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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Energy Res.</journal-id>
<journal-title>Frontiers in Energy Research</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Energy Res.</abbrev-journal-title>
<issn pub-type="epub">2296-598X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1242352</article-id>
<article-id pub-id-type="doi">10.3389/fenrg.2023.1242352</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Energy Research</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Stability and sensitivity characteristic analysis for the hydropower unit considering the sloping roof tailrace tunnel and coupling effect of the power grid</article-title>
<alt-title alt-title-type="left-running-head">Zhong et al.</alt-title>
<alt-title alt-title-type="right-running-head">
<ext-link ext-link-type="uri" xlink:href="https://doi.org/10.3389/fenrg.2023.1242352">10.3389/fenrg.2023.1242352</ext-link>
</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Zhong</surname>
<given-names>Ziwei</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2350463/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhu</surname>
<given-names>Lingkai</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhao</surname>
<given-names>Mingzhe</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Qin</surname>
<given-names>Jiafeng</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Zhang</surname>
<given-names>Shihai</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Chen</surname>
<given-names>Xi</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2349656/overview"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>State Grid Shandong Electric Power Research Institute</institution>, <addr-line>Jinan</addr-line>, <addr-line>Shandong</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Shandong Smart Grid Technology Innovation Center</institution>, <institution>Taian</institution>, <addr-line>Shandong</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>College of Electrical Engineering &#x0026; New Energy</institution>, <institution>China Three Gorges University</institution>, <addr-line>Yichang</addr-line>, <addr-line>Hubei</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/812005/overview">Hadi Taghavifar</ext-link>, UiT The Arctic University of Norway, Norway</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2283841/overview">Anle Mu</ext-link>, Xi&#x2019;an University of Technology, China</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1147860/overview">Libor Peka&#x159;</ext-link>, Tomas Bata University in Zl&#xed;n, Czechia</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Ziwei Zhong, <email>dkyzhongziwei@163.com</email>
</corresp>
</author-notes>
<pub-date pub-type="epub">
<day>18</day>
<month>09</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>11</volume>
<elocation-id>1242352</elocation-id>
<history>
<date date-type="received">
<day>27</day>
<month>06</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>29</day>
<month>08</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Zhong, Zhu, Zhao, Qin, Zhang and Chen.</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Zhong, Zhu, Zhao, Qin, Zhang and Chen</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>This paper focuses on the stability and dynamic characteristics of the coupled system of nonlinear hydraulic turbine regulating system (HTRS) and power grid (PG). By establishing a nonlinear mathematical model considering the downstream surge chamber and sloping roof tailrace tunnel, the coupling effect and influence mechanism between the hydropower station and power grid are revealed. First, with regard to the coupled system, HTRS considering downstream surge chamber and sloping roof tailrace tunnel and PG model is established. Then, dynamic performance of the coupled system is investigated based on the nonlinear mathematical model as well as Hopf bifurcation theory and validated by numerical simulation. Meanwhile, the impact mechanism of HTRS and PG is revealed by investigating dynamic characteristics. In addition, stability is studied by using eigenvalue method according to the Jacobian matrix of the coupled system. Finally, parameter sensitivity is investigated to quantify parameter effects on system performance. The experimental results indicate that bifurcation line divides the whole proportional&#x2013;integral adjustment coefficient plane into two parts and the region at the bottom of bifurcation line is stability region. HTRS and PG possess a coupling effect on stable domain and dynamic properties of the coupled system. The variation of HTRS parameters is most significant for the coupled system, especially for the inertia time constant of the hydraulic turbine unit and penstock flow inertia time constant.</p>
</abstract>
<kwd-group>
<kwd>hydraulic turbine regulating system</kwd>
<kwd>power grid</kwd>
<kwd>stability</kwd>
<kwd>dynamic characteristics</kwd>
<kwd>Hopf bifurcation theory</kwd>
</kwd-group>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Process and Energy Systems Engineering</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1">
<title>1 Introduction</title>
<p>In recent years, renewable energy sources including wind and solar power have been increasingly developed and utilized worldwide (<xref ref-type="bibr" rid="B36">Zhang et al., 2023a</xref>; <xref ref-type="bibr" rid="B32">Zhang et al., 2023b</xref>). Especially in China, intermittent renewable energy, which is an important supplementary form of applied energy, can effectively reduce the increasing load burden on power systems (<xref ref-type="bibr" rid="B35">Zhang et al., 2023c</xref>; <xref ref-type="bibr" rid="B34">Zhang et al., 2023d</xref>). However, wind energy appears to be more variable and less predictable than any other renewable energy source, which makes power systems, especially those dominated by hydropower, confront significant challenges in terms of power balancing and frequency stability (<xref ref-type="bibr" rid="B3">Fu et al., 2023</xref>; <xref ref-type="bibr" rid="B25">Xu et al., 2023</xref>). Although hydropower stations possess fast load regulation capability, the impact of the load disturbance of power grids (PGs) on hydropower stations cannot be ignored; thus, the interplay between hydropower stations and PGs necessitates further investigation.</p>
<p>The hydropower station connected to the PG will quickly come into the transient process once disturbed by external loads, which can only be restored to a new stable state through adjustment of the hydraulic turbine regulating system (HTRS) (<xref ref-type="bibr" rid="B33">Zhang et al., 2017</xref>). In the transient process, flow rate is adjusted by adjusting HTRS guide vane opening, which results in hydraulic oscillations in pressure pipeline (<xref ref-type="bibr" rid="B10">Liu et al., 2021</xref>). Hydraulic oscillation will impact the PG through hydropower station, so the transient process and the influence mechanism between hydropower station and PG connection need to be studied. Mathematical model is a premise and foundation for theoretical research. However, the mathematical model of the downstream surge chamber and pressurized tailrace tunnel is usually adopted in a hydropower station. Little consideration is given to the influence of the sloping roof tailrace tunnel and downstream surge chamber on the stable region and dynamic characteristics. Moreover, the surge chamber and sloping roof tailrace tunnel are rarely included in the modeling of hydropower stations and the interaction mechanism with the PG.</p>
<p>Mathematical models and analytical methods form the foundational basis of research into stability and dynamic characteristics of hydropower stations. The representative literatures works are as follows:<list list-type="simple">
<list-item>
<p>(1) Mathematical models: The linear model for the dynamic characteristics analysis of the HTRS has been established and widely applied. <xref ref-type="bibr" rid="B26">Xu and Guo (2020)</xref> developed a model of a hydropower station with a surge tank (HSST) that accounts for the non-linear characteristics of turbines. Through this model, the mechanism by which these non-linear characteristics affect the stability of the HSST regulating system is determined. <xref ref-type="bibr" rid="B13">Lu et al. (2022)</xref> established a model of three turbines sharing a long tailrace for the actual hydropower generation system with three turbines sharing a long tailrace, considering three typical operating conditions. A novel U-shaped rectifying impulse turbine for oscillating water column wave energy conversion was proposed by <xref ref-type="bibr" rid="B4">Guo et al. (2023)</xref>, where the steady-state performance and transient characteristics of the impulse turbine were studied. <xref ref-type="bibr" rid="B39">Zheng et al. (2022)</xref> investigated the precise modeling of hydraulic transient characteristics in a complex tailrace system for the ultra-low frequency oscillation phenomenon that took place in a large hydropower plant. <xref ref-type="bibr" rid="B38">Zhao et al. (2021a)</xref> established four models of hydropower governor systems in two regulation modes to analyze the effect of model simplification on stability. <xref ref-type="bibr" rid="B37">Zhao et al. (2021b)</xref> conducted a systematic study on improving overall regulation performance by modeling a pumped storage unit, collaborative optimization, and operational evaluation. <xref ref-type="bibr" rid="B33">Zhang et al. (2017)</xref> established a dynamic model of pump turbines in S-shaped regions by introducing non-linear piecewise functions with relevant parameters. <xref ref-type="bibr" rid="B27">Xu et al. (2018)</xref> proposed an instantaneous linearized control autoregressive integrated moving average model of pumped storage units. The model accurately describes the hydraulic and mechanical dynamic characteristics. <xref ref-type="bibr" rid="B28">Yang et al. (2019a)</xref> analyzed the non-linear dynamics of turbine drivetrains and designed adaptive fixed-time control strategies, which is inspirational for the stability control of hydropower units. <xref ref-type="bibr" rid="B40">Zhu and Guo (2019)</xref> established a mathematical model of the hydro-turbine governing system considering non-linear penstock head loss and studied the setting condition of the surge tank. <xref ref-type="bibr" rid="B6">Guo and Yang (2018)</xref> established the model of the hydro-turbine governing system with a downstream surge tank and sloping ceiling tailrace tunnel and revealed their combined effect mechanism on stability. <xref ref-type="bibr" rid="B9">Lai et al. (2019)</xref> established a non-linear mathematical model considering the non-linear characteristic of head loss in penstock and studied the stability and dynamic characteristics.</p>
</list-item>
<list-item>
<p>(2) Analytical methods: Dynamic systems are divided into linear systems and non-linear systems. The Eigenvalue method, Routh method, and Hurwitz method are often applied for stability and dynamics analysis of linear systems. For non-linear dynamic systems, fault-tolerant control, finite-time control, predictive control, fuzzy control, and intelligent optimization algorithms are widely employed. For fault-tolerant control, the adaptive output feedback fault-tolerant control problem of a non-linear turbine regulation system is studied and the numerical simulation results indicate the satisfactory control effect of the scheme in the work of <xref ref-type="bibr" rid="B31">Yi et al. (2020)</xref>. A backstepping sliding mode fault-tolerant tracking control problem for a hydro-turbine governing system considering external disturbances, actuator faults, and dead-zone inputs was investigated in the work of <xref ref-type="bibr" rid="B30">Yi and Chen (2019)</xref>, which presents a sliding mode fault-tolerant tracking control method for a hydro-turbine governing system. For finite-time control, the no-chattering finite-time control problem for a fractional-order non-linear hydro-turbine governing system was studied, and a novel robust finite-time terminal sliding mode control scheme was proposed by <xref ref-type="bibr" rid="B24">Wu et al. (2019)</xref>. The <italic>H</italic>
<sub>&#x221e;</sub> control is integrated with finite-time control theory, a finite-time <italic>H</italic>
<sub>&#x221e;</sub> control for the fractional-order hydraulic turbine governing system was proposed by <xref ref-type="bibr" rid="B11">Liu et al. (2018)</xref>, and the stability condition is given in terms of linear matrix inequalities. <xref ref-type="bibr" rid="B15">Ma et al. (2021)</xref> proposed a robust Takagi&#x2013;Sugeno fuzzy finite-time H-infinity control method for a non-linear time-delay HTRS. For predictive control, <xref ref-type="bibr" rid="B19">Tian et al. (2020)</xref> investigated a non-linear predictive control scheme with a state estimator for a fractional-order hydraulic turbine regulation system. A fuzzy generalized predictive control method for the fractional-order hydro-turbine regulating system is studied, and a non-linear fuzzy generalized predictive controller for the fractional-order hydro-turbine regulating system is designed based on the generalized predictive control theory in the work of <xref ref-type="bibr" rid="B17">Shi et al. (2018)</xref>. A fuzzy generalized predictive control method for a time-delay hydro-turbine governing system was investigated, and a novel fuzzy generalized predictive control scheme for the time-delay hydro-turbine governing system was proposed by <xref ref-type="bibr" rid="B21">Tian et al. (2019)</xref>. For fuzzy control and intelligent optimization algorithms, <xref ref-type="bibr" rid="B22">Wang et al. (2018)</xref> studied a robust finite-time Takagi&#x2013;Sugeno fuzzy control method for the hydro-turbine regulation system. A non-linear singular time-delay model of a hydraulic turbine governing system with random disturbances is proposed, and the generalized Takagi&#x2013;Sugeno fuzzy method is applied to describe the non-linearity of the hydraulic turbine governing system in the work of <xref ref-type="bibr" rid="B2">Feng and Chang (2018)</xref>. A method for designing a multi-objective robust fuzzy fractional-order proportional&#x2013;integral&#x2013;differential controller for a non-linear hydraulic turbine governing system was presented by <xref ref-type="bibr" rid="B16">Piraisoodi et al. (2019)</xref>. The method utilizes evolutionary computation techniques to achieve its objectives. A novel non-linear finite-time Takagi&#x2013;Sugeno fuzzy control scheme of the hydraulic turbine governing system with mechanical time delay was proposed by <xref ref-type="bibr" rid="B20">Tian et al. (2021)</xref>. A Takagi&#x2013;Sugeno fuzzy control method based on the frequency distribution model of disturbance observer was proposed to improve the anti-interference control performance of the system (<xref ref-type="bibr" rid="B14">Ma and Wang, 2021</xref>).</p>
</list-item>
</list>
</p>
<p>In summary, the existing literature on modeling and control of hydropower stations is built on a linear or non-linear model. At present, the research on the dynamic performance of hydropower station rarely considers the coupling effect of the surge chamber and tailrace tunnel and the influence mechanism of load fluctuations in the PG on the hydropower station. Therefore, to conduct an in-depth exploration and research in this field that can reveal the coupling effect of the hydropower station with the PG, bifurcation theory is an effective mathematical tool for examining non-linear dynamics, and thus, this paper employs it to investigate stability and dynamic characteristics of non-linear systems. In summary, the main research work, innovations, and contributions of this paper are as follows:<list list-type="simple">
<list-item>
<p>(1) The non-linear mathematical model of a hydropower station coupled with a PG considering a downstream surge chamber and sloping roof tailrace tunnel is established</p>
</list-item>
<list-item>
<p>(2) The stability and dynamic properties of the coupled system are examined in this paper by applying Hopf bifurcation theory</p>
</list-item>
<list-item>
<p>(3) The influence mechanism of the HTRS and PG on the dynamic performance of the coupled system is revealed</p>
</list-item>
<list-item>
<p>(4) Stability and transition processes of the coupled system are analyzed by the Jacobian matrix</p>
</list-item>
<list-item>
<p>(5) The aim is to improve dynamic performance and enhance stability by optimizing the parameters of the hydropower station and PG</p>
</list-item>
</list>
</p>
<p>The main structure of this paper is as follows. <xref ref-type="sec" rid="s2">Section 2</xref> presents the establishment of a non-linear mathematical model for a hydropower station and PG, which includes a downstream surge chamber and sloping roof tailrace tunnel. <xref ref-type="sec" rid="s3">Section 3</xref> presents methods and procedures for stability analysis by Hopf bifurcation theory. In addition, the stability of the coupled system was analyzed and verified utilizing dynamic equations and stability domain analysis methods. <xref ref-type="sec" rid="s4">Section 4</xref> illuminates the impact mechanism of the hydropower station and PG on stability and dynamic characteristics through the study of dynamic performance. The stability and transition process of the coupled system is analyzed by studying eigenvalues of the Jacobian matrix. <xref ref-type="sec" rid="s5">Section 5</xref> analyzes the sensitivity of two subsystem parameters of the hydropower station and PG. The conclusion of this paper is given in <xref ref-type="sec" rid="s6">Section 6</xref>.</p>
</sec>
<sec id="s2">
<title>2 Mathematical model of the HTRS and PG</title>
<p>The coupled system of the hydropower station and PG is illustrated in <xref ref-type="fig" rid="F1">Figure 1A</xref>. The structure block diagram of the hydropower station and PG is shown in <xref ref-type="fig" rid="F1">Figure 1B</xref>.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Coupled system and structure block diagram of the hydropower station and PG. <bold>(A)</bold> Coupled system of the hydropower station and PG. <bold>(B)</bold> Structure block diagram of the hydropower station and PG.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g001.tif"/>
</fig>
<sec id="s2-1">
<title>2.1 Mathematical model of the HTRS</title>
<p>As the actuator and core part of the HTRS, the governor which includes a controller and a servo system can balance the active power of power systems by adjusting the active power output from hydropower stations. The controller model applied in this paper is a parallel PI control structure, which can be represented as follows:<disp-formula id="e1">
<mml:math id="m1">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>y</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>K</mml:mi>
<mml:mi>p</mml:mi>
</mml:msub>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>K</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(1)</label>
</disp-formula>where <italic>y</italic> is the output signal of the HURS governor; <italic>x</italic>
<sub>
<italic>t</italic>
</sub> is the relative deviation of the speed; and <italic>K</italic>
<sub>
<italic>p</italic>
</sub> and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> represent the proportional gain and the integral gain, respectively.</p>
<p>The rigid model and elastic water hammer model are often utilized for a mathematical model of the pressure pipeline. For hydropower stations with long pressure pipelines, the elastic water hammer model is preferable to describe the characteristics of water flow in the pipe. However, as to hydropower stations with short pressure pipelines, it can be simplified to the rigid model. In this paper, the non-linear characteristics of flow and head loss are considered to establish the dynamic equation of the elastic water hammer model of the pressure pipeline (<xref ref-type="bibr" rid="B12">Liu and Guo, 2021</xref>).<disp-formula id="e2">
<mml:math id="m2">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mi>h</mml:mi>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>Z</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>2</mml:mn>
<mml:msub>
<mml:mi>h</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
</mml:mrow>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mfrac>
</mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mrow>
<mml:mi>w</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(2)</label>
</disp-formula>where <italic>q</italic>
<sub>
<italic>t</italic>
</sub> is the flow rate of the pressure pipe; <italic>h</italic> is the relative deviation of the water head; <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> is the water level of the downstream surge chamber; <italic>h</italic>
<sub>
<italic>t</italic>
</sub> is the head loss; <italic>H</italic>
<sub>
<italic>0</italic>
</sub> is the initial water head; and <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> is the inertial time constant of the water flow.</p>
<p>The dynamic equation of the downstream surge chamber is (<xref ref-type="bibr" rid="B1">Chaudhry, 2014</xref>)<disp-formula id="e3">
<mml:math id="m3">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>Z</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(3)</label>
</disp-formula>where Z is the water level change of the downstream surge chamber; gr represents the flow rate of the diversion tunnel; gy is the flow rate of the tailrace tunnel; TF is the time constant of the downstream surge chamber; and <italic>T</italic>
<sub>
<italic>F</italic>
</sub> is a time constant of the surge chamber, <inline-formula id="inf1">
<mml:math id="m4">
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi>F</mml:mi>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mfrac>
</mml:mrow>
</mml:math>
</inline-formula>.</p>
<p>The dynamic equation of the sloping roof tailrace tunnel is (<xref ref-type="bibr" rid="B1">Chaudhry, 2014</xref>)<disp-formula id="e4">
<mml:math id="m5">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>Z</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mn>2</mml:mn>
<mml:msub>
<mml:mi>h</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mfrac>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>z</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mrow>
<mml:mi>w</mml:mi>
<mml:mi>y</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mrow>
<mml:mi>w</mml:mi>
<mml:mi>x</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(4)</label>
</disp-formula>
</p>
<p>According to the work of <xref ref-type="bibr" rid="B7">Guo et al. (2015)</xref>, <italic>T</italic>
<sub>
<italic>wx</italic>
</sub> and <italic>z</italic>
<sub>
<italic>y</italic>
</sub> are derived from Eqs <xref ref-type="disp-formula" rid="e5">5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref>, respectively, and then, the dynamic equations of the sloping roof tailrace tunnel can be obtained by substituting Eqs <xref ref-type="disp-formula" rid="e5">5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref> into Eq. <xref ref-type="disp-formula" rid="e4">4</xref> as shown in Eq. <xref ref-type="disp-formula" rid="e7">7</xref>.<disp-formula id="e5">
<mml:math id="m6">
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mrow>
<mml:mi>w</mml:mi>
<mml:mi>x</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi>&#x3bb;</mml:mi>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mi>V</mml:mi>
<mml:mi>x</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>g</mml:mi>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
<mml:mi>c</mml:mi>
<mml:mi>W</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>tan</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3b1;</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(5)</label>
</disp-formula>
<disp-formula id="e6">
<mml:math id="m7">
<mml:mrow>
<mml:msub>
<mml:mi>z</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi>&#x3bb;</mml:mi>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
<mml:mi>c</mml:mi>
<mml:mi>W</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(6)</label>
</disp-formula>
<disp-formula id="e7">
<mml:math id="m8">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>2</mml:mn>
<mml:msub>
<mml:mi>h</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
</mml:mrow>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mfrac>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>Z</mml:mi>
<mml:mi>F</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mi>&#x3bb;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
<mml:mi>c</mml:mi>
<mml:mi>W</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mrow>
<mml:mi>w</mml:mi>
<mml:mi>y</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mi>&#x3bb;</mml:mi>
<mml:msub>
<mml:mi>V</mml:mi>
<mml:mi>x</mml:mi>
</mml:msub>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>cot</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3b1;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mi>g</mml:mi>
<mml:msub>
<mml:mi>H</mml:mi>
<mml:mn>0</mml:mn>
</mml:msub>
<mml:mi>c</mml:mi>
<mml:mi>W</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(7)</label>
</disp-formula>where <italic>h</italic>
<sub>
<italic>y</italic>
</sub> is the water head loss of the tailrace tunnel; <italic>z</italic>
<sub>
<italic>y</italic>
</sub> is the water level change of the tailrace tunnel; <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> and <italic>T</italic>
<sub>
<italic>wx</italic>
</sub> represent the time constant of steady-state flow inertia and transient flow inertia, respectively; <italic>&#x3bb;</italic> is the section coefficient of the tailrace tunnel; <italic>c</italic> is the wave velocity at the interface of the open and full-flow manifolds; <italic>W</italic> is the width of the tailrace tunnel; <italic>V</italic>
<sub>
<italic>x</italic>
</sub> is the flow rate at the open and full-flow interfaces; and <italic>&#x3b1;</italic> is the inclination angle of the tailrace tunnel.</p>
<p>The moment equation and flow equation of the hydraulic turbine are (<xref ref-type="bibr" rid="B29">Yang et al., 2019b</xref>)<disp-formula id="e8">
<mml:math id="m9">
<mml:mrow>
<mml:mtable columnalign="center">
<mml:mtr>
<mml:mtd>
<mml:mrow>
<mml:msub>
<mml:mi>m</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mi>x</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mi>y</mml:mi>
</mml:msub>
<mml:mi>y</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mi>h</mml:mi>
</mml:msub>
<mml:mi>h</mml:mi>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:mrow>
<mml:msub>
<mml:mi>q</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mrow>
<mml:mi>q</mml:mi>
<mml:mi>x</mml:mi>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mrow>
<mml:mi>q</mml:mi>
<mml:mi>y</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mi>y</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mrow>
<mml:mi>q</mml:mi>
<mml:mi>h</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mi>h</mml:mi>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:mtd>
</mml:mtr>
</mml:mtable>
</mml:mrow>
</mml:math>
<label>(8)</label>
</disp-formula>
</p>
<p>In previous research, the first-order model of a synchronous generator was commonly employed to describe its inertia moment. Given the strong mechanical inertia of the hydraulic relay and water guide system, when the load changes, it is hard for the actuators to track and adjust quickly in real time, which leads to a lag phenomenon (<xref ref-type="bibr" rid="B15">Ma et al., 2021</xref>). To better reveal the dynamic characteristics of the HTRS coupled with the PG, this paper employs a second-order model of the synchronous generator, which depicts not only the rotational inertia but also the interaction between the electromagnetic power and the power angle. The mathematical model of synchronous generator is as follows:<disp-formula id="e9">
<mml:math id="m10">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>m</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mi>g</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>K</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
<mml:mo>&#x222b;</mml:mo>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>D</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>m</mml:mi>
<mml:mi>g</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
</mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(9)</label>
</disp-formula>
</p>
<p>Since there is an integral term in Eq. <xref ref-type="disp-formula" rid="e9">9</xref>, the state variable <italic>&#x3be;</italic>
<sub>
<italic>1</italic>
</sub> is defined as <inline-formula id="inf2">
<mml:math id="m11">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3be;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mo>&#x222b;</mml:mo>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>. Equation <xref ref-type="disp-formula" rid="e9">9</xref> can be transformed into<disp-formula id="e10">
<mml:math id="m12">
<mml:mrow>
<mml:mtable columnalign="center">
<mml:mtr>
<mml:mtd>
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>&#x3be;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>m</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>e</mml:mi>
<mml:mi>g</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>K</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>&#x3be;</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>D</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>t</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x2b;</mml:mo>
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<label>(10)</label>
</disp-formula>where <italic>&#x3be;</italic>
<sub>1</sub> is the intermediate state variable; <italic>x</italic>
<sub>
<italic>s</italic>
</sub> is the relative deviation value of the grid frequency; <italic>e</italic>
<sub>
<italic>g</italic>
</sub> is the self-regulation coefficient of the load; <italic>K</italic>
<sub>
<italic>a</italic>
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<sub>
<italic>a</italic>
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<sub>
<italic>g</italic>
</sub> is the relative deviation of the resistance torque; and <italic>T</italic>
<sub>
<italic>a</italic>
</sub> is the inertial time constant of the unit.</p>
</sec>
<sec id="s2-2">
<title>2.2 Mathematical model of the PG</title>
<p>The structural block diagram of the equivalent PG is shown in <xref ref-type="fig" rid="F2">Figure 2</xref>. Load disturbance only considers mg, ignoring load disturbance in the PG, i.e., <italic>p</italic>
<sub>
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<label>(11)</label>
</disp-formula>where <italic>&#x3be;</italic>
<sub>2</sub> is the intermediate state variable; <italic>T</italic>
<sub>
<italic>g</italic>
</sub> is the inertia time constant of the servo motor in the grid model; <italic>B</italic> is the power conversion coefficient; <italic>p</italic>
<sub>
<italic>t</italic>
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<sub>
<italic>s</italic>
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<sub>
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</sub> is the inertia time constant of the grid equivalent unit.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Structural block diagram of the equivalent PG.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g002.tif"/>
</fig>
<p>By integrating Eqs <xref ref-type="disp-formula" rid="e1">1</xref>&#x2013;<xref ref-type="disp-formula" rid="e4">4</xref> and Eqs <xref ref-type="disp-formula" rid="e9">9</xref>&#x2013;<xref ref-type="disp-formula" rid="e11">11</xref>, the eighth-order non-linear state equations are obtained as Eq. <xref ref-type="disp-formula" rid="e12">12</xref>, which can reflect the coupling effect of the HTRS and PG.<disp-formula id="e12">
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<mml:mi>Z</mml:mi>
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<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mn>0</mml:mn>
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</mml:msub>
<mml:msub>
<mml:mi>V</mml:mi>
<mml:mi>x</mml:mi>
</mml:msub>
<mml:mi>&#x3bb;</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>cot</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x3b1;</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:mtd>
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</mml:mtable>
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</mml:mrow>
</mml:mrow>
</mml:math>
<label>(12)</label>
</disp-formula>
</p>
</sec>
</sec>
<sec id="s3">
<title>3 Stability of the non-linear HTRS</title>
<sec id="s3-1">
<title>3.1 Stability analysis method</title>
<p>Hopf bifurcation (<xref ref-type="bibr" rid="B18">Strogatz, 2014</xref>; <xref ref-type="bibr" rid="B23">Wiggins, 2013</xref>) is a simple yet important dynamic bifurcation phenomenon in non-linear systems, which is a type of localized dynamic bifurcation; specifically, as the bifurcation parameter varies, the system bifurcates abruptly from the equilibrium at the non-hyperbolic equilibrium from the extremal limit loop phenomenon. Accordingly, Hopf bifurcation theory with theoretical applicability, simple program design, and high calculation accuracy is generally applied to conduct non-linear analysis. Meanwhile, Hopf bifurcation theory has been applied to the dynamics research of the HTRS in relevant works. Thus, this theory can be adopted in this paper to investigate the non-linear dynamical behavior of the coupled system.</p>
<p>Under external perturbations, the system will generate steady-state or unsteady-state limit-loop oscillations at Hopf bifurcation points, which correspond to supercritical and subcritical bifurcations, respectively. The Jacobian matrix of the coupled system at the equilibrium point <italic>X</italic>
<sub>
<italic>E</italic>
</sub> is <italic>J</italic>(<italic>&#x3bc;</italic>) &#x3d; <italic>Df</italic>
<sub>
<italic>x</italic>
</sub>(<italic>X</italic>
<sub>
<italic>E</italic>
</sub>,<italic>&#x3bc;</italic>). Accordingly, the characteristic equation of the Jacobian matrix can be derived by det(<italic>J</italic>(<italic>&#x3bc;</italic>) - <italic>&#x3bb;I</italic>) &#x3d; 0 as follows:<disp-formula id="e13">
<mml:math id="m15">
<mml:mrow>
<mml:msup>
<mml:mi>&#x3bb;</mml:mi>
<mml:mi>n</mml:mi>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>&#x3bb;</mml:mi>
<mml:mrow>
<mml:mi>n</mml:mi>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>&#x3bb;</mml:mi>
<mml:mrow>
<mml:mi>n</mml:mi>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>2</mml:mn>
</mml:mrow>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:mo>&#x22ef;</mml:mo>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mrow>
<mml:mi>n</mml:mi>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mi>&#x3bb;</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mi>n</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(13)</label>
</disp-formula>where <italic>&#x3bb;</italic> and <italic>a</italic>
<sub>
<italic>i</italic>
</sub>(<italic>&#x3bc;</italic>) (<italic>i</italic> &#x3d; 1,2, ,<italic>n</italic>) are eigenvalues and coefficients of the polynomial det(<italic>J</italic>(<italic>&#x3bc;</italic>) - <italic>&#x3bb;I</italic>) &#x3d; 0, respectively.</p>
<p>The existence of Hopf bifurcation can be validated by the following well-known Hurwitz criterion (<xref ref-type="bibr" rid="B8">Hassard et al., 1981</xref>):<disp-formula id="e14">
<mml:math id="m16">
<mml:mrow>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:mo>&#x3e;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1,2</mml:mn>
<mml:mo>,</mml:mo>
<mml:mo>&#x22ef;</mml:mo>
<mml:mo>,</mml:mo>
<mml:mi>n</mml:mi>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(14)</label>
</disp-formula>
<disp-formula id="e15">
<mml:math id="m17">
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<mml:msub>
<mml:mo>&#x394;</mml:mo>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>det</mml:mi>
<mml:mrow>
<mml:mfenced open="[" close="]" separators="|">
<mml:mrow>
<mml:mtable columnalign="center">
<mml:mtr>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:mn>1</mml:mn>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
</mml:mtable>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x3e;</mml:mo>
<mml:mn>0</mml:mn>
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</mml:mrow>
</mml:math>
<label>(15)</label>
</disp-formula>
<disp-formula id="e16">
<mml:math id="m18">
<mml:mrow>
<mml:msub>
<mml:mo>&#x394;</mml:mo>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>det</mml:mi>
<mml:mrow>
<mml:mfenced open="[" close="]" separators="|">
<mml:mrow>
<mml:mtable columnalign="center">
<mml:mtr>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:mn>1</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
</mml:mtable>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x3e;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(16)</label>
</disp-formula>
<disp-formula id="e17">
<mml:math id="m19">
<mml:mrow>
<mml:msub>
<mml:mo>&#x394;</mml:mo>
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</mml:mtd>
<mml:mtd>
<mml:mn>1</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
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</mml:mtd>
<mml:mtd>
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<mml:mtd>
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<mml:mtr>
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<mml:mn>3</mml:mn>
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</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:mn>1</mml:mn>
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<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
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<mml:mtd>
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</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
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</mml:mtr>
<mml:mtr>
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<mml:mi>a</mml:mi>
<mml:mn>7</mml:mn>
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</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>8</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>7</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
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<mml:mtd>
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<mml:mtd>
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<mml:mi>a</mml:mi>
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</mml:mtd>
<mml:mtd>
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</mml:mtd>
<mml:mtd>
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</mml:mtd>
<mml:mtd>
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</mml:mtd>
</mml:mtr>
<mml:mtr>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
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</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:mn>0</mml:mn>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>8</mml:mn>
</mml:msub>
</mml:mtd>
<mml:mtd>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>7</mml:mn>
</mml:msub>
</mml:mtd>
</mml:mtr>
</mml:mtable>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(17)</label>
</disp-formula>
</p>
<p>If Eqs <xref ref-type="disp-formula" rid="e14">14</xref>&#x2013;<xref ref-type="disp-formula" rid="e17">17</xref> are satisfied at <italic>&#x3bc;</italic> &#x3d; <italic>&#x3bc;</italic>
<sub>
<italic>c</italic>
</sub>, Eq. <xref ref-type="disp-formula" rid="e13">13</xref> has a pair of pure virtual eigenvalues <italic>&#x3bb;</italic>
<sub>1,2</sub> &#x3d; &#xb1;i<italic>&#x3c9;</italic>
<sub>
<italic>c</italic>
</sub> and the system will bifurcate at <italic>&#x3bc;</italic> &#x3d; <italic>&#x3bc;</italic>
<sub>c</sub>. Accordingly, the system will occur with periodic oscillations and generate limit cycles in phase space. The limit cycle period at Hopf bifurcation is <italic>T</italic>
<sub>
<italic>LC</italic>
</sub> &#x3d; 2<italic>&#x3c0;&#x2215;&#x3c9;</italic>
<sub>
<italic>c</italic>
</sub>. Furthermore, the type of Hopf bifurcation can be determined based on the cross-sectional coefficient <inline-formula id="inf3">
<mml:math id="m20">
<mml:mrow>
<mml:msup>
<mml:mi>&#x3c3;</mml:mi>
<mml:mo>&#x2032;</mml:mo>
</mml:msup>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3bc;</mml:mi>
<mml:mi>c</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x3d;</mml:mo>
<mml:mtext>Re</mml:mtext>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mfenced open="" close="|" separators="|">
<mml:mrow>
<mml:mfrac>
<mml:mrow>
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<mml:mi>&#x3bb;</mml:mi>
</mml:mrow>
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</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mrow>
<mml:mi>&#x3bc;</mml:mi>
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<mml:msub>
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</mml:msub>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
</mml:mrow>
</mml:math>
</inline-formula>.</p>
</sec>
<sec id="s3-2">
<title>3.2 Stability analysis of the HTRS and PG</title>
<p>According to Eq. <xref ref-type="disp-formula" rid="e12">12</xref>, variables <italic>x</italic>
<sub>
<italic>t</italic>
</sub>, <italic>y</italic>, <italic>&#x3be;</italic>
<sub>1</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, <italic>&#x3be;</italic>
<sub>2</sub>, <italic>q</italic>
<sub>
<italic>t</italic>
</sub>, <italic>Z</italic>
<sub>
<italic>F</italic>
</sub>, and <italic>q</italic>
<sub>
<italic>y</italic>
</sub> are chosen as state variables of the coupled system, and state vector <italic>X</italic> &#x3d; (<italic>x</italic>
<sub>
<italic>t</italic>
</sub>, <italic>y</italic>, <italic>&#x3be;</italic>
<sub>1</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, <italic>&#x3be;</italic>
<sub>2</sub>, <italic>q</italic>
<sub>
<italic>t</italic>
</sub>, <italic>Z</italic>
<sub>
<italic>F</italic>
</sub>, <italic>q</italic>
<sub>
<italic>y</italic>
</sub>)<sup>
<italic>T</italic>
</sup> can be obtained. With the exception of state variables, any other parameter in Eq. <xref ref-type="disp-formula" rid="e12">12</xref> can be chosen as the bifurcation parameter, denoted as <italic>&#x3bc;</italic>. The choice of bifurcation parameter <italic>&#x3bc;</italic> is based on the purpose of system research. For example, <italic>K</italic>
<sub>
<italic>p</italic>
</sub> and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> are chosen as bifurcation parameters when studying the effect of the governor on the stability of the whole system.</p>
<p>The equilibrium point <italic>X</italic>
<sub>
<italic>E</italic>
</sub> &#x3d; (<italic>x</italic>
<sub>
<italic>tE</italic>
</sub>, <italic>y</italic>
<sub>
<italic>E</italic>
</sub>, <italic>&#x3be;</italic>
<sub>1<italic>E</italic>
</sub>, <italic>x</italic>
<sub>
<italic>sE</italic>
</sub>, <italic>&#x3be;</italic>
<sub>2<italic>E</italic>
</sub>, <italic>q</italic>
<sub>
<italic>tE</italic>
</sub>, <italic>Z</italic>
<sub>
<italic>FE</italic>
</sub>, <italic>q</italic>
<sub>
<italic>yE</italic>
</sub>)<sup>T</sup> can be obtained by solving <italic>f</italic>(<italic>x, &#x3bc;</italic>) &#x3d; 0, i.e., by making Eq. <xref ref-type="disp-formula" rid="e12">12</xref> &#x3d; 0:<disp-formula id="e18">
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<label>(18)</label>
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</p>
<p>The Jacobian matrix <italic>J</italic>(<italic>&#x3bc;</italic>) for solving the non-linear coupled system <inline-formula id="inf4">
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</mml:mfrac>
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</mml:mrow>
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</mml:mtd>
</mml:mtr>
</mml:mtable>
</mml:math>
</inline-formula>.</p>
<p>The characteristic polynomial of the Jacobian matrix <italic>J</italic>(<italic>&#x3bc;</italic>) is<disp-formula id="e20">
<mml:math id="m25">
<mml:mrow>
<mml:msup>
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<mml:mn>8</mml:mn>
</mml:msup>
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<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mn>7</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mn>6</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mn>5</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:msup>
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<mml:mn>4</mml:mn>
</mml:msup>
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<mml:mi>a</mml:mi>
<mml:mn>5</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mn>3</mml:mn>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
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<mml:mi>a</mml:mi>
<mml:mn>6</mml:mn>
</mml:msub>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mn>2</mml:mn>
</mml:msup>
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<mml:mi>a</mml:mi>
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</mml:msub>
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<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>a</mml:mi>
<mml:mn>8</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(20)</label>
</disp-formula>
</p>
<p>Based on the aforementioned stability analysis criterion, the stability domain can be drawn on the <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane. Parameter values of the HTRS and PG are <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 10&#xa0;s, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> &#x3d; 3.5&#xa0;s, <italic>F</italic> &#x3d; 1,500&#xa0;m<sup>2</sup>, <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> &#x3d; 2.0&#xa0;s, <italic>W</italic> &#x3d; 7.5&#xa0;m, <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1, <italic>e</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; 0, <italic>e</italic>
<sub>
<italic>x</italic>
</sub> &#x3d; &#x2212;1, <italic>e</italic>
<sub>
<italic>y</italic>
</sub> &#x3d; 1, <italic>e</italic>
<sub>
<italic>h</italic>
</sub> &#x3d; 1.5, <italic>h</italic>
<sub>
<italic>t</italic>
</sub> &#x3d; 1.46&#xa0;m, <italic>H</italic>
<sub>
<italic>0</italic>
</sub> &#x3d; 80&#xa0;m, <italic>e</italic>
<sub>
<italic>qx</italic>
</sub> &#x3d; 0, <italic>e</italic>
<sub>
<italic>qy</italic>
</sub> &#x3d; 1, <italic>e</italic>
<sub>
<italic>qh</italic>
</sub> &#x3d; 0.5, <italic>h</italic>
<sub>
<italic>y</italic>
</sub> &#x3d; 1.12&#xa0;m, <italic>Q</italic>
<sub>
<italic>y0</italic>
</sub> &#x3d; 500&#xa0;m<sup>3</sup>/s, <italic>H</italic>
<sub>
<italic>x</italic>
</sub> &#x3d; 18.3&#xa0;m, <italic>&#x3b1;</italic> &#x3d; 0.0599282, <italic>D</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 0.073, <italic>K</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 2, <italic>T</italic>
<sub>
<italic>s</italic>
</sub> &#x3d; 40, <italic>D</italic>
<sub>
<italic>s</italic>
</sub> &#x3d; 0.4, <italic>R</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; 0.2, <italic>T</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; 40, and <italic>B</italic> &#x3d; 0.1, and <italic>x</italic> denotes the eigenvalue of the polynomial <italic>J</italic>(<italic>&#x3bc;</italic>) with value 3.</p>
<p>The bifurcation line is a crucial stability indicator comprising all Hopf bifurcation points on the <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane, which divides the whole parameter plane into stable and unstable domains. Thus, the location of bifurcation line determines stability margin in the parameter plane of the coupled system that also reflects dynamic characteristics.</p>
<p>With respect to the non-linear coupled system researched in this paper, <italic>K</italic>
<sub>
<italic>i</italic>
</sub> is chosen as the bifurcation parameter. Then, the stable domain and bifurcation line of the coupled system can be determined by solving Eq. <xref ref-type="disp-formula" rid="e12">12</xref>, and they are shown in <xref ref-type="fig" rid="F3">Figure 3A</xref>. In <xref ref-type="fig" rid="F3">Figure 3A</xref>, three state points <italic>s</italic>
<sub>1</sub>, <italic>s</italic>
<sub>2</sub>, and <italic>s</italic>
<sub>3</sub> are chosen to investigate dynamic response of the coupled system under different parameter values. Coordinate values of the three selected state points and respective theoretical states of the dynamic response are shown in <xref ref-type="table" rid="T1">Table 1</xref>. In addition, from <xref ref-type="fig" rid="F3">Figure 3B</xref>, it can be concluded that <italic>&#x3c3;</italic>&#x27;(<italic>&#x3bc;</italic>
<sub>
<italic>c</italic>
</sub>) &#x3e; 0, which indicates that the Hopf bifurcation is supercritical.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Non-linear dynamics of the coupled system. <bold>(A)</bold> Stable domain and bifurcation line of the coupled system. <bold>(B)</bold> Values of <italic>&#x3c3;</italic>&#x27;(<italic>&#x3bc;</italic>
<sub>
<italic>c</italic>
</sub>) bifurcation points of the coupled system.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g003.tif"/>
</fig>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Coordinate values of <italic>s</italic>
<sub>1</sub>, <italic>s</italic>
<sub>2</sub>, and <italic>s</italic>
<sub>3</sub>.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">State points</th>
<th align="left">
<italic>s</italic>
<sub>1</sub>
</th>
<th align="left">
<italic>s</italic>
<sub>2</sub>
</th>
<th align="left">
<italic>s</italic>
<sub>3</sub>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">
<italic>K</italic>
<sub>
<italic>p</italic>
</sub>
</td>
<td align="left">1.00</td>
<td align="left">1.00</td>
<td align="left">1.00</td>
</tr>
<tr>
<td align="left">
<italic>K</italic>
<sub>
<italic>i</italic>
</sub>(<italic>s</italic>
<sup>&#x2212;1</sup>)</td>
<td align="left">0.52</td>
<td align="left">0.6</td>
<td align="left">0.3</td>
</tr>
<tr>
<td align="left">Theoretical states of the dynamic response of the coupled system</td>
<td align="left">Limit cycle</td>
<td align="left">Limit cycle</td>
<td align="left">Equilibrium point</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s3-3">
<title>3.3 Numerical analysis and stability verification</title>
<p>According to chaos theory and Hopf bifurcation theory, the discriminant conditions for Hopf bifurcation to occur in the system are Eqs <xref ref-type="disp-formula" rid="e14">14</xref>&#x2013;<xref ref-type="disp-formula" rid="e17">17</xref>. With the aim of verifying the correctness of the conclusions in <xref ref-type="table" rid="T1">Table 1</xref>, numerical simulation experiments are utilized in this section. Three state points <italic>s</italic>
<sub>1</sub>, <italic>s</italic>
<sub>2</sub>, and <italic>s</italic>
<sub>3</sub> are substituted into the state equation to solve the dynamic response of system state variables. Dynamic characteristics and the phase space trajectory of the state variables for the three corresponding state points are shown in <xref ref-type="fig" rid="F4">Figure 4</xref>. The equilibrium point of the system is often chosen as the initial state of the system when simulation experiments of non-linear systems are carried out. Therefore, all the parameters of the system are substituted into the system of state equations and the equilibrium point of the state variables of the system is solved, and the state of the equilibrium point is obtained to be (&#x2212;0.1335, 0). So, (&#x2212;0.1335, 0) is chosen to be the initial state of the system.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Dynamic characteristics and phase space trajectory of state variables. <bold>(A)</bold> Dynamic characteristics and phase space trajectory of state variables for <italic>s</italic>
<sub>1</sub>. <bold>(B)</bold> Dynamic characteristics and phase space trajectory of state variables for <italic>s</italic>
<sub>2</sub>. <bold>(C)</bold> Dynamic characteristics and phase space trajectory of state variables for <italic>s</italic>
<sub>3</sub>.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g004.tif"/>
</fig>
<p>The conclusions that can be obtained from <xref ref-type="fig" rid="F4">Figure 4</xref> are as follows:<list list-type="simple">
<list-item>
<p>(1) <xref ref-type="fig" rid="F4">Figure 4A</xref> shows that Hopf bifurcation occurs at <italic>s</italic>
<sub>1</sub>, which is coherent with the aforementioned theoretical analysis. From the phase space trajectory in <xref ref-type="fig" rid="F4">Figure 4A</xref>, it can be concluded that at point <italic>s</italic>
<sub>1</sub>, the system oscillates from the equilibrium point and quickly enters limit cycles. Furthermore, when the load disturbance of the coupled system is <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1, state variables <italic>x</italic>
<sub>
<italic>s</italic>
</sub> and <italic>x</italic>
<sub>
<italic>t</italic>
</sub> oscillate with equal amplitude from the equilibrium point.</p>
</list-item>
<list-item>
<p>(2) From <xref ref-type="fig" rid="F3">Figure 3</xref>, it can be seen that the <italic>s</italic>
<sub>2</sub> point is in an unstable domain and bifurcation parameters are <italic>K</italic>
<sub>
<italic>p</italic>
</sub> &#x3d; 1 and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> &#x3d; 0.6. According to the phase space trajectory of <italic>x</italic>
<sub>
<italic>t</italic>
</sub> and <italic>q</italic>
<sub>
<italic>t</italic>
</sub> in <xref ref-type="fig" rid="F4">Figure 4B</xref>, it can also be shown that the state of point <italic>s</italic>
<sub>2</sub> is unstable, and the trajectory of state variables gradually diverges from the equilibrium point. In addition, from dynamic characteristics of each state variable, it can also be concluded that point <italic>s</italic>
<sub>2</sub> is unstable, which will lead to gradual instability of the system operation.</p>
</list-item>
<list-item>
<p>(3) <xref ref-type="fig" rid="F4">Figure 4C</xref> investigates dynamic characteristics of point <italic>s</italic>
<sub>3</sub> when bifurcation parameters are <italic>K</italic>
<sub>
<italic>p</italic>
</sub> &#x3d; 1 and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> &#x3d; 0.3. From <xref ref-type="fig" rid="F4">Figure 4C</xref>, it can be known that state variables begin to converge gradually from the equilibrium point. Moreover, from dynamic characteristics of state variables, it can be concluded that as time increases, the oscillation amplitude of each variable gradually decreases and finally becomes stable.</p>
</list-item>
</list>
</p>
</sec>
</sec>
<sec id="s4">
<title>4 Coupling effect of the HTRS and PG</title>
<sec id="s4-1">
<title>4.1 Influence of dynamic performance</title>
<p>The highly complex dynamic behavior and significant impact on the stability region are consequences of the complex non-linear characteristics inherent to the HTRS. In order to reveal the coupling effect between the HTRS and PG, the coupled system was partitioned into two subsystems for non-linear dynamics analysis. This type of analysis enables a deeper understanding of the dynamic characteristics of the HTRS and PG, revealing the interrelationship between them and allowing for a more precise evaluation of system stability.</p>
<p>Subsystem 1 is the hydropower station considering a downstream surge chamber and sloping roof tailrace tunnel, while subsystem 2 is the PG. For subsystem 1, since the downstream surge chamber and sloping roof tailrace tunnel can decrease water hammer pressure during the transition process of the hydropower station, the influence of the downstream surge chamber and sloping roof tailrace tunnel on the operation of the hydropower station has to be considered. Although the tailrace tunnel can reduce the loss of outlet kinetic energy by using a turbine runner, water level fluctuation of the surge chamber and flow inertia variation of the tailrace tunnel will also interfere with the system. Moreover, the disturbance interaction not only directly affects stability of the hydropower station but also generates complex dynamic behavior during transients. Due to the fact that subsystem 2 is directly coupled to the hydropower station, changes of PG load and the connection and exit of power will affect safe operation of the coupled system. Hence, it is essential to study subsystem 1 and subsystem 2 on the dynamic behavior and stability of the coupled system.</p>
<sec id="s4-1-1">
<title>4.1.1 Influence of the HTRS on stable domain and dynamic characteristics</title>
<p>This section studies the dynamic behavior and stability of the HTRS. With the state equation of the HTRS, the influence factors of dynamic characteristics are analyzed by drawing stability domain and dynamic response under different characteristic parameters. Parameters <italic>F</italic>, <italic>T</italic>
<sub>
<italic>a</italic>
</sub>, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>, and <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> are selected as characteristic parameters of the coupled system under load disturbance <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1. Then, within a reasonable range, different values of <italic>F</italic>, <italic>T</italic>
<sub>
<italic>a</italic>
</sub>, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>, and <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> are selected, whose corresponding parameter values are shown in <xref ref-type="table" rid="T2">Table 2</xref>. To assist analysis, four state points are selected and the stability domain and dynamic response are analyzed under different characteristic parameters.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Parameter values of characteristic parameters.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Parameter</th>
<th align="left">
<sub>
<italic>F</italic>
</sub>
</th>
<th align="left">
<italic>T</italic>
<sub>
<italic>a</italic>
</sub>
</th>
<th align="left">
<sub>
<italic>Twt</italic>
</sub>
</th>
<th align="left">
<sub>
<italic>Twy</italic>
</sub>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="3" align="left">
<italic>S</italic>
<sub>1</sub>
</td>
<td align="left">1,300</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,700</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td rowspan="3" align="left">
<sub>
<italic>S</italic>2</sub>
</td>
<td align="left">1,500</td>
<td align="left">9</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">11</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td rowspan="3" align="left">
<sub>
<italic>S</italic>3</sub>
</td>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">2.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">4.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td rowspan="3" align="left">
<sub>
<italic>S</italic>4</sub>
</td>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">1.5</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.0</td>
</tr>
<tr>
<td align="left">1,500</td>
<td align="left">10</td>
<td align="left">3.5</td>
<td align="left">2.5</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>The impact of characteristic parameters on the stability domain is demonstrated in <xref ref-type="fig" rid="F5">Figure 5</xref>. Through the analysis of the stability domain and bifurcation line, the following conclusions can be obtained.</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Influence of characteristic parameters on the stability domain. <bold>(A)</bold> The influence of parameter <italic>F</italic> on stability domain. <bold>(B)</bold> The influence of parameter <italic>T</italic>
<sub>
<italic>a</italic>
</sub> on stability domain. <bold>(C)</bold> The influence of parameter <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> on stability domain. <bold>(D)</bold> The influence of parameter <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> on stability domain. </p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g005.tif"/>
</fig>
<p>The horizontal and vertical coordinates of the stability region and bifurcation line are <italic>K</italic>
<sub>
<italic>p</italic>
</sub> and <italic>K</italic>
<sub>
<italic>i</italic>
</sub>, respectively. According to <xref ref-type="fig" rid="F5">Figure 5A</xref>, <italic>F</italic> is set as 1,300; 1,500; and 1,700&#xa0;m<sup>2</sup>, respectively. <xref ref-type="fig" rid="F5">Figure 5A</xref> shows a slight influence of <italic>F</italic> on the stability domain of the system. As <italic>F</italic> increases, the bifurcation line of stable domains of the coupled system moves toward a lower-left corner of the <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane, indicating that stability is better for smaller <italic>F</italic>. Hence, adopting a smaller <italic>F</italic> value can improve the system&#x2019;s stability domain. Nonetheless, it should be noted that the improvement achieved by adjusting <italic>F</italic> is limited and <italic>F</italic> cannot be regarded as the primary factor for enhancing the stability of the coupled system.</p>
<p>According to <xref ref-type="fig" rid="F5">Figures 5B, C</xref>, <italic>T</italic>
<sub>
<italic>a</italic>
</sub> is set as 9, 10, and 11&#xa0;s. <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> is set as 2.5, 3.5, and 4.5&#xa0;s. <xref ref-type="fig" rid="F5">Figures 5B, C</xref> show a significant effect of <italic>T</italic>
<sub>
<italic>a</italic>
</sub> and <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> on the stability domain of the system. An intersection of bifurcation lines of the stability domain exists with different <italic>T</italic>
<sub>
<italic>a</italic>
</sub>. To the left side of the intersection point, the stability domain decreases as <italic>T</italic>
<sub>
<italic>a</italic>
</sub> increases. However, on the right side of the intersection point, the change in the stable domain behaves oppositely. With the increase of <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>, the bifurcation line of the stability domain of the system moves to the down left corner of the <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane, indicating that a smaller <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> results in better stability. Hence, <italic>T</italic>
<sub>
<italic>a</italic>
</sub> can improve the system stability by determining appropriate <italic>T</italic>
<sub>
<italic>a</italic>
</sub> value based on the intersection point. In addition, to enhance system stability, a smaller <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> value is recommended. In practical applications, adopting a smaller <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> value is a feasible measure to improve the system stability.</p>
<p>From <xref ref-type="fig" rid="F5">Figure 5D</xref>, <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> is set as 1.5, 2, and 2.5&#xa0;s. <xref ref-type="fig" rid="F5">Figure 5D</xref> shows a slight effect of <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> on the stability domain of the coupled system. As <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> increases, the bifurcation line of the stability domain is shifted toward the bottom left angle of the <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane, indicating that a smaller <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> results in better stability. Therefore, for the purpose of enhancing system stability, a smaller <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> value may be advisable. However, enhancement extent is small and the <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> value cannot be taken as the major method to improve the stability of the coupled system.</p>
<p>By numerical simulation, the influence of four parameters on dynamic characteristics can be derived, whose results are shown in <xref ref-type="fig" rid="F6">Figure 6</xref>.</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Influence on the dynamic characteristics. <bold>(A)</bold> The influence of <italic>F</italic> on the dynamic characteristics. <bold>(B)</bold> The influence of <italic>T</italic>
<sub>
<italic>a</italic>
</sub> on the dynamic characteristics. <bold>(C)</bold> The influence of <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> on the dynamic characteristics. <bold>(D)</bold> The influence of <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> on the dynamic characteristics.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g006.tif"/>
</fig>
<p>According to the phase space trajectory in <xref ref-type="fig" rid="F6">Figures 6Ai&#x2013;iii</xref>, under different values of parameter <italic>F</italic>, state variables gradually decay to the equilibrium point. Furthermore, from <xref ref-type="fig" rid="F6">Figure 6Aiv</xref>, it can be observed that the effect of <italic>F</italic> on the dynamic response of state variables is very slight, and it has almost no effect on the head wave crest of state variables. The values and appearance times of wave crests are almost the same when <italic>F</italic> values are different. The results show that <italic>F</italic> has almost no effect on dynamic performance.</p>
<p>The influence of <italic>T</italic>
<sub>
<italic>a</italic>
</sub> on the dynamic characteristics at load disturbance <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1, <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 8&#xa0;s, <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 10&#xa0;s, and <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 12&#xa0;s is shown in <xref ref-type="fig" rid="F6">Figure 6B</xref>. By observing phase space trajectories of state variables in <xref ref-type="fig" rid="F6">Figures 6Bi&#x2013;iii</xref>, it can be seen that when parameter <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 8&#xa0;s, the phase space trajectory presents divergent motion; when <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 10&#xa0;s, Hopf bifurcation occurs and limit cycles are generated; however, at <italic>T</italic>
<sub>
<italic>a</italic>
</sub> &#x3d; 12&#xa0;s, the phase space trajectory gradually converges. In <xref ref-type="fig" rid="F6">Figure 6Biv</xref>, <italic>T</italic>
<sub>
<italic>a</italic>
</sub> has almost no effect on the head wave of state variables but has an enormous effect on the tail wave. Specifically, with larger <italic>T</italic>
<sub>
<italic>a</italic>
</sub>, tail wave fluctuations become smoother, indicating that the system is easier to stabilize, whereas the opposite is true for smaller <italic>T</italic>
<sub>
<italic>a</italic>
</sub>.</p>
<p>The influence of <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> on the dynamic characteristics at <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> &#x3d; 3.25&#xa0;s, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> &#x3d; 3.5&#xa0;s, and <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> &#x3d; 3.75&#xa0;s is shown in <xref ref-type="fig" rid="F6">Figure 6C</xref>. From the dynamic response and phase space trajectory of state variables in <xref ref-type="fig" rid="F6">Figure 6C</xref>, it can be seen that state variables undergo divergent, convergent, and equal amplitude oscillatory motion for different values of <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>. It is shown that <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> has a very significant impact on the stability and dynamic performance of the coupled system. By observing <xref ref-type="fig" rid="F6">Figure 6Civ</xref>, it becomes evident that parameter <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> can change the operating status and stability, which can be considered a primary measure to regulate the dynamic property of the coupled system.</p>
<p>
<xref ref-type="fig" rid="F6">Figure 6D</xref> studies the influence of <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> on the dynamic characteristics. At different <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> values, <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> has little effect on the dynamic characteristics of state variables. Moreover, the trends of state variables are almost the same. To sum up, <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> has little influence on dynamic performance and generally does not change the running state of the coupled system.</p>
</sec>
<sec id="s4-1-2">
<title>4.1.2 Influence of the PG on stable domain and dynamic characteristics</title>
<p>To investigate the influence of the PG on the stable domain and dynamic properties of the system, stability region, power spectrum, and dynamic response under different <italic>B</italic>, <italic>D</italic>
<sub>
<italic>s</italic>
</sub>, <italic>T</italic>
<sub>
<italic>s</italic>
</sub>, <italic>R</italic>
<sub>
<italic>g</italic>
</sub>, and <italic>T</italic>
<sub>
<italic>g</italic>
</sub> are drawn and the results are shown in <xref ref-type="fig" rid="F7">Figure 7</xref>. The specific PG parameter values are given in <xref ref-type="table" rid="T3">Table 3</xref>.</p>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Influence of each state variables on stability and dynamic characteristics. <bold>(A)</bold> Effect of <italic>B</italic> on stability and dynamic characteristics. <bold>(B)</bold> Effect of <italic>D</italic>
<sub>
<italic>s</italic>
</sub> on stability and dynamic characteristics. <bold>(C)</bold> Effect of <italic>R</italic>
<sub>
<italic>g</italic>
</sub> on stability and dynamic characteristics. <bold>(D)</bold> Effect of <italic>T</italic>
<sub>
<italic>g</italic>
</sub> on stability and dynamic characteristics. <bold>(E)</bold> Influence of <italic>Ts</italic> on stability and dynamic characteristics.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g007.tif"/>
</fig>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>Specific PG parameter values.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">
</th>
<th align="left">
<italic>B</italic>
</th>
<th align="left">
<italic>D</italic>
<sub>
<italic>s</italic>
</sub>
</th>
<th align="left">
<italic>T</italic>
<sub>
<italic>s</italic>
</sub>
</th>
<th align="left">
<italic>R</italic>
<sub>
<italic>g</italic>
</sub>
</th>
<th align="left">
<italic>T</italic>
<sub>
<italic>g</italic>
</sub>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="3" align="left">State 1</td>
<td align="left">0.1</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.3</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.5</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td rowspan="3" align="left">State 2</td>
<td align="left">0.4</td>
<td align="left">0.1</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.7</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td rowspan="3" align="left">State 3</td>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">25</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">55</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td rowspan="3" align="left">State 4</td>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.1</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.3</td>
<td align="left">40</td>
</tr>
<tr>
<td rowspan="3" align="left">State 5</td>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">10</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">40</td>
</tr>
<tr>
<td align="left">0.4</td>
<td align="left">0.4</td>
<td align="left">40</td>
<td align="left">0.2</td>
<td align="left">70</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>
<xref ref-type="fig" rid="F7">Figure 7A</xref> illustrates the significant influence of <italic>B</italic> on the stability region, power spectrum, and dynamic response of the coupled system. For different values of <italic>B</italic>, the bifurcation line demonstrates an intersection point. On the left side of this intersection, the stability domain increases with the rise of <italic>B</italic>. Conversely, on the right side, the stability domain exhibits a contrary change rate. <xref ref-type="fig" rid="F7">Figure 7Aii</xref> illustrates that there are two wave peaks in the power spectrum of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> and that <italic>B</italic> has the same effect on the two wave peaks. Furthermore, the amplitude of two subwaves in the <italic>x</italic>
<sub>
<italic>s</italic>
</sub> power spectrum becomes larger as <italic>B</italic> increases. The influence of <italic>B</italic> on the power spectrum of <italic>x</italic>
<sub>
<italic>t</italic>
</sub> is relatively small, but the effect on the two wave peaks is opposite. The dynamic response of state variables is illustrated in <xref ref-type="fig" rid="F7">Figure 7Aiii</xref>. <italic>B</italic> has a substantial impact on the head wave and a smaller effect on the tail wave. Thus, <italic>B</italic> can improve system stability, while not improving the dynamic response of state variables.</p>
<p>
<xref ref-type="fig" rid="F7">Figure 7B</xref> shows the effect of <italic>D</italic>
<sub>
<italic>s</italic>
</sub> on stability and dynamic characteristics. According to <xref ref-type="fig" rid="F7">Figure 7Bi</xref>, the stability region increases slightly with the increase of <italic>D</italic>
<sub>
<italic>s</italic>
</sub>, which indicates that <italic>D</italic>
<sub>
<italic>s</italic>
</sub> can improve the stability of the coupled system. According to the power spectrum of <italic>x</italic>
<sub>
<italic>t</italic>
</sub> and <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, it can be found that the change of <italic>D</italic>
<sub>
<italic>s</italic>
</sub> has little effect on the power spectrum of <italic>x</italic>
<sub>
<italic>t</italic>
</sub>, but has a significant effect on <italic>x</italic>
<sub>
<italic>s</italic>
</sub>. With the increase of <italic>D</italic>
<sub>
<italic>s</italic>
</sub>, the amplitude of the 1st wave decreases, while period and frequency remain unvaried. From <xref ref-type="fig" rid="F7">Figure 7Biii</xref>, it can be seen that <italic>D</italic>
<sub>
<italic>s</italic>
</sub> possesses no prominent effect on the dynamic response of <italic>x</italic>
<sub>
<italic>t</italic>
</sub>. In summary, as <italic>D</italic>
<sub>
<italic>s</italic>
</sub> increases, the convergence rate of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> can be accelerated and the attenuation degree of the power spectrum of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> can be improved.</p>
<p>It can be seen from <xref ref-type="fig" rid="F7">Figure 7C</xref> that <italic>R</italic>
<sub>
<italic>g</italic>
</sub> has no significant influence on the stability region of the coupled system. According to <xref ref-type="fig" rid="F7">Figure 7Cii</xref>, it can be concluded that <italic>R</italic>
<sub>
<italic>g</italic>
</sub> has a great influence on the power spectrum of <italic>x</italic>
<sub>
<italic>s</italic>
</sub>. The period of the 1st wave of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> increases, and decay rate decreases when <italic>R</italic>
<sub>
<italic>g</italic>
</sub> becomes larger. However, for the 2nd wave, as <italic>R</italic>
<sub>
<italic>g</italic>
</sub> increases, the decay rate of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> becomes larger slightly and the period remains unchanged. It can be obtained from <xref ref-type="fig" rid="F7">Figure 7Ciii</xref> that <italic>R</italic>
<sub>
<italic>g</italic>
</sub> possesses a great effect on the dynamic response of <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, which not only affects the amplitude of oscillation but also affects convergence time. In conclusion, the <italic>R</italic>
<sub>
<italic>g</italic>
</sub> impact on the stabilization domain and dynamic properties of the coupled system is not significant, so dynamic performance can hardly be enhanced with the adjustment of <italic>R</italic>
<sub>
<italic>g</italic>
</sub>.</p>
<p>
<xref ref-type="fig" rid="F7">Figure 7Di</xref> indicates that the stability domain corresponding to each <italic>T</italic>
<sub>
<italic>g</italic>
</sub> value is almost the same, so the effect of <italic>T</italic>
<sub>
<italic>g</italic>
</sub> on the stable domain of the coupled system is small. From <xref ref-type="fig" rid="F7">Figure 7Dii</xref>, it can be obtained that <italic>T</italic>
<sub>
<italic>g</italic>
</sub> has almost no effect on the power spectrum of the state variable <italic>x</italic>
<sub>
<italic>t</italic>
</sub>, while its effect on <italic>x</italic>
<sub>
<italic>s</italic>
</sub> is obvious. Moreover, <italic>T</italic>
<sub>
<italic>g</italic>
</sub> not only affects amplitude but also the period of <italic>x</italic>
<sub>
<italic>s</italic>
</sub>. Accordingly, as <italic>T</italic>
<sub>
<italic>g</italic>
</sub> becomes larger, the period of the 1st wave of the power spectrum increases, while the attenuation rate reduces, but there exists almost no effect on the 2nd wave. From <xref ref-type="fig" rid="F7">Figure 7Diii</xref>, it can also be found that with the increase of <italic>T</italic>
<sub>
<italic>g</italic>
</sub>, the regulation time of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> is longer. Hence, the stability and dynamic properties of the coupled system cannot be appreciably enhanced with adjusting <italic>T</italic>
<sub>
<italic>g</italic>
</sub>.</p>
<p>It can be found from <xref ref-type="fig" rid="F7">Figure 7Ei</xref> that <italic>T</italic>
<sub>
<italic>s</italic>
</sub> has a significant impact on the stability region. Specifically, under different <italic>T</italic>
<sub>
<italic>s</italic>
</sub> values, there is an intersection of the bifurcation line. On the left of the intersection, as <italic>T</italic>
<sub>
<italic>s</italic>
</sub> increases, the stability region increases. However, on the right of the intersection, the result is opposite. <xref ref-type="fig" rid="F7">Figure 7Eii</xref> shows that <italic>T</italic>
<sub>
<italic>s</italic>
</sub> has little influence on <italic>x</italic>
<sub>
<italic>t</italic>
</sub>, but it has a greater influence on <italic>x</italic>
<sub>
<italic>s</italic>
</sub> and its effect on the amplitude and period of power spectrum. Correspondingly, as <italic>T</italic>
<sub>
<italic>s</italic>
</sub> increases, the amplitude and period of the power spectrum of <italic>x</italic>
<sub>
<italic>s</italic>
</sub> decrease. Thus, smaller <italic>T</italic>
<sub>
<italic>s</italic>
</sub> are recommended to improve stabilization and dynamic properties of the coupled system.</p>
</sec>
</sec>
<sec id="s4-2">
<title>4.2 Eigenvalue analysis</title>
<p>The Jacobi matrix of the coupled system is obtained by differentiating state variables according to Eq. <xref ref-type="disp-formula" rid="e12">12</xref>. According to matrix theory and Hopf bifurcation theory, a pair of purely imaginary eigenvalues will appear when Hopf bifurcation occurs, so this pair of eigenvalues is selected to analyze the stability of the coupled system, as shown in <xref ref-type="fig" rid="F8">Figure 8</xref>.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>Variation law of eigenvalues of the Jacobi matrix with controller parameters.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g008.tif"/>
</fig>
<p>Based on <xref ref-type="fig" rid="F8">Figure 8</xref>, it can be concluded that two eigenvalues have the same change rule with controller parameters. When <italic>K</italic>
<sub>
<italic>i</italic>
</sub> is constant, with the increase of <italic>K</italic>
<sub>
<italic>p</italic>
</sub>, the real part of eigenvalue increases and the imaginary part decreases. The coupled system is unstable when the real part of eigenvalues is greater than zero, so it gradually transitions from the stable region to unstable region as <italic>K</italic>
<sub>
<italic>p</italic>
</sub> increases. Furthermore, as <italic>K</italic>
<sub>
<italic>i</italic>
</sub> increases, the area where the real part of the eigenvalue is greater than zero gradually increases, indicating that the instability region gradually increases. Therefore, by reasonably adjusting the controller parameters, the stability of the coupled system can be effectively improved.</p>
</sec>
</sec>
<sec id="s5">
<title>5 Sensitivity analysis of system parameters</title>
<sec id="s5-1">
<title>5.1 Sensitivity analysis of HTRS parameters</title>
<p>The sensitivity of state variables is evaluated using standard deviation to verify the sensitivity of the coupled system to variations of HTRS parameters. To facilitate the analysis of the sensitivity of each parameter to the system state variables, the standard deviation of each parameter is quantified.<disp-formula id="e21">
<mml:math id="m26">
<mml:mrow>
<mml:msub>
<mml:mi>s</mml:mi>
<mml:mi>p</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msqrt>
<mml:mfrac>
<mml:mrow>
<mml:mstyle displaystyle="true">
<mml:munderover>
<mml:mo>&#x2211;</mml:mo>
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
<mml:mi>n</mml:mi>
</mml:munderover>
</mml:mstyle>
<mml:msup>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:mover accent="true">
<mml:mi>x</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msup>
</mml:mrow>
<mml:mi>n</mml:mi>
</mml:mfrac>
</mml:msqrt>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(21)</label>
</disp-formula>
<disp-formula id="e22">
<mml:math id="m27">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>p</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:msub>
<mml:mi>s</mml:mi>
<mml:mi>p</mml:mi>
</mml:msub>
<mml:mrow>
<mml:mstyle displaystyle="true">
<mml:munderover>
<mml:mo>&#x2211;</mml:mo>
<mml:mrow>
<mml:mi>p</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
<mml:mi>m</mml:mi>
</mml:munderover>
</mml:mstyle>
<mml:msub>
<mml:mi>s</mml:mi>
<mml:mi>p</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(22)</label>
</disp-formula>where <inline-formula id="inf6">
<mml:math id="m28">
<mml:mrow>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mo>&#x2202;</mml:mo>
<mml:msub>
<mml:mi>&#x3c7;</mml:mi>
<mml:mi>j</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mo>&#x2202;</mml:mo>
<mml:msub>
<mml:mi>&#x3bd;</mml:mi>
<mml:mi>k</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
</inline-formula>, <italic>&#x3c7;</italic> &#x3d; (<italic>q</italic>
<sub>
<italic>y</italic>
</sub>, <italic>Z</italic>
<sub>
<italic>F</italic>
</sub>, <italic>y</italic>, <italic>q</italic>
<sub>
<italic>t</italic>
</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, <italic>x</italic>
<sub>
<italic>t</italic>
</sub>), and <italic>&#x3bd;</italic> &#x3d; (<italic>T</italic>
<sub>
<italic>a</italic>
</sub>, <italic>F</italic>, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>, <italic>T</italic>
<sub>
<italic>wy</italic>
</sub>). <inline-formula id="inf7">
<mml:math id="m29">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>x</mml:mi>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula> denotes the mean value of <italic>x</italic>
<sub>
<italic>i</italic>
</sub> for all data from <italic>i</italic> &#x3d; 1 to <italic>i</italic> &#x3d; n. <italic>s</italic>
<sub>
<italic>p</italic>
</sub> is the standard deviation of <italic>&#x3c7;</italic> induced by HTRS parameters. <italic>&#x3c3;</italic>
<sub>
<italic>p</italic>
</sub> is the ratio of each standard deviation. The sensitivity analysis was performed as in <xref ref-type="fig" rid="F9">Figure 9</xref>, and the standard deviation was processed to obtain the ratio of s.d. in order to facilitate the analysis and comparison of the effect of each parameter on the system. Specific analysis results are shown in <xref ref-type="fig" rid="F9">Figures 9A</xref>, <xref ref-type="fig" rid="F10">10</xref>.</p>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>Sensitivity analysis to changes of HTRS and PG parameters. <bold>(A)</bold> Sensitivity analysis to changes of HTRS parameters. <bold>(B)</bold> Sensitivity analysis to changes of PG parameters.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g009.tif"/>
</fig>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>Sensitivity of HTRS parameters to state variables. <bold>(A)</bold> Sensitivity of HTRS parameters to state variable <italic>q</italic>
<sub>
<italic>y</italic>
</sub>. <bold>(B)</bold> Sensitivity of HTRS parameters to state variable <italic>x</italic>
<sub>
<italic>s</italic>
</sub>. <bold>(C)</bold> Sensitivity of HTRS parameters to state variable <italic>x</italic>
<sub>
<italic>t</italic>
</sub>. <bold>(D)</bold> Sensitivity of HTRS parameters to state variable <italic>Z</italic>
<sub>
<italic>F</italic>
</sub>.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g010.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F9">Figure 9A</xref> describes the sensitivity analysis to changes of HTRS parameters at <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1, <italic>K</italic>
<sub>
<italic>p</italic>
</sub> &#x3d; 1, and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> &#x3d; 0.1. It can be seen from <xref ref-type="fig" rid="F9">Figure 9A</xref> that the highest standard deviations of <italic>q</italic>
<sub>
<italic>y</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> are correlated with <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> while the highest standard deviations of <italic>y</italic>, <italic>q</italic>
<sub>
<italic>t</italic>
</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, and <italic>x</italic>
<sub>
<italic>t</italic>
</sub> are correlated with <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> and <italic>T</italic>
<sub>
<italic>a</italic>
</sub>.</p>
<p>The sensitivity of HTRS parameters to state variables is shown in <xref ref-type="fig" rid="F10">Figure 10</xref>. From <xref ref-type="fig" rid="F10">Figure 10</xref>, it can be concluded that the state variables <italic>q</italic>
<sub>
<italic>y</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> are more influenced by <italic>T</italic>
<sub>
<italic>wy</italic>
</sub> while effects of <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> and <italic>T</italic>
<sub>
<italic>a</italic>
</sub> on the state variables <italic>x</italic>
<sub>
<italic>s</italic>
</sub> and <italic>x</italic>
<sub>
<italic>t</italic>
</sub> are more significant. Thus, <italic>q</italic>
<sub>
<italic>y</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> are most sensitive to <italic>T</italic>
<sub>
<italic>wy</italic>
</sub>, but <italic>x</italic>
<sub>
<italic>s</italic>
</sub> and <italic>x</italic>
<sub>
<italic>t</italic>
</sub> are most sensitive to <italic>T</italic>
<sub>
<italic>wt</italic>
</sub> and <italic>T</italic>
<sub>
<italic>a</italic>
</sub>.</p>
</sec>
<sec id="s5-2">
<title>5.2 Sensitivity analysis of PG parameters</title>
<p>This section studies the sensitivity of PG parameters to state variables. The specific research method and normalization are the same as in the previous section, and the system operates under load condition, i.e., <italic>m</italic>
<sub>
<italic>g</italic>
</sub> &#x3d; &#x2212;0.1, <italic>K</italic>
<sub>
<italic>p</italic>
</sub> &#x3d; 1, and <italic>K</italic>
<sub>
<italic>i</italic>
</sub> &#x3d; 0.1. Sensitivity analysis to changes of PG parameters is shown in <xref ref-type="fig" rid="F9">Figure 9B</xref>.</p>
<p>According to <xref ref-type="fig" rid="F9">Figure 9B</xref>, state variables of the coupled system are most sensitive to parameters <italic>B</italic> and <italic>R</italic>
<sub>
<italic>g</italic>
</sub>, while the uncertainty sources of other parameters are less important. The results show that state variables are most sensitive to variability of <italic>B</italic> and <italic>R</italic>
<sub>
<italic>g</italic>
</sub>.</p>
<p>The sensitivity of PG parameters to state variables is shown in <xref ref-type="fig" rid="F11">Figure 11</xref>. Since the sensitivity of PG parameters to state variables is not in the same order of magnitude, it is divided into two sub-graphs for better visualization. From <xref ref-type="fig" rid="F11">Figure 11</xref>, it can be seen that <italic>q</italic>
<sub>
<italic>y</italic>
</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, <italic>x</italic>
<sub>
<italic>t</italic>
</sub>, and <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> exhibited most sensitivity to the variation of <italic>B</italic> and <italic>R</italic>
<sub>
<italic>g</italic>
</sub>, while other parameters are less sensitive.</p>
<fig id="F11" position="float">
<label>FIGURE 11</label>
<caption>
<p>Sensitivity of PG parameters to state variables. <bold>(A)</bold> Sensitivity of PG parameters to state variable <italic>q</italic>
<sub>
<italic>y</italic>
</sub>. <bold>(B)</bold> Sensitivity of PG parameters to state variable <italic>x</italic>
<sub>
<italic>s</italic>
</sub>. <bold>(C)</bold> Sensitivity of PG parameters to state variable <italic>xt</italic>. <bold>(D)</bold> Sensitivity of PG parameters to state variable <italic>Z</italic>
<sub>
<italic>F</italic>
</sub>.</p>
</caption>
<graphic xlink:href="fenrg-11-1242352-g011.tif"/>
</fig>
<p>From <xref ref-type="fig" rid="F10">Figures 10</xref>, <xref ref-type="fig" rid="F11">11</xref>, it can be concluded that the overall effect of the variation of HTRS parameters on <italic>x</italic>
<sub>
<italic>t</italic>
</sub> is greater than that of the variation of PG parameters. On the contrary, the overall effect of variable PG parameters on <italic>q</italic>
<sub>
<italic>y</italic>
</sub>, <italic>x</italic>
<sub>
<italic>s</italic>
</sub>, and <italic>Z</italic>
<sub>
<italic>F</italic>
</sub> is greater than that of variable HTRS parameters.</p>
</sec>
</sec>
<sec sec-type="conclusion" id="s6">
<title>6 Conclusion</title>
<p>To reveal the impact mechanism of the hydropower station to the PG, the non-linear mathematical model considering a downstream surge chamber and sloping roof tailrace tunnel is established in this paper. Then, the Runge&#x2013;Kutta method and Hopf bifurcation theory are applied to research the stability and dynamics characteristics of the coupled system, which are validated by numerical simulations. Furthermore, the coupling effects of different HTRS parameters and PG parameters on the coupled system are investigated and validated with phase space trajectory and dynamic response. Subsequently, the effect mechanism of governor parameters on the coupled system stability is revealed by eigenvalue analysis of the Jacobian matrix. Finally, the correlation between system state variables and parameters is verified through sensitivity analysis.</p>
<p>Based on the numerical analysis in this paper, conclusions can be drawn as follows:<list list-type="simple">
<list-item>
<p>(1) The non-linear mathematical model for the coupled system is an eighth-order non-linear state-space equation that considers the downstream surge chamber and the sloping roof tailrace tunnel. Afterward, by employing Hopf bifurcation theory, the stability and dynamics of the coupled system are analyzed effectively.</p>
</list-item>
<list-item>
<p>(2) With the coupled system under load perturbation, the whole <italic>K</italic>
<sub>
<italic>p</italic>
</sub>&#x2013;<italic>K</italic>
<sub>
<italic>i</italic>
</sub> plane is divided into two parts by the bifurcation line consisting of bifurcation points. The stable domain is located at the lower end of the curve, while the unstable domain comprises the rest of the curve. Accordingly, the coupled system is stabilized at the equilibrium point when the state point lies in the stable domain.</p>
</list-item>
<list-item>
<p>(3) The stability of the coupled system can be enhanced by reducing the cross-sectional area of the downstream surge chamber, although the effect is limited. The unit inertia time constant and flow inertia time constant of the pressure pipeline can be employed as the main measures to optimize the dynamic performance of the coupled system.</p>
</list-item>
<list-item>
<p>(4) PG parameters can be reasonably regulated to optimize dynamic performance according to its impact on the coupled system. In addition, the influence mechanism of governor parameters on the stability of the coupled system is determined by analyzing eigenvalues of the Jacobian matrix.</p>
</list-item>
<list-item>
<p>(5) The sensitivity of the coupled system is greatly affected by the variation of HTRS and PG parameters. Furthermore, the overall effect of HTRS parameters on the sensitivity of the system state variables is greater than that of PG parameters. Based on sensitivity analysis, it can be concluded that the coupled system is most sensitive to <italic>T</italic>
<sub>
<italic>a</italic>
</sub>, <italic>T</italic>
<sub>
<italic>wt</italic>
</sub>, <italic>B</italic>, and <italic>R</italic>
<sub>
<italic>g</italic>
</sub>
<italic>.</italic>
</p>
</list-item>
</list>
</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="s7">
<title>Data availability statement</title>
<p>The data analyzed in this study are subject to the following licenses/restrictions: The simulation data used to support the findings of this study are available from the corresponding author upon request. Requests to access these datasets should be directed to ZZ, <email>dkyzhongziwei@163.com</email>.</p>
</sec>
<sec id="s8">
<title>Author contributions</title>
<p>Conceptualization: ZZ and LZ; methodology: ZZ and MZ; software: JQ and SZ; validation: SZ and XC; resources: ZZ; writing&#x2014;original draft preparation: SZ and XC; and writing&#x2014;review and editing: XC. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec id="s9">
<title>Funding</title>
<p>This work is supported by the science and technology project of State Grid Shandong Eectric Power Research Institute (ZY-2023-08), which studies Research on online monitoring technology for safety warning of pumped storage power plants.</p>
</sec>
<sec sec-type="COI-statement" id="s10">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s11">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors, and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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<sec id="s12">
<title>Nomenclature</title>
<table-wrap id="udT1" position="float">
<table>
<tbody valign="top">
<tr>
<td align="left">
<bold>y</bold>
</td>
<td align="left">The output signal of the HURS governor</td>
</tr>
<tr>
<td align="left">
<bold>K</bold>
<sub>
<bold>p,</bold>
</sub> <bold>K</bold>
<sub>
<bold>i</bold>
</sub>
</td>
<td align="left">The proportional and integral gains</td>
</tr>
<tr>
<td align="left">
<bold>h</bold>
</td>
<td align="left">The relative change of head</td>
</tr>
<tr>
<td align="left">
<bold>h</bold>
<sub>
<bold>t</bold>
</sub>
</td>
<td align="left">Penstock head loss, m</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>wt</bold>
</sub>
</td>
<td align="left">Penstock flow inertia time constant, s</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>F</bold>
</sub>
</td>
<td align="left">Time constant of surge chamber, s</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>wy</bold>
</sub>, <bold>T</bold>
<sub>
<bold>wx</bold>
</sub>
</td>
<td align="left">The steady flow and transient flow inertia of the tailrace inertia time constant, respectively, s</td>
</tr>
<tr>
<td align="left">
<bold>c</bold>
</td>
<td align="left">Wave velocity at the interface of the open and full-flow manifolds, m/s</td>
</tr>
<tr>
<td align="left">
<bold>&#x3b1;</bold>
</td>
<td align="left">Inclined roof tailrace tunnel top slope angle, rad</td>
</tr>
<tr>
<td align="left">
<bold>m</bold>
<sub>
<bold>g</bold>
</sub>
</td>
<td align="left">Resisting moment, N.m</td>
</tr>
<tr>
<td align="left">
<bold>&#x3be;</bold>
</td>
<td align="left">Intermediate state variables</td>
</tr>
<tr>
<td align="left">
<bold>R</bold>
<sub>
<bold>g</bold>
</sub>
</td>
<td align="left">Power grid equivalent permanent differential coefficient</td>
</tr>
<tr>
<td align="left">
<bold>e</bold>
<sub>
<bold>x</bold>
</sub>
<bold>, e</bold>
<sub>
<bold>y</bold>
</sub>
<bold>, e</bold>
<sub>
<bold>h</bold>
</sub>
</td>
<td align="left">Moment transfer coefficients of the turbine</td>
</tr>
<tr>
<td align="left">
<bold>F</bold>
</td>
<td align="left">Surge chamber cross-sectional area, m<sup>2</sup>
</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>g</bold>
</sub>
</td>
<td align="left">The inertia time constant of the power grid equivalent servo motor, s</td>
</tr>
<tr>
<td align="left">
<bold>H</bold>
<sub>
<bold>x</bold>
</sub>
</td>
<td align="left">Water depth at the interface of the free surface-pressurized flow, m</td>
</tr>
<tr>
<td align="left">
<bold>g</bold>
</td>
<td align="left">Acceleration of gravity, m/s<sup>2</sup>
</td>
</tr>
<tr>
<td align="left">
<bold>x</bold>
<sub>
<bold>t</bold>
</sub>
</td>
<td align="left">The relative deviation of rotational speed</td>
</tr>
<tr>
<td align="left">
<bold>q</bold>
<sub>
<bold>t</bold>
</sub>
</td>
<td align="left">Pressure pipe flow, m<sup>3</sup>/s</td>
</tr>
<tr>
<td align="left">
<bold>Z</bold>
<sub>
<bold>F</bold>
</sub>
</td>
<td align="left">Downstream surge chamber water level</td>
</tr>
<tr>
<td align="left">
<bold>H</bold>
<sub>
<bold>0</bold>
</sub>
</td>
<td align="left">Initial head of the hydraulic turbine, m</td>
</tr>
<tr>
<td align="left">
<bold>q</bold>
<sub>
<bold>y</bold>
</sub>
</td>
<td align="left">Tailrace tunnel flow, m<sup>3</sup>/s</td>
</tr>
<tr>
<td align="left">
<bold>h</bold>
<sub>
<bold>y</bold>
</sub>
</td>
<td align="left">Head loss of tailrace tunnel, m</td>
</tr>
<tr>
<td align="left">
<bold>&#x3bb;</bold>
</td>
<td align="left">Section coefficient of the tailrace tunnel</td>
</tr>
<tr>
<td align="left">
<bold>V</bold>
<sub>
<bold>x</bold>
</sub>
</td>
<td align="left">Flow rates at the open and full-flow interfaces, m<sup>3</sup>/s</td>
</tr>
<tr>
<td align="left">
<bold>K</bold>
<sub>
<bold>a</bold>
</sub>
</td>
<td align="left">Equivalent synchronization coefficient</td>
</tr>
<tr>
<td align="left">
<bold>D</bold>
<sub>
<bold>a</bold>
</sub>
</td>
<td align="left">Equivalent damping coefficient</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>a</bold>
</sub>
</td>
<td align="left">The inertia time constant of the hydraulic turbine unit, s</td>
</tr>
<tr>
<td align="left">
<bold>e</bold>
<sub>
<bold>g</bold>
</sub>
</td>
<td align="left">Load self-regulating coefficient</td>
</tr>
<tr>
<td align="left">
<bold>e</bold>
<sub>
<bold>qx</bold>
</sub>
<bold>, e</bold>
<sub>
<bold>qy</bold>
</sub>
<bold>, e</bold>
<sub>
<bold>qh</bold>
</sub>
</td>
<td align="left">Discharge transfer coefficients of the turbine</td>
</tr>
<tr>
<td align="left">
<bold>T</bold>
<sub>
<bold>s</bold>
</sub>
</td>
<td align="left">Power grid equivalent unit inertia time constant, s</td>
</tr>
<tr>
<td align="left">
<bold>B</bold>
</td>
<td align="left">Power conversion factor</td>
</tr>
<tr>
<td align="left">
<bold>Q</bold>
<sub>
<bold>y0</bold>
</sub>
</td>
<td align="left">Initial flow of the tailrace tunnel, m<sup>3</sup>/s</td>
</tr>
<tr>
<td align="left">
<bold>z</bold>
<sub>
<bold>y</bold>
</sub>
</td>
<td align="left">Water level change in the tailrace tunnel</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
</back>
</article>