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<journal-id journal-id-type="publisher-id">Front. Mar. Sci.</journal-id>
<journal-title>Frontiers in Marine Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Mar. Sci.</abbrev-journal-title>
<issn pub-type="epub">2296-7745</issn>
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<publisher-name>Frontiers Media S.A.</publisher-name>
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<article-id pub-id-type="doi">10.3389/fmars.2025.1521526</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Marine Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>How much time and who will do it? Organizing the toolbox of climate adaptations for small-scale fisheries</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Bossier</surname>
<given-names>Sieme</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="author-notes" rid="fn001">
<sup>*</sup>
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<role content-type="https://credit.niso.org/contributor-roles/investigation/"/>
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<contrib contrib-type="author">
<name>
<surname>Ota</surname>
<given-names>Yoshitaka</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
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<contrib contrib-type="author">
<name>
<surname>Pozas-Franco</surname>
<given-names>Ana Luc&#xed;a</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
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<contrib contrib-type="author">
<name>
<surname>Cisneros-Montemayor</surname>
<given-names>Andr&#xe9;s M.</given-names>
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<xref ref-type="aff" rid="aff1">
<sup>1</sup>
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<aff id="aff1">
<sup>1</sup>
<institution>Nippon Foundation Ocean Nexus, School of Resource and Environmental Management (REM), Simon Fraser University (SFU), Technology and Science Complex 1</institution>, <addr-line>Burnaby, BC</addr-line>, <country>Canada</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Nippon Foundation Ocean Nexus Program, Department of Marine Affairs, University of Rhode Island (URI)</institution>, <addr-line>Kingston, NY</addr-line>, <country>United States</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>Edited by: Sanja Matic-Skoko, Institute of Oceanography and Fisheries (IZOR), Croatia</p>
</fn>
<fn fn-type="edited-by">
<p>Reviewed by: Sarah Wise, National Marine Fisheries Service (NOAA), United States</p>
<p>Dimitrios K. Moutopoulos, University of Patras, Greece</p>
<p>Alice Stocco, Ca&#x2019; Foscari University of Venice, Italy</p>
</fn>
<fn fn-type="corresp" id="fn001">
<p>*Correspondence: Sieme Bossier, <email xlink:href="mailto:sbossier@sfu.ca">sbossier@sfu.ca</email>
</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>11</day>
<month>03</month>
<year>2025</year>
</pub-date>
<pub-date pub-type="collection">
<year>2025</year>
</pub-date>
<volume>12</volume>
<elocation-id>1521526</elocation-id>
<history>
<date date-type="received">
<day>01</day>
<month>11</month>
<year>2024</year>
</date>
<date date-type="accepted">
<day>14</day>
<month>02</month>
<year>2025</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2025 Bossier, Ota, Pozas-Franco and Cisneros-Montemayor</copyright-statement>
<copyright-year>2025</copyright-year>
<copyright-holder>Bossier, Ota, Pozas-Franco and Cisneros-Montemayor</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Adaptation to climate impacts will be necessary for small-scale fisheries and fishers (SSFs) to safeguard their food security, livelihoods, and cultural heritage. SSFs are often vulnerable to environmental impacts due to the place-based, multi-scale and direct dependencies on local ecosystems, and generally fewer resources or abilities for relocation, diversification, and modification of their fishing practices. Strategic adaptation is therefore essential. This study emphasizes the timelines, requirements, and burdens of implementing existing and proposed adaptations, e.g., who pays, who does the work, and how long would it take? To categorize possible actions (tools) for analysis, we adapt the FAO climate adaptation framework and propose five areas of action: Institutional, Communication, Livelihood, Risk Resilience, and Science. Our results highlight two interconnected trends; first, the burdens and benefits of proposed climate adaptations are unevenly distributed, usually against fishers themselves. Second, there is a general lack of research focusing on the equity implications of current governance structures that de-emphasize fisher&#x2019;s needs. This creates a lack of understanding among policy makers about the adaptation priorities of SSFs, and what resources or support they would need to implement them. We applied this framework to a case study involving octopus SSFs in Yucat&#xe1;n, Mexico. Interview results reinforce the finding that adaptation strategies that fishers thought would be most important for them (e.g. changes in policies/regulations to improve healthcare, reduce excess capacity, or reinforce fishing laws) were actions they could not often realize without external support; conversely, tools often proposed as &#x201c;easier&#x201d; by non-fishers (e.g. changing jobs, fishing gears, or going further out to sea) were not seen as particularly viable to fishers. Due to these mismatches, we argue there is a need to go beyond the classical focus on quantifying climate vulnerability towards a stronger emphasis on prioritizing adaptation strategies to meet the goals of fisherfolk themselves and aligning organizational and governance structures accordingly. The toolbox organization framework we propose can serve as an initial guidance for many fishing communities, decision makers and other stakeholders to anticipate implementation needs and find the right tools to adapt to future climatic conditions and prevent negative socioeconomic and ecological impacts.</p>
</abstract>
<kwd-group>
<kwd>climate change adaptation</kwd>
<kwd>small-scale fisheries</kwd>
<kwd>adaptation needs and strategies</kwd>
<kwd>social equity</kwd>
<kwd>toolbox</kwd>
<kwd>octopus fisheries</kwd>
</kwd-group>
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<meta-value>Marine Affairs and Policy</meta-value>
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</front>
<body>
<sec id="s1" sec-type="intro">
<label>1</label>
<title>Introduction</title>
<p>Fisheries face clear challenges beyond overfishing, with climate changes increasingly reflected in sea surface temperature, sea level rise, increased storm events, ocean acidification, and large shifts in species distributions (<xref ref-type="bibr" rid="B76">IPCC, 2014</xref>). Fishers directly experience these impacts as, for example, decreased catch and more incidence of invasive species, increased travel requirements and more need for vessel or gear replacement (<xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>), global market and demographic shifts, and safety issues as a result of increased storm events (<xref ref-type="bibr" rid="B4">Adger et&#xa0;al., 2005</xref>; <xref ref-type="bibr" rid="B9">Armitage and Johnson, 2006</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>). Small-scale fisheries/fishers (SSFs) in particular have been identified as more vulnerable to larger-scale changes such as climate change compared to large-scale fisheries (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>) because SSFs are generally more dependent on their catches for subsistence, i.e. for food security and basic income needs (<xref ref-type="bibr" rid="B87">Kittinger et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>), and have limited mobility and resources for changing technologies or to help them recover from impacts (<xref ref-type="bibr" rid="B78">IPCC, 2022</xref>; <xref ref-type="bibr" rid="B93">Leichenko and Silva, 2014</xref>).</p>
<p>Although adaptation&#x2014;to new places, species, and fishing practices&#x2014;is inherent to SSFs, their adaptive capacity is constrained due to the current speed and scale of economic, political, social, and cultural changes. For example, increasing effort or accessing new places or species is more restricted now due to formal regulations, the loss of traditional arrangements, and the impacts of past fisheries; inter-generational transfer of knowledge and skills is also decreasing, and socio-cultural changes are making it difficult to carry out traditional coping mechanisms (<xref ref-type="bibr" rid="B50">Ford et&#xa0;al., 2007</xref>, <xref ref-type="bibr" rid="B52">2008</xref>; <xref ref-type="bibr" rid="B51">Ford et&#xa0;al., 2006a</xref>, <xref ref-type="bibr" rid="B53">2006</xref>; <xref ref-type="bibr" rid="B60">Gearheard et&#xa0;al., 2006</xref>; <xref ref-type="bibr" rid="B89">Laidler et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>). While SSFs therefore need urgent support in finding suitable adaptation strategies, the timelines and assistance necessary for implementation must be carefully considered to avoid misleading or otherwise harming fishers and their communities.</p>
<p>Recent studies on SSFs have mainly focused on increasing their adaptive capacity and reducing their vulnerability, as well as increasing their resilience and improving risk management (e.g. <xref ref-type="bibr" rid="B28">Cinner et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B43">Etongo and Arrisol, 2021</xref>; <xref ref-type="bibr" rid="B57">Furgal and Seguin, 2006</xref>; <xref ref-type="bibr" rid="B72">Himes-Cornell and Kasperski, 2015</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B92">Lee et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>). Most of these studies address climate impacts based on the now-classical framework of vulnerability as a function of exposure, sensitivity, and adaptive capacity (<xref ref-type="bibr" rid="B77">IPCC, 2001</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B41">Dudley et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B55">Freduah et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B97">Limuwa et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B101">Mamauag et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B103">Marshall et&#xa0;al., 2013</xref>). This framework is also widely used in ecological research (e.g. <xref ref-type="bibr" rid="B23">Bueno-Pardo et&#xa0;al., 2021</xref>) and there are therefore variations in usage of the terms. In practice, however, the three components of vulnerability are not easily delineated and often cannot be identified distinctly in observed adaptation strategies, particularly when individuals and communities are simultaneously responding to multiple stressors. Therefore, we focus here on the adaptation strategies themselves and their implementation process.</p>
<p>Despite the large number of vulnerability assessments at different scales, research into appropriate adaptation options for SSF are still scarce (<xref ref-type="bibr" rid="B125">Salgueiro-Otero and Ojea, 2020</xref>), and documented examples of implemented adaptation initiatives even more scarce (<xref ref-type="bibr" rid="B106">Miller et&#xa0;al., 2018</xref>). On top of that, a lot of the research so far on climate adaptation of SSFs has had an indirect approach mainly based on the internal logic of the vulnerability framework itself (e.g. <xref ref-type="bibr" rid="B51">Ford et&#xa0;al., 2006a</xref>; <xref ref-type="bibr" rid="B73">Hoang et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B108">Morzaria-Luna et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B122">Ruiz-D&#xed;az et&#xa0;al., 2020</xref>). For instance, it is thought that, by reducing the vulnerability of SSFs, they will be more capable of withstanding potential effects of adverse climatic conditions and, therefore, will be &#x2018;better adapted&#x2019; (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>). So, adaptations to become less vulnerable, less exposed, or to have a higher adaptive capacity, etc. can be indirectly identified as climate adaptation measures for SSFs (<xref ref-type="bibr" rid="B3">Adger, 2006</xref>).</p>
<p>Adaptation strategies of different communities will differ depending on the level of exposure, sensitivity and adaptive capacity and are therefore place, system, and time specific (<xref ref-type="bibr" rid="B3">Adger, 2006</xref>; <xref ref-type="bibr" rid="B130">Senapati and Gupta, 2017</xref>; <xref ref-type="bibr" rid="B137">Smit and Wandel, 2006</xref>). For instance, to be more resilient to comparable extreme weather events, some argue that fishers in the Galapagos need a better disaster risk management toolkit, while fishers in the Philippines need to restore the health of the coral reef ecosystem, mainly by planting mangroves (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). Moreover, whether an adaptation strategy is &#x2018;appropriate&#x2019; depends on social contexts including values and identity that community members share. Another example is that of pescatourism as income diversification for fishers, where tourists can experience activities on a commercial fishing vessel (<xref ref-type="bibr" rid="B116">Piasecki et&#xa0;al., 2016</xref>). With SSFs in Italy, this is very welcomed as it helps to preserve artisanal fisheries in coastal communities while reducing catches (because revenue is supplemented by paying tourists). In other places, fishers would not agree to this &#x2018;adaptation&#x2019; and might see this as a detrimental impact on their social identity because they would be identified as tour guides instead of fishers, or license rights might be given to charter operators rather than to fishers, turning it into a commercial activity which does not benefit the fishers (<xref ref-type="bibr" rid="B116">Piasecki et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>). SSFs around the world can thus learn from one another and find inspiration on how to deal with the coming challenges, but there is no single &#x2018;best&#x2019; way of adapting to climate change.</p>
<p>There are few yet thorough reviews focused on documenting the array of potential adaptation strategies of SSFs to climate change. <xref ref-type="bibr" rid="B133">Shaffril et&#xa0;al. (2020)</xref>, for instance, found that government assistance is required to support social, economic, and environmental adaptations. More importantly, adaptations should be in line with the needs, abilities and interests of local people. Other reviews have found that most studies focus on adaptation theory and planning, but that there is a gap between research on adaptation theory and implementation (<xref ref-type="bibr" rid="B106">Miller et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B125">Salgueiro-Otero and Ojea, 2020</xref>). In this study we modified a framework based on past work by <xref ref-type="bibr" rid="B46">FAO (2018)</xref> which we expand by incorporating diverse strategies discussed and proposed in academic and grey literature. Here, we define adaptation strategies as a plan of action or policy designed to achieve a particular adaptation objective. Each adaptation strategy consists of several adaptation actions (tools) that work towards achieving the objective of that strategy. Because there will undoubtedly be more specific proposed strategies as challenges and responses continue, we focus this work on providing categories to help organize and evaluate any adaptation strategies and tools from the perspective of SSFs, namely, &#x201c;how much time and support would SSF need to implement this climate change adaptation?&#x201d;. We then tested this new framework through an interactive exercise with small-scale octopus fishers in Yucat&#xe1;n, Mexico. By organizing the toolbox of strategies in this way, we aim to provide guidance to design climate adaptation strategies that are both environmentally, socially, and economically suitable for diverse SSFs and that could prove essential for maintaining fishing livelihoods while meeting local contexts and priorities. We also emphasize throughout this work, that it is important to listen to fisherfolk and their communities in terms of what they need to adapt, not only what we think they need. This information will then, hopefully, enable decision makers to make better decisions to prevent negative socioeconomic and ecological impacts, and create adaptation strategies with the necessary support so the burden of implementing would not be put on the fishers alone.</p>
</sec>
<sec id="s2">
<label>2</label>
<title>Methodology</title>
<p>There are three main steps in this research that are further detailed below: 1) we gathered adaptation tools and strategies from academic and grey literature to create a toolbox by classifying the tools and strategies according to five categories, 2) we developed a theoretical time-support framework, based on the toolbox, that allows to investigate the implementation requirements by highlighting the amount of internal capacity, external support, and time needed to implement different strategies, and 3) we applied a case study with small-scale octopus fisheries in Yucat&#xe1;n, Mexico, where we used the toolbox and the time-support framework to gather information on what those fishers need to adapt to the changing climatic conditions. While continuous adaptation to ecological conditions is an integral part of all artisanal fisheries, we focus here on specific adaptations specifically to the unprecedented large-scale and rapid effects of climate change.</p>
<sec id="s2_1">
<label>2.1</label>
<title>Gathering adaptation strategies and tools</title>
<p>Though the objective of this study was not to perform a systematic literature review of proposed climate adaptation strategies and actions, we did use a scoping review to gather a sample of climate change adaptation tools for SSF communities around the world to inform our framework. To gather the sample of adaptation tools and strategies, the Google Scholar search engine was used with the search terms &#x201c;climate change&#x201d;, &#x201c;adaptation&#x201d;, &#x201c;small-scale fisheries&#x201d;, &#x201c;Indigenous fisheries&#x201d; and &#x201c;artisanal fisheries&#x201d;. Here, all relevant articles were reviewed but we only included articles that contained information in relation to adaptation and/or coping strategies that are either in place already or including specific future recommendations. The online software ResearchRabbit was used to identify additional publications not found through Google Scholar. This is an artificial intelligence-based program used to screen for literature with contents matching those of supplied files (<ext-link ext-link-type="uri" xlink:href="http://www.researchrabbit.ai">www.researchrabbit.ai</ext-link>). ResearchRabbit links to reliable databases and delivers similar quality compared to traditional literature reviews (<xref ref-type="bibr" rid="B147">Tse, 2024</xref>). The tool is especially useful to support the workflow of unstructured searching and is designed to be used, supplementary, to complement comprehensive database searches (<xref ref-type="bibr" rid="B32">Cole and Boutet, 2023</xref>).</p>
<p>In total, 42 case studies of implemented climate adaptation strategies for artisanal fisheries were examined from different places in the world (See <xref ref-type="fig" rid="f1">
<bold>Figure&#xa0;1</bold>
</xref>; <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S1</bold>
</xref>), including 38 peer-reviewed publications and 4 NGO reports. Some publications presented case studies for multiple locations, so the total number of locations is 46. There was no time restriction of publication in the review; however, 75% of the selected publications were between 2015-2022 (perhaps prompted by the publication of the FAO guidelines on SSFs in 2015; see Discussion). Most case studies were conducted in developing countries.</p>
<fig id="f1" position="float">
<label>Figure&#xa0;1</label>
<caption>
<p>Overview of the geographical location and the amount of case studies in each location identifying climate adaptation strategies for SSFs (n = 46). Each location can be a specific place, country, or region, this is based on the scope of the literary articles reviewed. Numbers inside the circle note the number of literary articles for each location and the numbers outside the circle note the corresponding references of the articles. See <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S1</bold>
</xref> for the corresponding list with references.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g001.tif"/>
</fig>
<p>Our first step was to classify the identified adaptation strategies according to five categories: Institutional, Communication, Livelihood, Risk Resilience, and Science. The methodology for categorizing the adaptation strategies was adapted from an <xref ref-type="bibr" rid="B46">FAO (2018)</xref> analysis of case studies which used three categories of adaptation activities&#x2014;institutional adaptation, livelihood adaptation, and risk reduction and management for resilience&#x2014;though with more attention on the assessment of vulnerability. However, while they merged Science with the Institutional category, we argue that Science should be a separate category because work, research, and suggestions on the matter of adaptation needs of SSFs should be independent from institutional organizations. <xref ref-type="bibr" rid="B46">FAO (2018)</xref> also did not include a separate Communication category, but others have argued that the adaptation strategies that we grouped within this additional Communication category will increase adaptation success and will benefit strategies from other categories (<xref ref-type="bibr" rid="B10">Ayers, 2011</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>). Therefore, because of its potential key role, we added this separate category. Each category consists of several strategies based on the focus of the intended change (<xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S2</bold>
</xref>) and each strategy consists of several tools and actions to accomplish the adaptation needs (desired change). These are explained at length in the Results section.</p>
</sec>
<sec id="s2_2">
<label>2.2</label>
<title>Creating the time-support framework</title>
<p>Despite its limitations discussed in the Introduction section, the classical vulnerability framework (vulnerability = exposure + sensitivity &#x2013; adaptive capacity) is a good tool to map and quantify the different vulnerability aspects of a fishery/fishing community. The mapping and quantification of vulnerabilities are a first step in order to identify and support certain fisheries/fishing communities or households. However, most of the previously discussed adaptation tools cannot be easily placed in the three distinct groups since there is a lot of overlap between the three vulnerability properties, making it difficult to identify who has the power to realize what strategy. The linear vulnerability approach, therefore, needs to be transformed to bring it to the critical next phase, i.e., the implementation of the adaptation strategies, which is also an essential part of the process of selecting appropriate adaptation strategies. Thus, in a second step, we focus our initial toolbox on the implementation process, in line with the important work on adaptation planning done by e.g. <xref ref-type="bibr" rid="B138">Sowman (2020)</xref>. To do so, we created a framework from the perspective of SSFs, who are the most directly impacted by the process (and, hopefully, outcomes) of adaptation, where we investigate the implementation requirements: How much external support (who will do it, who will pay) and how much time will fishers or fishing communities need to implement the strategies?</p>
<p>The time-support framework (<xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>) consists of 5 boxes showing where the adaptation strategies fit in terms of time (short- or long-term) or external support (low-medium-high) needed to implement the strategies, as explained in <xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>. We argue that, creating this diagram together with the fishers and plotting the strategies this way, is a relevant way to represent the strategies since this kind of information will help create a better understanding of the internal capacity of fishers and fishing communities and of the burdens and difficulties that they face to implement the strategies.</p>
<fig id="f2" position="float">
<label>Figure&#xa0;2</label>
<caption>
<p>Time-support framework to investigate the implementation requirements of the adaptation strategies with the amount of support needed for the implementation of the strategy on the x-axis and the amount of time needed on the y-axis.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g002.tif"/>
</fig>
</sec>
<sec id="s2_3">
<label>2.3</label>
<title>Case study &#x2013; applying theory in practice</title>
<p>In this part, we tested our toolbox and the time-support framework in the field. The toolbox was used as a large pool of adaptation tools and strategies that can be presented to fishers (see <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Material</bold>
</xref> for the extensive list of tools and adaptations) to find the right tools to adapt to future climatic conditions and avoid negative socio-economic and ecological impacts. On the other hand, the time-support framework is used as a tool to gain insight into the perspective of the fishers and their communities into how much time and support a SSF community would need to implement this adaptation. The application presented here is an example of how the toolbox and framework can be applied in the field. The purpose of creating the toolbox and the time-support framework is for other researchers to adapt this method and apply it to other case studies around the world. By doing so, we hope that i) we start to listen more to the voices of the fishers and their communities, instead of us telling them what they need, and ii) we can improve the understanding among policy makers about the adaptation priorities of SSFs, and what resources or support they would need to implement them.</p>
<p>We applied this new framework to a case study of small-scale octopus fisheries in Yucat&#xe1;n, Mexico through an interactive exercise. The objective of this study was not to perform an in-depth analysis of the octopus fishers in Yucat&#xe1;n, but to assess the performance of the framework in the field and whether the time-support matrix was useful to understand the perspective of fishers themselves. The exercise was done in Spanish in group or individual, depending on the availability of the participants. Participants were invited through a local NGO COBI (Comunidad y Biodiversidad) with long-standing collaborations in the area. We had 5 groups of fishers with 5, 3, 3, 1, and 1 participant(s) respectively; and 2 groups of non-fishers of 1 and 2 participant(s) respectively, with people working in jobs related to the same fishing industry, but not as fishers themselves. We prepared a collection of sticky notes where we wrote down a condensed version of the adaptation tools from our framework, grouping similar tools together, and handed them over to the participant(s) (<xref ref-type="fig" rid="f3">
<bold>Figure&#xa0;3</bold>
</xref>). There were three rounds to the exercise: 1) the participant(s) had to go through all the sticky notes and identify which adaptation tools were important to them (important or not important), and add any tool or strategy that they thought was important, but was missing from the ones on the sticky notes, 2) from all the adaptation tools that they identified as being important, they now had to arrange those important ones into how much time they thought was necessary to implement each tool (scale 1-3, 1 = short time, 2 = medium time, 3 = long time), and 3) from those same important tools, they now had to arrange them according to how much external support they thought they needed to implement the tool (scale 1-3, 1 = little support, 2 = medium support, 3 = high support). When non-fishers were doing the exercise, they were asked to think about what adaptation tools they thought were important for the fishers and how much time or external support the fishers needed to implement the important ones.</p>
<fig id="f3" position="float">
<label>Figure&#xa0;3</label>
<caption>
<p>Participatory exercise with fishers in Yucat&#xe1;n, Mexico, to identify which adaptation strategies and tools are important to them and how much time and support those require to implement according to the participant(s) (Pictures by Sieme Bossier).</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g003.tif"/>
</fig>
</sec>
</sec>
<sec id="s3" sec-type="results">
<label>3</label>
<title>Results</title>
<sec id="s3_1">
<label>3.1</label>
<title>Adaptation strategies and tools</title>
<p>We grouped all the adaptation strategies and tools that we gathered from literature into five categories depending on the foci of change: Institutional, Communication, Livelihood, Risk Resilience, and Science (<xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref>). Because SSFs strategies usually address a mix of aspects, the categories are represented as overlapping bubbles in <xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref>. Each category is briefly summarized in the following paragraph and then expanded upon in the sections below.</p>
<fig id="f4" position="float">
<label>Figure&#xa0;4</label>
<caption>
<p>Adaptation categories and strategies from analysis of case studies collected from literature. Numbers in brackets denote the number of literary articles that mention adaptation strategies and tools in relation to each specific category (see <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S1</bold>
</xref> for the reference list for the respective categories and adaptation tools).</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g004.tif"/>
</fig>
<p>The Institutional category is placed centrally in <xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref> because most of the strategies found in literature were phrased with a need for help/change in institutions in order for change to be created in the other categories. The Institutional category connects to the other specific types of adaptations through communication initiatives. Therefore, the Communication category is displayed around the Institutional category as it can be seen as the bridge between the Institutional and the other categories. Each category consists of several strategies (<xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref>) which consists of individual tools and actions (see <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S2</bold>
</xref> in <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Material</bold>
</xref> for the full overview of all the strategies and tools and the respective sources). In the following sections, we will describe the adaptation strategies and tools under each category.</p>
<sec id="s3_1_1">
<label>3.1.1</label>
<title>Institutional category</title>
<sec id="s3_1_1_1">
<label>3.1.1.1</label>
<title>Policies</title>
<p>The first strategy in the Institutional category is policy. There is an explicit need for public policies to deal with the impact of climate variability and change (<xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), for improving governance of sustainable management (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B68">Hanich et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B98">Mabe and Asase, 2020</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>), and improving the enforcement of maritime laws (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>). Policies can also be aimed at reducing fishing pressure by changing fishing effort or excess capacity (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), or at maximizing the efficiency of spatial management (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>). Finally, successful local fisheries policies can be transferred to national fisheries management plans (<xref ref-type="bibr" rid="B63">GIZ, 2019</xref>).</p>
</sec>
<sec id="s3_1_1_2">
<label>3.1.1.2</label>
<title>Regulations</title>
<p>The second strategy is regulations. There is a call for governance-led actions that increase flexibility (<xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>) both in terms of flexible, adaptive institutions (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>) as well as flexible management measures and tools that allow for switching between adaptive responses (<xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>). This includes creating flexibility in space, time (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>), and effort (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>) with regard to harvesting and group size (<xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>), or continued flexibility in mobility, so that fishers can easily move around to other harbors or fishing areas depending on ecological and economic conditions (<xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>). Some researchers go even further and suggest that fishing communities should also receive more power and freedom to respond to the challenges themselves (<xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B68">Hanich et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>), and therefore improve fisheries management through bottom-up adaptive processes such as co-management and community-based management that does not require institutional permission for specific changes to fishing activities (<xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>).</p>
</sec>
<sec id="s3_1_1_3">
<label>3.1.1.3</label>
<title>Obtaining external support</title>
<p>The third strategy of the Institutional category is external support. This can be support from the government to the fishing community or individual households, or from other external organizations. Firstly, there is a need for government assistance of social, economic, environmental, and institutional and organizational supports to fishing communities (<xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B133">Shaffril et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B154">Yuerlita et&#xa0;al., 2013</xref>). External support can target capacity building (<xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B154">Yuerlita et&#xa0;al., 2013</xref>) and specific climate change adaptations (<xref ref-type="bibr" rid="B63">GIZ, 2019</xref>), such as developing climate change action plans (<xref ref-type="bibr" rid="B63">GIZ, 2019</xref>) and mitigating future impacts (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>). This can be done by, for instance, restoring the health of ecosystems (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>), creating plans for managed retreats (<xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al., 2017b</xref>), or reducing and/or sequestering greenhouse gas emissions (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>). In addition, they should support principles of fair governance based on legitimacy, equity, responsiveness, and accountability (<xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>).</p>
<p>Sometimes communities will need support to mobilize leadership qualities of social actors (<xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>), or to address conflicts, such as issues of migrant fishers or non-fisheries issues that affect fisheries resources and the quality of life of fishing communities (<xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>), or to foster marketing initiatives (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>). Firstly, by improving access to fish markets (<xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>), e.g., providing support in marketing fish products in overseas markets (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>). Secondly, by increasing the purchase of fish and increasing the quantities and types of fish eaten domestically, which traditionally might have been high (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>), e.g., promoting the health benefits of fish, or increasing the availability of fish for urban populations (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>). In some situations, however, strategies suggest to limit the export of specific fish to reserve them for local consumption (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>), or a lessening of the consumption to reduce the fishing pressure (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>).</p>
<p>A second part of the external support strategy is financial support both in terms of covering the specific costs of adaptation (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>) and broader direct economic contributions to fishers. Financial support could limit community dependence on third parties that otherwise can have leverage during periods of disruption in the fishing activity (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>). Examples of such strategies are, e.g., wages during fishing bans (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>; <xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), fixing damaged gear (<xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), subsidizing prices of fishing implements (<xref ref-type="bibr" rid="B130">Senapati and Gupta, 2017</xref>), or other targeted subsidy programs to support key adaptations (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>), such as monitoring or restoration programs, improved management systems, reduction of post-harvest loss, and value-added processing (<xref ref-type="bibr" rid="B30">Cisneros-Montemayor et&#xa0;al., 2020</xref>).</p>
</sec>
</sec>
<sec id="s3_1_2">
<label>3.1.2</label>
<title>Communication category</title>
<sec id="s3_1_2_1">
<label>3.1.2.1</label>
<title>Generating data: information for institutions</title>
<p>Under most current policy approaches, there are implied or explicit requirements for users to collect and &#x201c;report&#x201d; data to formal institutions. For example, data collection and monitoring programs from the Science category (see below) are usually organized at the national level and are an essential aspect to first understand the functioning of the environment and the climate system, and then to direct the management of mitigation measures. Institutions should therefore support and improve the design, implementation and operation of reliable data collection, management, and dissemination systems (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>). This data will then provide important information as inputs to explanatory and predictive models, to better plan for resource variability (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>), and to provide evidence on which national and international policies are based (<xref ref-type="bibr" rid="B151">Wilkinson, 2006</xref>). In addition, <xref ref-type="bibr" rid="B22">Brown (2015)</xref> argues that other types of information such as place-specific nature (rootedness), culture, identity, worldviews, and attachment are also important to integrate for a successful adaptation process.</p>
</sec>
<sec id="s3_1_2_2">
<label>3.1.2.2</label>
<title>Improving access to knowledge: information for people</title>
<p>This leads to the second strategy of the Communication category, namely that of continuous learning through knowledge co-production and the sharing of knowledge (<xref ref-type="bibr" rid="B8">Armitage et&#xa0;al., 2011</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B37">Dale and Armitage, 2011</xref>; <xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al., 2017b</xref>). Tools involve increasing the ability to learn (<xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>), easier access to knowledge (<xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>, <xref ref-type="bibr" rid="B134">2017</xref>), strengthening fishers&#x2019; climate change knowledge (<xref ref-type="bibr" rid="B1">Abu Samah et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B109">Muhammad et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>), and increasing climate awareness among fishing communities and other stakeholders (<xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>), e.g., regarding disasters and their perception of risks (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al., 2017b</xref>). Information and knowledge can be picked up in national strategies or can be directly used by fishers and other stakeholders (<xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B133">Shaffril et&#xa0;al., 2020</xref>). For instance, a lack of climate change awareness or names in local languages for key concepts of climate change and adaptation could be a barrier to the effective implementation of adaptation policies (<xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>). Similarly, better information and training towards safety at sea (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>) and ways to respond to weather warnings (<xref ref-type="bibr" rid="B95">Le&#xf3;n et&#xa0;al., 2006</xref>) will reduce some of the climate risks at sea and on land. In addition, besides detailed environmental knowledge, the knowledge of different skills, even non-fishery related ones, which will be further discussed in the Livelihood category, is also important in relation to adaptation strategies (<xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>). Finally, it is also important to have good communication from government institutions about, for instance, existing and changing rules and regulations (<xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>), and from scientists in disseminating the findings and implications of their research (<xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>).</p>
</sec>
<sec id="s3_1_2_3">
<label>3.1.2.3</label>
<title>Promoting collective action</title>
<p>Fishery communities can strengthen social relationships, family support and unity among local people and so improve their social capital (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>). They can also link social capital by establishing networks between science, fisheries management, NGOs, and local communities that enable cooperation, sharing of knowledge and collective action (<xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>). Examples of collective activities are community services, and the sharing of work in repairing gear and equipment (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>). A higher degree of such an involvement is the co-management of resources, involving community groups, fishers, and fish farmers associations to collectively manage marine resources (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>; <xref ref-type="bibr" rid="B58">Galappaththi et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B127">Schipper et&#xa0;al., 2014</xref>). Furthermore, communities can also increase the degree of self-organization, for instance by creating fishers&#x2019; assemblies (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B110">Ndhlovu et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>), and so, according to (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>), collectively resist external pressures.</p>
</sec>
<sec id="s3_1_2_4">
<label>3.1.2.4</label>
<title>Promoting inclusivity and participation</title>
<p>This strategy refers to the inclusion and participation of all stakeholders throughout the entire process of decision-making, consultation, policymaking, fisheries councils, and research, at fishery, regional and national levels (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B65">Gupta et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>). <xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray (2018)</xref> argue that a lack of community voices being heard at the local and national levels causes poor decision-making and poor compliance with whatever decisions are made. As such, involving fishing community representatives could help prioritize adaptation policies according to local needs and help policymakers understand local contexts in terms of environmental as well as social, cultural, and political aspects. This process can be supported by prior letters of agreement and by electing fishery leaders to participate throughout the decision-making process (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>).</p>
</sec>
</sec>
<sec id="s3_1_3">
<label>3.1.3</label>
<title>Science category</title>
<sec id="s3_1_3_1">
<label>3.1.3.1</label>
<title>Improving scientific models</title>
<p>The call for more data is a typical scientific argument. Examples of adaptation tools under this strategy include improved modelling of fisheries resources (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>), data collection using new technologies and approaches, and monitoring of the marine environment as well as pollution and wastewater treatments (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). Some broader suggestions are research on fisheries resources, fisheries adaptation to climate change (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>), and the impact of climate change on SSFs and its uncertainties (<xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>). Others call for more multi-disciplinary, cross-sectoral research (<xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>) on, e.g., diversified, supplementary and alternative livelihood opportunities (<xref ref-type="bibr" rid="B63">GIZ, 2019</xref>), or more community adaption studies (<xref ref-type="bibr" rid="B2">Abu Samah et&#xa0;al., 2019</xref>), participatory action research (<xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>), and implementing a more holistic approach (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>), such as the ecosystem approach to the fisheries management (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), or integrating fishery resources into a watershed perspective (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>).</p>
</sec>
<sec id="s3_1_3_2">
<label>3.1.3.2</label>
<title>Technological innovations</title>
<p>The other strategy under the Science category is technical innovations. It was mentioned that there was a need for, among others, aquaculture innovations such as genetic improvement programs (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>), developing/identifying new commercially viable strains of aquaculture species (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), or converting aquaculture and fishing residues into agricultural fertilizers using bacterial consortia (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>). Other technological innovations, for instance in illegal, unreported, and unregulated (IUU) monitoring or data reporting technology, were not mentioned in the literature gathered for this project.</p>
</sec>
</sec>
<sec id="s3_1_4">
<label>3.1.4</label>
<title>Risk resilience category</title>
<sec id="s3_1_4_1">
<label>3.1.4.1</label>
<title>Avoiding impacts</title>
<p>The strategy of avoiding impacts, and so reducing risks, focusses mainly on the preparedness towards future challenges (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>). On the one hand, it includes tools that improve the disaster risk management toolkit (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>) creating, for instance, better weather forecast tools, early warning systems (e.g. for extreme weather and harmful algal blooms), disaster recovery programs (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>), and possibly recognizing fishing villages as &#x2018;disaster prone&#x2019; or &#x2018;seasonally food deficit&#x2019; zones (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>). On the other hand, risks can also be reduced by increasing the current protection from storms and waves using structural and non-structural options (<xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al., 2017b</xref>) by, for instance, rehabilitating coastal ecosystems such as mangroves, wetlands, marshes, and coral or artificial reefs (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B109">Muhammad et&#xa0;al., 2016</xref>), or to provide funding for landward migration of mangrove habitats or human communities themselves (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>).</p>
</sec>
<sec id="s3_1_4_2">
<label>3.1.4.2</label>
<title>Improving individual and community well-being</title>
<p>The other strategy gathers tools that improve the overall well-being of individuals within the community beyond fisheries themselves, such as improved access to education, which can help to disseminate information and awareness and can help them prepare to face the threats (<xref ref-type="bibr" rid="B1">Abu Samah et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>). Access to decent housing that are strong enough to withstand extreme waves and wind, and rural infrastructure which can help with market accessibility (<xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al., 2017b</xref>). Better occupational health and safety facilities to prevent physical accidents and insecurity during fishing, especially with increased storm events being predicted (<xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>). Improved access to basic services e.g., access to health care or medication (<xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>), or introducing food aid programs for the most vulnerable individuals, e.g., widows, deserted women, physically weak persons, etc (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>). Other tools aim to improve equitable access to the environment, through for instance a redistribution of quotas (<xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>), or to eradicate children working in fisheries due to lack of money and racial/caste discrimination which creates an obstacle for children to continue their education (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>).</p>
</sec>
</sec>
<sec id="s3_1_5">
<label>3.1.5</label>
<title>Livelihood category</title>
<sec id="s3_1_5_1">
<label>3.1.5.1</label>
<title>Improving catch value</title>
<p>This strategy focusses on improving the fishing, storage, transport and processing methods and technologies (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>). Examples of tools are improving the quality of fish products (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>), extending the shelf life of fish catches (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>), reducing the cost of fishing (<xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>), or improving commercialization (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). Fisheries communities can also improve the post-harvest processing (<xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), for instance, by adopting new processing technologies (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>), or establishing multi-species processing at local facilities (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>). They can also promote direct consumption of dried fish products, or convert aquaculture and fishing residues into agricultural fertilizers (<xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>). In addition, fisheries communities can also increase their food sovereignty, shorten the value chain, and have more control over the price of their products by not selling to a middleman, but directly to restaurants instead, at higher prices (<xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>). Many of these tools will naturally depend on the access local communities have to these technologies (<xref ref-type="bibr" rid="B1">Abu Samah et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>, <xref ref-type="bibr" rid="B134">2017</xref>).</p>
</sec>
<sec id="s3_1_5_2">
<label>3.1.5.2</label>
<title>Switching focus &#x2013; species</title>
<p>Switching focus of species involves a change in the type of species targeted and who has access rights to them (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B33">Coulthard, 2008</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B130">Senapati and Gupta, 2017</xref>). Access to fish species that are not or less caught could be promoted (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>) through, for instance, less expensive permits or less stringent regulation (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>). In addition, in some regions, the new appearance of invasive species can lead to new fishing opportunities (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). However, switching to another species may require new quotas (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>), marketing initiatives to sell less known species (<xref ref-type="bibr" rid="B15">Behrens et&#xa0;al., 2019</xref>), or new fishing gear.</p>
</sec>
<sec id="s3_1_5_3">
<label>3.1.5.3</label>
<title>Switching focus &#x2013; gear</title>
<p>Another strategy is to diversify fishing gear (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B130">Senapati and Gupta, 2017</xref>). For instance, using static fishing gear instead of towed gear such as trawls (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), or assessing the relevance of existing regulations on net mesh size, and maybe developing new ones (<xref ref-type="bibr" rid="B154">Yuerlita et&#xa0;al., 2013</xref>). Switching focus of gear also involves increasing fishing efficiency by implementing modern technologies and/or returning to traditional practices in fishing gear, equipment, or more fuel-efficient boats (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>).</p>
</sec>
<sec id="s3_1_5_4">
<label>3.1.5.4</label>
<title>Switching focus &#x2013; livelihood</title>
<p>Involving a deeper level of change, tools included in this strategy focus mainly on the livelihood diversification of individual households that can increase their income-generating activities, both inside and outside of artisanal marine fisheries (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B33">Coulthard, 2008</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B94">Leite et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>, <xref ref-type="bibr" rid="B133">2020</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>; <xref ref-type="bibr" rid="B154">Yuerlita et&#xa0;al., 2013</xref>). Examples include working on industrial fishing vessels, exploring fish resources in fresh water, agriculture (<xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), ecotourism (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>), pescatourism (<xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>), sustainable aquaculture with improved planning and zoning (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B109">Muhammad et&#xa0;al., 2016</xref>), establishing small-scale fish nurseries (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), expansion of small pond aquaculture to increase access to fish for inland communities (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>), integrated aquaculture and agriculture, or polyculture/integrated multi-trophic aquaculture systems (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), creating new or diversifying market opportunities (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>), employing more family labor (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>), involvement in national livestock programs (<xref ref-type="bibr" rid="B110">Ndhlovu et&#xa0;al., 2017</xref>), land-based farming (e.g. coconut farming, rice farming, Jasmine tea farming), driving motorcycle taxis, short-term construction labor, boat financing, diversifying into other businesses (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>), etc.</p>
<p>Unlike switching focus in terms of species or gears, changing of traditional livelihoods require much more active support, and research notes that national institutes could encourage and facilitate the learning of alternative skills, introduce transformative measures to accommodate switching livelihoods and promote diversification through consultative processes (<xref ref-type="bibr" rid="B1">Abu Samah et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>, <xref ref-type="bibr" rid="B134">2017</xref>; <xref ref-type="bibr" rid="B154">Yuerlita et&#xa0;al., 2013</xref>). Additionally, when no alternative income is found, then national institutes can take special initiatives to accommodate unemployed groups (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>). <xref ref-type="bibr" rid="B134">Shaffril et&#xa0;al. (2017b)</xref> even argue for a periodical assessment of fishermen readiness to diversify their technology skills and knowledge.</p>
</sec>
<sec id="s3_1_5_5">
<label>3.1.5.5</label>
<title>Access to finances</title>
<p>Strategies under the livelihood category often depend on access to finances for individuals. Tools to improve this include better access to insurances (<xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B110">Ndhlovu et&#xa0;al., 2017</xref>; <xref ref-type="bibr" rid="B130">Senapati and Gupta, 2017</xref>), e.g. natural calamity insurance or disaster insurance to cover loss of fishing gear (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>), microfinance (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>) such as credit (<xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B69">Haque et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B131">Shaffril et&#xa0;al., 2017a</xref>) and loans, e.g., for fishing gear and education expenses (<xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>; <xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>). Financing also includes investments (<xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B48">Finkbeiner, 2015</xref>), e.g., investing in key infrastructure (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>) and climate resilient infrastructure (<xref ref-type="bibr" rid="B81">Iwasaki et&#xa0;al., 2009</xref>). However, the source of financing for these investments is often not mentioned except by some NGOs. Other financial opportunities are, for instance, mangrove planting for coastal restoration and carbon sequestration (<xref ref-type="bibr" rid="B75">IFAD, 2014</xref>). Finally, a distinction between financing and other types of funding is that the former can include many more streams of capital, but, unlike insurances or grants, loans must be repaid (with interest) by individual borrowers (especially in the case of microfinance), communities, or their legal representatives.</p>
</sec>
</sec>
</sec>
<sec id="s3_2">
<label>3.2</label>
<title>Time-support framework</title>
<p>In the next step, we plotted these same strategies we gathered from academic and grey literature onto the time-support framework according to the time and external support required to implement these strategies (<xref ref-type="fig" rid="f5">
<bold>Figure&#xa0;5</bold>
</xref>). This should be seen as a theoretical example of the application of this diagram because how much time and external support a specific strategy requires is, of course, case specific. We argue though that it is still relevant to show our theoretical interpretation here as we explain the placement of the strategies below.</p>
<fig id="f5" position="float">
<label>Figure&#xa0;5</label>
<caption>
<p>Time-support analysis of the adaptation strategies with the amount of support needed for the implementation of the strategy on the x-axis and the amount of time needed on the y-axis. The colored fields represent the categories (dark blue &#x2013; Institutional, turquoise &#x2013; Communication, orange &#x2013; Risk Resilience, green &#x2013; Livelihood, and yellow &#x2013; Science).</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g005.tif"/>
</fig>
<sec id="s3_2_1">
<label>3.2.1</label>
<title>Institutional category</title>
<sec id="s3_2_1_1">
<label>3.2.1.1</label>
<title>Policies, regulations, and obtaining external support</title>
<p>Fishers and fishing communities will need a high external help to implement those strategies since other people will have to make these changes for them. Changes in policies and regulations and decisions on funding can be short and long-term, depending on the institutions and decision-makers.</p>
</sec>
</sec>
<sec id="s3_2_2">
<label>3.2.2</label>
<title>Communication category</title>
<sec id="s3_2_2_1">
<label>3.2.2.1</label>
<title>Promoting inclusivity and participation</title>
<p>Meaningful participation takes time because it requires strengthening ties between actors, building trust, and incorporating diverse and complementary knowledge (<xref ref-type="bibr" rid="B129">Semitiel-Garc&#xed;a and Noguera-M&#xe9;ndez, 2019</xref>). Communities might require support to compensate for time and money lost while not fishing and to help facilitate long-term and effective leadership succession (<xref ref-type="bibr" rid="B141">Sutton and Rudd, 2016</xref>). This strategy is therefore placed on medium external support on the x-axis and longer time on the y-axis.</p>
</sec>
<sec id="s3_2_2_2">
<label>3.2.2.2</label>
<title>Promoting collective action</title>
<p>Similarly to participation, financial, human, and social capital can hinder or support participation in leadership activities and collective action (<xref ref-type="bibr" rid="B141">Sutton and Rudd, 2016</xref>). When a community is cohesive and good leadership is present, low external support and short time is required. When this is not the case, it can take more external support and time to reach a point where meaningful collective action is possible. This strategy is therefore placed under both low external support and short-term, and medium external support and long-term.</p>
</sec>
<sec id="s3_2_2_3">
<label>3.2.2.3</label>
<title>Improving access to knowledge: information for people</title>
<p>Information can be shared with and between fishers and fishing communities. To foster learning requires training programs to create a sustainable learning environment for both traditional and non-traditional knowledge, set up community platforms to create physical and/or online workshops - which can also enhance sharing insights and collective learning, improve digital access and training to overcome technological barriers and digital illiteracy, and encourage intergenerational dialogues to facilitate conversations and mentorship between age groups (<xref ref-type="bibr" rid="B117">Pratiwi et&#xa0;al., 2023</xref>). This strategy is therefore placed under medium support to organize conversations, dialogues, workshops, online platforms, and training opportunities.</p>
</sec>
<sec id="s3_2_2_4">
<label>3.2.2.4</label>
<title>Generating data: information for institutions</title>
<p>Traditional fisheries stock assessment methods and fishery independent surveys are costly and time-consuming exercises (<xref ref-type="bibr" rid="B118">Prescott et&#xa0;al., 2016</xref>). Although there are tools being developed and employed to speed up the processing or collection of data through, for instance, data collecting sensors attached to fishing vessels (<xref ref-type="bibr" rid="B148">Van Vranken et&#xa0;al., 2023</xref>), data collection and monitoring the environment and natural resources is still a timely and costly process (e.g. Darcy Bradley et&#xa0;al., 2019).</p>
</sec>
</sec>
<sec id="s3_2_3">
<label>3.2.3</label>
<title>Science category</title>
<sec id="s3_2_3_1">
<label>3.2.3.1</label>
<title>Improving scientific models</title>
<p>Similarly, we first need to collect data which are already costly and time-consuming. Secondly, improving our models so that managers can make science-based natural resource management decisions using climate models, marine ecosystem models, etc. will also take time and resources (<xref ref-type="bibr" rid="B56">Fulton et&#xa0;al., 2011</xref>).</p>
</sec>
<sec id="s3_2_3_2">
<label>3.2.3.2</label>
<title>Technological innovations</title>
<p>New technologies are usually expensive and are slow to implement (<xref ref-type="bibr" rid="B121">Reid et&#xa0;al., 2019</xref>). Both strategies are therefore placed under high external support and long-term.</p>
</sec>
</sec>
<sec id="s3_2_4">
<label>3.2.4</label>
<title>Risk resilience category</title>
<sec id="s3_2_4_1">
<label>3.2.4.1</label>
<title>Avoiding impacts</title>
<p>Restoring mangroves or other natural ecosystems to create a natural protection takes a long time and is usually very costly, often without a lot of success either (<xref ref-type="bibr" rid="B96">Lewis, 2001</xref>; <xref ref-type="bibr" rid="B153">Worthington and Spalding, 2018</xref>; <xref ref-type="bibr" rid="B156">Zimmer et&#xa0;al., 2022</xref>). On the other hand, hard infrastructure such as seawalls and breakwaters are also very expensive ranging from $1.6 to 2.7 billion to protect coral reefs in the Maldives &#x2013; although this is low compared to the annual cost to protect and maintain these ecosystems which can be up to $47 million (<xref ref-type="bibr" rid="B112">Ogundele and Ubaekwe, 2019</xref>). Similarly, early warning systems &amp; preparedness plans are costly (investments, data collection, hazard monitoring, operational expenses) and timely (train people for basic maintenance, data collection, to operate the systems, and to become good decision-makers). Systems like this need continuous updating and monitoring, so there&#x2019;s a constant cost rather than a one-time payment (<xref ref-type="bibr" rid="B14">Basher, 2006</xref>; <xref ref-type="bibr" rid="B59">Garcia and Fearnley, 2012</xref>; <xref ref-type="bibr" rid="B66">Hallegatte, 2012</xref>).</p>
</sec>
<sec id="s3_2_4_2">
<label>3.2.4.2</label>
<title>Improving individual and community well-being</title>
<p>Improving well-being through changes in access to education, health care, and decent housing and infrastructure can, depending on the local context, be a long and costly process. Both strategies are therefore placed under high external support and long-term.</p>
</sec>
</sec>
<sec id="s3_2_5">
<label>3.2.5</label>
<title>Livelihood category</title>
<sec id="s3_2_5_1">
<label>3.2.5.1</label>
<title>Switching focus &#x2013; livelihood</title>
<p>There is an array of jobs that fishers can switch to, if they want to and if conditions allow. To some jobs they can comparatively easy switch to, i.e. jobs that do not require extra training when labor skill &amp; mobility are matched with their current practices such as agriculture or livestock production, operating motorcycle transport services, managing a small general store, or other forms of manual labor such as construction work, wage labor for road construction, or factory work (<xref ref-type="bibr" rid="B44">Fabinyi et&#xa0;al., 2016</xref>). Other jobs require more training to learn new skills or crafts, or investments and in some cases fishers need external support to access a bigger city, land and/or capital (<xref ref-type="bibr" rid="B67">Hanh and Boonstra, 2019</xref>; <xref ref-type="bibr" rid="B86">Kc et&#xa0;al., 2019</xref>). This strategy is therefore spread across the x-axis from low to medium external support required.</p>
</sec>
<sec id="s3_2_5_2">
<label>3.2.5.2</label>
<title>Switching focus &#x2013; species and/or gear</title>
<p>For some coastal communities, changing target species is a common tactic whereby a combination of vessels and gears are easily adapted to fish different species in different physical (spatial and temporal) and organizational contexts, allowing fishers to easily switch species and/or gear (<xref ref-type="bibr" rid="B124">Salas and Gaertner, 2004</xref>). For others, there can be constrains on the types of gear used, where and when to fish, which fish to target, the size of the fish that can be taken, and who and how many people can participate in which fishery and diversifying would require access to multiple permits, licenses, quota or territorial use rights acquired from various governing bodies or purchased or leased from private firms (<xref ref-type="bibr" rid="B140">Stoll et&#xa0;al., 2017</xref>). This strategy is therefore spread across the x-axis from low to medium/high external support required.</p>
</sec>
<sec id="s3_2_5_3">
<label>3.2.5.3</label>
<title>Improving catch value</title>
<p>Most tools focused on improving catch value from current practices through market-based interventions to increase prices of catch. This is easier when fishers have good personal contacts with chefs, or when they are able to have a fish stand to sell directly to local people or tourists (<xref ref-type="bibr" rid="B42">Ert&#xf6;r et&#xa0;al., 2023</xref>). In other cases, fishers will need external support in terms of investments, broader networks, or training and workshops to acquire new business skills and learn how to e.g. attribute the correct price to their own product or how to market it to improve their profit (<xref ref-type="bibr" rid="B40">Di Cintio et&#xa0;al., 2022</xref>). This strategy is therefore spread across the x-axis from low to medium external support required.</p>
</sec>
<sec id="s3_2_5_4">
<label>3.2.5.4</label>
<title>Access to finances</title>
<p>obtaining formal bank credit requires assets as collateral, education, knowledge of the credit system and good relationships with credit providers (<xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>). This strategy is therefore placed under high external support and short-term.</p>
</sec>
</sec>
</sec>
<sec id="s3_3">
<label>3.3</label>
<title>Case study &#x2013; application of the new framework</title>
<p>By asking the participants which strategies and tools are important to them, we can create an overview that helps us to identify which strategies and categories need more attention (<xref ref-type="fig" rid="f6">
<bold>Figure&#xa0;6</bold>
</xref>). We can also look for match-mismatch strategies between fishers themselves, or between fishers and non-fishers. Most participants from this exercise during our field work in Mexico, for instance, found that most of the tools to improve the livelihood strategy were not important. All participants, on the other hand, agreed that improved access to health care is important to them (<xref ref-type="fig" rid="f6">
<bold>Figure&#xa0;6</bold>
</xref>). Popular tools for almost all participants included aquaculture innovation, better surveillance so fishing laws are respected, capacity building and workshops for fishers, government assistance in terms of monetary contributions, government assistance in terms of specific material contributions, local tourism as a livelihood alternative, and increasing unity among local people. Most fishers thought excess capacity should be reduced, while non-fishers did not think this was important. Vice versa, non-fishers wanted more data on species being fished (where, when, how much) and their biology, while none of the fishers thought this was important. There are no restrictions on where to fish in the study area, except for one protected zone, so almost all participants marked the strategy of having more flexibility in where to fish as not important. If they wanted to fish elsewhere it would be more a matter of going further out to sea, but the barriers to do so are not having the proper boats nor money for gasoline.</p>
<fig id="f6" position="float">
<label>Figure&#xa0;6</label>
<caption>
<p>Adaptation strategies and tools indicated by respondents involved in Mexican octopus fishery (the tools are colored based on the categories in <xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref>). Green means the adaptation tool was indicated as important for that participant group, red means it was not important. Adaptation tools are in order according to number of fisher-respondents indicating each as important. Some show empty fields because new tools were introduced by participants after some participants already did the exercise, so these were not yet presented as options to previous participants.</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g006.tif"/>
</fig>
<p>When plotting the data of the Mexican field work exercise on the amount of time and support needed to implement the important strategies according to <xref ref-type="fig" rid="f2">
<bold>Figure&#xa0;2</bold>
</xref>, we can have an overview of those two important elements (time and support) and compare them across all participants. <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Figure S1</bold>
</xref> in <xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Material</bold>
</xref> gives a detailed overview of those results plotted on the time-support framework. In general, when comparing the amount of support indicated by fishers vs. non-fishers (<xref ref-type="fig" rid="f7">
<bold>Figure&#xa0;7</bold>
</xref>), then most fishers indicated that most (75%) of their important adaptation actions require high external support for implementation, while non-fishers think that fishers can implement more actions themselves, with less external support. Only 49% of the actions that non-fishers thought were important, were marked with a need for high external support (<xref ref-type="fig" rid="f6">
<bold>Figures&#xa0;6</bold>
</xref>, <xref ref-type="fig" rid="f7">
<bold>7</bold>
</xref>). For the time component, fishers indicated that implementing most adaptation actions will take either short, or long time, while non-fishers think that most actions will take medium amount of time to implement.</p>
<fig id="f7" position="float">
<label>Figure&#xa0;7</label>
<caption>
<p>Fishers&#x2019; and non-fishers&#x2019; perceptions of the time and support required to implement climate change adaptation actions in the Mexican octopus fishery (% of all actions indicated, N = 37).</p>
</caption>
<graphic mimetype="image" mime-subtype="tiff" xlink:href="fmars-12-1521526-g007.tif"/>
</fig>
</sec>
</sec>
<sec id="s4" sec-type="discussion">
<label>4</label>
<title>Discussion</title>
<p>We adapted the FAO adaptation framework for small-scale fisheries and organized the toolbox of climate change adaptations for SSFs and at the same time focused on its implementations. We also showed its usefulness with a practical example of its application in the field. To be clear, constant adaptation is a hallmark of SSFs, yet specific literature on examples of implemented climate adaptation strategies was mainly found since 2015. This increase in research interest is unsurprising given the overall recognition of escalating climate impacts, but could also be due to the publication of the FAO &#x2018;Voluntary Guidelines for Securing Sustainable Small-scale Fisheries in the Context of Food Security and Poverty Eradication&#x2019; (<xref ref-type="bibr" rid="B45">FAO, 2015</xref>). This galvanized international recognition for SSF research focused on local scales and contexts (<xref ref-type="bibr" rid="B83">Jentoft et&#xa0;al., 2017</xref>) and contributed to the declaration of the 2022 International Year on Artisanal Fisheries and Aquaculture by FAO. Most SSFs adaptation strategies came from case studies from developing countries, even though there are many SSFs in developed countries as well. This may be due to a lower perceived resilience of SSFs (and broader communities) in developing countries, and because of the larger expected climate (and ecological) changes in the tropics compared with other regions. While these characteristics of SSFs in developing countries do warrant particular research attention and financial support, we note that SSFs from developed countries face their own challenges and will also require adaptation strategies to be identified and implemented. Nevertheless, the toolbox and time-support framework are still very useful in context of developed countries since there are significant overlaps of strategies for SSFs in both developed and developing countries, such as livelihood diversification, among other ecotourism, changing of quotas and species caught, increasing the added value of the catch, etc. (e.g. <xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>).</p>
<p>Different climate adaptation strategies will apply to different local communities, as their needs are location and context specific. There is therefore no set of strategies that will guarantee success. Nevertheless, some studies argue to have identified some key elements of successful adaptation strategies, which are increased involvement and co-management, and livelihood diversification (<xref ref-type="bibr" rid="B58">Galappaththi et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>). In addition, due to the reduced variety in catchable species and ever tighter legislations (<xref ref-type="bibr" rid="B142">Symes et&#xa0;al., 2015</xref>), then many researchers call for a higher degree of flexibility and adaptation strategies of flexible management tools, enabling a quicker response to a changing environment e.g., flexibility in livelihoods or fishing operations (temporal and spatial) of effort, target gear and species (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>). Adaptive management like this should however be done properly, with full transparency, downward accountability and well-funded (<xref ref-type="bibr" rid="B157">Zulu, 2012</xref>). Otherwise there is a risk for incomplete decentralization, leading to competition, conflict, empowerment of privileged locals and mistrust, which would have the reverse effect and create more inequity within the community (<xref ref-type="bibr" rid="B143">Theesfeld and Schmidt, 2011</xref>; <xref ref-type="bibr" rid="B157">Zulu, 2012</xref>).</p>
<p>The most mentioned type of adaptation strategy comes from the Livelihood category, which broadly aims to diversify the activities and income of a fishing community. In practice, this comprises quite different specific tools and actions ranging from ones that can be readily adopted by fishers to others that need more support. These include, for example, switching fishing gears and/or target species, exploring freshwater resources, pescatourism, working on industrial fishing vessels, agriculture, or other temporary jobs (<xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B80">Islam et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B119">Prosperi et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B133">Shaffril et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B135">Sievanen, 2014</xref>). In this context, being less specialized is argued to be an advantage (<xref ref-type="bibr" rid="B33">Coulthard, 2008</xref>). Interestingly, diversifying activities has been found to occur more when individuals and households have a stronger social capital, especially family-centered systems of support (<xref ref-type="bibr" rid="B94">Leite et&#xa0;al., 2019</xref>). This links back to the element of self-organization. Even though diversification is mainly a bottom-up process, governmental support might be essential in order for it to be a successful adaptation strategy (<xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), as was shown also during our exercises. Even though this adaptation strategy is mentioned most often, it&#x2019;s not always as straightforward. Switching to agriculture requires people to have access to land or farmers willing to hire fishers to work on their land, working in a factory is easier because it only requires little investment, on the other hand, it often requires them to move to a big city, while older people might be less mobile to move somewhere else or to learn new skills (<xref ref-type="bibr" rid="B86">Kc et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B67">Hanh and Boonstra, 2019</xref>). Even in developed countries, SSFs usually involve a high capital investment (bigger boats and engines, more expensive permits, etc.) which makes it harder for them to switch livelihood (<xref ref-type="bibr" rid="B86">Kc et&#xa0;al., 2019</xref>). Similarly, switching species/gear will not only depend on the available permits and regulations, but also on the market and price of the catch. When switching to a lower market value species, fishers might have more expenses on gasoline then the return of the catch (<xref ref-type="bibr" rid="B140">Stoll et&#xa0;al., 2017</xref>).</p>
<p>Following from the above, our framework based on required time and support highlights two differentiated groups of alternative livelihoods (<xref ref-type="fig" rid="f5">
<bold>Figure&#xa0;5</bold>
</xref>). One group requires minimal additional training where people switch between modes of fishing or between one manual labor occupation to another. For instance, switching from fishing to agriculture or becoming a driver (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>). Another group requires more training, education, or financial support to do the switch. For instance, starting a new business&#x2014;even in seemingly related activities such as marine tourism&#x2014;or developing aquaculture facilities (<xref ref-type="bibr" rid="B47">Fauzi and Anna, 2010</xref>; <xref ref-type="bibr" rid="B99">Macusi et&#xa0;al., 2020</xref>). Finally, we must be cautious with the alternative livelihoods that are being suggested since some e.g., agriculture or livestock, are also equally at risk of being significantly impacted by climate change (<xref ref-type="bibr" rid="B61">Gebre et&#xa0;al., 2023</xref>; <xref ref-type="bibr" rid="B64">Griffin et&#xa0;al., 2023</xref>).</p>
<p>We were often not able to distinguish the adaptation strategies, suggested in literature, whether they originated from the local people themselves or proposed by the person conducting the research. One of the successful strategies identified throughout case studies is, nonetheless, the importance of inclusivity, participation and incorporating the voices of local people, for instance by engaging local communities and institutes at the beginning and throughout the policy-making processes (<xref ref-type="bibr" rid="B10">Ayers, 2011</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>). The method we present here, does exactly this. The application of the toolbox and the time-support framework using the participatory exercise has shown that it allows for the voices of the fishers to be heard. It is important that we ask the fishers what <italic>they</italic> need to adapt and what the time and support requirements they think would be necessary to implement the adaptations. Such inclusion increases the chances of a successful adaptation and leads to a more desired outcome because firstly, it improves the understanding and integration of local perceptions of change and appropriate adaptation strategies (<xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>). Secondly, the adaptation strategies will be more aligned with the needs, rights and values of the local communities (<xref ref-type="bibr" rid="B12">Barnett and Campbell, 2010</xref>), and thirdly, the inclusion can develop a sense of ownership over the project (<xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>). It is important though that participation is not just symbolic, and includes a thoughtful consideration of the location and time of the meetings, the invitations, and transportation costs to the location (<xref ref-type="bibr" rid="B84">Kalikoski, 2002</xref>; <xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>), as well as people&#x2019;s motivations, their benefits, satisfactions, skills and capacities (<xref ref-type="bibr" rid="B26">Cinner, 2014</xref>). In addition, researchers should pay attention to existing power asymmetries, social inequities, and lack of trust that can impact broad participation and fairness in distributed outcomes (<xref ref-type="bibr" rid="B11">Barnaud et&#xa0;al., 2014</xref>; <xref ref-type="bibr" rid="B120">Quimby and Levine, 2018</xref>). Though participation can be a long and costly process, there are new methodologies being developed of, for instance, online tools to help engage with participants taking into account restrictions of time, budget and the ability of stakeholders to join physically (<xref ref-type="bibr" rid="B102">Markantonatou et&#xa0;al., 2016</xref>).</p>
<p>One way to improve inclusion is for local communities to organize themselves and/or enter into more formal co-management arrangements (<xref ref-type="bibr" rid="B85">Kalikoski et&#xa0;al., 2010</xref>). Having a community-based institution to cope with common challenges and resources (<xref ref-type="bibr" rid="B113">Ostrom, 1990</xref>) is a popular approach and adaptation strategy (<xref ref-type="bibr" rid="B5">Aguilera et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B19">Berkes and Armitage, 2010</xref>; <xref ref-type="bibr" rid="B58">Galappaththi et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B82">Jara et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B90">Le Cornu et&#xa0;al., 2018</xref>). In practice however, whether people are willing to comply with co-management initiatives and engage in collective actions will also depend on their context, such as poverty, shortage of labor or capital, which should be taken into consideration (<xref ref-type="bibr" rid="B26">Cinner, 2014</xref>). Note, however, that accountability must still rest with the institutions charged with supporting well-being in these communities, as &#x2018;incomplete decentralization&#x2019; can muddle jurisdictions and shift responsibility for providing basic needs onto communities themselves (<xref ref-type="bibr" rid="B104">M&#xe9;ndez-Medina et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B128">Schneider, 2019</xref>). A high-level involvement and sharing of knowledge, power and responsibilities in decision-making would be for the fishery community to fully co-manage its fishery resources with governments and other actors (<xref ref-type="bibr" rid="B7">Armitage, 2007</xref>; <xref ref-type="bibr" rid="B18">Berkes, 2009</xref>). The co-management of resources would be better at problem definition, social learning, innovation and more effective at conflict resolution (<xref ref-type="bibr" rid="B18">Berkes, 2009</xref>). <xref ref-type="bibr" rid="B36">d&#x2019;Armengol et&#xa0;al. (2018)</xref> also found that co-managed SSFs have an increased abundance and habitat of species, fish catches, actors&#x2019; participation as well as a higher adaptive capacity. In addition, they found that co-management is more successful if it is socially diverse. In these cases, the framework we suggest here could be useful in clarifying and making more transparent the specific responsibilities of different actors in the co-management system.</p>
<p>One group often absent from policy-making decisions are women (<xref ref-type="bibr" rid="B25">Choo et&#xa0;al., 2008</xref>; <xref ref-type="bibr" rid="B71">Heck et&#xa0;al., 2007</xref>; <xref ref-type="bibr" rid="B126">Santos, 2015</xref>). Millions of women are directly engaged in small scale fisheries (<xref ref-type="bibr" rid="B145">Thorpe et&#xa0;al., 2013</xref>; <xref ref-type="bibr" rid="B152">World Bank, 2012</xref>) with a wide range of activities including among others capture fishing, gleaning, trading, processing, net mending, management/administration (<xref ref-type="bibr" rid="B39">Deb et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B126">Santos, 2015</xref>; <xref ref-type="bibr" rid="B150">Weeratunge et&#xa0;al., 2010</xref>; <xref ref-type="bibr" rid="B155">Zhao et&#xa0;al., 2014</xref>). <xref ref-type="bibr" rid="B144">Thorpe et&#xa0;al. (2014)</xref> found that women would more often diversify their labor, instead of specializing, because of their varied roles within the household and the community. They could therefore play a key role in changes in commercial practices and value adding activities (<xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). However, as women often already take on most responsibilities of childcare and household labor, being additionally responsible for the burdens of the costs of adaptation strategies will lead to increased stress and childcare concerns and decreased well-being (<xref ref-type="bibr" rid="B34">Coulthard and Britton, 2015</xref>). Accordingly, it is important that the role of women be acknowledged as their work and, more importantly, their rightful participation in community-level decisions has been systematically discounted, undervalued, and underrepresented (<xref ref-type="bibr" rid="B39">Deb et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B49">Fitriana and Stacey, 2012</xref>; <xref ref-type="bibr" rid="B88">Koralagama et&#xa0;al., 2017</xref>). This would moreover increase their inclusion in decision-making processes (<xref ref-type="bibr" rid="B144">Thorpe et&#xa0;al., 2014</xref>). <xref ref-type="bibr" rid="B155">Zhao et&#xa0;al. (2014)</xref> therefore encourage women to organize themselves in order to enhance their participation in both fisheries related activities as well as decision-making processes, e.g., the Women in Fisheries movement in the UK (<xref ref-type="bibr" rid="B20">Britton, 2012</xref>).</p>
<p>Some of the adaptation tools presented in this study are government related while others are, for example, livelihood related. Therefore, different actors will use different tools, which generates top-down or bottom-up adaptation pathways. Whether an adaptation strategy is top-down or bottom-up is again location and context specific. For example, the co-management approach for the yellow clam SSF in Uruguay was initially advised by the government, but in the end fishery leaders mainly developed it by changing their marketing strategies and selling high quality products directly to restaurants (<xref ref-type="bibr" rid="B62">Gianelli et&#xa0;al., 2021</xref>). In addition, institutional structures of SSFs also differ. the Arctic Inuit SSF institutional structure mostly has a top-down approach while the Sri Lankan Coastal-Vedda SSF structure has a bottom-up approach (<xref ref-type="bibr" rid="B58">Galappaththi et&#xa0;al., 2021</xref>), yet both are seen as legitimate avenues for local adaptation. In any circumstance, autonomous bottom-up actions first require specific awareness of climate change (<xref ref-type="bibr" rid="B74">Hodgkinson et&#xa0;al., 2014</xref>), which is influenced by exposure to and communications about it. Secondly, it requires communities to have suitable levels of access to formal power and assets (<xref ref-type="bibr" rid="B115">Pecl et&#xa0;al., 2019</xref>). This is also clearly shown by the Mexican octopus case-study presented, since most of the strategies indicated as important for the fishers, were also marked with a high need for external support to realize them. Some top-down strategies involve direct financial support from governmental or non-governmental organizations. Those short-term, high-support (Delivered category) strategies should be carefully selected to address underlying issues, not only symptoms (<xref ref-type="bibr" rid="B31">Cisneros-Montemayor et&#xa0;al., 2016</xref>), and they should aim to support fishers, not the fishing (<xref ref-type="bibr" rid="B30">Cisneros-Montemayor et&#xa0;al., 2020</xref>). They should be fostered by open dialogue and co-management frameworks in alignment with local priorities in order to avoid harmful subsidy programs to be set up with unpredictable and unclear results (<xref ref-type="bibr" rid="B31">Cisneros-Montemayor et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B149">Wabnitz and Blasiak, 2019</xref>). In addition, there is a risk that transnational financing favors geopolitical objectives from the nation funding the program (<xref ref-type="bibr" rid="B149">Wabnitz and Blasiak, 2019</xref>). Finally, external support in terms of physical and/or financial assets will be more successful when human and social capital foundations of the group are strong (<xref ref-type="bibr" rid="B139">Stanford et&#xa0;al., 2014</xref>).</p>
<p>Climate change adaptation is often a response to multiple stresses related to climatic impacts and will therefore not only focus on one area, but it is often a combination of several actions in different fields such as livelihood, fishing gear, management, population dynamics, etc (<xref ref-type="bibr" rid="B3">Adger, 2006</xref>; <xref ref-type="bibr" rid="B105">Metcalf et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B111">Nelson et&#xa0;al., 2007</xref>). In addition, there will be other stressors than climate change that will put pressure on the ecosystem as well, such as pollution, habitat degradation, market demands, invasion of local waters by foreign vessels, etc (<xref ref-type="bibr" rid="B54">Freduah et&#xa0;al., 2017</xref>). An inter-disciplinary, integrated and holistic approach should therefore include all different aspects, also other stressors, in order to reach a successful adaptation (<xref ref-type="bibr" rid="B16">Bell et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>), though this was not common in the examples we gathered. The United Nations Decade of Ocean Science for Sustainable Development similarly calls for &#x201c;transformative ocean science solutions for sustainable development, connecting people and the ocean.&#x201d; In general, only few studies mention the need for more science in fisheries and aquaculture (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>) or technological innovations (<xref ref-type="bibr" rid="B6">Allison et&#xa0;al., 2009</xref>; <xref ref-type="bibr" rid="B114">Payne et&#xa0;al., 2021</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>), while most NGO reports we reviewed cite this need based on workshops and interviews with fisheries communities (<xref ref-type="bibr" rid="B46">FAO, 2018</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B75">IFAD, 2014</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>). <xref ref-type="bibr" rid="B136">Singh et&#xa0;al. (2021)</xref> however, points out that we must carefully consider the needs and priorities of ocean-dependent peoples and they argue that research should be done in collaboration with the people whose livelihood depends on the ocean to avoid unintended consequences and unjust outcomes. More/better science will not necessarily address their needs.</p>
<p>There are many barriers to successful, efficient, and equitable adaptations, and integrating multiple climate change stressors, adaptation strategies, and involved and affected actors, is a huge challenge (<xref ref-type="bibr" rid="B115">Pecl et&#xa0;al., 2019</xref>). Some were already discussed with respect to the Communication strategy, e.g., a lack of climate change awareness or names in local languages for key concepts of climate change and adaptation (<xref ref-type="bibr" rid="B70">Hasan and Nursey-Bray, 2018</xref>). However, other barriers related to basic needs, well-being, and enabling governance conditions beyond fish and fisheries themselves have not yet been emphasized. As <xref ref-type="bibr" rid="B34">Coulthard and Britton (2015)</xref> discussed in the case study for the Northern Ireland SSFs, there are some hard choices and trade-offs that fishers need to make that are often overlooked when talking about adaptation strategies, but that significantly impact their well-being. Examples are trade-offs in close relationships such as family relations and security when a spouse must go further out in sea, spending significant periods at sea, away from the family, often alone to reduce the costs of crew, but increasing safety risks. As well as at the community level where relations between boat owners and crew workers are declining due to poor integration of foreign workers and the lack of support for women in fishing communities. Adaptation strategies should therefore also focus on turning around the negative impacts of such wellbeing trade-offs, perhaps by focusing on health care, food security, basic housing, childcare support, improved social networks, or by focusing on the next generation through education. However, only few articles mentioned these strategies &#x2013; e.g. <xref ref-type="bibr" rid="B1">Abu Samah et&#xa0;al., 2016</xref>; <xref ref-type="bibr" rid="B27">Cinner et&#xa0;al., 2018</xref>; <xref ref-type="bibr" rid="B34">Coulthard and Britton, 2015</xref>; <xref ref-type="bibr" rid="B38">Deb and Haque, 2016</xref>; <xref ref-type="bibr" rid="B63">GIZ, 2019</xref>; <xref ref-type="bibr" rid="B79">Islam and Chuenpagdee, 2022</xref>; <xref ref-type="bibr" rid="B107">Monnier et&#xa0;al., 2020</xref>; <xref ref-type="bibr" rid="B123">Salagrama, 2012</xref>; <xref ref-type="bibr" rid="B132">Shaffril et&#xa0;al., 2013</xref>. Generally, we also need to do better at carrying out social science methodologies in fishing and coastal communities (<xref ref-type="bibr" rid="B91">Le Cornu et&#xa0;al., 2014</xref>).</p>
<p>Finally, the implementation of the strategies will be a crucial part of the adaptation process. As was clear from our test case in Mexico where most of the adaptation actions that the fishers thought were important to them, were marked as high external support required to implement the actions. Interestingly, the non-fishers thought that fishers could do more of the adaptations themselves, without as much external support needed. In addition, the fishers thought that most of the livelihood adaptation strategies were not important to them, while in literature, this is the most cited strategy (<xref ref-type="supplementary-material" rid="SM1">
<bold>Supplementary Table S1</bold>
</xref>; <xref ref-type="fig" rid="f4">
<bold>Figure&#xa0;4</bold>
</xref>). Despite the small sample size and that one participant said yes to almost all adaptation tools presented because of the desperate need for change, the practical application of the adaptation toolbox and time-support framework still demonstrated its potential use in the field. The exercise is easy to comprehend, it can be done solo or in group, it gives a voice to the people and a good overview of the perspectives, livelihood challenges and problems the people are facing, and including information on time and external support will provide important information to create a starting point to then continue the planning of the implementation process. By conducting workshops with the local fishers and conducting the exercise as is described in the paper, we hope that governments, NGOs, and local communities can operationalize the framework and enabling them to listen to perspectives of these communities, drawn from their own contexts and lived experiences.</p>
<p>The implementation will, of course, depend on local infrastructure and capacity (<xref ref-type="bibr" rid="B66">Hallegatte, 2012</xref>). For example, instrumentation for monitoring is often either controlled by private companies or is part of a scientific project that runs for a limited period of time (<xref ref-type="bibr" rid="B59">Garcia and Fearnley, 2012</xref>). It will therefore be important to take a holistic approach and find out who has what role and power in the communities and their institutional organizations and how much resources and time is required for training and implementing the strategies (<xref ref-type="bibr" rid="B138">Sowman, 2020</xref>). Adaptation is an ongoing and iterative process that involves strong partnerships and networks and successful implementation requires planners, engineers, scientists, decision makers, etc., and the local stakeholders to sit together and engage in explicit discussions on the confronted problems of the stakeholders, which often have trans-organizational causes and impacts (<xref ref-type="bibr" rid="B100">Malekpour et&#xa0;al., 2017</xref>). Future research would therefore require looking into mechanisms towards the actual implementation of the strategies and in-depth information on the topics such as: What strategies require priority? Which partners are involved? How much funding is required and from whom? What kind of skills need to be acquired and how? Who is responsible for what? What are the challenges to be expected in this process? What is the role of cooperative governance in ensuring equitable outcomes for fishers? Etc. Additionally, developing proper mechanisms to monitor and evaluate the success of the adaptation strategies will be important to ensure the accountability and sustainability of the strategies.</p>
<p>Through the review we also noticed that there is a significant lack of discussion about equity and justice perspectives in climate adaptation. Social equity should be better integrated in marine policy (<xref ref-type="bibr" rid="B17">Bennett et&#xa0;al., 2021</xref>) as shown by the IPCC who has pointed to the disproportionate burden of certain communities due to their geographic contexts (<xref ref-type="bibr" rid="B78">IPCC, 2022</xref>), and others who are concerned that environmental changes can exacerbate these inequities due to limited governance structures (<xref ref-type="bibr" rid="B24">Cheung et&#xa0;al., 2019</xref>). This concern has already been raised for ocean-based development under a Blue Economy approach involving broader ocean sectors (fisheries, renewable energy, aquaculture, etc.), but to date this has not been implemented and it is not clear if it will be successful (<xref ref-type="bibr" rid="B29">Cisneros-Montemayor et&#xa0;al., 2021</xref>). Thus, when selecting and implementing adaptation strategies we have to reflect on where, when, and why issues of equity are being considered and at which stages in the decision-making process, what is being distributed and amongst whom, and what the equity implications are of governance structures and policies (<xref ref-type="bibr" rid="B35">Crosman et&#xa0;al., 2022</xref>).</p>
</sec>
<sec id="s5" sec-type="conclusion">
<label>5</label>
<title>Conclusion</title>
<p>In this study, we first adopted the FAO climate change adaptation framework and modified it to fit a broader range of adaptation tools and actions. The modified framework consists of 5 categories (areas of actions): Institutional, Communication, Livelihood, Risk Resilience and Science&#x2014;and associated strategies that recognize a diversity of fisheries contexts and climate challenges yet offer similarities that can inform adaptation plans. Each of these strategies are informed by examples of adaptation tools that were gathered from academic and grey literature. In a second part, we assessed the implementation requirements of the adaptation strategies in terms of resources of time and external support. Finally, because of a lack of discussion in the literature about the relevance of the adaptation strategies, we ended this study with a method to test their relevance through a participatory exercise.</p>
<p>Based on findings in this study, fishers can consider adaptation strategies such as improving current practices, diversification, and collective action, while they work and are supported towards gaining more power to co-develop other strategies such as targeted government aid, changes in policy, or technological innovations. Even though we created a very comprehensive toolbox, since adaptation is very case-specific, more examples of adaptation tools could be added to the adaptation strategy list (especially since more communities face climate impacts), but our focus is on helping clarify the main strategies and requirements so that other examples can be considered with in this framework. This can be done, for instance, while conducting the participatory exercise, as described in this paper. In addition, we have also shown that only identifying the strategies is not enough to make it meaningful to the local people. What theoretically would seem like an easy adaptation, could, in reality, be much more cumbersome based on local rules, regulations, or needs for permits, approvals, social cohesion, or specific equipment. Adaptation is an ongoing, iterative process (<xref ref-type="bibr" rid="B13">Barnett et&#xa0;al., 2015</xref>; <xref ref-type="bibr" rid="B21">Brooks and Adger, 2005</xref>) and more effort should go towards finding appropriate climate change adaptations that focus on the goals and needs of SSF communities, the implementation process, and synergies between adaptation strategies that may enable communities to leverage their own capacity to achieve greater successes (<xref ref-type="bibr" rid="B115">Pecl et&#xa0;al., 2019</xref>; <xref ref-type="bibr" rid="B146">Tompkins and Eakin, 2012</xref>). This was especially apparent in the practical application of the adaptation framework during field work in Mexico. First, the results of the participatory exercise can give a useful overview of where and how people struggle to adapt. It shows which strategies are relevant for them and at the same time which ones are out of reach and the match-mismatch of relevance and implementation. Secondly, the participants responded positively to the exercise as it can lead to very interesting discussions with and in-between the participants. Importantly, this exercise can help in contexts where multiple collaborating actors may nonetheless need to better understand the perceptions of expected work and time required of other actors in the system. Finally, more studies are needed for different areas where this framework is applied in the field to assess the alignment between the adaptation strategies, their implementation cost and accessibility, and their relevance for the people that rely on fisheries and marine systems to make a living.</p>
</sec>
</body>
<back>
<sec id="s6" sec-type="data-availability">
<title>Data availability statement</title>
<p>The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="s7" sec-type="ethics-statement">
<title>Ethics statement</title>
<p>The studies involving humans were approved by Research Ethics Board (REB), Canada. The studies were conducted in accordance with the local legislation and institutional requirements. The participants provided their written informed consent to participate in this study.</p>
</sec>
<sec id="s8" sec-type="author-contributions">
<title>Author contributions</title>
<p>SB: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Visualization, Writing &#x2013; original draft, Writing &#x2013; review &amp; editing. YO: Conceptualization, Funding acquisition, Methodology, Supervision, Writing &#x2013; review &amp; editing. AP-F: Conceptualization, Data curation, Methodology, Writing &#x2013; review &amp; editing. AC-M: Conceptualization, Funding acquisition, Methodology, Supervision, Visualization, Writing &#x2013; review &amp; editing, Data curation.</p>
</sec>
<sec id="s9" sec-type="funding-information">
<title>Funding</title>
<p>The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. We received funding from the Nippon Foundation Ocean Nexus, and from SFU/SSHRC Institutional Grants Program SFU/SSHRC Small Research Grant Proposal #28621.</p>
</sec>
<ack>
<title>Acknowledgments</title>
<p>The authors SB, YO, AP-F, and AC-M acknowledge support from the Nippon Foundation Ocean Nexus Centre at the School of Resource and Environmental Management (REM), Simon Fraser University (SFU), and at EarthLab, University of Washington, and the Mexican NGO COBI (Comunidad y Biodiversidad) for their support to help realize the fieldwork.</p>
</ack>
<sec id="s10" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s11" sec-type="ai-statement">
<title>Generative AI statement</title>
<p>The author(s) declare that no Generative AI was used in the creation of this manuscript.</p>
</sec>
<sec id="s12" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s13" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fmars.2025.1521526/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fmars.2025.1521526/full#supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet1.xlsx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.spreadsheetml.sheet"/>
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