, a section of the journal Frontiers in Oncology</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>21</day>
<month>09</month>
<year>2017</year>
</pub-date>
<pub-date pub-type="collection">
<year>2017</year>
</pub-date>
<volume>7</volume>
<elocation-id>205</elocation-id>
<history>
<date date-type="received">
<day>08</day>
<month>08</month>
<year>2017</year>
</date>
<date date-type="accepted">
<day>23</day>
<month>08</month>
<year>2017</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2017 Ohri.</copyright-statement>
<copyright-year>2017</copyright-year>
<copyright-holder>Ohri</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>Locally advanced non-small cell lung cancer (LA-NSCLC) is typically treated with thoracic radiotherapy, often in combination with cytotoxic chemotherapy. Despite tremendous advances in the evaluation, treatment techniques, and supportive care measures provided to LA-NSCLC patients, local disease progression and distant metastases frequently develop following definitive therapy. A recent landmark randomized trial demonstrated that radiotherapy dose escalation may reduce survival rates, highlighting our poor understanding of the effects of thoracic radiotherapy for LA-NSCLC. Here, we present rationale for further studies of radiotherapy dose escalation as well as arguments for exploring relatively low radiotherapy doses for LA-NSCLC.</p>
</abstract>
<kwd-group>
<kwd>locally advanced NSCLC</kwd>
<kwd>radiotherapy</kwd>
<kwd>dose&#x02013;response relationship</kwd>
<kwd>radiation</kwd>
<kwd>chemoradiotherapy</kwd>
<kwd>lung cancer</kwd>
</kwd-group>
<counts>
<fig-count count="0"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="81"/>
<page-count count="6"/>
<word-count count="5477"/>
</counts>
</article-meta>
</front>
<body>
<sec id="S1">
<title>Background</title>
<p>Non-small cell lung cancer (NSCLC) is the leading cause of cancer mortality in the United States and worldwide, causing over one million deaths each year (<xref ref-type="bibr" rid="B1">1</xref>). Approximately one-third of NSCLC patients are diagnosed with locally advanced disease, which may be defined as stage III disease or unresectable stage II disease (<xref ref-type="bibr" rid="B2">2</xref>). For locally advanced non-small cell lung cancer (LA-NSCLC), the standard treatment approach is conventionally fractionated (1.8&#x02013;2.0&#x02009;Gy/day) radiotherapy to a dose of approximately 60&#x02013;66&#x02009;Gy with concurrent, platinum-based chemotherapy. This treatment approach yields median survival times of only 16&#x02013;30&#x02009;months. Randomized trials have tested changes or additions to systemic therapy (<xref ref-type="bibr" rid="B3">3</xref>&#x02013;<xref ref-type="bibr" rid="B7">7</xref>), radiotherapy dose escalation (<xref ref-type="bibr" rid="B6">6</xref>), and the addition of surgical resection (<xref ref-type="bibr" rid="B8">8</xref>) but have failed to improve overall survival for this patient population.</p>
<p>In this review, we will focus on the question of radiotherapy dosing for LA-NSCLC. Dozens of trials have sought to identify the optimal dosing schedule through modifications of the total radiotherapy dose, the daily radiotherapy dose, and treatment frequency (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). However, tremendous uncertainty persists regarding the optimal radiotherapy regimen for LA-NSCLC. As an infinite number of radiotherapy schedules could be an envisioned, we will simplify our discussion by considering two opposing viewpoints: &#x0201C;maximum tolerated dose&#x0201D; (MTD) and &#x0201C;as low as reasonably achievable&#x0201D; (ALARA).</p>
<p>Maximum tolerated dose is defined by the National Cancer Institute as follows: &#x0201C;The highest dose of a drug or treatment that does not cause unacceptable side effects. The MTD is determined in clinical trials by testing increasing doses on different groups of people until the highest dose with acceptable side effects is found.&#x0201D; (<xref ref-type="bibr" rid="B11">11</xref>) The United States Nuclear Regulatory Commission states that &#x0201C;ALARA is an acronym for <italic>as low as (is) reasonably achievable</italic>, which means making every reasonable effort to maintain exposures to ionizing radiation as far below the dose limits as practical, consistent with the purpose for which the licensed activity is undertaken&#x02026;&#x0201D; (<xref ref-type="bibr" rid="B12">12</xref>) ALARA is most often used in the context of environmental or occupational radiation exposure. For the purposes of this exercise, we will consider ALARA to represent the delivery of the lowest possible radiotherapy dose for LA-NSCLC that does not compromise local disease control probability.</p>
</sec>
<sec id="S2">
<title>Fact: Disease Progression Following Chemoradiotherapy for LA-NSCLC is Common</title>
<sec id="S2-1">
<title>Supporting MTD</title>
<p>Chemoradiotherapy for LA-NSCLC yields local control rates of only 40&#x02013;66% (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B13">13</xref>&#x02013;<xref ref-type="bibr" rid="B17">17</xref>). At least 75% of LA-NSCLC patients will succumb to their disease (<xref ref-type="bibr" rid="B6">6</xref>). While distant disease progression is a competing risk for LA-NSCLC that may theoretically detract from the importance of local control, there is high-level evidence that improving local control will directly improve survival rates. In a meta-analysis of six randomized trials comparing concurrent chemoradiotherapy to sequential chemoradiotherapy, the use of concurrent chemoradiotherapy increased the 5-year locoregional control rate by 6% at 5&#x02009;years and improved the overall survival rate by 5% at 5&#x02009;years, without reducing the frequency of distant metastasis (<xref ref-type="bibr" rid="B18">18</xref>). Thus, there seems to be a nearly 1:1 ratio linking locoregional disease control and overall survival in LA-NSCLC. This may be compared with the 4:1 ratio that has been established in the treatment of breast cancer with postoperative radiotherapy (<xref ref-type="bibr" rid="B19">19</xref>). The importance of local control in LA-NSCLC may become even more important in the future, as novel and more effective systemic therapy (<xref ref-type="bibr" rid="B20">20</xref>&#x02013;<xref ref-type="bibr" rid="B22">22</xref>) may be incorporated into the management of LA-NSCLC (<xref ref-type="bibr" rid="B23">23</xref>) and attenuate the competing risk of distant metastasis.</p>
<p>Radiotherapy dose escalation or intensification using altered fractionation has been shown to improve disease control in cancers of the prostate (<xref ref-type="bibr" rid="B24">24</xref>) and head and neck (<xref ref-type="bibr" rid="B25">25</xref>). Altered radiotherapy fractionation for LA-NSCLC has also been shown to improve outcomes to some extent in large, randomized clinical trials (<xref ref-type="bibr" rid="B26">26</xref>). Established radiobiological principles indicate that intensified radiotherapy is required to sterilize lung tumors, where hypoxia and accelerated repopulation contribute to radioresistance (<xref ref-type="bibr" rid="B27">27</xref>). For early stage lung cancer, hypofractionated stereotactic body radiotherapy (SBRT) yields excellent control rates, particularly when high biologically effective doses are delivered (<xref ref-type="bibr" rid="B28">28</xref>, <xref ref-type="bibr" rid="B29">29</xref>). Advances in radiotherapy treatment planning and delivery should be leveraged in a similar fashion to safely deliver curative radiotherapy doses for LA-NSCLC. While RTOG 0617 demonstrated that radiotherapy dose escalation applied to large volumes using conventional fractionation does not improve outcomes in LA-NSCLC (<xref ref-type="bibr" rid="B6">6</xref>), more innovative strategies to intensify radiotherapy using adaptive planning (<xref ref-type="bibr" rid="B30">30</xref>), SBRT boost (<xref ref-type="bibr" rid="B31">31</xref>), and particle therapy (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B33">33</xref>) must be explored to improve outcomes for patients with LA-NSCLC.</p>
</sec>
<sec id="S2-2">
<title>Supporting ALARA</title>
<p>Distant metastasis occurs within two years in the majority of LA-NSCLC patients who are treated with concurrent chemoradiotherapy with definitive intent (<xref ref-type="bibr" rid="B6">6</xref>). Thoracic radiotherapy, which can cause profound acute (<xref ref-type="bibr" rid="B34">34</xref>, <xref ref-type="bibr" rid="B35">35</xref>) and subacute (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>) toxicities in a dose-dependent fashion, should therefore be administered cautiously in this patient population. The current &#x0201C;standard&#x0201D; schedule of 60&#x02009;Gy in 30 fractions was established approximately 40&#x02009;years ago in a landmark randomized trial (<xref ref-type="bibr" rid="B38">38</xref>). 60&#x02009;Gy was chosen over 50&#x02009;Gy because 60&#x02009;Gy yielded slightly better (but not statistically significantly superior) outcomes with respect to overall survival and local disease control. The relevance of these findings to current practice, where LA-NSCLC patients are treated with vastly more advanced techniques and typically receive concurrent chemotherapy, is unclear.</p>
<p>Several retrospective studies demonstrated strong associations between radiotherapy dose and overall survival duration, including in patients receiving concurrent chemotherapy (<xref ref-type="bibr" rid="B39">39</xref>, <xref ref-type="bibr" rid="B40">40</xref>). In light of the results of RTOG 0617, however, it appears likely that those associations are attributable to selection biases (e.g., treating smaller volume disease with higher doses) or advances in treatment techniques (<xref ref-type="bibr" rid="B41">41</xref>) and systemic therapy (<xref ref-type="bibr" rid="B42">42</xref>) that took place during the era when non-randomized dose escalation trials were performed. Notably, RTOG 0617 (<xref ref-type="bibr" rid="B6">6</xref>) and several other trials where chemoradiotherapy was intensified using altered radiotherapy fractionation (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>) failed to demonstrate that local disease control or overall survival is improved with more aggressive radiotherapy. Meta-analyses strongly suggest that radiotherapy intensification may be beneficial when radiotherapy is delivered without chemotherapy but has not improved outcomes in the setting of concurrent chemotherapy (<xref ref-type="bibr" rid="B9">9</xref>, <xref ref-type="bibr" rid="B10">10</xref>). The ability to control LA-NSCLC with chemoradiotherapy may more closely be related to tumor biology (<xref ref-type="bibr" rid="B43">43</xref>) and disease burden (<xref ref-type="bibr" rid="B44">44</xref>) than with radiotherapy dose. One may therefore argue that clinical trials should seek to define the lowest radiotherapy dose that can be used to treat LA-NSCLC without meaningfully compromising the likelihood of local disease control. An adaptive study design, such as the time-to-event continual reassessment model (<xref ref-type="bibr" rid="B45">45</xref>) could be could be ideal for defining a &#x0201C;minimum tolerated dose&#x0201D; in this setting. Based on analyzes of recurrence patterns demonstrating that local disease progression typically occurs in regions with large initial disease burden (<xref ref-type="bibr" rid="B46">46</xref>), a dose-painting approach may be implemented to reduce the dose delivered to small tumors and lymph nodes. In the rare cases where isolated thoracic disease progression occurs, salvage treatment options such as SBRT may yield excellent rates of disease control with acceptable toxicity rates (<xref ref-type="bibr" rid="B47">47</xref>).</p>
</sec>
</sec>
<sec id="S3">
<title>Fact: Serious Complication Rates Following Thoracic Radiotherapy for LA-NSCLC are Low</title>
<sec id="S3-1">
<title>Supporting MTD</title>
<p>The elimination of elective nodal irradiation (<xref ref-type="bibr" rid="B48">48</xref>), advances in imaging and target delineation (<xref ref-type="bibr" rid="B49">49</xref>), and advances in treatment techniques have significantly reduced the toxicity profile of thoracic irradiation (<xref ref-type="bibr" rid="B50">50</xref>). Two dose escalation studies demonstrated that treatment with 74&#x02009;Gy in 37 daily fractions with concurrent carboplatin and paclitaxel is safe (<xref ref-type="bibr" rid="B51">51</xref>, <xref ref-type="bibr" rid="B52">52</xref>), leading to the use of that regimen in the experimental arm of RTOG 0617. In RTOG 0617, rates of severe (grade&#x02009;&#x02265;&#x02009;3) toxicities were essentially equal across the control (60&#x02009;Gy) and experimental (74&#x02009;Gy) arms, demonstrating that modern treatment techniques and evidence-based constraints can be implemented to allow the safe delivery of dose-escalated thoracic radiotherapy. Complication rates may be expected to decline in future trials, as intensity-modulated radiotherapy and particle radiotherapy are increasingly being implemented for the treatment of LA-NSCLC (<xref ref-type="bibr" rid="B32">32</xref>, <xref ref-type="bibr" rid="B53">53</xref>). Esophagitis is one important acute complication of thoracic radiotherapy that occurs in a dose-dependent fashion (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B34">34</xref>). With modern treatment techniques and supportive care measures, however, most patients can complete radiotherapy without a treatment break (<xref ref-type="bibr" rid="B54">54</xref>).</p>
</sec>
<sec id="S3-2">
<title>Supporting ALARA</title>
<p>Evolving evidence reveals that thoracic irradiation can have profound consequences that were previously not appreciated. Two examples are provided below. As these risks emerge in a dose-dependent fashion, it is imperative that we examine the relationship between radiotherapy dosing and outcomes in LA-NSCLC rigorously and without bias and implement the lowest dose required to achieve local disease control.</p>
<p>Across the field of Oncology, patient-reported outcomes (PROs) have emerged as a key tool for assessing individual patients as well as in evaluating novel treatment strategies. PROs may be particularly revealing in the setting of LA-NSCLC, where patients&#x02019; health status may be compromised by underlying comorbidities, disease burden, and treatment toxicity. In a key secondary analysis of RTOG 0617, treatment with 74&#x02009;Gy rather than 60&#x02009;Gy dramatically increased the risk of meaningful quality of life decline at 3&#x02009;months (<xref ref-type="bibr" rid="B55">55</xref>). Baseline quality of life scores were also found to be significant predictors of overall survival on multivariable analyses. The &#x0201C;safety&#x0201D; of high-dose thoracic radiotherapy should be reexamined using PROs. Existing data indicate that patient-reported toxicity rates will differ dramatically from clinician-scored adverse event rates (<xref ref-type="bibr" rid="B56">56</xref>), particularly in the setting of dose-escalated radiotherapy.</p>
<p>A growing body of literature indicates that minimizing cardiac irradiation should be a goal in planning thoracic radiotherapy. Recent publications have demonstrated a strong association between cardiac irradiation and both cardiac events (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>, <xref ref-type="bibr" rid="B57">57</xref>, <xref ref-type="bibr" rid="B58">58</xref>) and all-cause mortality (<xref ref-type="bibr" rid="B6">6</xref>). The risks of cardiac irradiation may be highest in subjects with comorbid conditions such as existing heart disease (<xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>) or a smoking history (<xref ref-type="bibr" rid="B58">58</xref>), which are common in NSCLC patients. Somewhat surprisingly, these effects have been seen within a few years of radiotherapy delivery (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>, <xref ref-type="bibr" rid="B57">57</xref>) and in populations with high risk of cancer-specific mortality (<xref ref-type="bibr" rid="B6">6</xref>, <xref ref-type="bibr" rid="B36">36</xref>, <xref ref-type="bibr" rid="B37">37</xref>). In retrospect, this is consistent with previous analyses demonstrating that excessive (<xref ref-type="bibr" rid="B59">59</xref>) or unnecessary (<xref ref-type="bibr" rid="B60">60</xref>) mediastinal irradiation for lung cancer can meaningfully reduce survival rates. Thoracic irradiation may directly lead to coronary artery stenosis (<xref ref-type="bibr" rid="B61">61</xref>) and may also impair patients&#x02019; immune systems (<xref ref-type="bibr" rid="B62">62</xref>).</p>
</sec>
</sec>
<sec id="S4">
<title>Fact: Systemic Therapy for NSCLC is Evolving Rapidly</title>
<sec id="S4-1">
<title>Supporting MTD</title>
<p>Targeted therapy and immunotherapy are revolutionizing the management of advanced NSCLC (<xref ref-type="bibr" rid="B20">20</xref>, <xref ref-type="bibr" rid="B63">63</xref>). As these agents are incorporated into the management of LA-NSCLC (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B64">64</xref>), one may expect the rate of distant metastasis to improve significantly. This could magnify the importance of achieving durable local disease control with effective radiotherapy. If induction therapy is utilized to reduce target volumes before delivery of thoracic radiotherapy, dose escalation with conventional or even stereotactic radiotherapy techniques would be particularly appealing.</p>
<p>Immunotherapy may be an ideal partner for high-dose radiotherapy. Radiotherapy may enhance tumor antigen presentation, increase cytokine production, and modulate the tumor microenvironment, promoting antitumor immunity (<xref ref-type="bibr" rid="B65">65</xref>, <xref ref-type="bibr" rid="B66">66</xref>). Numerous preclinical studies (<xref ref-type="bibr" rid="B67">67</xref>, <xref ref-type="bibr" rid="B68">68</xref>) and case reports (<xref ref-type="bibr" rid="B68">68</xref>&#x02013;<xref ref-type="bibr" rid="B71">71</xref>) have demonstrated that there may be synergy between radiotherapy and immunotherapy. These effects may be maximized by employing &#x0201C;ablative&#x0201D; radiotherapy schedules, avoiding prolonged treatment courses, minimizing incidental irradiation of regional lymph nodes and other organs, and utilization of heavy ion radiotherapy (<xref ref-type="bibr" rid="B72">72</xref>, <xref ref-type="bibr" rid="B73">73</xref>).</p>
</sec>
<sec id="S4-2">
<title>Supporting ALARA</title>
<p>For appropriately selected patients with advanced NSCLC, targeted therapy (<xref ref-type="bibr" rid="B74">74</xref>) or immunotherapy (<xref ref-type="bibr" rid="B20">20</xref>) yields far higher response rates and more durable disease control than cytotoxic chemotherapy. If similar responses are seen in LA-NSCLC, relatively low radiotherapy doses may be required to provide high rates of local disease control. On a patient level, tumor characterization and molecular subtyping will be facilitated by liquid biopsies (<xref ref-type="bibr" rid="B75">75</xref>). Functional imaging (<xref ref-type="bibr" rid="B46">46</xref>, <xref ref-type="bibr" rid="B76">76</xref>) and radiomic analyses (<xref ref-type="bibr" rid="B77">77</xref>, <xref ref-type="bibr" rid="B78">78</xref>) will also aid in identifying patients and specific tumors or lymph nodes where disease is likely to be controlled without receiving high radiotherapy doses. It is imperative that radiation oncologists continuously reassess the relationship between radiotherapy dose and local disease control, as NSCLC is increasingly understood represent a mosaic of heterogeneous diseases rather than a single disorder. At the same time, novel systemic agents may unexpectedly modulate the toxicity profile of thoracic radiotherapy (<xref ref-type="bibr" rid="B79">79</xref>, <xref ref-type="bibr" rid="B80">80</xref>) such that modest radiotherapy doses optimize the risk/benefit ratio of thoracic irradiation for LA-NSCLC. Therefore, the relationship between radiotherapy doses and toxicity risk must also be reassessed frequently, preferably in trials designed to account for subacute and delayed adverse events (<xref ref-type="bibr" rid="B81">81</xref>).</p>
</sec>
</sec>
<sec id="S5">
<title>Conclusion</title>
<p>Decades of clinical trials have not changed in the &#x0201C;standard&#x0201D; radiotherapy dosing for LA-NSCLC. However, it remains unlikely that current practices yield optimal results, and it is impossible to believe that a single dosing regimen should be administered to every patient with LA-NSCLC. The effects of radiotherapy dosing on both disease control probability and complication probability must be reassessed as new systemic treatment options emerge and as new subtypes of NSCLC are recognized. PROs may provide more meaningful information that physician-scored toxicity rates and should be incorporated into all NSCLC trials.</p>
</sec>
<sec id="S6" sec-type="author-contributor">
<title>Author Contributions</title>
<p>The lead author (NO) was responsible for designing and writing this review article.</p>
</sec>
<sec id="S7">
<title>Conflict of Interest Statement</title>
<p>The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</body>
<back>
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