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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Hum. Neurosci.</journal-id>
<journal-title>Frontiers in Human Neuroscience</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Hum. Neurosci.</abbrev-journal-title>
<issn pub-type="epub">1662-5161</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fnhum.2017.00345</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Neuroscience</subject>
<subj-group>
<subject>General Commentary</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Commentary: Cluster failure: Why fMRI inferences for spatial extent have inflated false-positive rates</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Mueller</surname> <given-names>Karsten</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="author-notes" rid="fn001"><sup>&#x0002A;</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/30936/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Lepsien</surname> <given-names>J&#x000F6;ran</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/30861/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>M&#x000F6;ller</surname> <given-names>Harald E.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<uri xlink:href="http://loop.frontiersin.org/people/876/overview"/>
</contrib>
<contrib contrib-type="author">
<name><surname>Lohmann</surname> <given-names>Gabriele</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Nuclear Magnetic Resonance Unit, Max Planck Institute for Human Cognitive and Brain Sciences</institution> <country>Leipzig, Germany</country></aff>
<aff id="aff2"><sup>2</sup><institution>Department of Biomedical Magnetic Resonance, University Hospital Tuebingen</institution> <country>Tuebingen, Germany</country></aff>
<aff id="aff3"><sup>3</sup><institution>Magnetic Resonance Center, Max Planck Institute for Biological Cybernetics, Tuebingen</institution> <country>Tuebingen, Germany</country></aff>
<author-notes>
<fn fn-type="edited-by"><p>Edited by: Vladimir Litvak, University College London Institute of Neurology, United Kingdom</p></fn>
<fn fn-type="edited-by"><p>Reviewed by: Gerard R Ridgway, University of Oxford, United Kingdom; Anders Eklund, Link&#x000F6;ping University, Sweden</p></fn>
<fn fn-type="corresp" id="fn001"><p>&#x0002A;Correspondence: Karsten Mueller <email>karstenm&#x00040;cbs.mpg.de</email></p></fn>
</author-notes>
<pub-date pub-type="epub">
<day>28</day>
<month>06</month>
<year>2017</year>
</pub-date>
<pub-date pub-type="collection">
<year>2017</year>
</pub-date>
<volume>11</volume>
<elocation-id>345</elocation-id>
<history>
<date date-type="received">
<day>27</day>
<month>04</month>
<year>2017</year>
</date>
<date date-type="accepted">
<day>14</day>
<month>06</month>
<year>2017</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x000A9; 2017 Mueller, Lepsien, M&#x000F6;ller and Lohmann.</copyright-statement>
<copyright-year>2017</copyright-year>
<copyright-holder>Mueller, Lepsien, M&#x000F6;ller and Lohmann</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/"><p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<related-article id="RA1" related-article-type="commentary-article" journal-id="Proc Natl Acad Sci USA" journal-id-type="nlm-ta" vol="113" page="7900" xlink:href="27357684" ext-link-type="pubmed">A commentary on <article-title>Cluster failure: Why fMRI inferences for spatial extent have inflated false-positive rates</article-title> by Eklund, A., Nichols, T. E., and Knutsson, H. (2016). Proc. Natl. Acad. Sci. U.S.A. 113, 7900&#x02013;7905. doi: <object-id>10.1073/pnas.1602413113</object-id></related-article>
<kwd-group>
<kwd>fMRI</kwd>
<kwd>functional magnetic resonance imaging</kwd>
<kwd>false positive results</kwd>
<kwd>false positive error</kwd>
<kwd>random field theory</kwd>
<kwd>family-wise error rate</kwd>
</kwd-group>
<counts>
<fig-count count="1"/>
<table-count count="0"/>
<equation-count count="0"/>
<ref-count count="4"/>
<page-count count="3"/>
<word-count count="1171"/>
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</front>
<body>
<p>In a recent manuscript, Eklund et al. (<xref ref-type="bibr" rid="B1">2016</xref>) reported inflated false positive rates in functional MRI (fMRI) using several common software packages. Here we would like to draw attention to an important aspect that was not addressed in this publication. Specifically, we would like to note that statistical inferences obtained using the random field theory depend heavily on a preprocessing parameter not discussed by Eklund et al. (<xref ref-type="bibr" rid="B1">2016</xref>), namely the spatial resolution to which the data sets are resampled and interpolated during pre-processsing. This resampling is needed to align the data to a common anatomical template that is essential to perform group analyses (also often called <italic>normalization</italic>). Eklund et al. (<xref ref-type="bibr" rid="B1">2016</xref>) used the default setting of 2&#x000D7;2&#x000D7;2 mm<sup>3</sup>. In response to Eklund&#x00027;s paper, Flandin and Friston (<xref ref-type="bibr" rid="B2">2016</xref>) used a different setting of this parameter, namely 3&#x000D7;3&#x000D7;3 mm<sup>3</sup>. Together with a more stringent initial cluster-forming threshold, they did not observe inflated false positive rates. However, the 2&#x000D7;2&#x000D7;2 mm<sup>2</sup> setting is the default in two major software packages (SPM, FSL), and in previous work, Friston and colleagues Hopfinger et al. (<xref ref-type="bibr" rid="B3">2000</xref>) stated that resampling to 2&#x000D7;2&#x000D7;2 mm<sup>3</sup> renders the analysis &#x0201C;more sensitive.&#x0201D; In other words, at present it is unclear what a valid setting for this parameter should be. Therefore, we think that it is extremely relevant to assess its influence on statistical inference.</p>
<p>For this purpose, we analyzed a group of 47 resting-state fMRI data sets with a spatial resolution of 3&#x000D7;3&#x000D7;4 mm<sup>3</sup> and 300 volumes used in a preceding study Mueller et al. (<xref ref-type="bibr" rid="B4">2016</xref>). Using a strategy analogous to Eklund et al. (<xref ref-type="bibr" rid="B1">2016</xref>) we imposed various fake designs including block- and event-related types. We tested the following resampling parameters: 3&#x000D7;3&#x000D7;4, 3&#x000D7;3&#x000D7;3, 2&#x000D7;2&#x000D7;2, and 1&#x000D7;1&#x000D7;1 mm<sup>3</sup>. Using SPM12 with family-wise error (FWE) correction based on the random field theory, we first evaluated each data set separately. We found that with higher resampling resolutions, the FWE-corrected <italic>p</italic>-values decrease systematically so that more and more false positives occur. Figure <xref ref-type="fig" rid="F1">1A</xref> shows a typical result. We obtained a systematic effect in all of the 47 data sets (Figure <xref ref-type="fig" rid="F1">1B</xref>). We also observed a systematic effect of image upscaling onto smoothness estimation (Figure <xref ref-type="fig" rid="F1">1C</xref>). Furthermore, we performed a group-level inference in which all 47 data sets were pooled. Again, we observed that the FWE-corrected <italic>p</italic>-values decreased systematically with higher resampling resolutions.</p>
<fig id="F1" position="float">
<label>Figure 1</label>
<caption><p>Impact of using different image resolutions onto family-wise error (FWE) corrected <italic>p</italic>-values with the analysis of resting-state fMRI data using a fake on-off block design. The statistical model included an experimental condition with 18 blocks with a block length of 20 s using an onset every 40 s. The same statistical analysis was performed with different image resolutions obtained within the normalization step in SPM12 followed by a subsequent spatial smoothing of 8-mm full width at half maximum. <bold>(A)</bold> Orthogonal brain sections of an individual subject showing a cluster of brain activity that becomes significant when using image upscaling. <bold>(B)</bold> Systematic decrease of FWE corrected <italic>p</italic>-values with increasing image resolution for each participant. The plot shows <italic>p</italic>-values for a randomly selected cluster with <italic>p</italic> &#x0003C; 0.1 for each participant. On average, <italic>p</italic>-values became smaller than the half size of the original value (see line plotted in red color). <bold>(C)</bold> Systematic decrease of the estimated smoothness when using image upscaling.</p></caption>
<graphic xlink:href="fnhum-11-00345-g0001.tif"/>
</fig>
<p>In other words, it appears that there is a <italic>systematic</italic> dependence of the false positive rate on the resampling parameter with smaller voxel sizes leading to smaller FWE-corrected <italic>p</italic>-values and hence more false positives. While some dependence on preprocessing parameters may be inevitable, a systematic dependence of this type is clearly worrisome, because researchers may be tempted to interpolate their data until the desired statistical significance level is reached. Statistical inference should certainly not depend in such a systematic way on a preprocessing parameter that can be set <italic>ad libitum</italic>. Clearly, this issue requires further in-depth analysis.</p>
<sec id="s1">
<title>Author contributions</title>
<p>KM communicated carried out the data analyses, and wrote the first draft of the letter. All authors assisted with the conceptual approach and contributed to the writing.</p>
<sec>
<title>Conflict of interest statement</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p></sec>
</sec>
</body>
<back>
<ack><p>We are thankful to Professor Anders Eklund for his very helpful communications.</p>
</ack>
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</article>
