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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Mol. Biosci.</journal-id>
<journal-title>Frontiers in Molecular Biosciences</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Mol. Biosci.</abbrev-journal-title>
<issn pub-type="epub">2296-889X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fmolb.2016.00062</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Molecular Biosciences</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Opening the Strands of Replication Origins&#x02014;Still an Open Question</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name><surname>Jha</surname> <given-names>Jyoti K.</given-names></name>
</contrib>
<contrib contrib-type="author">
<name><surname>Ramachandran</surname> <given-names>Revathy</given-names></name>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Chattoraj</surname> <given-names>Dhruba K.</given-names></name>
<xref ref-type="author-notes" rid="fn001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/195618/overview"/>
</contrib>
</contrib-group>
<aff><institution>Laboratory of Biochemistry and Molecular Biology, Center for Cancer Research, National Cancer Institute, National Institutes of Health</institution> <country>Bethesda, MD, USA</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Tatiana Venkova, University of Texas Medical Branch, USA</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Grzegorz Wegrzyn, University of Gda&#x00144;sk, Poland; Kurt Henry Piepenbrink, The University of Maryland School of Medicine, USA; Rafael Giraldo, Spanish National Research Council, Spain; Julia Grimwade, Florida Institute of Technology, USA; Anders L&#x000F8;bner-Olesen, University of Copenhagen, Denmark</p></fn>
<fn fn-type="corresp" id="fn001"><p>&#x0002A;Correspondence: Dhruba K. Chattoraj <email>chattoraj&#x00040;nih.gov</email></p></fn>
<fn fn-type="other" id="fn002"><p>This article was submitted to Molecular Recognition, a section of the journal Frontiers in Molecular Biosciences</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>30</day>
<month>09</month>
<year>2016</year>
</pub-date>
<pub-date pub-type="collection">
<year>2016</year>
</pub-date>
<volume>3</volume>
<elocation-id>62</elocation-id>
<history>
<date date-type="received">
<day>30</day>
<month>07</month>
<year>2016</year>
</date>
<date date-type="accepted">
<day>16</day>
<month>09</month>
<year>2016</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2016 Jha, Ramachandran and Chattoraj.</copyright-statement>
<copyright-year>2016</copyright-year>
<copyright-holder>Jha, Ramachandran and Chattoraj</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract><p>The local separation of duplex DNA strands (strand opening) is necessary for initiating basic transactions on DNA such as transcription, replication, and homologous recombination. Strand opening is commonly a stage at which these processes are regulated. Many different mechanisms are used to open the DNA duplex, the details of which are of great current interest. In this review, we focus on a few well-studied cases of DNA replication origin opening in bacteria. In particular, we discuss the opening of origins that support the theta (&#x003B8;) mode of replication, which is used by all chromosomal origins and many extra-chromosomal elements such as plasmids and phages. Although the details of opening can vary among different origins, a common theme is binding of the initiator to multiple sites at the origin, causing stress that opens an adjacent and intrinsically unstable A&#x0002B;T rich region. The initiator stabilizes the opening by capturing one of the open strands. How the initiator binding energy is harnessed for strand opening remains to be understood.</p></abstract>
<kwd-group>
<kwd>replication origins</kwd>
<kwd>DNA melting</kwd>
<kwd>bacterial origins</kwd>
<kwd>lambda origin</kwd>
<kwd>plasmid origins</kwd>
</kwd-group>
<contract-sponsor id="cn001">Division of Intramural Research, National Institute of Allergy and Infectious Diseases<named-content content-type="fundref-id">10.13039/100006492</named-content></contract-sponsor>
<counts>
<fig-count count="6"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="139"/>
<page-count count="13"/>
<word-count count="12248"/>
</counts>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>A remarkable feature of double stranded DNA (dsDNA) is its ability to undergo denaturation, whereby its strands can be completely separated into single strands, and renaturation, whereby the two complementary strands can be annealed back to form dsDNA. <italic>In vitro</italic>, DNA can undergo denaturation or renaturation simply in response to a change in salt concentration, temperature, pH or the presence of mild reagents such as formamide (Inman, <xref ref-type="bibr" rid="B44">1966</xref>; Westmoreland et al., <xref ref-type="bibr" rid="B128">1969</xref>). The reversibility of strand separation is the basis of hybridization techniques such as Southern blotting and PCR.</p>
<p>Strand opening usually refers to situations where the stability of duplex DNA is altered locally and for a limited period by DNA binding proteins. Complementary strands of DNA are most stable in the double helical B-form as modeled by Watson and Crick. Opening of the strands is thus energetically unfavorable. Active processes are involved in making the opening site-specific, and of significant length and duration so that the downstream events become feasible. In the case of replication initiation, the immediate downstream event is the loading of the replicative helicase. The helicase enlarges the opening and mediates loading of the primase and the replisome machinery that are required for duplicating the DNA (Bell and Kaguni, <xref ref-type="bibr" rid="B8">2013</xref>).</p>
<p>Among different origins, the structure and the process of strand opening vary significantly, but there are several commonalities (Bramhill and Kornberg, <xref ref-type="bibr" rid="B12">1988b</xref>; Figure <xref ref-type="fig" rid="F1">1</xref>). Common elements include: (1) The presence of multiple initiator protein binding sites (9-mers) within the origin. The binding of the initiator allows site-specific opening, which enables helicase loading. (2) The presence of A&#x0002B;T-rich DNA sequences (13-mers) within the origin where the opening initiates. A stretch of &#x0007E;20 bp A&#x0002B;T-rich region (called a DNA unwinding element, or DUE) is common within replication origins, most likely due to the fact that A&#x0002B;T-rich regions are easier to melt than G&#x0002B;C rich sequences (Inman, <xref ref-type="bibr" rid="B44">1966</xref>; Kowalski and Eddy, <xref ref-type="bibr" rid="B58">1989</xref>). (3) Remodeling (bending/folding/stretching) of origin DNA upon initiator binding, which is often facilitated by additional binding of nucleoid associated proteins (NAPs, e.g., HU; Stenzel et al., <xref ref-type="bibr" rid="B115">1987</xref>; Hwang and Kornberg, <xref ref-type="bibr" rid="B41">1992a</xref>; Dorman, <xref ref-type="bibr" rid="B24">2009</xref>). (4) A requirement for the DNA to be negatively supercoiled, which is an under-wound and unstable state, that can make the DNA prone to opening but not open enough for helicase loading (Bramhill and Kornberg, <xref ref-type="bibr" rid="B11">1988a</xref>). (5) Opening at DUE resulting from its intrinsic instability, and stress from DNA remodeling and negative supercoiling (Bowater et al., <xref ref-type="bibr" rid="B10">1991</xref>). (6) Stabilization of the open state by the single stranded DNA (ssDNA) binding activity of the initiator, which captures one specific single strand of the open DNA so that the other is available for helicase loading. It is worth emphasizing that <italic>in vivo</italic> the aggregate of the A&#x0002B;T rich DUE, NAPs and negative supercoiling are not enough, and that the initiator binding to the origin provides an essential contribution to the energetics of opening. Additional regulatory factors are usually involved to modulate the frequency and timing of opening. Below we elaborate on the core features of opening for a few specific origins.</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p><bold>Biochemical steps leading to initiation of replication from the <italic>E. coli</italic> origin, <italic>oriC</italic></bold>. The figure is adapted from (Bramhill and Kornberg, <xref ref-type="bibr" rid="B11">1988a</xref>) with permission from the publisher. The initiator DnaA initially binds to the 9-mers (R sites), and then saturates the origin in the presence of ATP and HU. Under favorable reaction conditions (high ATP, negative supercoiling, 38&#x000B0;C, appropriate concentration of HU), the region with three 13-mers (DUE) opens. The opening allows loading of the DnaB-DnaC complex (the helicase and the helicase loader), and subsequently the rest of the replisome to initiate and complete duplication of the minichromosome. Note that (i) the entire process can be achieved with purified components (Kaguni and Kornberg, <xref ref-type="bibr" rid="B48">1984</xref>; Bramhill and Kornberg, <xref ref-type="bibr" rid="B11">1988a</xref>); (ii) the top strand of the open region contacts the DnaA-ATP bundle, which stabilizes the open complex; (iii) DnaA-ATP binding to <italic>oriC</italic> can be achieved at &#x0003C; 1 &#x003BC;M concentrations of ATP, whereas the opening requires mM concentrations of ATP, most likely for reasons other than DNA binding (Saxena et al., <xref ref-type="bibr" rid="B104">2015</xref>); (iv) The DNA spiral (&#x0201C;writhing&#x0201D;) shown surrounding the DnaA-ATP bundle is left-handed. Current evidence suggests it to be right-handed, which is more logical in terms of opening (Erzberger et al., <xref ref-type="bibr" rid="B30">2006</xref>); and (v) HU stimulates opening, and helps to localize it to 13-mers, but is not essential (Bramhill and Kornberg, <xref ref-type="bibr" rid="B11">1988a</xref>).</p></caption>
<graphic xlink:href="fmolb-03-00062-g0001.tif"/>
</fig>
</sec>
<sec id="s2">
<title>Opening of an AAA&#x0002B; protein controlled origin, <italic>oriC</italic>, of <italic>Escherichia coli</italic></title>
<p>The opening of the <italic>E. coli</italic> origin, <italic>oriC</italic>, has been studied in the most depth. The opening was demonstrated <italic>in vitro</italic> at a time when DNA replication could be separated into discrete stages, with each step dependent on the previous one: initiator binding to the origin, strand opening at DUE, loading of the helicase, and finally, loading of the primase and the rest of the replisome (Figure <xref ref-type="fig" rid="F1">1</xref>; Bramhill and Kornberg, <xref ref-type="bibr" rid="B12">1988b</xref>; O&#x00027;Donnell, <xref ref-type="bibr" rid="B87">2006</xref>). The ability to delineate the replication initiation process into discrete stages revealed that origin opening is not only a critical first step, but also a key replicon-specific event, as the players in subsequent steps seem common to all replicons.</p>
<p>Decades of genetic, biochemical and structural studies have generated a wealth of information on the structure-function relationship of the <italic>E. coli</italic> initiator, DnaA. DnaA is a highly conserved initiator protein in bacteria with structural similarity to initiators in the other domains of life (Giraldo, <xref ref-type="bibr" rid="B37">2003</xref>). DnaA belongs to the AAA&#x0002B; superfamily of ATPases (Neuwald et al., <xref ref-type="bibr" rid="B83">1999</xref>) and has four domains (Ozaki and Katayama, <xref ref-type="bibr" rid="B90">2009</xref>; Figure <xref ref-type="fig" rid="F2">2A</xref>): An N-terminal domain for homo-oligomerization and interactions with other replication related proteins, a non-conserved linker domain between the N-terminal domain and the large AAA&#x0002B; domain for binding and hydrolyzing ATP, and a C-terminal DnaA binding domain (DBD) containing a helix-turn-helix (HTH) motif and a proximal basic loop for specific binding to dsDNA (Erzberger et al., <xref ref-type="bibr" rid="B31">2002</xref>). The AAA&#x0002B; domain mediates ATP dependent DnaA oligomerization that is independent of the N-terminal domain, which allows the AAA&#x0002B; domain to bind to ssDNA (Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>). DnaA thus uses two different domains to bind to ds- and ss-DNA. DnaA has several binding sites in <italic>oriC</italic>. The organization of the sites and their interactions with DnaA are complex (Leonard and Grimwade, <xref ref-type="bibr" rid="B64">2010</xref>). Models have been proposed to explain how these interactions may give rise to strand opening, as we discuss below.</p>
<fig id="F2" position="float">
<label>Figure 2</label>
<caption><p><bold>(A)</bold> The four domains of DnaA. <bold>(B)</bold> Map of <italic>oriC</italic> showing several DnaA binding sites that were identified subsequent to the 9-mers shown in Figure <xref ref-type="fig" rid="F1">1</xref>. The figure is adapted from (Rozgaja et al., <xref ref-type="bibr" rid="B101">2011</xref>) with permission from the publisher. Three of the 9-mers are high-affinity R sites (R1, R2, and R4) that bind DnaA-ADP and DnaA-ATP with nearly equal affinity and they remain bound throughout the cell cycle. The remaining sites R5, &#x003C4;1, &#x003C4;2, I1-I3, and C1-C3 are present in two phased arrays and preferentially or exclusively bind to DnaA-ATP, except for R5 which binds both DnaA-ADP and DnaA-ATP, as other R sites do (McGarry et al., <xref ref-type="bibr" rid="B72">2004</xref>; Kawakami et al., <xref ref-type="bibr" rid="B52">2005</xref>; Rozgaja et al., <xref ref-type="bibr" rid="B101">2011</xref>). [Note that DnaA binding site R3 is not shown. The identification of R3 could have been a misinterpretation of binding to C2 and C3, which overlap with R3 (Rozgaja et al., <xref ref-type="bibr" rid="B101">2011</xref>)]. Upon accumulation of DnaA-ATP, the R1 and R4 sites nucleate sequential binding of DnaA to the two arrays. The DnaA oligomer extension could displace Fis (orange trapezoid), possibly removing some steric hindrance to IHF binding (blue trapezoid; Kaur et al., <xref ref-type="bibr" rid="B51">2014</xref>).</p></caption>
<graphic xlink:href="fmolb-03-00062-g0002.tif"/>
</fig>
<sec>
<title>Formation of nucleoprotein complexes at <italic>oriC</italic> of <italic>E. coli</italic></title>
<p>DnaA binds through its C-terminal HTH motif to ds<italic>oriC</italic> at eleven 9-mer sites (Figure <xref ref-type="fig" rid="F2">2B</xref>). The three high affinity sites (R1, R2, and R4, Kd &#x0003C; 20 nM) remain bound throughout the cell cycle, and have equal affinity for DnaA-ATP and DnaA-ADP (Nievera et al., <xref ref-type="bibr" rid="B85">2006</xref>). Binding to the remaining sites requires cooperative interactions with DnaA bound to the high affinity sites, with most requiring higher concentrations of DnaA-ATP. Binding to these weaker sites is cell-cycle specific and peaks immediately before the time of initiation, when the DnaA-ATP concentration reaches a maximum (Kurokawa et al., <xref ref-type="bibr" rid="B61">1999</xref>; Nievera et al., <xref ref-type="bibr" rid="B85">2006</xref>).</p>
<p>Two NAPs, Fis and IHF, regulate the timing of DNA-ATP binding. When bound to <italic>oriC</italic>, Fis inhibits saturation of DnaA-ATP binding to the weaker sites. Upon release of Fis, IHF binding facilitates saturation of binding (Ryan et al., <xref ref-type="bibr" rid="B102">2004</xref>). These studies indicate that saturation of binding is a highly regulated process in the cell cycle, and is achieved by controlling the DnaA-ATP concentration. The increase in the DnaA-ATP concentration promotes oligomerization of DnaA-ATP from R4 to C3, which is believed to cause dissociation of Fis from its site that overlaps C3 (Rozgaja et al., <xref ref-type="bibr" rid="B101">2011</xref>). Fis dissociation is believed to remove the steric barrier to IHF association, although the exact mechanism remains to be determined (Kaur et al., <xref ref-type="bibr" rid="B51">2014</xref>; Leonard and Grimwade, <xref ref-type="bibr" rid="B65">2015</xref>). The involvement of NAPs suggests the presence of long range interactions in the formation of nucleoprotein complexes at <italic>oriC</italic>. The importance of the relative distances between DnaA binding sites and their helical phasing is also suggestive of higher order structure formation (Woelker and Messer, <xref ref-type="bibr" rid="B131">1993</xref>). Neither Fis nor IHF are essential <italic>in vivo</italic> or for replication <italic>in vitro</italic>; they are, however, required for regulating replication initiation in the cell cycle (Ryan et al., <xref ref-type="bibr" rid="B102">2004</xref>). IHF can efficiently substitute for HU <italic>in vitro</italic>, indicating redundancy in NAPs requirement <italic>in vivo</italic> (Hwang and Kornberg, <xref ref-type="bibr" rid="B41">1992a</xref>).</p>
<p>In addition to the eleven 9-mer sites, <italic>oriC</italic> contains three repeating 13-mer sequences that comprise the DUE, to which DnaA-ATP binds (Figures <xref ref-type="fig" rid="F1">1</xref>, <xref ref-type="fig" rid="F2">2</xref>; Speck and Messer, <xref ref-type="bibr" rid="B114">2001</xref>). The 13-mers have adenine methylation sites, which, when methylated, are expected to favor strand separation (Gotoh and Tagashira, <xref ref-type="bibr" rid="B39">1981</xref>). DnaA binding to DUE most likely requires the DUE to be single stranded, although initial binding may occur on dsDUE (Figure <xref ref-type="fig" rid="F3">3A</xref>; Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>). The binding is mediated through the AAA&#x0002B; domain of DnaA oligomers (Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>; Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>). These details were obtained from X-ray crystallographic structures of N-terminal deleted DnaA from thermophilic bacteria (Erzberger et al., <xref ref-type="bibr" rid="B31">2002</xref>; Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>). The DNA-protein and protein-protein contacts seen in crystals are also functionally significant in <italic>E. coli</italic> (Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>; Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>).</p>
<fig id="F3" position="float">
<label>Figure 3</label>
<caption><p><bold>(A)</bold> A &#x0201C;two-state DnaA assembly model&#x0201D; for origin opening based primarily on crystallographic studies (Duderstadt et al., <xref ref-type="bibr" rid="B28">2010</xref>). The figure is adapted from the authors&#x00027; paper with permission from the publisher. The <italic>oriC</italic> regions where DnaA-ATP binds to DUE or to dsDNA are shown in different colors. In one state, the domain IV of DnaA stays extended and accessible for dsDNA binding. The binding initiates at the high-affinity sites and spreads to lower affinity sites with the increased availability of DnaA-ATP, as in Figure <xref ref-type="fig" rid="F2">2</xref>. Upon encountering the DUE, DnaA domain IV collapses on the AAA&#x0002B; domain and becomes inaccessible for dsDNA binding. In this state, the AAA&#x0002B; domain is used for ssDNA binding. The authors also considered the possibility that DnaA may initially bind to DUE when it is still ds (the right lower panel). <bold>(B)</bold> A &#x0201C;ssDUE recruitment model&#x0201D; based primarily on biochemical studies (Ozaki and Katayama, <xref ref-type="bibr" rid="B91">2012</xref>). The figure is an adaptation from the authors&#x00027; paper with permission from the publisher and shows DnaA without domains I and II. In this model, recruitment of one of the single strands of the DUE occurs by DnaA binding simultaneously to both DUE and dsDNA. The authors also considered that separate DnaA molecules bound to ss- or ds-DNA may interact with each other in DUE recruitment (not shown). The models in <bold>(A)</bold> and <bold>(B)</bold> both involve DnaA oligomerization and different DnaA domains for ss- and ds-DNA binding. The recruitment model incorporates additional features known to be important for opening: IHF binding, additional oligomerization through the N-terminal domain in organizing the open complex (not shown), and a spacer DNA between the DUE and R1 that is not bound by DnaA. The latter feature indicates that DnaA may not form a continuous spiral from dsDNA to the DUE as in <bold>(A)</bold>.</p></caption>
<graphic xlink:href="fmolb-03-00062-g0003.tif"/>
</fig>
<p>Several important key findings have emerged from structural studies. Whereas DnaA-ADP is monomeric, DnaA-ATP is oligomeric (Erzberger et al., <xref ref-type="bibr" rid="B31">2002</xref>, <xref ref-type="bibr" rid="B30">2006</xref>; Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>; Ozaki and Katayama, <xref ref-type="bibr" rid="B91">2012</xref>). The oligomerization is dependent on ATP, which bridges neighboring DnaA protomers at the interface between neighboring subunits by making contact with the Walker A and B motifs of one subunit and a conserved arginine (&#x0201C;arginine finger&#x0201D;) of the neighboring subunit through its &#x003B3;-phosphate. The involvement of the &#x003B3;-phosphate explains why DnaA-ADP fails to oligomerize. Mutating the arginine finger abolishes ATP-dependent binding of DnaA to <italic>oriC</italic> and initiation activity. Thus, oligomerization appears to be the mechanism to allow sequential binding to weak dsDNA sites and to the DUE (Cheng et al., <xref ref-type="bibr" rid="B16">2015</xref>).</p>
</sec>
<sec>
<title>Models for opening at <italic>oriC</italic></title>
<p>DnaA-ATP in the crystal and in solution is a polymeric, right-handed spiral filament, which affords a ready explanation for how it could facilitate opening: Wrapping of DNA around a right-handed spiral is the same as introducing positive supercoils that could spontaneously induce compensatory negative supercoils in the adjoining DNA (Erzberger et al., <xref ref-type="bibr" rid="B30">2006</xref>; Zorman et al., <xref ref-type="bibr" rid="B135">2012</xref>). Although the negative supercoils can diffuse out of the origin, their proximity to wrapped DNA and propensity for melting render them more likely to be absorbed by unwinding of the DUE (Bowater et al., <xref ref-type="bibr" rid="B10">1991</xref>; Polaczek et al., <xref ref-type="bibr" rid="B97">1998</xref>). In this scenario, the wrapping of dsDNA around DnaA not only generates the unwinding force but also helps to confine the unwinding within the DUE. A stronger barrier to supercoil diffusion out of the A&#x0002B;T-rich DUE is suggested by the finding that the open state of DUE is quite stable in the absence of helicase loading <italic>in vitro</italic> and <italic>in vivo</italic> (Odegrip et al., <xref ref-type="bibr" rid="B86">2000</xref>). Capturing one of the single strands by the AAA&#x0002B; domain of DnaA oligomers as found in co-crystals could be a straightforward way to retain the DUE in the open state (Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>).</p>
<p>DnaA may also directly open dsDUE (Figure <xref ref-type="fig" rid="F3">3A</xref>). This model is based on the structural similarities of ssDNA in complex with DnaA-ATP or RecA-ATP, and the biochemical evidence that DnaA can unwind short stretches of dsDNA (Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>). RecA can transfer a single strand to homologous dsDNA (Shibata et al., <xref ref-type="bibr" rid="B110">2001</xref>). Although cocrystals of DnaA-ATP with dsDNA are yet to be obtained, such structures were obtained with the archaeal initiator, Cdc6/Orc1, which is an AAA&#x0002B; protein with significant homology to DnaA (Giraldo, <xref ref-type="bibr" rid="B37">2003</xref>). The archaeal initiator was found to distort dsDNA, and DnaA also bends DNA upon binding (Schaper and Messer, <xref ref-type="bibr" rid="B105">1995</xref>). Thus, similar to RecA, DnaA oligomers may initially contact dsDUE and distort the region enough to initiate ssDUE binding.</p>
<p>Structural studies indicate two distinct states of DnaA-ATP for ds- and ss-DNA binding. For contact with dsDNA, the C-terminal HTH domains of DnaA oligomers stick out of the spiral and are free to contact dsDNA as it wraps around the spiral from the outside (Figure <xref ref-type="fig" rid="F3">3A</xref>). For contact with ssDNA, the HTH domain collapses on the AAA&#x0002B; domain of the partner protomer and can no longer contact dsDNA. The interaction between the collapsed HTH domain and the AAA&#x0002B; domain is required for oligomerization-mediated ssDNA binding, origin opening, and initiation <italic>in vivo</italic> (Duderstadt et al., <xref ref-type="bibr" rid="B28">2010</xref>). In other words, the HTH domain also contributes to DnaA oligomerization. What triggers the HTH domain to change its conformation from an extended to a collapsed state in DnaA oligomers is not understood. Another study suggested that ds- and ss-DNA binding can occur simultaneously on the same DnaA-ATP oligomer (Ozaki and Katayama, <xref ref-type="bibr" rid="B91">2012</xref>; Figure <xref ref-type="fig" rid="F3">3B</xref>). When DUE sequences were provided as single-stranded oligos together with a DUE-deleted ds<italic>oriC</italic> fragment, the oligos could contact specific pore residues of the DnaA-ATP spiral. Mutating the contacting residues (V211A and R245A) prevented DUE binding and opening. Although it remains to be resolved whether the ds- and ss-DNA binding occur with separate or the same DnaA molecules, it is clear that DnaA oligomerization is important for origin opening and ssDNA binding. The importance of DnaA oligomerization has also been demonstrated in <italic>Bacillus subtilis</italic> (Scholefield et al., <xref ref-type="bibr" rid="B108">2012</xref>).</p>
<p>Weak DnaA binding sites are clustered into two phased arrays that are oriented opposite to each other (Rozgaja et al., <xref ref-type="bibr" rid="B101">2011</xref>; Figure <xref ref-type="fig" rid="F2">2B</xref>). The wrapping model appears inconsistent with this finding, because the handedness of wrapping is expected to be opposite for the two arrays and the torsional stress generated by wrapping of one array would be neutralized by wrapping of the other. However, the contribution of the two arrays to stress may not be equivalent. The DUE proximal array may be more important and can suffice for the opening. In fact, the deletion of the DUE distal array from <italic>oriC</italic> does not affect viability, and can achieve DUE opening, ssDNA binding and some DnaB loading <italic>in vitro</italic> (Stepankiw et al., <xref ref-type="bibr" rid="B116">2009</xref>; Ozaki and Katayama, <xref ref-type="bibr" rid="B91">2012</xref>). The DUE distal array becomes crucial during rapid growth and is required for enhancing helicase loading both <italic>in vitro</italic> and <italic>in vivo</italic> (Weigel et al., <xref ref-type="bibr" rid="B126">2001</xref>; Stepankiw et al., <xref ref-type="bibr" rid="B116">2009</xref>). Some elements of <italic>oriC</italic> might not be essential but they are there for improving its efficiency.</p>
</sec>
<sec>
<title>Regulation of <italic>oriC</italic> opening</title>
<p>So far, we have discussed the importance of DnaA-ATP in regulating the opening, and the involvement of NAPs in this process. There are also other regulatory proteins that influence the opening by controlling DnaA interactions with <italic>oriC</italic>. Many of these regulators interact with the N-terminal domain of DnaA and modulate its oligomerization activity. Proteins HU and DiaA promote oligomerization and unwinding by DnaA (Hwang and Kornberg, <xref ref-type="bibr" rid="B41">1992a</xref>; Chodavarapu et al., <xref ref-type="bibr" rid="B18">2008a</xref>; Keyamura et al., <xref ref-type="bibr" rid="B54">2009</xref>). There are also N-terminal domain binding proteins L2 and Dps that impede oligomerization and origin opening (Chodavarapu et al., <xref ref-type="bibr" rid="B19">2008b</xref>, <xref ref-type="bibr" rid="B17">2011</xref>). These N-terminal domain activities help in timing replication during the cell cycle and in maintaining replication synchrony during rapid growth, but are not essential for origin opening. Indeed, several studies have concluded that the essential role of the N&#x02013;terminal domain is in the loading of the helicase (Sutton et al., <xref ref-type="bibr" rid="B117">1998</xref>; Sharma et al., <xref ref-type="bibr" rid="B109">2001</xref>; Speck and Messer, <xref ref-type="bibr" rid="B114">2001</xref>; Simmons et al., <xref ref-type="bibr" rid="B111">2003</xref>). However, DnaA cannot be loaded to low-affinity sites without an intact N-terminal domain, which would imply an essential role of the domain in opening (Miller et al., <xref ref-type="bibr" rid="B77">2009</xref>). These apparent contradictions highlight the importance of clarifying the role of the N-terminal domain-mediated oligomerization.</p>
<p>There are also regulators that can indirectly control the opening of the DUE. Some regulators, such as SeqA and IciA, bind directly to the DUE and prevent opening by interfering with DnaA binding (Hwang and Kornberg, <xref ref-type="bibr" rid="B42">1992b</xref>; Lu et al., <xref ref-type="bibr" rid="B67">1994</xref>). SeqA also prevents DnaA binding to some of the low affinity sites that have overlapping SeqA binding sites (Nievera et al., <xref ref-type="bibr" rid="B85">2006</xref>). Several other regulators control the DnaA-ATP level. These regulators have been reviewed comprehensively elsewhere, and will not be discussed here (Katayama et al., <xref ref-type="bibr" rid="B50">2010</xref>; Skarstad and Katayama, <xref ref-type="bibr" rid="B113">2013</xref>). Finally, for unknown reasons, transcription is required for replication initiation (Skarstad et al., <xref ref-type="bibr" rid="B112">1990</xref>). The act of transcription elongation induces negative supercoiling of the upstream DNA. An appropriately oriented promoter may thus help origin opening by increasing negative supercoiling. This is further discussed below.</p>
</sec>
</sec>
<sec id="s3">
<title>Opening of the bacteriophage lambda origin by transcriptional activation</title>
<p>In phage lambda (&#x003BB;), DNA replication has been extensively studied and is fairly well-understood. Before the days of cloning, the small size of the phage genome (about 50 kb, one 1/100th the size of the <italic>E. coli</italic> chromosome) made physical manipulation possible, allowing isolation and characterization of intact replication intermediates. This led to the first unambiguous demonstration that replication starts from a unique origin, and that two replication forks proceed from the origin in opposite directions (bidirectional replication), as was conceived in the replicon model (Jacob et al., <xref ref-type="bibr" rid="B47">1964</xref>; Inman and Schn&#x000F6;s, <xref ref-type="bibr" rid="B45">1971</xref>).</p>
<p>Genetic characterization of lambda replication has provided quite a few alternate strategies for replication initiation. For example, instead of DnaA as the initiator, two phage-encoded initiators, the O and P proteins, are used (Ogawa and Tomizawa, <xref ref-type="bibr" rid="B88">1968</xref>). The initiation depends on transcription within or nearby the origin region (Dove et al., <xref ref-type="bibr" rid="B25">1969</xref>). A more remarkable finding was the discovery of three chaperone proteins in <italic>E. coli</italic> (DnaJ, DnaK, and GrpE) and their participation in replication initiation (Georgopoulos and Herskowitz, <xref ref-type="bibr" rid="B35">1971</xref>; Saito and Uchida, <xref ref-type="bibr" rid="B103">1977</xref>; Friedman et al., <xref ref-type="bibr" rid="B32">1984</xref>). <italic>In vitro</italic> studies with purified components reproduced the salient features of the system as determined <italic>in vivo</italic>: bidirectional replication, and requirements for transcription and chaperone proteins (Learn et al., <xref ref-type="bibr" rid="B63">1993</xref>). We elaborate on these features in the context of our general scheme of origin opening.</p>
<p>The minimal region that retains the replication characteristics of the entire genome is contained within 2.4 kb (&#x003BB;dv, Figure <xref ref-type="fig" rid="F4">4</xref>). It comprises a promoter P<sub>R</sub> and four genes <italic>cro, cII, O</italic>, and <italic>P</italic> that are transcribed from P<sub>R</sub> (Matsubara, <xref ref-type="bibr" rid="B71">1981</xref>). The origin (<italic>ori</italic>&#x003BB;) maps within the <italic>O</italic> gene and transcription from P<sub>R</sub> activates the origin, in addition to its role in providing the mRNA for O and P synthesis. <italic>ori</italic>&#x003BB; contains nearly perfect inverted repeats of a 19-bp sequence that bind O protein dimers (Grosschedl and Hobom, <xref ref-type="bibr" rid="B40">1979</xref>; Moore et al., <xref ref-type="bibr" rid="B78">1979</xref>; Tsurimoto and Matsubara, <xref ref-type="bibr" rid="B123">1981</xref>). The initiator binding repeats of the origin were given a special name, iterons (Moore et al., <xref ref-type="bibr" rid="B78">1979</xref>). O binding to <italic>ori</italic>&#x003BB; in a negatively supercoiled DNA causes a significant structural change that includes the opening of the neighboring 40 bp A&#x0002B;T rich region (Dodson et al., <xref ref-type="bibr" rid="B21">1986</xref>; Schnos et al., <xref ref-type="bibr" rid="B107">1988</xref>). The iteron DNA is bent in solution and bends further upon O binding, and it has been proposed that the &#x0201C;free energy of bending is trapped in the <italic>ori</italic>&#x003BB;-O complex&#x0201D; (Zahn and Blattner, <xref ref-type="bibr" rid="B134">1987</xref>). The opening is dependent on negative supercoiling and binding of O protein copies to each of the multiple iterons.</p>
<fig id="F4" position="float">
<label>Figure 4</label>
<caption><p><bold>Genetic map of the region required for &#x003BB; replication</bold>. A plasmid carrying the region marked &#x003BB;dv can replicate autonomously in <italic>E. coli</italic>. The region includes an operator/promoter (O<sub>R</sub>P<sub>R</sub>), which can be repressed by either cI or Cro protein. The three genes, <italic>cro</italic> and the initiators <italic>O</italic> and <italic>P</italic>, constitute an operon under O<sub>R</sub>P<sub>R</sub> control. The origin, <italic>ori</italic>&#x003BB;, maps within the <italic>O</italic> gene and requires activation by transcription from P<sub>R</sub>. When P<sub>R</sub> is repressed, suppressor mutations that can activate the origin create new promoters (c17, ri<sup>C</sup>5b), which are not repressed by cI or Cro and are expressed constitutively. The expanded map of <italic>ori</italic>&#x003BB; shows four inverted repeats (inverted arrows) for binding of O protein dimers followed by a 40 bp long A&#x0002B;T rich region.</p></caption>
<graphic xlink:href="fmolb-03-00062-g0004.tif"/>
</fig>
<p><italic>In vitro</italic> studies suggest that additional proteins are involved in stabilizing the opening to allow loading of the host-encoded helicase, DnaB. As in <italic>oriC</italic>, the initiation of &#x003BB; replication is separated into several stages. The formation of the <italic>ori</italic>&#x003BB;-O complex is the initial stage, followed by the formation of <italic>ori</italic>&#x003BB;-O-P-DnaB, <italic>ori</italic>&#x003BB;-O-P-DnaB-DnaJ and <italic>ori</italic>&#x003BB;-O-P-DnaB-DnaJ-DnaK complexes (Alfano and McMacken, <xref ref-type="bibr" rid="B3">1989a</xref>,<xref ref-type="bibr" rid="B4">b</xref>; Dodson et al., <xref ref-type="bibr" rid="B22">1989</xref>). All these complexes are functional as they support replication when supplemented with the missing replisome components. In the <italic>ori</italic>&#x003BB;-O-P-DnaB complex, P plays matchmaker by binding simultaneously to O and DnaB (Mallory et al., <xref ref-type="bibr" rid="B69">1990</xref>; Osipiuk et al., <xref ref-type="bibr" rid="B89">1993</xref>). DnaB is kept inactive at this stage through interaction with P, until chaperone proteins disassemble the complex to activate the helicase (Mensa-Wilmot et al., <xref ref-type="bibr" rid="B74">1989b</xref>; Zylicz et al., <xref ref-type="bibr" rid="B136">1989</xref>). The disassembly requires the ATPase activity of DnaK. The chaperones thus participate in initiation after the origin has opened.</p>
<p>O, P, and DnaB all harbor cryptic ssDNA binding activity (Learn et al., <xref ref-type="bibr" rid="B62">1997</xref>). Interactions between O and P, and between P and DnaB, which suppress the intrinsic ssDNA binding activity of DnaB, are all required to form a stable ssDNA-O-P-DnaB complex. Both O and P of the complex contact the open DUE and stabilize the initial open structure. O also stabilizes the P-DnaB interaction, perhaps ensuring that DnaB is loaded only at the O-bound origin.</p>
<p>Although the chaperones provide a crucial activation function to the helicase, they do not control the efficiency of initiation or, most likely, strand-opening; these are controlled by transcription from the P<sub>R</sub> (Thomas and Bertani, <xref ref-type="bibr" rid="B120">1964</xref>; Dove et al., <xref ref-type="bibr" rid="B25">1969</xref>). Hence, the repressors that control P<sub>R</sub> activity are the regulators of replication. Within the minimal &#x0007E;2.4 kb replicon (&#x003BB;dv), Cro serves as the repressor for P<sub>R</sub>, and in the intact phage, repression is enforced by the cI protein (Matsubara, <xref ref-type="bibr" rid="B71">1981</xref>; Womble and Rownd, <xref ref-type="bibr" rid="B132">1986</xref>). The two repressors bind to the same operator (O<sub>R</sub>) sequences. In the prophage state, when P<sub>R</sub> is repressed by cI, replication does not initiate even when O and P are supplied <italic>in trans</italic> (Thomas and Bertani, <xref ref-type="bibr" rid="B120">1964</xref>). Mutations that activate replication under the above conditions (Dove et al., <xref ref-type="bibr" rid="B25">1969</xref>) were found to create new promoters that are not controlled by cI (e.g., c17, Figure <xref ref-type="fig" rid="F4">4</xref>). This observation led to the proposal that the &#x003BB; origin requires activation by transcription. The transcription requirement has also been confirmed <italic>in vitro</italic> (Mensa-Wilmot et al., <xref ref-type="bibr" rid="B73">1989a</xref>). In an RNA Polymerase dependent purified system, addition of cI abrogates replication initiation, but not in the presence of the c17 promoter. Later studies showed that the promoter could be downstream and directed away from the origin (e.g., ri<sup>C</sup>5b, Figure <xref ref-type="fig" rid="F4">4</xref>), implying that the origin region itself need not be transcribed (Furth et al., <xref ref-type="bibr" rid="B34">1982</xref>).</p>
<p>The finding that new promoters located on either side of <italic>ori</italic>&#x003BB; can activate the origin can be explained by the &#x0201C;twin supercoiled domain&#x0201D; model, where a transcribing RNA polymerase generates positive supercoils ahead of it and negative supercoils behind it (Liu and Wang, <xref ref-type="bibr" rid="B66">1987</xref>). A common feature of the new promoters, regardless of whether they are ahead of or behind the origin, is that they are all oriented for rightward transcription, similar to P<sub>R</sub>. In other words, they are all disposed to increase negative superhelicity of the origin region; this is straightforward in the case of ri<sup>C</sup>5b which is downstream of <italic>ori</italic>&#x003BB;, but when the promoter is upstream, as in the case of P<sub>R</sub> or c17, transcription needs to proceed past the origin.</p>
<p>The requirement for transcriptional activation may be indirectly tied to increasing negative superhelicity. Notably, RNA polymerase is not required for <italic>in vitro</italic> &#x003BB; replication with purified proteins (Mensa-Wilmot et al., <xref ref-type="bibr" rid="B74">1989b</xref>). In the presence of HU, however, the purified system becomes dependent on RNA polymerase and transcription (Mensa-Wilmot et al., <xref ref-type="bibr" rid="B73">1989a</xref>), which can sweep off HU from DNA. HU is known to constrain (reduce) negative supercoils, which could inhibit origin opening (Drlica and Rouviere-Yaniv, <xref ref-type="bibr" rid="B26">1987</xref>; Mensa-Wilmot et al., <xref ref-type="bibr" rid="B73">1989a</xref>). The superhelical density of plasmids isolated from cells appears adequate for replication <italic>in vitro</italic> but when it is reduced by HU binding, the role of transcription becomes obligatory. [Similarly, for <italic>oriC</italic>, transcription can activate replication under some conditions but is not required when purified proteins are used (Funnell et al., <xref ref-type="bibr" rid="B33">1986</xref>)]. Transcription not only counters HU, but also makes replication initiation bidirectional (Learn et al., <xref ref-type="bibr" rid="B63">1993</xref>). Without transcription, replication in the purified system almost always initiates unidirectionally, although <italic>in vivo</italic> it is primarily bidirectional (Schnos and Inman, <xref ref-type="bibr" rid="B106">1970</xref>; Mensa-Wilmot et al., <xref ref-type="bibr" rid="B74">1989b</xref>). How transcription significantly improves the frequency of bidirectional replication remains to be determined (Learn et al., <xref ref-type="bibr" rid="B63">1993</xref>). Transcription and negative supercoiling may also contribute in additional ways (Szambowska et al., <xref ref-type="bibr" rid="B118">2011</xref>). The RNA polymerase &#x003B2; subunit makes a direct contact with the O protein, and this interaction is stimulated by negative supercoiling. Thus, lowering the energy required for DNA strand separation may not be the only role of negative supercoiling.</p>
</sec>
<sec id="s4">
<title>Opening of origins in plasmids with repeated initiator binding sites (iterons)</title>
<p>The basic feature of the lambda origin, namely, an array of repeats of replicon-specific initiator binding sites (iterons), can be found in the origins of a large family of bacterial plasmids (Figure <xref ref-type="fig" rid="F5">5</xref>; Chattoraj and Schneider, <xref ref-type="bibr" rid="B15">1997</xref>). Unlike &#x003BB; iterons, which bind O dimers, plasmid iterons bind monomeric initiators, a feature that is important for regulating replication, as discussed later. Plasmid iterons are generally present in phase with the helical repeat of B-DNA, and disturbing the phasing can inactivate the origin (Brendler et al., <xref ref-type="bibr" rid="B14">1997</xref>; Doran et al., <xref ref-type="bibr" rid="B23">1998</xref>). The presence of phased iterons indicates that the plasmid origins assume a higher order structure, as appears to be the case for <italic>oriC</italic> and <italic>ori</italic>&#x003BB;.</p>
<fig id="F5" position="float">
<label>Figure 5</label>
<caption><p><bold>Maps of iteron-bearing plasmids</bold>. The plasmid iterons are mostly direct repeats, as opposed to the inverted repeats in <italic>ori</italic>&#x003BB;. Two P1 maps are shown, the top one being the wild type and the one below with the DnaA binding sites (arrow heads) deleted and one of them moved next to the iterons. Both of the origins are functional, indicating that the A&#x0002B;T rich region does not have to be bounded by protein binding sites. In the RK2 plasmid, the A&#x0002B;T rich region naturally lacks protein binding sites in one of its flanks. By contrast, the R6K <italic>ori</italic>&#x003B3; is bounded by DnaA sites, which most likely interact directly. pSC101 uniquely includes a <italic>par</italic> locus (about 200 bp away from the origin as indicated by the line breaks), which binds gyrase and specifically changes the negative superhelicity of the origin, and thereby enhances replication of the plasmid.</p></caption>
<graphic xlink:href="fmolb-03-00062-g0005.tif"/>
</fig>
<p>Apart from iterons, the plasmid origins have binding sites for DnaA and a NAP, both of which are required for the origin function. However, the AAA&#x0002B; (ATPase) domain of DnaA is not required for plasmid replication, suggesting DnaA plays a less crucial role in plasmid replication than in chromosomal replication (Lu et al., <xref ref-type="bibr" rid="B68">1998</xref>; Sharma et al., <xref ref-type="bibr" rid="B109">2001</xref>). Plasmid replication is controlled instead by dimerization of plasmid specific initiators (Paulsson and Chattoraj, <xref ref-type="bibr" rid="B95">2006</xref>). Chaperones are involved in plasmid replication, but unlike their role in &#x003BB; replication, they control the dimerization efficiency of the initiator and are not involved in activation of the replicative helicase (Wickner et al., <xref ref-type="bibr" rid="B130">1991</xref>). In spite of these differences, the origin opening mechanism is believed to follow the &#x003BB; paradigm, namely, distortion of the origin by initiator binding to the iteron array with cooperation from DnaA and NAP binding, resulting in opening the A&#x0002B;T rich region. However, unlike &#x003BB; replication, transcription is not known to be a requirement for <italic>in vivo</italic> plasmid replication.</p>
<p>Origin opening has been studied in several of the iteron-based plasmids, including P1 (Mukhopadhyay et al., <xref ref-type="bibr" rid="B80">1993</xref>), F (Kawasaki et al., <xref ref-type="bibr" rid="B53">1996</xref>), RK2 (Konieczny et al., <xref ref-type="bibr" rid="B55">1997</xref>), pSC101 (Sharma et al., <xref ref-type="bibr" rid="B109">2001</xref>), and R6K (Lu et al., <xref ref-type="bibr" rid="B68">1998</xref>; Kr&#x000FC;ger et al., <xref ref-type="bibr" rid="B60">2001</xref>). The roles of the plasmid initiator (usually called Rep), DnaA and NAP vary depending upon the plasmid. In plasmid P1, DnaA alone can initiate opening, but it is greatly facilitated by the addition of RepA (Mukhopadhyay et al., <xref ref-type="bibr" rid="B80">1993</xref>). RepA alone is ineffective. In plasmid F also DnaA alone can open the origin but neither the initiator RepE nor the NAP (HU) alone can do so (Kawasaki et al., <xref ref-type="bibr" rid="B53">1996</xref>). Together, RepE and HU are efficient in opening. Addition of DnaA further increases the efficiency of opening and extends the open region. In plasmid RK2, Rep (TrfA) can open if either HU or DnaA is present (Konieczny et al., <xref ref-type="bibr" rid="B55">1997</xref>). Opening by TrfA together with HU is significantly improved when DnaA is also present. In pSC101, cooperation of DnaA, RepA, and IHF is required to open the origin efficiently (Sharma et al., <xref ref-type="bibr" rid="B109">2001</xref>). All three, Rep (pi), DnaA and a NAP (IHF) are also required to open <italic>ori</italic>&#x003B3; of R6K (Kr&#x000FC;ger et al., <xref ref-type="bibr" rid="B60">2001</xref>; Lu et al., <xref ref-type="bibr" rid="B68">1998</xref>). However, with a hyperactive variant of pi, DnaA and IHF are not required, indicating that their roles are mostly facilitatory (Kr&#x000FC;ger and Filutowicz, <xref ref-type="bibr" rid="B59">2003</xref>). The general picture that emerges is that although some opening might be seen without the full complement of the three proteins, the efficiency and/or the extent of the opening are usually different in such cases.</p>
<p>The above studies indicate a direct correlation between the efficiency of origin opening and replication initiation. In P1 and F, situations that increase or decrease initiation due to changes in Rep or iteron concentration also correspondingly enhance or reduce opening (Kawasaki et al., <xref ref-type="bibr" rid="B53">1996</xref>; Park et al., <xref ref-type="bibr" rid="B94">1998</xref>; Park and Chattoraj, <xref ref-type="bibr" rid="B93">2001</xref>; Zzaman and Bastia, <xref ref-type="bibr" rid="B138">2005</xref>). In RK2, whose DUE comprises 13-mer A&#x0002B;T rich repeats like the DUE of <italic>oriC</italic>, changing their sequence, arrangement, or number reduces the stability of the open DUE as well as the origin firing efficiency (Rajewska et al., <xref ref-type="bibr" rid="B99">2008</xref>; Wegrzyn et al., <xref ref-type="bibr" rid="B125">2014</xref>). In pSC101, a RepA mutant specifically defective in interactions with DnaA and replication initiation is also defective in origin opening (Sharma et al., <xref ref-type="bibr" rid="B109">2001</xref>). In R6K, both the monomer and dimer forms of pi bind and bend iterons almost equally, but only the monomer-bound origins can open, which is the form that is proficient in initiation (Kr&#x000FC;ger et al., <xref ref-type="bibr" rid="B60">2001</xref>; Kr&#x000FC;ger and Filutowicz, <xref ref-type="bibr" rid="B59">2003</xref>). As mentioned earlier, the facilitators of opening of <italic>ori</italic>&#x003B3;, IHF and DnaA, are also required for initiation. The pi mutants that can open without the facilitators are also hyperactive (copy-up) for initiation. These results suggest that initiators control initiation efficiency at the DNA-opening step (Kr&#x000FC;ger et al., <xref ref-type="bibr" rid="B60">2001</xref>).</p>
<p>In plasmids RK2 and F, the initiators bind ssDUE, as we have described for DnaA binding to <italic>oriC</italic>-DUE, and O and P binding to <italic>ori</italic>&#x003BB;-DUE (Wegrzyn et al., <xref ref-type="bibr" rid="B125">2014</xref>). In iteron-bearing plasmids, similar to <italic>oriC</italic> or <italic>ori</italic>&#x003BB;, the A&#x0002B;T region is not always flanked by protein binding sites that might prevent migration of the opening away from the origin. Even in cases where the DUE is flanked by DnaA and RepA binding sites, the DnaA binding sites can be moved to the other end of the origin, so that the plasmid origin now mimics <italic>oriC</italic> or <italic>ori</italic>&#x003BB; (P1 origin, Figure <xref ref-type="fig" rid="F5">5</xref>; Abeles et al., <xref ref-type="bibr" rid="B1">1990</xref>; Park and Chattoraj, <xref ref-type="bibr" rid="B93">2001</xref>). These results argue in favor of active anchoring mechanisms. Indeed in RK2 and F, iteron-bound initiators can bind simultaneously to an oligo from DUE, as they can at <italic>oriC</italic> (Ozaki and Katayama, <xref ref-type="bibr" rid="B91">2012</xref>; Wegrzyn et al., <xref ref-type="bibr" rid="B125">2014</xref>). While DnaA uses two different domains for binding to ds- and ss-DNA, it is not known whether that is also the case for plasmid initiators.</p>
<p>In many iteron-based plasmids, chaperones improve initiator&#x02013;iteron binding that leads to opening. This is in contrast to their roles in &#x003BB;, where the chaperones come into play after origin opening. In plasmids, the chaperones increase the availability of initiator monomers in a form that binds to iterons (Wickner et al., <xref ref-type="bibr" rid="B130">1991</xref>; Ishiai et al., <xref ref-type="bibr" rid="B46">1994</xref>; Toukdarian et al., <xref ref-type="bibr" rid="B122">1996</xref>; Zzaman et al., <xref ref-type="bibr" rid="B139">2004b</xref>). The increase in monomer results from dimer dissociation <italic>in vitro</italic> and this results from refolding of misfolded subunits that apparently reduces dimerization affinity (Giraldo et al., <xref ref-type="bibr" rid="B38">2003</xref>; Nakamura et al., <xref ref-type="bibr" rid="B82">2007</xref>). The chaperones could be either DnaK and its cohorts DnaJ and GrpE for P1 RepA (Wickner et al., <xref ref-type="bibr" rid="B130">1991</xref>), F RepE (Ishiai et al., <xref ref-type="bibr" rid="B46">1994</xref>) and R6K pi (Zzaman et al., <xref ref-type="bibr" rid="B139">2004b</xref>), or only ClpA for P1 RepA (Wickner et al., <xref ref-type="bibr" rid="B129">1994</xref>), or ClpB&#x0002B;DnaK&#x0002B;DnaJ&#x0002B;GrpE as for RK2 TrfA (Konieczny and Liberek, <xref ref-type="bibr" rid="B56">2002</xref>). Although replication of these plasmids require the monomers, prevention of over-replication requires the dimers (Paulsson and Chattoraj, <xref ref-type="bibr" rid="B95">2006</xref>). The chaperones thus play an important role in maintaining the proper balance between the activator (monomer) and inhibitor (dimer) forms of the initiators.</p>
<p>Origins of iteron-based plasmids are generally not dependent on transcription. As in <italic>E. coli</italic> and &#x003BB; replication, RNA polymerase is not required for R6K and F replication when purified components are used (Abhyankar et al., <xref ref-type="bibr" rid="B2">2003</xref>; Zzaman et al., <xref ref-type="bibr" rid="B137">2004a</xref>). However, as in other systems, RNA polymerase has been shown to play a beneficial role in pSC101 replication <italic>in vivo</italic>. The plasmid has a locus, <italic>par</italic>, for gyrase binding that increases negative supercoiling specifically at the plasmid origin (Miller et al., <xref ref-type="bibr" rid="B76">1990</xref>; Conley and Cohen, <xref ref-type="bibr" rid="B20">1995</xref>). The supercoiling and replication defects of &#x00394;<italic>par</italic> strains are suppressed by transcription from a suitably positioned and oriented promoter (Beaucage et al., <xref ref-type="bibr" rid="B7">1991</xref>). These results are consistent with the &#x0201C;twin supercoiled domain&#x0201D; model but also support the view that superhelicity can be changed locally without changing the overall superhelical density of the plasmid (Rahmouni and Wells, <xref ref-type="bibr" rid="B98">1989</xref>). The localized changes are believed to improve initiator interactions with the origin and thereby its activity (Ingmer and Cohen, <xref ref-type="bibr" rid="B43">1993</xref>).</p>
</sec>
<sec id="s5">
<title>Opening of colE1 plasmid origin by formation of a persistent RNA-DNA hybrid</title>
<p>Replication initiation of plasmid ColE1 differs from that of the replicons described above. ColE1 does not use a plasmid-encoded initiator. Rather, initiation depends on the host RNA polymerase, which synthesizes a non-coding RNA (RNA II) from a promoter 550 bp upstream of the origin. This serves to open the origin and provides the primer for DNA synthesis (Figure <xref ref-type="fig" rid="F6">6</xref>). This diverges from the norm for bacterial replicons, where the primer is synthesized by the primase, DnaG, which is brought to the open origin by DnaB-DnaG protein-protein interactions (Bell and Kaguni, <xref ref-type="bibr" rid="B8">2013</xref>).</p>
<fig id="F6" position="float">
<label>Figure 6</label>
<caption><p><bold>Control of origin opening in plasmid ColE1</bold>. Two transcripts (RNA I and RNAII) control opening of the origin. RNA II initiates and elongates normally up to 550 nt, where it starts to form a persistent hybrid that increases the size of R-loop from a normal size of 10 nt to more than 200 nt. The hybridized RNA is degraded all but a few nt by RNase H, and this residual hybridized RNA serves as the primer for DNA synthesis by Pol I, which converts the unstable R-loop to a stable D-loop. The non-template strand of the D-loop is then used for helicase loading. The hybridization of RNA I with the 5&#x02032;-end of RNA II (covering nt 2&#x02013;110) negatively regulates replication by changing the secondary structure of RNA II that thwarts persistent R-loop formation, without which DNA synthesis is not primed.</p></caption>
<graphic xlink:href="fmolb-03-00062-g0006.tif"/>
</fig>
<p>In transcription elongation, normally about 10 nt at the 3&#x02032;-end of transcripts stay hybridized to the template strand, forming a three-stranded bubble called the R-loop. As new nucleotides are added at the 3&#x02032;-end, the hybridized nucleotides at the 5&#x02032;-end of R-loops leave the template strand, thereby maintaining the size of the translocating R-loops. This canonical scenario is maintained in the case of RNA II for the first 550 nt, after which the RNA does not exit from the R-loop as new nucleotides are added. The persistence of hybridized RNA causes the R-loop to grow in size to even more than 200 bp. [Persistence of RNA-DNA hybrid was also found in transcriptional activation of <italic>oriC</italic> (Baker and Kornberg, <xref ref-type="bibr" rid="B6">1988</xref>)]. RNase H then almost completely degrades the RNA from the R-loop except for the 4 to 5 hybridized nucleotides at the 5&#x02032;-end side. The residual hybridized RNA suffices to serve as the primer to start DNA synthesis by DNA polymerase I (Pol I). <italic>In vivo</italic>, RNase H most likely prevents the R-loops to expand much in length, which needs to be at least 40 nt to allow helicase loading (Masukata et al., <xref ref-type="bibr" rid="B70">1987</xref>). The three stranded D-loop synthesized by Pol I apparently provides sufficient opening for the helicase. The open (D-loop) region does not have to be A&#x0002B;T rich in this case because the opening is caused by DNA synthesis, not from the intrinsic instability of the region. The D-loop is a stable structure wherein the newly synthesized strand prevents the non-template strand from hybridizing back to the template strand.</p>
<p>Initiation is controlled by the prevention of persistent RNA-DNA hybridization. A shorter RNA (RNA I) about 110 nt long and fully complementary to the 5&#x02032;-end of RNA II is responsible for preventing R-loop expansion. RNA I and RNAII are both constitutively synthesized. As their concentrations increase with increasing plasmid copy number, hybridization becomes increasingly significant. Hybridization changes the secondary structure of RNA II that thwarts persistent R-loops formation, and hence, priming.</p>
<p>In sum, although the initiation of ColE1 replication is mechanistically distinct, it espouses the two features highlighted here: the need for stabilizing the open state and the use of the origin opening stage to control initiation. It should be noted that in ColE1, transcription plays a direct and essential role in initiation by providing the primer, whereas in other cases transcription helps indirectly by increasing mainly negative superhelicity and is not obligatory. Finally, the study of ColE1 replication provided the first example of control by a non-coding antisense RNA, which is now recognized to be widespread in biology (Tomizawa et al., <xref ref-type="bibr" rid="B121">1981</xref>; Eguchi et al., <xref ref-type="bibr" rid="B29">1991</xref>).</p>
</sec>
<sec id="s6">
<title>Origin opening in eukaryotes</title>
<p>The bacterial program of first opening the origin and then loading two hexameric helicases sequentially for bidirectional replication is not conserved in archaea and eukaryotes. In the latter, both the helicases are loaded together as a double hexamer to an unopened ds&#x02013;origin (Bell and Kaguni, <xref ref-type="bibr" rid="B8">2013</xref>). The loading otherwise follows the basic bacterial paradigm: the helicase (a hetero-hexamer, MCM2-7) in association with the helicase loader Cdt1, is recruited to the origin bound by the initiator (ORC) as a complex with another factor called Cdc6. The double hexamer is loaded in the post-mitotic, early G1 phases of the cell cycle in an inactive state and as a ring that encircles the ds-origin in its central core. The helicase activation and strand separation occur later in S-phase where the double hexamer is converted to single hexameric rings, each encircling one single strand for bidirectional movement. These major transitions require S-phase kinases and several additional factors, the details of which are under current investigation (Yardimci and Walter, <xref ref-type="bibr" rid="B133">2014</xref>; Bochman and Schwacha, <xref ref-type="bibr" rid="B9">2015</xref>; Petojevic et al., <xref ref-type="bibr" rid="B96">2015</xref>). Loading and activation of the helicase at different stages of the cell cycle help to restrict initiation to only once per cell cycle (Nguyen et al., <xref ref-type="bibr" rid="B84">2001</xref>; Arias and Walter, <xref ref-type="bibr" rid="B5">2007</xref>). Since no new helicases can be loaded in S-phase, new origin firing cannot happen either. Thus, although the mechanisms of helicase loading have been largely conserved, the mechanisms of helicase activation and origin opening have diverged in different domains of life.</p>
</sec>
<sec id="s7">
<title>Conclusions and future considerations</title>
<p>Here we have provided a few examples of how bacterial origins open, permitting loading of the replicative helicase. As some opening is possible without initiators, it is likely that the origin is inherently unstable (Gille and Messer, <xref ref-type="bibr" rid="B36">1991</xref>; Mukhopadhyay and Chattoraj, <xref ref-type="bibr" rid="B81">1993</xref>; Polaczek et al., <xref ref-type="bibr" rid="B97">1998</xref>). Initiator binding pushes the propensity of opening over the threshold. Of all the requirements for opening, the free energy of negative supercoiling of the origin region appears to be the most basic requirement (Miller et al., <xref ref-type="bibr" rid="B76">1990</xref>). Many of the facilitators of opening (e.g., transcription, NAPs, and pSC101<italic>par</italic>) work through changing superhelicity of the origin region. The activated state of supercoiled DNA facilitates changes of the DNA structure, events that are less likely to occur with linear DNA.</p>
<p>Initiator multimerization appears to be a general contributor to origin opening. This can allow wrapping of DNA with initiator and consequently changing the superhelicity of neighboring DNA. DNA binding proteins usually bend the DNA, and the initiators are no exception (Mukherjee et al., <xref ref-type="bibr" rid="B79">1985</xref>; Mukhopadhyay and Chattoraj, <xref ref-type="bibr" rid="B81">1993</xref>; Schaper and Messer, <xref ref-type="bibr" rid="B105">1995</xref>). Stress from DNA bending can induce base-pair opening (Kahn et al., <xref ref-type="bibr" rid="B49">1994</xref>). [The NAP binding can also untwist DNA (Teter et al., <xref ref-type="bibr" rid="B119">2000</xref>)]. The opening by bending is initially local but the unwinding may migrate. Reducing the number of initiator binding sites in DNA generally makes the origin inefficient or inactive, depending upon the degree of binding site reduction.</p>
<p>Multimerization is also involved in ssDNA binding, which either stabilizes the open region or promotes actual unwinding (or both; Figure <xref ref-type="fig" rid="F3">3A</xref>). What triggers the conformational switch in initiators that allows them to bind ssDNA remains a challenging question (Duderstadt et al., <xref ref-type="bibr" rid="B27">2011</xref>). More structural studies of the complexes are in order to get further insights into the opening process. This is now a realizable goal given the recent progress in cryo-EM (Merk et al., <xref ref-type="bibr" rid="B75">2016</xref>). Even in the relatively clear case of ColE1, the trigger that causes the RNA polymerase to start forming persistent RNA-DNA hybrids when it encounters the origin sequence remains speculative.</p>
<p>Although we have referred to the DUE simply as A&#x0002B;T rich, the exact sequence of the region also matters (Hwang and Kornberg, <xref ref-type="bibr" rid="B42">1992b</xref>; Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>). In RK2, the A&#x0002B;T rich region has 13-mers that bear partial homology to the <italic>E. coli</italic> 13-mers, but they are not interchangeable (Kowalczyk et al., <xref ref-type="bibr" rid="B57">2005</xref>). In &#x003BB;, the sequence of the A&#x0002B;T rich region is highly strand asymmetric: almost all purines are in one strand (Schnos et al., <xref ref-type="bibr" rid="B107">1988</xref>). Paradoxically, such extreme asymmetric distribution of purine and pyrimidines stiffens the DNA more than DNA with more random sequences (Wells et al., <xref ref-type="bibr" rid="B127">1970</xref>). In most cases, a specific strand is captured in the open region (Mukhopadhyay et al., <xref ref-type="bibr" rid="B80">1993</xref>; Rajewska et al., <xref ref-type="bibr" rid="B99">2008</xref>; Wegrzyn et al., <xref ref-type="bibr" rid="B125">2014</xref>). Strand capture preference is also observed in experiments where the single strands are supplied <italic>in trans</italic> (Ozaki et al., <xref ref-type="bibr" rid="B92">2008</xref>; Rajewska et al., <xref ref-type="bibr" rid="B99">2008</xref>; Wegrzyn et al., <xref ref-type="bibr" rid="B125">2014</xref>). A recent study has revealed a repeating trinucleotide motif that is conserved in bacterial DUEs and is required for origin opening (Richardson et al., <xref ref-type="bibr" rid="B100">2016</xref>).</p>
<p>A recent study has provided a new insight into how supercoiling-induced DNA opening of A&#x0002B;T rich sequences is favored by G&#x0002B;C rich flanks (Vlijm et al., <xref ref-type="bibr" rid="B124">2015</xref>). Such flanks are found in A&#x0002B;T rich stretches of some replication origins but their role has remained unclear (Brendler et al., <xref ref-type="bibr" rid="B13">1991</xref>; Richardson et al., <xref ref-type="bibr" rid="B100">2016</xref>). G&#x0002B;C rich stretches were suggested to resist transmission of torsional stress along the DNA (Skarstad et al., <xref ref-type="bibr" rid="B112">1990</xref>). The recent study suggests further that the G&#x0002B;C stretches because of their stiffness resist (plectoneme formation) supercoiling of under-wound DNA and thereby help to concentrate the unwinding to A&#x0002B;T rich regions.</p>
<p>ATP not only plays an essential role in origin opening by AAA&#x0002B; initiators, it also plays a rather mysterious role in opening origins where the initiators have no known ATP binding domain or ATPase activity. For example, pi binding and bending are not sufficient to open R6K <italic>ori</italic>&#x003B3; without the presence of ATP (Kr&#x000FC;ger and Filutowicz, <xref ref-type="bibr" rid="B59">2003</xref>). ATP, although not required, enlarges opening in RK2 even when a hyperactive mutant TrfA is used in conjunction with the facilitators DnaA and HU (Konieczny et al., <xref ref-type="bibr" rid="B55">1997</xref>). Also at <italic>oriC</italic>, ATP requirements for DNA binding and origin opening by DnaA can vary by orders of magnitude (nM vs. mM; Figure <xref ref-type="fig" rid="F1">1</xref>; Bramhill and Kornberg, <xref ref-type="bibr" rid="B11">1988a</xref>). A high ATP concentration can cause a conformation change in DnaA that appears likely to be required for opening (Saxena et al., <xref ref-type="bibr" rid="B104">2015</xref>).</p>
<p>In closing, we prefer the view that the opening proceeds in steps rather than by a highly cooperative transition (the two models in Figure <xref ref-type="fig" rid="F3">3A</xref>). Initiator binding initiates the opening and it is further enhanced by multimerization of the initiator, facilitators like DnaA and NAPs (in plasmids) and by factors such as the helicase loaders DnaC and &#x003BB;P that have ssDNA binding activity. The opening by initiators alone may not be sufficient for helicase loading. The involvement of multiple factors provides multiple opportunities for regulation.</p>
</sec>
<sec id="s8">
<title>Author contributions</title>
<p>All authors listed, have made substantial, direct and intellectual contribution to the work, and approved it for publication.</p>
</sec>
<sec>
<title>Funding</title>
<p>Our funding is from the Intramural Research Program of the Center for Cancer Research, NCI, NIH.</p>
<sec>
<title>Conflict of interest statement</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</sec>
</body>
<back>
<ack><p>The authors are grateful to Deepak Bastia, Julia Grimwade, David Levens, Roger McMacken, and Michael Yarmolinsky for thoughtful comments, and to Jemima Barrowman for editing.</p>
</ack>
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