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<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Hum. Neurosci.</journal-id>
<journal-title>Frontiers in Human Neuroscience</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Hum. Neurosci.</abbrev-journal-title>
<issn pub-type="epub">1662-5161</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fnhum.2021.644335</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Neuroscience</subject>
<subj-group>
<subject>Perspective</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Lost in Translation: Simple Steps in Experimental Design of Neurorehabilitation-Based Research Interventions to Promote Motor Recovery Post-Stroke</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>S&#x00E1;nchez</surname> <given-names>Natalia</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/540628/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Winstein</surname> <given-names>Carolee J.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/16606/overview"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Division of Biokinesiology and Physical Therapy, University of Southern California</institution>, <addr-line>Los Angeles, CA</addr-line>, <country>United States</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Neurology, Keck School of Medicine, University of Southern California</institution>, <addr-line>Los Angeles, CA</addr-line>, <country>United States</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Alejandro Melendez-Calderon, The University of Queensland, Australia</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Carmelo Chisari, Pisana University Hospital, Italy; Augusto Fusco, Fondazione Policlinico Universitario A. Gemelli Scientific Institute for Research, Hospitalization and Healthcare (IRCCS), Italy</p></fn>
<corresp id="c001">&#x002A;Correspondence: Natalia S&#x00E1;nchez, <email>sanc232@usc.edu</email></corresp>
<fn fn-type="other" id="fn004"><p>This article was submitted to Motor Neuroscience, a section of the journal Frontiers in Human Neuroscience</p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>20</day>
<month>04</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>15</volume>
<elocation-id>644335</elocation-id>
<history>
<date date-type="received">
<day>20</day>
<month>12</month>
<year>2020</year>
</date>
<date date-type="accepted">
<day>30</day>
<month>03</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2021 S&#x00E1;nchez and Winstein.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>S&#x00E1;nchez and Winstein</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>Stroke continues to be a leading cause of disability. Basic neurorehabilitation research is necessary to inform the neuropathophysiology of impaired motor control, and to develop targeted interventions with potential to remediate disability post-stroke. Despite knowledge gained from basic research studies, the effectiveness of research-based interventions for reducing motor impairment has been no greater than standard of practice interventions. In this perspective, we offer suggestions for overcoming translational barriers integral to experimental design, to augment traditional protocols, and re-route the rehabilitation trajectory toward recovery and away from compensation. First, we suggest that researchers consider modifying task practice schedules to focus on key aspects of movement quality, while minimizing the appearance of compensatory behaviors. Second, we suggest that researchers supplement primary outcome measures with secondary measures that capture emerging maladaptive compensations at other segments or joints. Third, we offer suggestions about how to maximize participant engagement, self-direction, and motivation, by embedding the task into a meaningful context, a strategy more likely to enable goal-action coupling, associated with improved neuro-motor control and learning. Finally, we remind the reader that motor impairment post-stroke is a multidimensional problem that involves central and peripheral sensorimotor systems, likely influenced by chronicity of stroke. Thus, stroke chronicity should be given special consideration for both participant recruitment and subsequent data analyses. We hope that future research endeavors will consider these suggestions in the design of the next generation of intervention studies in neurorehabilitation, to improve translation of research advances to improved participation and quality of life for stroke survivors.</p>
</abstract>
<kwd-group>
<kwd>stroke</kwd>
<kwd>neurorehabilitation</kwd>
<kwd>recovery</kwd>
<kwd>compensation</kwd>
<kwd>impairment</kwd>
</kwd-group>
<contract-sponsor id="cn001">National Center for Advancing Translational Sciences<named-content content-type="fundref-id">10.13039/100006108</named-content></contract-sponsor>
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<ref-count count="92"/>
<page-count count="8"/>
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</front>
<body>
<sec id="S1">
<title>Introduction</title>
<p>Stroke continues to be one of the leading causes of disability with around 800,000 new and recurring strokes occurring every year (<xref ref-type="bibr" rid="B76">Virani et al., 2020</xref>). Advances in early pharmacological interventions after stroke, such as the use of thrombolytic factors like tissue plasminogen activator (<xref ref-type="bibr" rid="B51">Lo et al., 2003</xref>), combined with longer life expectancy will markedly increase the number of survivors of stroke. After stroke, the primary functional qualifier for discharge eligibility from an in-patient rehabilitation facility is the ability to stand and walk independently (<xref ref-type="bibr" rid="B7">Bohannon et al., 1988</xref>, <xref ref-type="bibr" rid="B8">1991</xref>; <xref ref-type="bibr" rid="B58">Olney and Richards, 1996</xref>; <xref ref-type="bibr" rid="B24">Fulk et al., 2017</xref>), and to achieve enough residual function to allow self-care and independence when performing basic activities of daily living (<xref ref-type="bibr" rid="B19">Duncan et al., 2005</xref>; <xref ref-type="bibr" rid="B83">Winstein et al., 2016</xref>). Even after intensive in-patient physical and occupational therapy, which may continue into outpatient settings, marked functional impairments remain in a majority of stroke survivors. Despite our unprecedented understanding of the neuropathophysiology of impaired motor control post-stroke and the recent development of technologies to quantify and assist motor function, research-based recovery-promoting interventions have not been any more successful than best-approach practices of physical and occupational therapy in mitigating the sensorimotor impairments that limit motor function in the long term (<xref ref-type="bibr" rid="B61">Pollock et al., 2014b</xref>; <xref ref-type="bibr" rid="B11">Corbetta et al., 2015</xref>; <xref ref-type="bibr" rid="B23">French et al., 2016</xref>; <xref ref-type="bibr" rid="B44">Langhorne et al., 2018</xref>; <xref ref-type="bibr" rid="B30">Hornby et al., 2020</xref>). After stroke, around 80% of people post-stroke show remaining walking impairment (<xref ref-type="bibr" rid="B48">Li et al., 2018</xref>; <xref ref-type="bibr" rid="B52">Mansfield et al., 2018</xref>; <xref ref-type="bibr" rid="B76">Virani et al., 2020</xref>), and 65% of stroke survivors do not incorporate their affected arm and hand into everyday activities (<xref ref-type="bibr" rid="B54">Mayo et al., 2002</xref>; <xref ref-type="bibr" rid="B17">Dobkin, 2005</xref>; <xref ref-type="bibr" rid="B83">Winstein et al., 2016</xref>). As a result, only 25% of survivors of stroke return to the level of activity and participation pre-stroke (<xref ref-type="bibr" rid="B41">Lai et al., 2002</xref>; <xref ref-type="bibr" rid="B17">Dobkin, 2005</xref>). Therefore, the problem of motor impairment post-stroke still needs effective solutions.</p>
<p>Stroke can result in sensory, cognitive, perceptual, emotional and language impairments (<xref ref-type="bibr" rid="B83">Winstein et al., 2016</xref>). This perspective focuses on sensorimotor impairments after stroke, but we acknowledge that a multidisciplinary team that allows targeting each of these multi-system impairments is an aspirational goal for the success of interventions in neurorehabilitation. Here, we offer our perspective as to why research in neurorehabilitation of movement has yet to change clinical practice of post-stroke therapy. To set up our perspective, we first define the terminology used here, which is consistent with the International Consensus panel: Stroke Recovery and Rehabilitation Roundtable (SRRR; <xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>). We refer to the survivor of stroke as participant (<xref ref-type="bibr" rid="B38">Krakauer and Carmichael, 2017</xref>), as our perspective is centered on research-based interventions. Rehabilitation is defined as &#x201C;a process of active change by which a person who has become disabled acquires the knowledge and skills needed for optimum physical, psychological, and social function (<xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>),&#x201D; with the term neurorehabilitation referring specifically to rehabilitation after nervous system injury. Recovery as defined by the SRRR, refers to a return to pre-stroke function (<xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>), and this process is driven by restitution, which requires neural reorganization and repair (<xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>; <xref ref-type="bibr" rid="B38">Krakauer and Carmichael, 2017</xref>). In agreement with the SRRR, recovery can occur in any domain of the International Classification of Functioning and Disability (ICF), which includes body function, body structure, activities and participation, and environmental factors (<xref ref-type="bibr" rid="B88">World Health Organization, 2002</xref>). Our focus here will be on recovery of body function, which likely impacts the other ICF domains. Compensation refers to the use of residual but not original capacity to substitute motor patterns that are nevertheless adaptive to task requirements (<xref ref-type="bibr" rid="B46">Levin et al., 2009</xref>; <xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>). Given these definitions, we offer a bold but realistic set of considerations grounded in a body of human and animal model research. We believe that if this set of considerations are adopted in future neurorehabilitation intervention studies, we as movement scientists can re-route the rehabilitation trajectory toward recovery-based behaviors and away from compensatory-based behaviors.</p>
<sec id="S1.SS1">
<title>Consideration 1: What Matters Is Not <italic>if</italic> Participants Can Accomplish a Task but <italic>how</italic> They Accomplish it</title>
<p>As stated in <xref ref-type="bibr" rid="B38">Krakauer and Carmichael (2017)</xref>&#x2019;s exceptional book &#x201C;Broken Movement,&#x201D; most motor learning research in stroke has been performed under the assumption that movement practice will inherently lead to improvements in impairment (<xref ref-type="bibr" rid="B37">Krakauer, 2006</xref>; <xref ref-type="bibr" rid="B38">Krakauer and Carmichael, 2017</xref>). Under this assumption, researchers argue that task-specific practice is always associated with positive neuroplasticity such as cortical reorganization and reweighting of the neural mechanisms that mediate the control of movement (<xref ref-type="bibr" rid="B35">Kleim et al., 1998</xref>; <xref ref-type="bibr" rid="B50">Liepert et al., 2000</xref>). The idea that practiced movements will inherently lead to positive changes at the level of central nervous system is often referred to as a <italic>bottom-up approach:</italic> can repeated practice with movement patterns that resemble those before stroke lead to re-learning of these patterns? A potential limitation of the bottom-up approach is that it can promote compensatory strategies given that success is measured by task completion but not necessarily by <italic>how</italic> the task was accomplished. In contrast, a <italic>top-down approach</italic> (<xref ref-type="bibr" rid="B26">Gordon, 1987</xref>; <xref ref-type="bibr" rid="B85">Winstein et al., 2003</xref>; <xref ref-type="bibr" rid="B31">Horno et al., 2011</xref>), might be better suited to remediate sensorimotor impairment by shifting focus from the behavioral performance to the &#x201C;<italic>how,&#x201D;</italic> and the specific neurophysiological mechanisms (i.e., mechanism of action) that mediate movement.</p>
<p>The clear distinction between a bottom-up and a top-down approach might become blurry from a practical standpoint. For example, a given intervention can be designed from the perspective of a top-down approach, but it could easily morph into one that emerges from a bottom-up approach. An example of how a top-down approach might shift to a bottom-up approach is seen when the experimenter introduces external guidance as an assist during practice to achieve more neurotypical movements similar to those seen pre-stroke. External guidance includes systems such as visual biofeedback (<xref ref-type="bibr" rid="B34">Jonsdottir et al., 2007</xref>, <xref ref-type="bibr" rid="B33">2010</xref>; <xref ref-type="bibr" rid="B61">Pollock et al., 2014b</xref>; <xref ref-type="bibr" rid="B52">Mansfield et al., 2018</xref>), mirror therapy (<xref ref-type="bibr" rid="B27">Hamdy et al., 1998</xref>), verbal feedback (<xref ref-type="bibr" rid="B62">Rendos et al., 2020</xref>), or assistive devices that physically guide the participant&#x2019;s extremities (<xref ref-type="bibr" rid="B32">Husemann et al., 2007</xref>; <xref ref-type="bibr" rid="B21">Ellis et al., 2008</xref>; <xref ref-type="bibr" rid="B6">Bishop and Stein, 2013</xref>). Research has shown that external guidance is a top-down approach as it can engage the reward systems in the basal ganglia, working memory regions, and the mirror neuron system (<xref ref-type="bibr" rid="B16">Dobkin, 2004</xref>; <xref ref-type="bibr" rid="B43">Langhorne et al., 2011</xref>). Additionally, external guidance can engage the visuomotor network (<xref ref-type="bibr" rid="B1">Archer et al., 2018</xref>) and the cerebellum (<xref ref-type="bibr" rid="B18">Doya, 2000</xref>; <xref ref-type="bibr" rid="B1">Archer et al., 2018</xref>), and supplement impaired somatosensation post-stroke (<xref ref-type="bibr" rid="B67">Tate and Milner, 2010</xref>). The engagement of these neural pathways may lead to recovery-supportive cortical reorganization (<xref ref-type="bibr" rid="B27">Hamdy et al., 1998</xref>; <xref ref-type="bibr" rid="B35">Kleim et al., 1998</xref>; <xref ref-type="bibr" rid="B50">Liepert et al., 2000</xref>). However, an overreliance on these forms of external guidance can develop with time and thereby shift an intervention to a bottom-up approach, especially if the participant&#x2019;s focus shifts from how the movement is performed to simply goal achievement, be it hitting a target, or completing one of hundreds of repetitions. Over-reliance on external guidance can hinder the development of an internal reference of correctness and thereby degrades learning that is measured when the feedback/guidance is no longer available such as for long-term retention and transfer (<xref ref-type="bibr" rid="B81">Winstein and Schmidt, 1990</xref>; <xref ref-type="bibr" rid="B65">Schmidt and Bjork, 1992</xref>). This might explain why despite multiple studies demonstrate immediate changes in task performance with external guidance during skill acquisition, few, if any studies have shown guidance interventions to be more beneficial than traditional therapy for durable learning effects (<xref ref-type="bibr" rid="B87">Woodford and Price, 2007</xref>; <xref ref-type="bibr" rid="B60">Pollock et al., 2014a</xref>). Focus on the &#x201C;how&#x201D; underlying task performance is also important for interventions based on frameworks such as the FITT (frequency, intensity, type, and time) model for exercise prescription (<xref ref-type="bibr" rid="B45">Lawrence and Kuypers, 1968</xref>). Special emphasis should be placed on whether the type of exercise is promoting practice of a maladaptive compensatory pattern that might hinder recovery in the long term. Therefore, we cannot assume that simply focusing on task repetition will inherently lead to restitution of optimal movement patterns. Attention to how the task is performed is still important.</p>
<p>A way to assess whether repeated practice can indeed lead to permanent changes in the neural control of movement is by including retention and transfer trials as part of training schedules, which allow participants to volitionally perform movements and encourage exploration and self-direction (<xref ref-type="bibr" rid="B65">Schmidt and Bjork, 1992</xref>). For example, a progressive reduction in guidance allows more engagement of the volitional problem-solving system (<xref ref-type="bibr" rid="B81">Winstein and Schmidt, 1990</xref>; <xref ref-type="bibr" rid="B65">Schmidt and Bjork, 1992</xref>), and supports participants&#x2019; autonomy to explore the task workspace in search of effective solutions to achieve the movement goal (<xref ref-type="bibr" rid="B80">Winstein and Kay, 2015</xref>). The evidence also suggests that when guidance is reduced, the learner becomes more engaged and motivated in the recovery process (<xref ref-type="bibr" rid="B22">Eng and Tang, 2007</xref>; <xref ref-type="bibr" rid="B72">Tretriluxana et al., 2013</xref>; <xref ref-type="bibr" rid="B47">Lewthwaite et al., 2018</xref>; <xref ref-type="bibr" rid="B84">Winstein et al., 2019</xref>): by reducing reliance on the guidance itself, the locus of control is shifted from external (e.g., focus on the feedback or external device) to internal (focus on the volitional control goal; <xref ref-type="bibr" rid="B82">Winstein et al., 1999</xref>; <xref ref-type="bibr" rid="B55">McNevin et al., 2000</xref>). This shift fosters better goal-action coupling, and is more likely to enable fundamental learning-based mechanisms such as the dopaminergic reward system (<xref ref-type="bibr" rid="B90">Wulf and Lewthwaite, 2016</xref>). Therefore, task repetition might effectively lead to changes in the neural control of movement, if the training protocol supports the participant&#x2019;s autonomy in the learning process (e.g., decision making, problem-solving).</p>
</sec>
<sec id="S1.SS2">
<title>Consideration 2: Stroke Impairment Is a Multifaceted Problem of Central and Peripheral Adaptations and the Influence of Each Depends on Stroke Chronicity</title>
<p>Stroke induced lesions to descending neural pathways leads to altered neuromotor control not only due to the lesion itself, but due to diaschisis (<xref ref-type="bibr" rid="B9">Carrera and Tononi, 2014</xref>), and reweighting of the multiple inputs to motor neurons to compensate for decreased corticospinal drive (<xref ref-type="bibr" rid="B52">Mansfield et al., 2018</xref>). These changes include overreliance on diffuse brainstem pathways for motor control (<xref ref-type="bibr" rid="B45">Lawrence and Kuypers, 1968</xref>; <xref ref-type="bibr" rid="B15">Davidson and Buford, 2004</xref>; <xref ref-type="bibr" rid="B63">Riddle et al., 2009</xref>; <xref ref-type="bibr" rid="B92">Zaaimi et al., 2012</xref>; <xref ref-type="bibr" rid="B29">Herbert et al., 2015</xref>; <xref ref-type="bibr" rid="B59">Owen et al., 2017</xref>; McPherson et al., <sup>&#x00AE;</sup>) and increased activation of the contralesional motor cortex (<xref ref-type="bibr" rid="B56">McPherson et al., 2018</xref>). Changes in descending neural input not only lead to functional changes but also to structural changes at the muscle level. Immobilization immediately after the stroke event leads to muscle fiber atrophy, decreased muscle-force generating capacity in both extremities measured as early as 1 week post stroke (<xref ref-type="bibr" rid="B28">Harris et al., 2001</xref>; <xref ref-type="bibr" rid="B57">Newham and Hsiao, 2001</xref>), slow to fast muscle fiber type conversion (<xref ref-type="bibr" rid="B49">Lieber, 2000</xref>) and changes in muscle volume, measured at 3 weeks after the stroke event (<xref ref-type="bibr" rid="B91">Young et al., 2006</xref>). Recovery from immobilization ensues with decreased neural drive, which itself, leads to permanent muscle atrophy (<xref ref-type="bibr" rid="B36">Klein et al., 2010</xref>; <xref ref-type="bibr" rid="B73">Triandafilou and Kamper, 2012</xref>). These stroke-induced changes in muscle properties, combined with disuse atrophy due to overall decreased physical activity (<xref ref-type="bibr" rid="B5">Billinger et al., 2014</xref>; <xref ref-type="bibr" rid="B14">Danks et al., 2016</xref>) heighten the functional impairments in neuromotor control after stroke. Therefore, impairments post-stroke arise due to a vicious cycle of altered neural drive, altered muscle properties and altered function that feed into each other over the chronicity of the stroke.</p>
<p>It is evident then how the chronicity of the stroke will promote endurance of this impairment-promoting cycle: the more time from stroke onset, the more these neural, muscular and functional changes become ingrained. Only recently, have researchers reached a consensus regarding the language to refer to the timeline of stroke recovery (<xref ref-type="bibr" rid="B4">Bernhardt et al., 2017</xref>). The SRRR taskforce defines the acute phase of stroke recovery as 1&#x2013;7 days post-stroke, and the subacute phase from 7 days to 3 months post-stroke, with most recovery occurring during these two phases (<xref ref-type="bibr" rid="B17">Dobkin, 2005</xref>; <xref ref-type="bibr" rid="B39">Krakauer et al., 2012</xref>). The SRRR defines the late subacute phase as 3 to 6 months and the chronic phase as more than 6 months post stroke onset. Based on this knowledge, the next logical conclusion is that research should aim to promote recovery and prolong the recovery window in the early stages post-stroke. This was in fact the goal of a recent randomized trial which aimed to assess the efficacy of a high intensity, high-dose, non-task oriented upper extremity neuro-animation therapy in patients up to 6 weeks after stroke onset, compared to high-dose occupational therapy and traditional occupational therapy (<xref ref-type="bibr" rid="B78">Ward et al., 2019</xref>). Results from this trial found that the outcomes of both the neuro-animation therapy and high dose occupational therapy were equivalent in terms of functional recovery of motor control, strength and reaching kinematics, and superior to traditional therapy. These findings are suggestive that high dose interventions in the acute and subacute phase can prolong and modify the recovery trajectory.</p>
<p>Impairment minimization is plausible (<xref ref-type="bibr" rid="B3">Ballester et al., 2019</xref>; <xref ref-type="bibr" rid="B13">Daly et al., 2019</xref>; <xref ref-type="bibr" rid="B78">Ward et al., 2019</xref>), but more complex in the chronic phase of stroke recovery, as the longer the time from stroke onset, the more practice survivors of stroke have had with maladaptive compensatory movement patterns. The majority of evidence for the effectiveness of non-pharmacological rehabilitation interventions has been generated in individuals in the chronic stage after stroke (<xref ref-type="bibr" rid="B20">Duncan et al., 2003</xref>). In a PubMed search of research in human movement rehabilitation after stroke, we found half as many published papers having enrolled individuals in the acute and sub-acute stages (<xref ref-type="fig" rid="F1">Figure 1A</xref>), compared to the chronic stage of recovery (<xref ref-type="fig" rid="F1">Figure 1B</xref>). From a practical standpoint, recruitment of stroke survivors in the chronic phase provides a larger population of individuals who are readily available for research studies: most stroke survivors in the chronic phase are not receiving regular therapy, nor are they part of the regular work-force (<xref ref-type="bibr" rid="B12">Cramer et al., 2017</xref>; <xref ref-type="bibr" rid="B76">Virani et al., 2020</xref>). In addition, research in the chronic stage is unlikely to be confounded by the natural recovery process (<xref ref-type="bibr" rid="B39">Krakauer et al., 2012</xref>). However, the potential efficacy of rehabilitation interventions might be underestimated since they are applied to a population where it may be more difficult to effectively promote recovery over compensation. We reason that the limited effectiveness of rehabilitation interventions delivered in the chronic phase of stroke might be because these interventions target a single mechanism of impairment to mitigate a multifaceted problem that involves both sensorimotor and muscular impairments overlaid upon a set of compensatory strategies that are well-learned and consolidated from repetitive use over the chronicity of the stroke. Thus, our recommendation is to consider stroke chronicity carefully during recruitment, and as a co-variate when analyzing response to an intervention, as the responsiveness of participants classified as chronic might vary significantly given the wide time window encompassed by the <italic>chronic</italic> definition, and wide range of sensorimotor symptoms engrained over that time.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption><p>Results of a PubMed search on research studies in stroke neurorehabilitation as of December 1st, 2020. <bold>(A)</bold> Search returned 1789 publications in acute and sub-acute stroke. <bold>(B)</bold> Search returned 2968 publications in chronic stroke.</p></caption>
<graphic xlink:href="fnhum-15-644335-g001.tif"/>
</fig>
</sec>
<sec id="S1.SS3">
<title>Consideration 3: Secondary Measures Are Needed to Track and Mitigate Emergence of Compensatory Behaviors During Interventions</title>
<p>Stroke-induced injury to the central nervous system impairs motor behaviors, leading to the emergence of compensatory strategies that use remaining sensorimotor elements to accomplish a task (<xref ref-type="bibr" rid="B46">Levin et al., 2009</xref>). Compensations can range widely from non-use to maladaptive use. For example, a stroke survivor may have the capacity to use their more affected hand to pick up a dime; however, they can accomplish this task faster and with less frustration using their trunk to lean closer to the dime, or even substituting for impaired hand function by use of their less affected hand (<xref ref-type="bibr" rid="B75">van Kordelar et al., 2012</xref>; <xref ref-type="bibr" rid="B53">Martinez et al., 2020</xref>). This compensatory strategy is known to provoke development of learned non-use of the paretic extremity even when capacity to use the paretic limb is sufficient (<xref ref-type="bibr" rid="B68">Taub et al., 2006</xref>). For locomotion, compensatory behaviors are characterized by maladaptive use of both lower extremities. An example is over-reliance on the less affected lower extremity for weight bearing (<xref ref-type="bibr" rid="B58">Olney and Richards, 1996</xref>) and forward propulsion (<xref ref-type="bibr" rid="B64">Roelker et al., 2019</xref>; <xref ref-type="bibr" rid="B2">Awad et al., 2020</xref>), leading to decreased used of the paretic extremity and associated reductions in bone mineral density (<xref ref-type="bibr" rid="B89">Worthen et al., 2005</xref>). Therefore, given the clear adverse long-term effects of these kinds of compensatory behaviors, targeted evidence-based interventions are needed to reverse or adapt maladaptive movement patterns in the chronic stages of recovery (<xref ref-type="bibr" rid="B69">Thompson and Wolpaw, 2014</xref>, <xref ref-type="bibr" rid="B70">2019</xref>).</p>
<p>Tracking compensatory behaviors poses a major challenge for researchers. Compensatory behaviors will likely occur at joints or segments that are not the main focus of the research intervention study. Thus, researchers must ensure that experimental outcome measures can dissociate accurate task performance from compensation. Because multiple degrees of freedom (DOF) are enlisted with most functional behaviors, this means that there are multiple combinations of these DOF, that can be used to achieve the same endpoint. Since some of those combinations reveal compensatory solutions, we recommend that standard primary outcome measures are supplemented with secondary measures that capture how the movement is performed, such as joint kinematic or kinetic measures (<xref ref-type="bibr" rid="B40">Kwakkel et al., 2019</xref>; <xref ref-type="bibr" rid="B53">Martinez et al., 2020</xref>; <xref ref-type="bibr" rid="B66">Solnik et al., 2020</xref>). For example, joint kinematics can be used to quantify compensatory patterns that emerge with goal-directed paretic upper extremity movements, and joint kinetics can inform a compensatory over-reliance on the non-paretic lower extremity during walking. Inclusion of secondary measures to track compensatory behaviors might boost data complexity, but they are necessary to foster recovery-supportive movement solutions and to diminish compensatory-based movement solutions.</p>
</sec>
<sec id="S1.SS4">
<title>Consideration 4: Patient-Driven Contextualization of Time-Intensive Interventions Can Lead to Changes in Impairment in the Chronic Phase of Stroke Recovery</title>
<p>Despite the generally accepted finding that recovery is unlikely if not already observed after the first 3 months post-stroke (<xref ref-type="bibr" rid="B39">Krakauer et al., 2012</xref>), recent studies have shown impairment mitigation in the chronic stage post-stroke. In a recent study, researchers administered 300 h of treatment (5 h/day, 5 days/week, over 12 weeks), which led to reduced impairment that was retained even at 3 months follow up (<xref ref-type="bibr" rid="B13">Daly et al., 2019</xref>). Another study (<xref ref-type="bibr" rid="B78">Ward et al., 2019</xref>) showed a marked decrease in upper limb motor impairment retained at 6 months follow up, after a multifaceted, intensive rehabilitation intervention of around 90 h (6 h/day, 5 days/week over 3 weeks). This intervention was aimed at re-education, task adaptation and building self-efficacy (intrinsic motivation) in the context of activities of daily living, which is known as a transfer package (<xref ref-type="bibr" rid="B25">Gauthier et al., 2008</xref>). Thus, high dose practice under optimal motivational and attentional focus conditions can increase motor performance and learning, and lead to neural changes that both decrease impairment and promote recovery (<xref ref-type="bibr" rid="B90">Wulf and Lewthwaite, 2016</xref>).</p>
<p>Under the current standard of care, it is unlikely for survivors of stroke to be able to receive the high dose of practice which has been shown to be more effective than traditional physical therapy practice (<xref ref-type="bibr" rid="B42">Lang et al., 2009</xref>; <xref ref-type="bibr" rid="B60">Pollock et al., 2014a</xref>). What remains to be determined is whether a transfer package that allows contextualization and development of self-management skills (<xref ref-type="bibr" rid="B25">Gauthier et al., 2008</xref>), along with optimal conditions of meaningful practice can invoke durable changes in recovery with a dosage that is consistent with the current standard of care. A recent study found that to maximize efficacy of task practice, practice should be given in relatively small bouts consisting of a high number of movements, with dosage that is personalized based on motor function distributed over months (<xref ref-type="bibr" rid="B77">Wang et al., 2020</xref>). Specifically, for those individuals with high motor function, practice during every day activities will continue to improve arm use, whereas for those with low motor function, there is need to develop a personalized transfer package to foster self-management (<xref ref-type="bibr" rid="B77">Wang et al., 2020</xref>). The importance of contextualized task practice highlights the need to establish outcomes that are meaningful to the participant and at the same time engage intrinsic motivation through autonomy support (agency) and attentional focus. In our own experience, participant&#x2019;s goals include &#x201C;not limping,&#x201D; &#x201C;having my gait look the same as everyone else&#x2019;s,&#x201D; &#x201C;keeping my arm down as I walk,&#x201D; &#x201C;keeping my hand from automatically closing,&#x201D; &#x201C;being able to have the handwriting I used to have before the stroke,&#x201D; and &#x201C;changing my granddaughter&#x2019;s diaper.&#x201D; Note that a simple contextualization can drive motivation if the participant sees how the task can positively impact their life outside of the research lab, yet these person-centered outcomes are rarely if ever included in research protocols (<xref ref-type="bibr" rid="B79">Winstein, 2018</xref>). To further support our argument, recent studies have shown that motivation can mediate long-lasting neural plasticity: for example, operant conditioning protocols use a reward-based approach to downregulate plantarflexor muscle H-reflex through brain and spinal cord plasticity (<xref ref-type="bibr" rid="B86">Wolpaw et al., 1986</xref>; <xref ref-type="bibr" rid="B69">Thompson and Wolpaw, 2014</xref>; <xref ref-type="bibr" rid="B10">Chen et al., 2017</xref>), which can restore pre-injury reflex excitability and invoke positive changes in walking function (<xref ref-type="bibr" rid="B71">Thompson et al., 2013</xref>; <xref ref-type="bibr" rid="B70">Thompson and Wolpaw, 2019</xref>). Therefore, the contextualization process establishes meaningful goals linked to the research task being used to promote recovery through fundamental learning-based processes, supported by brain and spinal cord plasticity (<xref ref-type="bibr" rid="B74">Tsay and Winstein, 2020</xref>).</p>
</sec>
</sec>
<sec id="S2">
<title>Summary</title>
<p>Here, we offer a set of considerations for which there is evidence of recovery-based neural plasticity, to complement current experimental approaches. First, we advocate for a shift in focus from mere movement outcome/completion to a focus on capturing how the movement is performed (e.g., attention to the quality of movement) and coupled with permission to explore the workspace (i.e., self-practice) in search of effective solutions to achieving the movement goal (i.e., autonomy support). This permission to explore, make and correct errors is possible when training schedules allow participant exploration via a reduction in guidance and augmented feedback. Second, given the myriad of changes that occur over the chronicity of the stroke, researchers should control for stroke chronicity when assessing efficacy of a given intervention. To ensure that interventions are not promoting compensation, researchers should include secondary outcome measures that reveal how the movement was performed across linked segments and joints (e.g., kinematics). This scrutiny will aid in the identification and demotion maladaptive compensatory strategies and promote more restorative movement patterns. Finally, we suggest that researchers frame experimental protocols in a context that is meaningful to each participant; doing so will increase engagement, and improve learning through intrinsic motivation and reward which will drive recovery-based changes in neural function. These simple considerations can be implemented while not compromising the scientific rigor of research based intervention studies, and our hope is that in so doing, they can be used to re-route the rehabilitation trajectory toward recovery-based behaviors and away from compensatory-based behaviors.</p>
</sec>
<sec id="S3">
<title>Data Availability Statement</title>
<p>The original contributions presented in the study are included in the article/<xref ref-type="supplementary-material" rid="SM1">Supplementary Material</xref>, further inquiries can be directed to the corresponding author/s.</p>
</sec>
<sec id="S4">
<title>Author Contributions</title>
<p>NS and CW: conceptualization, writing &#x2013; original draft preparation, and writing &#x2013; review and editing. NS: funding acquisition. Both authors contributed to the article and approved the submitted version.</p>
</sec>
<sec sec-type="COI-statement" id="conf1">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
</body>
<back>
<fn-group>
<fn fn-type="financial-disclosure">
<p><bold>Funding.</bold> This work was funded by the NIH National Center for Advancing Translational Science (NCATS; KL2TR001854) to NS.</p>
</fn>
</fn-group>
<sec id="S6" sec-type="supplementary material"><title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fnhum.2021.644335/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fnhum.2021.644335/full#supplementary-material</ext-link></p>
<supplementary-material xlink:href="Data_Sheet_1.docx" id="SM1" mimetype="application/vnd.openxmlformats-officedocument.wordprocessingml.document" xmlns:xlink="http://www.w3.org/1999/xlink"/>
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