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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Immunol.</journal-id>
<journal-title>Frontiers in Immunology</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Immunol.</abbrev-journal-title>
<issn pub-type="epub">1664-3224</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fimmu.2017.00618</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Immunology</subject>
<subj-group>
<subject>Mini Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Neuroimmune Interactions in Schizophrenia: Focus on Vagus Nerve Stimulation and Activation of the Alpha-7 Nicotinic Acetylcholine Receptor</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Corsi-Zuelli</surname> <given-names>Fabiana Maria das Gra&#x000E7;as</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="cor1">&#x0002A;</xref>
<uri xlink:href="http://frontiersin.org/people/u/413872"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Brognara</surname> <given-names>Fernanda</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/439047"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Quirino</surname> <given-names>Gustavo Fernando da Silva</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/84838"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Hiroki</surname> <given-names>Carlos Hiroji</given-names></name>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/421191"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Fais</surname> <given-names>Rafael Sobrano</given-names></name>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/242566"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Del-Ben</surname> <given-names>Cristina Marta</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/439140"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Ulloa</surname> <given-names>Luis</given-names></name>
<xref ref-type="aff" rid="aff5"><sup>5</sup></xref>
</contrib>
<contrib contrib-type="author">
<name><surname>Salgado</surname> <given-names>Helio Cesar</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/23797"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Kanashiro</surname> <given-names>Alexandre</given-names></name>
<xref ref-type="aff" rid="aff6"><sup>6</sup></xref>
<uri xlink:href="http://frontiersin.org/people/u/329850"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name><surname>Loureiro</surname> <given-names>Camila Marcelino</given-names></name>
<xref ref-type="aff" rid="aff7"><sup>7</sup></xref>
<xref ref-type="corresp" rid="cor1">&#x0002A;</xref>
<uri xlink:href="http://frontiersin.org/people/u/420317"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Department of Neuroscience and Behavior, Ribeir&#x000E3;o Preto Medical School, University of S&#x000E3;o Paulo</institution>, <addr-line>S&#x000E3;o Paulo</addr-line>, <country>Brazil</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Physiology, Ribeir&#x000E3;o Preto Medical School, University of S&#x000E3;o Paulo</institution>, <addr-line>S&#x000E3;o Paulo</addr-line>, <country>Brazil</country></aff>
<aff id="aff3"><sup>3</sup><institution>Department of Cellular and Molecular Biology, Ribeir&#x000E3;o Preto Medical School, University of S&#x000E3;o Paulo</institution>, <addr-line>S&#x000E3;o Paulo</addr-line>, <country>Brazil</country></aff>
<aff id="aff4"><sup>4</sup><institution>Department of Pharmacology, Ribeir&#x000E3;o Preto Medical School, University of S&#x000E3;o Paulo</institution>, <addr-line>S&#x000E3;o Paulo</addr-line>, <country>Brazil</country></aff>
<aff id="aff5"><sup>5</sup><institution>Department of Surgery, Center of Immunology and Inflammation, Rutgers University-New Jersey Medical School</institution>, <addr-line>Newark, NJ</addr-line>, <country>United States</country></aff>
<aff id="aff6"><sup>6</sup><institution>Department of Physiological Sciences, Federal University of S&#x000E3;o Carlos</institution>, <addr-line>S&#x000E3;o Carlos</addr-line>, <country>Brazil</country></aff>
<aff id="aff7"><sup>7</sup><institution>Department of Internal Medicine, Ribeir&#x000E3;o Preto Medical School, University of S&#x000E3;o Paulo</institution>, <addr-line>S&#x000E3;o Paulo</addr-line>, <country>Brazil</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Valentin A. Pavlov, Northwell Health at Manhasset, United States</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Bruno Bonaz, Grenoble Faculty of Medicine and Hospital, France; Mauricio Rosas-Ballina, University of Basel, Switzerland; Maryna Skok, Palladin Institute of Biochemistry (NAN Ukraine), Ukraine</p></fn>
<corresp content-type="corresp" id="cor1">&#x0002A;Correspondence: Fabiana Maria das Gra&#x000E7;as Corsi-Zuelli, <email>fabiana.zuelli&#x00040;usp.br</email>; Camila Marcelino Loureiro, <email>camila.loureiro&#x00040;usp.br</email></corresp>
<fn fn-type="other" id="fn001"><p>Specialty section: This article was submitted to Inflammation, a section of the journal Frontiers in Immunology</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>31</day>
<month>05</month>
<year>2017</year>
</pub-date>
<pub-date pub-type="collection">
<year>2017</year>
</pub-date>
<volume>8</volume>
<elocation-id>618</elocation-id>
<history>
<date date-type="received">
<day>08</day>
<month>02</month>
<year>2017</year>
</date>
<date date-type="accepted">
<day>10</day>
<month>05</month>
<year>2017</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2017 Corsi-Zuelli, Brognara, Quirino, Hiroki, Fais, Del-Ben, Ulloa, Salgado, Kanashiro and Loureiro.</copyright-statement>
<copyright-year>2017</copyright-year>
<copyright-holder>Corsi-Zuelli, Brognara, Quirino, Hiroki, Fais, Del-Ben, Ulloa, Salgado, Kanashiro and Loureiro</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>Schizophrenia is one of the most debilitating mental disorders and is aggravated by the lack of efficacious treatment. Although its etiology is unclear, epidemiological studies indicate that infection and inflammation during development induces behavioral, morphological, neurochemical, and cognitive impairments, increasing the risk of developing schizophrenia. The inflammatory hypothesis of schizophrenia is also supported by clinical studies demonstrating systemic inflammation and microglia activation in schizophrenic patients. Although elucidating the mechanism that induces this inflammatory profile remains a challenge, mounting evidence suggests that neuroimmune interactions may provide therapeutic advantages to control inflammation and hence schizophrenia. Recent studies have indicated that vagus nerve stimulation controls both peripheral and central inflammation <italic>via</italic> alpha-7 nicotinic acetylcholine receptor (&#x003B1;7nAChR). Other findings have indicated that vagal stimulation and &#x003B1;7nAChR-agonists can provide therapeutic advantages for neuropsychiatric disorders, such as depression and epilepsy. This review analyzes the latest results regarding: (I) the immune-to-brain pathogenesis of schizophrenia; (II) the regulation of inflammation by the autonomic nervous system in psychiatric disorders; and (III) the role of the vagus nerve and &#x003B1;7nAChR in schizophrenia.</p>
</abstract>
<kwd-group>
<kwd>schizophrenia</kwd>
<kwd>immune system</kwd>
<kwd>cytokines</kwd>
<kwd>inflammation</kwd>
<kwd>microglia</kwd>
<kwd>vagus nerve stimulation</kwd>
<kwd>alpha-7 nicotinic acetylcholine receptor</kwd>
<kwd>cholinergic anti-inflammatory pathway</kwd>
</kwd-group>
<counts>
<fig-count count="1"/>
<table-count count="1"/>
<equation-count count="0"/>
<ref-count count="176"/>
<page-count count="11"/>
<word-count count="9565"/>
</counts>
</article-meta>
</front>
<body>
<sec id="S1" sec-type="introduction">
<title>Introduction</title>
<p>Mental disorders are a major clinical and scientific challenge in modern medicine with an estimated prevalence of approximately 17% of the population (<xref ref-type="bibr" rid="B1">1</xref>, <xref ref-type="bibr" rid="B2">2</xref>). Schizophrenia is one of the most debilitating psychotic disorders due to the lack of effective treatment (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B4">4</xref>). Schizophrenia is a chronic psychiatric disorder characterized by faulty perception and withdrawal from reality. Schizophrenia symptomatology comprises positive (delusions, hallucinations), negative symptoms (social withdrawal, apathy) cognitive alterations, disorganized thinking, and psychomotor disturbances (<xref ref-type="bibr" rid="B2">2</xref>). The average life expectancy of schizophrenia patients is 10&#x02013;25&#x02009;years less than the normal population due to health problems and a higher suicide rate (<xref ref-type="bibr" rid="B5">5</xref>&#x02013;<xref ref-type="bibr" rid="B7">7</xref>). Despite its significant social implications, schizophrenia is neglected worldwide (<xref ref-type="bibr" rid="B3">3</xref>, <xref ref-type="bibr" rid="B4">4</xref>, <xref ref-type="bibr" rid="B8">8</xref>).</p>
<p>Current treatments for schizophrenia are inefficacious, and there is an unmet clinical need for new and safe therapeutic strategies (<xref ref-type="bibr" rid="B9">9</xref>&#x02013;<xref ref-type="bibr" rid="B12">12</xref>). Schizophrenia is usually treated with typical or atypical antipsychotics. Typical antipsychotics often induce significant psychomotor side effects. Atypical antipsychotics are the usual first-line treatment, although they are associated with metabolic syndrome and an increased cardiovascular risk of death (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B12">12</xref>). An explanation for the inefficacious treatments is the insufficient knowledge about the etiology of schizophrenia. Both groups of antipsychotics are believed to be antagonists for dopamine receptors in the brain, and thus, previous studies mostly focused on the dopaminergic system (<xref ref-type="bibr" rid="B13">13</xref>). Although dopaminergic dysfunction contributes to schizophrenia, the mechanisms leading to this dysfunction are unknown. Recent studies demonstrate an abnormal inflammatory profile that can cause neurotransmission dysfunction in schizophrenia (<xref ref-type="bibr" rid="B14">14</xref>, <xref ref-type="bibr" rid="B15">15</xref>). Early infections and other immune alterations during pregnancy and development can contribute to schizophrenia and other neurological disorders (<xref ref-type="bibr" rid="B16">16</xref>&#x02013;<xref ref-type="bibr" rid="B19">19</xref>). These studies are contemporary with recent investigations demonstrating that vagal stimulation controls both central and peripheral inflammation (<xref ref-type="bibr" rid="B20">20</xref>&#x02013;<xref ref-type="bibr" rid="B24">24</xref>) and that vagal stimulation can provide therapeutic advantages for neuropsychiatric disorders, such as depression and epilepsy (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B26">26</xref>). However, little is known about the potential of this mechanism for treating schizophrenia (<xref ref-type="bibr" rid="B27">27</xref>). We reasoned that vagal stimulation may control inflammation and provide novel therapeutic advantages for schizophrenia. In this article, we evaluate this hypothesis by reviewing autonomic vagal dysfunction in psychiatric disorders and discussing the potential of vagal stimulation and alpha-7 cholinergic receptor (&#x003B1;7nAChR) agonists for treating schizophrenia.</p>
</sec>
<sec id="S2">
<title>Immune-to-Brain Pathogenesis: From Homeostasis to Inflammation</title>
<p>Unregulated inflammation induced by infection or trauma results in excessive production of inflammatory cytokines, such as tumor necrosis factor (TNF), interferon-&#x003B3; (IFN-&#x003B3;), and interleukins (IL-1&#x003B2;, IL-6, etc.). These cytokines influence the homeostasis of several organs, as well as the central nervous system (CNS) (<xref ref-type="bibr" rid="B28">28</xref>).</p>
<p>Despite the traditional view of the brain as an immunologically privileged site, multiple studies have demonstrated that the CNS interacts with peripheral inflammatory cytokines through several pathways, described as follows (<xref ref-type="bibr" rid="B29">29</xref>). First, the humoral pathway: peripheral cytokines diffuse into the CNS through circumventricular organs and structures lacking the blood&#x02013;brain barrier (BBB). Second, the cellular pathway: peripheral immune cells enter the CNS due to alterations in the BBB permeability and through the actions of chemoattractant mediators. Third, the microbiota&#x02013;gut&#x02013;brain axis: the microbiota&#x02013;gut can transmit signals to the brain <italic>via</italic> the vagus nerve, immune mediators, and microbial metabolites, thereby altering neurotransmission in the CNS (<xref ref-type="bibr" rid="B30">30</xref>, <xref ref-type="bibr" rid="B31">31</xref>). Fourth, the recently discovered central lymphatic pathway or the glymphatic system: mediated by functional lymphatic vessels in the CNS (<xref ref-type="bibr" rid="B32">32</xref>). In this pathway, extracellular fluids (the cerebrospinal fluid and interstitial fluid) draining from the brain parenchyma to the cervical and lumbar lymph nodes facilitate the traffic of antigens and immune cells affecting peripheral and central inflammation (<xref ref-type="bibr" rid="B33">33</xref>). Finally, the neural pathway: the afferent vagus nerve detects peripheral inflammatory cytokines (TNF, IL-1&#x003B2;, IL-6) and transmits signals to the nucleus tractus solitarius, and thereby to the hypothalamus (<xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B34">34</xref>). All these pathways serve as immune-to-brain cross talk that facilitate central inflammation and behavioral changes.</p>
</sec>
<sec id="S3">
<title>The Inflammatory Hypotheses of Schizophrenia</title>
<p>A balance between the pro- and anti-inflammatory cytokines is critical for proper brain development (<xref ref-type="bibr" rid="B35">35</xref>). Epidemiological studies indicate that infections during development increase the risk of schizophrenia in adulthood (<xref ref-type="bibr" rid="B36">36</xref>&#x02013;<xref ref-type="bibr" rid="B39">39</xref>). These studies report an association between elevated maternal inflammatory cytokines levels (especially IL-8 and TNF) and risk of schizophrenia in adult offspring (<xref ref-type="bibr" rid="B16">16</xref>, <xref ref-type="bibr" rid="B37">37</xref>). It has been observed in preclinical studies that maternal immune activation in rodents induces inflammatory cytokines (IL-1&#x003B2;, IL-6, TNF) and reduces anti-inflammatory cytokines (IL-10) in both the maternal fluids and in the fetal brain, inducing schizophrenia-like behaviors in the offspring (<xref ref-type="bibr" rid="B35">35</xref>, <xref ref-type="bibr" rid="B40">40</xref>). Likewise, direct IL-6 inoculation into pregnant rodents also induces schizophrenia-like abnormalities in the offspring. This effect is prevented by neutralizing IL-6 antibodies, genetic depletion of the IL-6 gene (IL-6 knockout) (<xref ref-type="bibr" rid="B35">35</xref>), or overexpression of anti-inflammatory cytokines (IL-10) in the macrophages of pregnant dams (<xref ref-type="bibr" rid="B41">41</xref>).</p>
<p>Genetic studies have demonstrated the implications of immune-related genes in schizophrenia (<xref ref-type="bibr" rid="B42">42</xref>). A Danish cohort study reported a significant relationship between severe infections and the risk of schizophrenia. A previous history of autoimmune disorders increases the risk of schizophrenia by 36%. This risk of schizophrenia increases up to 60% in patients with a previous history of infection and hospitalization (<xref ref-type="bibr" rid="B19">19</xref>). Several clinical studies demonstrate a chronic low-grade inflammation in schizophrenia (<xref ref-type="bibr" rid="B43">43</xref>&#x02013;<xref ref-type="bibr" rid="B46">46</xref>). Early studies suggested that this chronic low-grade inflammation may be due to chronically activated macrophages that fail to properly control T-lymphocytes in the so called &#x0201C;macrophage-T-lymphocyte hypothesis&#x0201D; (<xref ref-type="bibr" rid="B47">47</xref>). Thereafter, Schwarz et al. (<xref ref-type="bibr" rid="B48">48</xref>) suggested that psychotic patients have a T helper cells type 2-profile (Th2) characterized by increased Th2-produced IL-4 and decreased T helper cells type 1 (Th1)-produced IFN-&#x003B3; (<xref ref-type="bibr" rid="B48">48</xref>). In contrast, a shift away from Th2-produced IL-4 and toward Th1-produced IFN-&#x003B3; was later highlighted, suggesting the involvement of transforming growth factor (TGF)-&#x003B2; in the Th1/Th2 regulation of schizophrenia. Although contradictory, these hypotheses concur that an inflammatory imbalance is involved in schizophrenia (<xref ref-type="bibr" rid="B49">49</xref>).</p>
<p>Recent meta-analyses indicate that acute and chronically ill patients demonstrate a low-grade inflammatory profile that correlates with the clinical symptoms of schizophrenia (<xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B46">46</xref>) (Table <xref ref-type="table" rid="T1">1</xref>). This inflammatory profile was also reported in drug-na&#x000EF;ve patients in the first episode of psychosis (<xref ref-type="bibr" rid="B45">45</xref>). Since these patients were drug-na&#x000EF;ve and in the first manifestation of the disease, it is unlikely that inflammation was related to antipsychotics or duration of illness. Thus, inflammatory cytokines in the peripheral blood were suggested to be either state or trait biomarkers. State biomarkers refer to specific cytokines elevated in schizophrenia and normalized with antipsychotics. Trait biomarkers are cytokines that are elevated in schizophrenia and are not normalized following antipsychotic treatment (<xref ref-type="bibr" rid="B43">43</xref>).</p>
<table-wrap position="float" id="T1">
<label>Table 1</label>
<caption><p><bold>Cytokine profile in schizophrenia</bold>.</p></caption>
<table frame="hsides" rules="rows">
<tbody>
<tr>
<td align="left" valign="top"><bold>Meta-analyses (reference)</bold></td>
<td align="center" valign="top"><bold>Number of studies included in the meta-analyses</bold></td>
<td align="left" valign="top"><bold>Patients (status)</bold></td>
<td align="center" valign="top"><bold>Peripheral blood cytokines</bold></td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Miller et al. (<xref ref-type="bibr" rid="B43">43</xref>)</td>
<td align="center" valign="middle" rowspan="2">33</td>
<td align="left" valign="top">AR</td>
<td align="center" valign="top">&#x02191;<break/>IL-6, IL-8, TNF, IFN-&#x003B3;, TGF-&#x003B2;, IL-1RA<break/>&#x02193;<break/>IL-10</td>
</tr>
<tr>
<td align="left" valign="top">FEP (drug-n&#x000E4;ive)</td>
<td align="center" valign="top">&#x02191;<break/>IL-1&#x003B2;, IL-6, IL-12, IFN-&#x003B3;, TNF, TGF-&#x003B2;, sIL-2R</td>
</tr>
<tr>
<td align="left" valign="top">Upthegrove et al. (<xref ref-type="bibr" rid="B45">45</xref>)</td>
<td align="center" valign="top">14</td>
<td align="left" valign="top">FEP (drug-n&#x000E4;ive)</td>
<td align="center" valign="top">&#x02191;<break/>IL-1&#x003B2;, sIL-2R, IL-6, TNF</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Goldsmith et al. (<xref ref-type="bibr" rid="B46">46</xref>)</td>
<td align="center" valign="top">40</td>
<td align="left" valign="top">AR/FEP</td>
<td align="center" valign="top">&#x02191;<break/>IFN-&#x003B3;, IL-1&#x003B2;, IL-6, IL-8, IL-10<xref ref-type="table-fn" rid="tfn1"><sup>a</sup></xref>, IL-12, TNF, TGF-&#x003B2;, IL-1RA, sIL-2R<break/>&#x02193;<break/>IL-4, IL-10<xref ref-type="table-fn" rid="tfn1"><sup>a</sup></xref></td>
</tr>
<tr>
<td align="center" valign="top">18</td>
<td align="left" valign="top">Chronic</td>
<td align="center" valign="top">&#x02191;<break/>IL-1&#x003B2;, IL-6, TNF, sIL-2R<break/>&#x02193;<break/>IFN-&#x003B3;</td>
</tr>
</tbody>
</table>
<table-wrap-foot><p><italic>Enhanced (&#x02191;) or decreased (&#x02193;) cytokines levels in the peripheral blood of patients with schizophrenia; AR, acutely relapsed; FEP, first episode psychosis; IL, interleukin; TNF, tumor necrosis factor, IFN-&#x003B3;, interferon-&#x003B3;; TGF-&#x003B2;, transforming growth factor-&#x003B2;; sIL-2R, soluble IL-2 receptor; IL-1RA, IL-1 receptor antagonist</italic>.</p>
<fn id="tfn1"><p><italic><sup>a</sup>IL-10, increased in FEP but decreased in AR</italic>.</p></fn></table-wrap-foot></table-wrap>
<p>The association between biological and environmental factors can have significant implications in schizophrenia (<xref ref-type="bibr" rid="B50">50</xref>). In this respect, Monji et al. (<xref ref-type="bibr" rid="B51">51</xref>) shed light on the microglia hypothesis of schizophrenia (<xref ref-type="bibr" rid="B51">51</xref>). Microglia are the resident macrophages in the CNS (<xref ref-type="bibr" rid="B52">52</xref>), and similar to peripheral macrophages, they show different activation states. Basal state microglia (M0) perform phagocytosis and promote neurite outgrowth (<xref ref-type="bibr" rid="B53">53</xref>&#x02013;<xref ref-type="bibr" rid="B55">55</xref>). However, both physical (infections) (<xref ref-type="bibr" rid="B56">56</xref>) or psychological (early life stress) stressors induce microglial activation (<xref ref-type="bibr" rid="B57">57</xref>&#x02013;<xref ref-type="bibr" rid="B62">62</xref>). In response to these events, microglial polarization is triggered, resulting in an inflammatory state (microglia type 1; M1) (<xref ref-type="bibr" rid="B63">63</xref>, <xref ref-type="bibr" rid="B64">64</xref>). M1 microglia produce large amounts of inflammatory cytokines (TNF, IL-1, IL-6, IL-12) inducing neuronal cytotoxicity (<xref ref-type="bibr" rid="B57">57</xref>, <xref ref-type="bibr" rid="B61">61</xref>, <xref ref-type="bibr" rid="B62">62</xref>). In contrast, anti-inflammatory cytokines (IL-4, IL-10) induce microglial polarization toward an anti-inflammatory state (microglia type 2; M2), critical for homeostasis. The imbalance between these factors affects neurite outgrowth, neuronal connections, and neurotransmitter formation and induces neuronal cytotoxicity, contributing to neuropsychiatric disorders (<xref ref-type="bibr" rid="B57">57</xref>, <xref ref-type="bibr" rid="B65">65</xref>&#x02013;<xref ref-type="bibr" rid="B67">67</xref>). Indeed, increased microglial density and microglial activation have been demonstrated in the hippocampus and gray matter of schizophrenic patients, as demonstrated by postmortem and <italic>in vivo</italic> studies (<xref ref-type="bibr" rid="B68">68</xref>&#x02013;<xref ref-type="bibr" rid="B73">73</xref>), and microglial activation has been linked to the pre-suicidal stress associated with schizophrenia (<xref ref-type="bibr" rid="B74">74</xref>).</p>
<p>Microglia-produced TNF induces neurotoxicity and neurodegeneration as demonstrated both <italic>in vitro</italic> (<xref ref-type="bibr" rid="B54">54</xref>, <xref ref-type="bibr" rid="B75">75</xref>) and <italic>in vivo</italic> (<xref ref-type="bibr" rid="B76">76</xref>, <xref ref-type="bibr" rid="B77">77</xref>). A typical example is that abnormal microglia activation alters tryptophan metabolism along the kynurenine pathway, producing metabolites that act as <italic>N</italic>-methyl-<sc>d</sc>-aspartate receptor (NMDAR)-agonists (quinolinic acid) or -antagonists, such as kynurenic acid (KYNA) (<xref ref-type="bibr" rid="B29">29</xref>, <xref ref-type="bibr" rid="B78">78</xref>, <xref ref-type="bibr" rid="B79">79</xref>). NMDAR dysfunction is associated with schizophrenia (<xref ref-type="bibr" rid="B80">80</xref>) and NMDAR-antagonists induce positive, negative, and cognitive symptoms in healthy volunteers, similar to those observed in schizophrenia (<xref ref-type="bibr" rid="B81">81</xref>, <xref ref-type="bibr" rid="B82">82</xref>). Delusions and hallucinations related to autoantibodies blocking NMDARs were reported in schizophrenic and healthy controls (<xref ref-type="bibr" rid="B83">83</xref>, <xref ref-type="bibr" rid="B84">84</xref>). The kynurenine pathway is also linked to oxidative stress. Neuronal apoptosis and structural changes in specific areas of the brain, such as the amygdala, hippocampus, and prefrontal cortex, are related to several psychiatric disorders, including schizophrenia (<xref ref-type="bibr" rid="B78">78</xref>). Together these studies demonstrate that inflammation of the CNS can contribute to schizophrenia (<xref ref-type="bibr" rid="B43">43</xref>, <xref ref-type="bibr" rid="B45">45</xref>, <xref ref-type="bibr" rid="B46">46</xref>).</p>
<p>The efficacy of antipsychotics may be due to microglial suppression and subsequent neuroprotection (<xref ref-type="bibr" rid="B85">85</xref>&#x02013;<xref ref-type="bibr" rid="B87">87</xref>). Atypical antipsychotics inhibit TNF production by the IFN-&#x003B3;-stimulated microglia (<xref ref-type="bibr" rid="B86">86</xref>, <xref ref-type="bibr" rid="B87">87</xref>). Minocycline, a non-psychotic medication with potent effects in inhibiting microglia, has been suggested as an adjuvant in the treatment of schizophrenia (<xref ref-type="bibr" rid="B86">86</xref>). However, atypical antipsychotics induce metabolic and cardiovascular dysfunctions (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B12">12</xref>). Thus, there is an unmet clinical need for new therapeutic strategies to control inflammation and the progression of schizophrenia.</p>
</sec>
<sec id="S4">
<title>Does Autonomic Immunomodulation Contribute to the Inflammatory Component of Schizophrenia?</title>
<sec id="S4-1">
<title>The Autonomic Nervous System</title>
<p>The autonomic nervous system regulates the immune system through both the sympathetic and parasympathetic networks (<xref ref-type="bibr" rid="B21">21</xref>, <xref ref-type="bibr" rid="B88">88</xref>, <xref ref-type="bibr" rid="B89">89</xref>). This regulation is not only critical for physiological homeostasis, such as that in the gastrointestinal tract (<xref ref-type="bibr" rid="B90">90</xref>, <xref ref-type="bibr" rid="B91">91</xref>), but also in pathological conditions that range from infection to trauma (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B92">92</xref>&#x02013;<xref ref-type="bibr" rid="B94">94</xref>). Briefly, sympathetic preganglionic neurons that originate from the thoracic and lumbar spinal segments synapse with postganglionic neurons in pre- or paravertebral ganglia. Parasympathetic preganglionic neurons originate from the brainstem and the sacral spinal cord and synapse with postganglionic neurons in terminal ganglia located near target organs. Both preganglionic sympathetic and parasympathetic neurons release acetylcholine (ACh). While all parasympathetic postganglionic neurons release ACh, most sympathetic postganglionic neurons release norepinephrine. Overall, sympathetic activity predominates during the &#x0201C;fight-or-flight&#x0201D; reactions, while parasympathetic activity predominates during &#x0201C;quiet&#x0201D; resting conditions (<xref ref-type="bibr" rid="B95">95</xref>). The vagus nerve&#x02014;the major component of the parasympathetic system&#x02014;plays a critical role in the communication between the brain and peripheral organs, such as the heart, lungs, and intestine (<xref ref-type="bibr" rid="B96">96</xref>).</p>
</sec>
<sec id="S4-2">
<title>The Autonomic Nervous System Regulation of Inflammation in Schizophrenia</title>
<p>Dysfunction of the autonomic nervous system may contribute to the inflammatory profile reported in schizophrenia. The balance between the sympathetic and parasympathetic systems can be determined by the heart rate variability (HRV), which represents the variation of the intervals between heartbeats (<xref ref-type="bibr" rid="B97">97</xref>). Parasympathetic nerves slow heart rate and increase HRV by releasing ACh. Sympathetic nerves accelerate heart rate and decrease HRV by releasing epinephrine and norepinephrine (<xref ref-type="bibr" rid="B98">98</xref>, <xref ref-type="bibr" rid="B99">99</xref>). Lower HRV is a predictor of cardiac morbidity and mortality (<xref ref-type="bibr" rid="B100">100</xref>&#x02013;<xref ref-type="bibr" rid="B102">102</xref>). Psychiatric patients tend to have an autonomic imbalance with low HRV suggesting a reduced parasympathetic and increased sympathetic tone (<xref ref-type="bibr" rid="B103">103</xref>&#x02013;<xref ref-type="bibr" rid="B105">105</xref>). Low HRV has also been related to psychotic symptoms and depression (<xref ref-type="bibr" rid="B106">106</xref>&#x02013;<xref ref-type="bibr" rid="B108">108</xref>); and thus, the vagal tone could serve as an index of the treatment response (<xref ref-type="bibr" rid="B109">109</xref>).</p>
<p>The polyvagal theory associates the autonomic neuronal system with affective experiences and contingent social behavior (<xref ref-type="bibr" rid="B110">110</xref>). Low vagal activity is associated with reduced social involvement and a less flexible behavioral response to environmental conditions (<xref ref-type="bibr" rid="B110">110</xref>). In agreement with this theory, Bylsma and coworkers suggested that &#x0201C;<italic>the cardiac autonomic balance may be a useful index that reflects the balance of the autonomic nervous system to respond to aspects of the environment that may be sensitive to psychophysiological abnormalities</italic>&#x0201D; (<xref ref-type="bibr" rid="B111">111</xref>). Thus, autonomic neuronal dysfunction and low vagal activity could contribute to schizophrenia.</p>
<p>Electrical vagus nerve stimulation (VNS) was approved by the food and drug administration for treating several neuropsychiatric disorders including refractory epilepsy and depression (<xref ref-type="bibr" rid="B25">25</xref>, <xref ref-type="bibr" rid="B112">112</xref>&#x02013;<xref ref-type="bibr" rid="B114">114</xref>). However, few studies have explored VNS in schizophrenia (<xref ref-type="bibr" rid="B27">27</xref>). The only study that addresses VNS in schizophrenia examined the effects of transcutaneous vagal stimulation (tVNS) (<xref ref-type="bibr" rid="B115">115</xref>). tVNS is a non-invasive electrical stimulation of the external ear allowing stimulation of the auricular vagal branch (<xref ref-type="bibr" rid="B116">116</xref>). tVNS of the cymba conche results in the strongest activation of the vagal afferent pathway in the brainstem, as observed through functional magnetic resonance imaging (<xref ref-type="bibr" rid="B117">117</xref>). A bicentric, randomized, sham-controlled and double-blind clinical investigation was performed in 20 schizophrenic patients, who were randomly assigned to two groups: one received daily active stimulation of the left auricle for 26&#x02009;weeks; the other group received sham stimulation daily. Regarding efficacy, there was no difference between the sham and tVNS groups (<xref ref-type="bibr" rid="B115">115</xref>). However, only half of the patients adhered to the protocol. Given that the vagal stimulation treatment depends on patient adherence, it was not possible to conclude a result due to non-adherence to the protocol and methodological limitations. In contrast, experimental studies demonstrated that VNS significantly reversed hippocampal hyperactivity, mesolimbic dopaminergic dysfunction, and schizophrenia-like symptoms, including cognitive deficits (<xref ref-type="bibr" rid="B118">118</xref>, <xref ref-type="bibr" rid="B119">119</xref>).</p>
<p>Autonomic dysfunction facilitates immune alterations and increases the susceptibility to infectious and immunological disorders. The vagus nerve directs the &#x0201C;cholinergic anti-inflammatory pathway&#x0201D; modulating inflammation, as reported in preclinical and clinical studies (<xref ref-type="bibr" rid="B21">21</xref>, <xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>, <xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B93">93</xref>, <xref ref-type="bibr" rid="B118">118</xref>&#x02013;<xref ref-type="bibr" rid="B124">124</xref>). In clinical studies, VNS inhibited cytokine production, improved HRV, and ameliorated low moods and emotional symptoms in depressive patients resistant to pharmacological treatment (<xref ref-type="bibr" rid="B26">26</xref>, <xref ref-type="bibr" rid="B124">124</xref>). Recent studies demonstrated brain inflammation reduction with VNS applied at a low frequency, a protocol that favors the activation of efferent vagus nerve fibers (<xref ref-type="bibr" rid="B23">23</xref>, <xref ref-type="bibr" rid="B24">24</xref>). Inhibition of CNS inflammation can be a consequence of peripheral inflammation inhibition (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B24">24</xref>). The vagal anti-inflammatory signals are mediated by &#x003B1;7nAChR, suggesting that nicotinic agonists mimic vagal anti-inflammatory potential (<xref ref-type="bibr" rid="B22">22</xref>, <xref ref-type="bibr" rid="B125">125</xref>, <xref ref-type="bibr" rid="B126">126</xref>). &#x003B1;7nAChR were detected in several cell types, including neurons and immune cells. In the CNS, &#x003B1;7nAChR are expressed by pyramidal interneurons (<xref ref-type="bibr" rid="B127">127</xref>, <xref ref-type="bibr" rid="B128">128</xref>), immature granule cells (<xref ref-type="bibr" rid="B129">129</xref>), astrocytes (<xref ref-type="bibr" rid="B130">130</xref>), and microglia (<xref ref-type="bibr" rid="B131">131</xref>, <xref ref-type="bibr" rid="B132">132</xref>). In the periphery, this receptor is expressed in monocytes (<xref ref-type="bibr" rid="B133">133</xref>, <xref ref-type="bibr" rid="B134">134</xref>), dendritic cells (<xref ref-type="bibr" rid="B135">135</xref>), macrophages (<xref ref-type="bibr" rid="B120">120</xref>, <xref ref-type="bibr" rid="B136">136</xref>), T-cells (<xref ref-type="bibr" rid="B137">137</xref>), and B-cells (<xref ref-type="bibr" rid="B138">138</xref>). In this regard, the use of selective &#x003B1;7nAChR-agonists in the treatment of psychiatric and neurological patients has been reported (<xref ref-type="bibr" rid="B139">139</xref>). Remarkably, activation of &#x003B1;7nAChR in cultured microglia cells inhibits LPS-induced release of cytokines and promotes conversion of M1 microglia to M2 (<xref ref-type="bibr" rid="B132">132</xref>, <xref ref-type="bibr" rid="B140">140</xref>).</p>
<p>Genetic studies demonstrated that &#x003B1;7nAChR activity is reduced, especially in the hippocampus, thalamus, frontal cortex, brainstem, ventral tegmental area, nucleus accumbens, and the cingulate cortex of schizophrenic patients (<xref ref-type="bibr" rid="B141">141</xref>&#x02013;<xref ref-type="bibr" rid="B146">146</xref>). This reduced activity is more remarkable in gamma-aminobutyric acid (GABA) interneurons (<xref ref-type="bibr" rid="B142">142</xref>) that are key players in schizophrenia, especially in the cognitive domain (<xref ref-type="bibr" rid="B147">147</xref>). In addition, &#x003B1;7nAChR participate in NMDA and GABA<sub>A</sub> receptors activity, and similar to NMDAR, they modulate calcium influx facilitating neurotransmission (<xref ref-type="bibr" rid="B148">148</xref>&#x02013;<xref ref-type="bibr" rid="B150">150</xref>). Accordingly, &#x003B1;7nAChR has been involved in a myriad of brain functions, including learning, memory, neuroprotection, and synaptic plasticity (<xref ref-type="bibr" rid="B151">151</xref>&#x02013;<xref ref-type="bibr" rid="B153">153</xref>). Conversely, &#x003B1;7nAChR dysfunction leads to abnormal NMDAR/GABA<sub>A</sub> function and perturbation of glutamatergic and GABAergic neurotransmission (<xref ref-type="bibr" rid="B154">154</xref>).</p>
<p>Kynurenic acid, besides acting as an NMDAR inhibitor, is also a potent non-competitive &#x003B1;7nAChR-antagonist (<xref ref-type="bibr" rid="B155">155</xref>) and is associated with hypoglutamatergic and hypocholinergic neurotransmission, facilitating cognitive deficits and sensory gating disturbances in schizophrenia (<xref ref-type="bibr" rid="B155">155</xref>). &#x003B1;7nAChR-agonists restore dopamine signaling in the brain (<xref ref-type="bibr" rid="B156">156</xref>) and improve negative symptoms and cognitive function in schizophrenia (<xref ref-type="bibr" rid="B139">139</xref>, <xref ref-type="bibr" rid="B157">157</xref>&#x02013;<xref ref-type="bibr" rid="B161">161</xref>). Variation in brain KYNA may be related to the nicotinic cholinergic system. It has been observed that nicotine reduces levels of KYNA in clinical trials (<xref ref-type="bibr" rid="B162">162</xref>). In rodents, this effect was clear during a 5-day nicotine treatment; however, prolonged treatment enhanced central levels of KYNA (<xref ref-type="bibr" rid="B155">155</xref>). Notably, increased brain levels of KYNA are reported in schizophrenia (<xref ref-type="bibr" rid="B14">14</xref>); this concurs with data demonstrating a high rate of cigarette smokers with schizophrenia (<xref ref-type="bibr" rid="B163">163</xref>). For instance, over 80% of schizophrenic patients were smokers compared to 20% of the general population of the USA in 2006 (<xref ref-type="bibr" rid="B164">164</xref>). Accordingly, a recent meta-analysis reported that people who smoke are three times more likely to suffer psychosis (<xref ref-type="bibr" rid="B165">165</xref>); thus, high cigarette smoking in schizophrenia is suggested as a physiological basis on which patients try to correct cognitive deficits caused by &#x003B1;7nAChR dysfunction (<xref ref-type="bibr" rid="B155">155</xref>). In a recent study, chronic nicotine reversed hypofrontality in an animal model of addiction and schizophrenia (<xref ref-type="bibr" rid="B166">166</xref>). &#x003B1;7nAChR represents a potential therapeutic target for cognitive deficits and sensory gating disturbances; nevertheless, cigarette smoking is toxic and unspecific with deleterious side effects, and it is critical to find specific and safer therapeutic strategies for schizophrenia (<xref ref-type="bibr" rid="B163">163</xref>).</p>
<p>Essentially, the development of schizophrenia is more complex. This condition is influenced by genetic vulnerability interacting synergistically with multiple environmental risk factors, such as infections or stress in early life, drug abuse, besides other environmental adversities occurring at critical periods of neurodevelopment (<xref ref-type="bibr" rid="B167">167</xref>&#x02013;<xref ref-type="bibr" rid="B169">169</xref>). This gene&#x02013;environmental interaction could produce a latent immune vulnerability. Thus, when this vulnerability is manifested, the individuals become more susceptible to immune dysfunctions, increasing their risk of developing schizophrenia (<xref ref-type="bibr" rid="B170">170</xref>).</p>
<p>Notably, stressful situations can induce an impairment of the &#x003B1;7nAChR (<xref ref-type="bibr" rid="B171">171</xref>&#x02013;<xref ref-type="bibr" rid="B173">173</xref>). Animal models demonstrate an interaction between &#x003B1;7nAChR and the hypothalamic&#x02013;pituitary&#x02013;adrenal axis, a primary system responsible for the stress response (<xref ref-type="bibr" rid="B172">172</xref>). Prenatal restraint stress decreases &#x003B1;7nAChR expression in the hippocampus and prefrontal cortex in adult rats (<xref ref-type="bibr" rid="B173">173</xref>), while VNS reduces conditioned fear in rodents with posttraumatic stress disorder (<xref ref-type="bibr" rid="B174">174</xref>). A recent review stated that &#x003B1;7nAChR-agonists induce beneficial effects in patients with psychiatric disorders (<xref ref-type="bibr" rid="B139">139</xref>) ameliorating cognitive deficits, negative symptoms, and sensory gating disturbances in both preclinical and clinical trials of schizophrenia (<xref ref-type="bibr" rid="B139">139</xref>, <xref ref-type="bibr" rid="B157">157</xref>&#x02013;<xref ref-type="bibr" rid="B161">161</xref>). Advantageous effects for the negative symptoms have been reported repeatedly, while improvements in the cognitive domain remain controversial, deserving further exploration (<xref ref-type="bibr" rid="B175">175</xref>, <xref ref-type="bibr" rid="B176">176</xref>). Together, these studies indicate that the vagus nerve and the &#x003B1;7nAChR may be involved in the inflammatory hypothesis of schizophrenia (Figure <xref ref-type="fig" rid="F1">1</xref>). Thus, future investigations are critical to determine their clinical potential in schizophrenia and other neurological disorders. Moreover, the consideration of stressful events in future investigations would be of interest. This would help to reduce the discrepancy regarding inflammatory processes in schizophrenia that are observed in data from several studies.</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p><bold>The autonomic hypothesis of schizophrenia</bold>. <bold>(A1,A2)</bold> Psychological or physical stressors contribute to enhanced production of inflammatory cytokines by both peripheral and brain immune cells. <bold>(B)</bold> The afferent vagus nerve facilitates immune-to-brain communication, by transmitting signals from the periphery to the brain. <bold>(C)</bold> Patients with schizophrenia have an intense autonomic imbalance characterized by &#x003B1;7nAChR dysfunction and reduced vagal tone. <bold>(D)</bold> The efferent vagus nerve plays a key role in the &#x0201C;cholinergic anti-inflammatory pathway,&#x0201D; a mechanism dependent on <bold>(E)</bold> acetylcholine binding to the &#x003B1;7nAChR, a pathway that is dysfunctional in schizophrenia patients. This impairment in the inflammatory reflex may contribute to <bold>(F)</bold> neuroinflammation and disrupted synthesis of neurotransmitters in schizophrenia. Note: the vagus nerve is constituted by both efferent and afferent fibers. The division shown in this figure is merely illustrative to explain the afferent and efferent neuroimmune routes.</p></caption>
<graphic xlink:href="fimmu-08-00618-g001.tif"/>
</fig>
</sec>
</sec>
<sec id="S5">
<title>Future Perspectives</title>
<p>The inter-relationship between the nervous and the immune systems is critical to understand the pathogenesis of schizophrenia. In brief, a reduced parasympathetic tone could contribute to inflammation observed in schizophrenic patients. This mechanism combined with stress-mediated dysfunctions of the &#x003B1;7nAChR can enhance the impairment of the inflammatory reflex, contributing to schizophrenia&#x02019;s symptoms. In the face of microglial hyperactivation, future investigations controlling microglial activation through innovative approaches, such as VNS and &#x003B1;7nAChR modulation, may provide clinical advantages for treating schizophrenia. As early exposure to stressors induces changes in the inflammatory reflex, a better understanding of the association between biological and environmental factors would potentially improve the diagnosis and treatment of schizophrenia. In this regard, public health interventions controlling stressful events, such as public education and comprehensive approaches to early treatment focusing on individual, social and environmental factors, might be beneficial for mental health promotion and prevention of future psychiatric disorders.</p>
</sec>
<sec id="S6" sec-type="author-contributor">
<title>Author Contributions</title>
<p>AK proposed the review to the authors and together with HS, LU, and CD-B revised the manuscript. FC-Z and CL suggested the topic for this review, coordinated the research group, drafted and revised this manuscript. FB also drafted and revised the manuscript, and together with AK, HS, and LU was essential in the consideration of the autonomic nervous system. GQ and CH were helpful in providing general information about inflammation. RF participated in the elaboration of the figure. All authors approved the final manuscript.</p>
</sec>
<sec id="S7">
<title>Conflict of Interest Statement</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</body>
<back>
<ack>
<p>This review originated from discussions between graduate students and researchers during the course: &#x0201C;Neural Control of the Inflammatory Response&#x0201D; (RFI5806) from the Department of Physiology, Ribeir&#x000E3;o Preto Medical School that was coordinated by HS and AK.</p>
</ack>
<fn-group>
<fn fn-type="financial-disclosure">
<p><bold>Funding.</bold> FC-Z was a recipient from Coordena&#x000E7;&#x000E3;o de Aperfei&#x000E7;oamento de Pessoal de N&#x000ED;vel Superior (CAPES/PROEX) and now receives a grant from Funda&#x000E7;&#x000E3;o de Amparo &#x000E0; Pesquisa do Estado de S&#x000E3;o Paulo (FAPESP), grant number: 2016/12195-9; GQ is a recipient of a fellowship from FAPESP, grant number: 2015/10378-6 and RF receives grants from FAPESP: 2016/11988-5 and 2016/07641-0; FB and CH are recipients of fellowships from Conselho Nacional de Desenvolvimento Cient&#x000ED;fico e Tecnol&#x000F3;gico (CNPq), grant numbers: 154027/2016-2; 830699/1999-6. AK is recipient of a fellowship from CAPES/PNPD and FAPESP, grant number: 2011/20343-4; CL receives a grant from CAPES/PROEX. CD-B receives a grant from the Thematic Project FAPESP Process number 2012/05178-0. This work received financial support from the Department of Physiology, Ribeir&#x000E3;o Preto Medical School (Thematic Project FAPESP Process number 2013/20549-7).</p></fn>
</fn-group>
<sec id="S9">
<title>Abbreviations</title>
<p>ACh, acetylcholine; BBB, blood&#x02013;brain barrier; CNS, central nervous system; GABA, gamma-aminobutyric acid; HRV, heart rate variability; IL, interleukin; IFN, interferon; KYNA, kynurenic acid; NMDAR, <italic>N</italic>-methyl-<sc>d</sc>-aspartate receptor; M1, microglia type 1; M2, microglia type 2; TGF, transforming growth factor; Th1, T helper cells type 1; Th2, T helper cells type 2; TNF, tumor necrosis factor; VNS, vagus nerve stimulation; tVNS, transcutaneous vagus nerve stimulation; &#x003B1;7nAChR, alpha-7 nicotinic acetylcholine receptor.</p>
</sec>
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