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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Energy Res.</journal-id>
<journal-title>Frontiers in Energy Research</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Energy Res.</abbrev-journal-title>
<issn pub-type="epub">2296-598X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">677980</article-id>
<article-id pub-id-type="doi">10.3389/fenrg.2021.677980</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Energy Research</subject>
<subj-group>
<subject>Methods</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Performance Indicators for Benchmarking Solar Thermochemical Fuel Processes and Reactors</article-title>
<alt-title alt-title-type="left-running-head">Bulfin et&#x20;al.</alt-title>
<alt-title alt-title-type="right-running-head">Benchmarking Solar Thermochemical Fuel Reactors</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Bulfin</surname>
<given-names>Brendan</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/981975/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Miranda</surname>
<given-names>Miguel</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1262019/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Steinfeld</surname>
<given-names>Aldo</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
</contrib-group>
<aff id="aff1">
<label>
<sup>1</sup>
</label>Departoment of Mechanical and Process Engineering, ETH Zurich, <addr-line>Zurich</addr-line>, <country>Switzerland</country>
</aff>
<aff id="aff2">
<label>
<sup>2</sup>
</label>National Laboratory of Energy and Geology (LNEG), <addr-line>Lisbon</addr-line>, <country>Portugal</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/110665/overview">Thomas Alan Adams</ext-link>, McMaster University, Canada</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1270275/overview">Jonathan Scheffe</ext-link>, University of Florida, United&#x20;States</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/935201/overview">Srirat Chuayboon</ext-link>, King Mongkut&#x2019;s Institute of Technology Ladkrabang, Thailand</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Brendan Bulfin, <email>bulfinb@ethz.ch</email>
</corresp>
<fn fn-type="other">
<p>This article was submitted to Process and Energy Systems Engineering, a section of the journal Frontiers in Energy Research</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>21</day>
<month>07</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>9</volume>
<elocation-id>677980</elocation-id>
<history>
<date date-type="received">
<day>08</day>
<month>03</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>06</day>
<month>07</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2021 Bulfin, Miranda and Steinfeld.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Bulfin, Miranda and Steinfeld</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these&#x20;terms.</p>
</license>
</permissions>
<abstract>
<p>Concentrated solar energy offers a source for renewable high-temperature process heat that can be used to efficiently drive endothermic chemical processes, converting the entire spectrum of solar radiation into chemical energy. In particular, solar-driven thermochemical processes for the production of fuels include reforming of methane and other hydrocarbons, gasification of biomass, coal, and other carbonaceous feedstock, and metal oxide redox cycles for splitting H<sub>2</sub>O and CO<sub>2</sub>. A notable issue in the development of these processes and their associated solar reactors is the lack of consistent reporting methods for experimental demonstrations and modelling studies, which complicates the benchmarking of the corresponding technologies. In this work we formulate dimensionless performance indicators based on mass and energy balances of such reacting systems, namely: energy efficiency, conversion extent, selectivity, and yield. Examples are outlined for the generic processes mention above. We then provide guidelines for reporting on such processes and reactors and suggest performance benchmarking on four key criteria: energy efficiency, conversion extent, product selectivity, and performance stability.</p>
</abstract>
<kwd-group>
<kwd>concentrated solar power</kwd>
<kwd>solar fuels and chemicals</kwd>
<kwd>solar reactors</kwd>
<kwd>benchmarking</kwd>
<kwd>thermochemical processes</kwd>
</kwd-group>
<contract-sponsor id="cn001">Framework Programme<named-content content-type="fundref-id">10.13039/100010661</named-content>
</contract-sponsor>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>Concentrated solar power plants have been established for large-scale renewable power generation in areas with high direct normal irradiance (DNI). These plants convert the entire spectrum of DNI into high-temperature heat, which in turn is used by a heat engine to generate electricity. Alternatively, heat can be used to drive endothermic chemical processes (<xref ref-type="bibr" rid="B52">Romero and Steinfeld, 2012</xref>; <xref ref-type="bibr" rid="B60">Yadav and Banerjee 2016</xref>; <xref ref-type="bibr" rid="B50">Rodat et&#x20;al., 2020</xref>), converting solar energy into chemical energy, with the chemical products acting as energy carriers. A promising application in this area is the production of solar fuels. In particular, syngas&#x2013;a mixture of H<sub>2</sub> and CO&#x2212;can be produced via a number of routes as illustrated in <xref ref-type="fig" rid="F1">Figure&#x20;1</xref>, and further processed to drop-in transportation fuels such as gasoline and kerosene via established gas-to-liquid technologies (<xref ref-type="bibr" rid="B58">Steinfeld 2012</xref>; <xref ref-type="bibr" rid="B3">Agrafiotis et&#x20;al., 2015</xref>). Examples of thermochemical processes for solar fuels production include the gasification of biomass, coal, and other carbonaceous feedstock (<xref ref-type="bibr" rid="B46">Nzihou et&#x20;al., 2012</xref>; <xref ref-type="bibr" rid="B49">Piatkowski et&#x20;al., 2011</xref>, <xref ref-type="bibr" rid="B35">Loutzenhiser and Muroyama 2017</xref>, <xref ref-type="bibr" rid="B1">Abanades et&#x20;al., 2021</xref>), reforming of hydrocarbons (<xref ref-type="bibr" rid="B4">Agrafiotis et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B55">Sheu et&#x20;al., 2015</xref>), and thermochemical redox cycles for splitting H<sub>2</sub>O and CO<sub>2</sub> (<xref ref-type="bibr" rid="B52">Romero and Steinfeld, 2012</xref>; <xref ref-type="bibr" rid="B36">Lu et&#x20;al., 2019</xref>; <xref ref-type="bibr" rid="B8">Boretti 2021</xref>). The study of these solar driven chemical processes is a growing field of research (<xref ref-type="bibr" rid="B27">Kodama 2003</xref>; <xref ref-type="bibr" rid="B57">Steinfeld 2014</xref>; <xref ref-type="bibr" rid="B38">Mao et&#x20;al., 2020</xref>) with an increasing rate of publications in recent years (<xref ref-type="bibr" rid="B53">Safari and Dincer 2020</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Main process routes for the solar thermochemical production of syngas&#x2212;a mixture of H<sub>2</sub> and CO that can be further processed to drop-in transportation fuels.</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g001.tif"/>
</fig>
<p>The solar reactor for effecting these processes is the key component and its performance can be the deciding factor in assessing its technical and economic feasibility. Thus, when reporting on the R&#x26;D of such reactors it is beneficial to follow standard conventions and procedures to facilitate benchmarking progress.</p>
<p>A generic solar thermochemical reactor can be defined as a system with both an energy and mass flow input (see <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>), with a thermochemical transformation consuming energy in the form of heat and converting chemical species. It is convenient in chemical engineering to define dimensionless parameters to describe the energy and mass balances which are independent of scale and process, and can be used as performance indicators to benchmark the system. These are the energy efficiency for the energy balance, and the conversion extent, selectivity and yield for the mass balance. In addition, we are interested in the stability of the process, i.e.,&#x20;its performance over time. All of these aspects will affect the investment capital and operating cost of any scaled up fuel production process. In an opinion article in <italic>Advanced Science Views</italic>, Ozin highlighted the importance of reporting all of these performance indicators to assess the feasibility of renewable fuel production technologies (<xref ref-type="bibr" rid="B47">Ozin 2018</xref>), and notes that seldom are all four: conversion, selectivity, efficiency and stability, reported on. When they are reported on, the definitions of these parameters often vary, in particular for the efficiency, but also for standard chemical process parameters such as selectivity and yield. This article aims to tackle these issues by providing clear protocols and definitions of the dimensionless parameters that can be used as performance indicators for reporting on solar fuel reactors. To do this we propose a standardized efficiency definition, and outline the already standardized chemical process parameters of conversion extent, selectivity and yield. Examples for applying them to the solar thermochemical processes shown in <xref ref-type="fig" rid="F1">Figure&#x20;1</xref> are provided.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Generic thermochemical reactor with a feedstock <inline-formula id="inf2">
<mml:math id="m18">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="bold-italic">n</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold">feed</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> (moles or molar flow rates), a product stream <inline-formula id="inf3">
<mml:math id="m19">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="bold-italic">n</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold">prod</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, a heat input <inline-formula id="inf4">
<mml:math id="m20">
<mml:mi mathvariant="bold-italic">Q</mml:mi>
</mml:math>
</inline-formula>, a waste heat output <inline-formula id="inf5">
<mml:math id="m21">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="bold-italic">Q</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold">waste</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, and some auxiliary work associated with operating the reactor <inline-formula id="inf6">
<mml:math id="m22">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="bold-italic">W</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold">aux</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>. The heat input is supplied by concentrated solar energy.</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g002.tif"/>
</fig>
</sec>
<sec id="s2">
<title>Energy Efficiency</title>
<p>Consider a generic thermochemical reactor as illustrated in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>, which has a feedstock input, a product output, energy inputs in the form of heat and auxiliary work, and waste heat output. To illustrate the definitions, we consider a batch process (or an integral over time of a continuous process) and define efficiencies in terms of the number of moles and quantities of heat and work supplied. For a continuous process molar flow rates, and heat and work flow rates can also be used. We can draw a boundary around the reactor illustrated in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref> and treat it as our system. The heat input <italic>Q</italic> is assumed to be provided by concentrated solar energy, either by direct solar irradiation or by using an indirect method of heat transfer from a solar receiver via heat transfer media. The waste heat can include radiation, conduction, and convection losses, and unrecovered sensible and latent heat in the reaction products and materials of construction<italic>.</italic> The auxiliary work <italic>W</italic>
<sub>aux</sub> is the additional work that is required for the operation of the reactor, for example pumping work to overcome pressure drops or to operate at vacuum/high pressures or the energy required to separate undesired products or the inert gas that is consumed during the process.</p>
<p>We set two criteria for the energy efficiency definition, namely: i) it should reflect the fraction of the supplied energy which is&#x20;available in the produced fuel, and ii) it should always take a value between zero and one to emphasize the conservation of energy, <inline-formula id="inf8">
<mml:math id="m28">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x2208;</mml:mo>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>0,1</mml:mn>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
</inline-formula> A generic energy efficiency can thus be defined as,<disp-formula id="e1">
<mml:math id="m29">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mtext>waste</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(1)</label>
</disp-formula>where <inline-formula id="inf9">
<mml:math id="m30">
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>Q</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>W</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
</inline-formula> is the total energy supplied to the system and <inline-formula id="inf10">
<mml:math id="m31">
<mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mtext>waste</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the heat that leaves the system to the surroundings unused. Evidently,<inline-formula id="inf11">
<mml:math id="m32">
<mml:mrow>
<mml:mtext>&#xa0;</mml:mtext>
<mml:mi>&#x3b7;</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula> should always have a value between 0 and 1 using <xref ref-type="disp-formula" rid="e1">Eq. 1</xref>, unless some component of the supplied energy is overlooked. However, efficiency is rarely defined explicitly as in <xref ref-type="disp-formula" rid="e1">Eq. 1</xref> because <inline-formula id="inf12">
<mml:math id="m33">
<mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mtext>waste</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is not usually a term that can be directly measured.</p>
<p>Before considering other efficiency definitions, it is important to first discuss the auxiliary work, as there is some variance in the treatment of this term in the literature. The auxiliary work <italic>W</italic>
<sub>aux</sub> is not necessarily an energy consumption taking place within the reactor itself, however it is work that must be done in order for the reactor to operate, such as pumping or recycling sweep gas. It should therefore be included in the energy demand, <inline-formula id="inf13">
<mml:math id="m34">
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>. However, in solar thermochemical fuel processes, the total energy is most often given as a purely thermal energy (see <xref ref-type="table" rid="T1">Table&#x20;1</xref>). Thus, <italic>W</italic>
<sub>aux</sub> is substituted by an equivalent thermal energy input <italic>Q</italic>
<sub>aux</sub>, calculated using a heat-to-work efficiency,<disp-formula id="e2">
<mml:math id="m35">
<mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>W</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b7;</mml:mi>
<mml:mrow>
<mml:mtext>heat</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>to</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>work</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(2)</label>
</disp-formula>The total energy then includes the heat supplied to the reactor&#x20;and the heat demand to perform the auxiliary work, <italic>E</italic>
<sub>total</sub> &#x3d; <italic>Q</italic>&#x20;&#x2b; <italic>Q</italic>
<sub>aux</sub>, which in principal includes a power cycle within the system boundaries.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Efficiency definitions in the literature, with the process type, the type of efficiency equation used, whether they use LHV or HHV, and if they include auxiliary work directly or convert it to&#x20;heat.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">References</th>
<th align="center">Process</th>
<th align="center">Equation<xref ref-type="table-fn" rid="Tfn1">
<sup>a</sup>
</xref>
</th>
<th align="center">LHV/HHV</th>
<th align="center">
<inline-formula id="inf14">
<mml:math id="m36">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="bold-italic">W</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold-italic">aux</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>/</mml:mo>
<mml:msub>
<mml:mi mathvariant="bold-italic">Q</mml:mi>
<mml:mrow>
<mml:mi mathvariant="bold-italic">aux</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">
<xref ref-type="bibr" rid="B6">Bhosale et&#x20;al. (2017)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B7">Bhosale (2019)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B70">Binnoti et&#x20;al. (2017)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B11">Bulfin et&#x20;al. (2016)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B13">Chuayboon et&#x20;al. (2019)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B14">Chuayboon et&#x20;al. (2019a)</xref>
</td>
<td align="left">Reforming</td>
<td align="center">Other</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B17">Falter (2017)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B18">Falter and Pitz-Paal, (2017)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B20">Foshheim et&#x20;al. (2019)</xref>
</td>
<td align="left">Reforming</td>
<td align="center">(5)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B19">Fletcher and Moen (1977)</xref>
</td>
<td align="left">Thermolysis</td>
<td align="center">(3)</td>
<td align="center">&#x2013;</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B21">Gokon et&#x20;al. (2014)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(5)</td>
<td align="center">&#x2013;</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B24">Hathaway and Davidson, (2017)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B23">Hathaway et&#x20;al. (2016)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B69">Jarrett et&#x20;al. (2016)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">W</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B26">Jin et&#x20;al., 2018</xref>
</td>
<td align="left">Reforming</td>
<td align="center">(5)</td>
<td align="center">&#x2013;</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B28">Koepf et&#x20;al. (2016)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">&#x2013;</td>
<td align="center">W</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B30">Kong et&#x20;al. (2016)</xref>
</td>
<td align="left">Reforming</td>
<td align="center">(5)</td>
<td align="center">HHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B29">Kong et&#x20;al. (2018)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B32">Lapp et&#x20;al. (2012)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B34">Li et&#x20;al. (2021)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B40">Marxer et&#x20;al. (2017)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B43">M&#xfc;ller et&#x20;al. (2017)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">-</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B42">M&#xfc;ller et&#x20;al. (2018)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B44">Muroyama et&#x20;al. (2018)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B48">Palumbo et&#x20;al. (2015)</xref>
</td>
<td align="left">Reforming/Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B49">Piatkowski et&#x20;al. (2011)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(6)</td>
<td align="center">LHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B61">Yuan et&#x20;al. (2015)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">W</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B62">Z&#x27;Graggen et&#x20;al. (2006)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(5)</td>
<td align="center">&#x2013;</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B63">Z&#x27;Graggen et&#x20;al. (2008)</xref>
</td>
<td align="left">Gasification</td>
<td align="center">(5)</td>
<td align="center">&#x2013;</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B65">Zheng et&#x20;al. (2015)</xref>
</td>
<td align="left">Reforming</td>
<td align="center">(5)</td>
<td align="center">HHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B66">Zhu et&#x20;al. (2016)</xref>
</td>
<td align="left">Membrane reactor</td>
<td align="center">Other</td>
<td align="center">HHV</td>
<td align="center">&#x2013;</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B67">Zoller et&#x20;al. (2019)</xref>
</td>
<td align="left">Thermochemical cycle</td>
<td align="center">(5) or (6)</td>
<td align="center">HHV</td>
<td align="center">Q</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn id="Tfn1">
<label>a</label>
<p>The definitions given by <xref ref-type="disp-formula" rid="e5">Eqs 5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref> are equivalent when the feedstock has a heating value of&#x20;zero.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>A range of values for the heat-to-work efficiency can be found in the literature, and here we are suggesting a value of <inline-formula id="inf15">
<mml:math id="m37">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b7;</mml:mi>
<mml:mrow>
<mml:mtext>heat</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>to</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>work</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>&#x20;&#x3d;&#x20;0.4 (<xref ref-type="bibr" rid="B40">Marxer et&#x20;al., 2017</xref>). This conversion is academic in nature, while in practice grid electricity is typically used for auxiliary work or bottled gases in the case of sweep gas requirements. Even for a scaled up industrial plant it may be more economical and flexible to rely on grid electricity if it is available. Indeed, some studies have chosen to include the work directly in the total energy demand, as can be seen in <xref ref-type="table" rid="T1">Table&#x20;1</xref>. However, since the majority of researchers apply this conversion of work to an equivalent heat demand, we include it in the efficiency definitions described&#x20;here.</p>
<p>We can now look at some common efficiency definitions seen in the literature and discuss the pros and cons of each. We first consider a definition based around the second law of thermodynamics,<disp-formula id="e3">
<mml:math id="m38">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi mathvariant="italic">i</mml:mi>
<mml:mrow>
<mml:mi mathvariant="normal">prod</mml:mi>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi mathvariant="normal">n</mml:mi>
<mml:mi mathvariant="normal">i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi mathvariant="italic">G</mml:mi>
<mml:mi mathvariant="normal">i</mml:mi>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi mathvariant="italic">i</mml:mi>
<mml:mrow>
<mml:mi mathvariant="normal">feed</mml:mi>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi mathvariant="normal">n</mml:mi>
<mml:mi mathvariant="normal">i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi mathvariant="italic">G</mml:mi>
<mml:mi mathvariant="normal">i</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(3)</label>
</disp-formula>where <inline-formula id="inf16">
<mml:math id="m39">
<mml:mrow>
<mml:munderover>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>prod</mml:mtext>
</mml:mrow>
</mml:munderover>
<mml:msub>
<mml:mtext>n</mml:mtext>
<mml:mtext>i</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mi>G</mml:mi>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the total Gibbs free energy of the products, and <inline-formula id="inf17">
<mml:math id="m40">
<mml:mrow>
<mml:munderover>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
</mml:mrow>
</mml:munderover>
<mml:msub>
<mml:mtext>n</mml:mtext>
<mml:mtext>i</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mi>G</mml:mi>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the total Gibbs free energy of the feedstock. Thus, the numerator represents the change in Gibbs free energy of the process, which is equivalent to the theoretical maximum <italic>work</italic> that can potentially be performed by the reverse process. This definition was often used in the pioneering research of Fletcher on solar-driven processes (<xref ref-type="bibr" rid="B45">Noring and Fletcher 1982</xref>). Fletcher also derived a theoretical upper bound for this efficiency, given by:<disp-formula id="e4">
<mml:math id="m41">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3b7;</mml:mi>
<mml:mrow>
<mml:mtext>max</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi>&#x3c3;</mml:mi>
<mml:msubsup>
<mml:mi>T</mml:mi>
<mml:mtext>H</mml:mtext>
<mml:mn>4</mml:mn>
</mml:msubsup>
</mml:mrow>
<mml:mrow>
<mml:mi>I</mml:mi>
<mml:mi>C</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mtext>L</mml:mtext>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mtext>H</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(4)</label>
</disp-formula>where <inline-formula id="inf18">
<mml:math id="m42">
<mml:mi>I</mml:mi>
</mml:math>
</inline-formula> is the DNI, <inline-formula id="inf19">
<mml:math id="m43">
<mml:mi>C</mml:mi>
</mml:math>
</inline-formula> is the solar concentration ratio, <inline-formula id="inf20">
<mml:math id="m44">
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mtext>H</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf21">
<mml:math id="m45">
<mml:mrow>
<mml:msub>
<mml:mi>T</mml:mi>
<mml:mtext>L</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> are the temperatures of the upper and lower thermal reservoirs of an equivalent heat engine, and &#x3c3; is the Stefan-Boltzmann constant (<xref ref-type="bibr" rid="B19">Fletcher and Moen 1977</xref>). This upper bound results from multiplying of the maximum solar absorption efficiency of a perfectly-insulated blackbody cavity-receiver (taking into account only radiation losses), and the Carnot efficiency for the maximum conversion of heat to work. One issue with the efficiency according to <xref ref-type="disp-formula" rid="e3">Eq. 3</xref> is that it relates to the fuel&#x2019;s potential to perform work, but the energy available in a fuel is usually quantified in terms of its heating value, which leads to an alternative efficiency definition, given by:<disp-formula id="e5">
<mml:math id="m46">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>prod</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(5)</label>
</disp-formula>where HHV denotes the higher heating value and the numerator denotes the change in the heating value between the products and the feedstock. Note that lower heating value (LHV) can also be used, as discussed later. The numerator in this case is equivalent to the enthalpy change of the reaction. This efficiency definition has a direct relation to the fuel properties and has been applied in publications on both natural gas reforming and biomass gasification (<xref ref-type="bibr" rid="B26">Jin et&#x20;al., 2018</xref>; <xref ref-type="bibr" rid="B63">Z&#x2019;Graggen and Steinfeld 2008</xref>).</p>
<p>One issue with <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> is that it can take negative values for some processes. Take for example solar biomass gasification in a hybrid reactor that can switch between solar thermal operation and auto-thermal operation by supplying some oxygen when off Sun (<xref ref-type="bibr" rid="B44">Muroyama et&#x20;al. (2018)</xref>, <xref ref-type="bibr" rid="B9">Boujjat et&#x20;al., 2020</xref>). When such a hybrid system is in auto-thermal operation, the heating value of the feedstock would be decreased by the process and the efficiency according to <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> would be negative. Another interesting example is solar fast pyrolysis of biomass (<xref ref-type="bibr" rid="B64">Zeng, et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B5">Bashir et&#x20;al., 2017</xref>), in which the biomass is thermally decomposed in the absence of an oxidizing agent such as steam or oxygen. Depending on the feedstock, this process can become net exothermic (<xref ref-type="bibr" rid="B68">Di Blasi et&#x20;al., 2017</xref>), but a heat source is still required for the rapid heating of the feedstock and starting the decomposition. In this case the efficiency according to <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> would become negative even during solar operation.</p>
<p>To avoid the possibility of negative efficiencies we can consider the heating value of the feedstock as an energy input to the system, and include it in the denominator, <inline-formula id="inf22">
<mml:math id="m47">
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>. For H<sub>2</sub>O and CO<sub>2</sub> splitting cycles, the corresponding heating values are zero. But this is not the case for example for the gasification of biomass or for the reforming of hydrocarbons (<xref ref-type="bibr" rid="B49">Piatkowski et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B44">Muroyama et&#x20;al., 2018</xref>; <xref ref-type="bibr" rid="B43">M&#xfc;ller et&#x20;al., 2017</xref>). The efficiency is then defined as,<disp-formula id="e6">
<mml:math id="m48">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>prod</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mtext>total</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
<mml:mtext>&#xa0;&#xa0;</mml:mtext>
</mml:mrow>
</mml:math>
<label>(6)</label>
</disp-formula>where the total energy now includes the solar heat supplied to the reactor, the equivalent heat for auxiliary work, and the heating value in the feedstock, <italic>E</italic>
<sub>total</sub> &#x3d; <italic>Q</italic>&#x20;&#x2b; <italic>Q</italic>
<sub>aux</sub> &#x2b; <inline-formula id="inf23">
<mml:math id="m49">
<mml:mrow>
<mml:munderover>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
</mml:mrow>
</mml:munderover>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mtext>i</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>. <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> is equivalent to <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> if the feedstock itself has no heating value (e.g., H<sub>2</sub>O or CO<sub>2</sub>). This definition is equivalent to <xref ref-type="disp-formula" rid="e1">Eq. 1</xref>, in that it tracks the fraction of waste heat released in the process as the difference between the denominator and numerator. The heat losses can be radiation, convection, and conduction losses, losses in sensible heat from the products, and waste heat from the generation of <italic>W</italic>
<sub>aux</sub> (see <xref ref-type="disp-formula" rid="e2">Eq. 2</xref>). Thus, <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> can be generally applied to any solar thermochemical fuel production process described in <xref ref-type="fig" rid="F1">Figure&#x20;1</xref>, will always take a value between 0 and 1, and reflects the fraction of the energy supplied which is available in the&#x20;fuel.</p>
<p>An interesting point to note is that <xref ref-type="disp-formula" rid="e5">Eqs 5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref> are <italic>heat-to-heat</italic> efficiencies and can have a larger value than the <italic>heat-to-work</italic> efficiency given by <xref ref-type="disp-formula" rid="e3">Eqs 3</xref>, <xref ref-type="disp-formula" rid="e4">4</xref>. They are bounded by only the first bracketed term of <xref ref-type="disp-formula" rid="e4">Eq. 4</xref>, which is the maximum absorption efficiency. Thus, while the second law of thermodynamics places a limit on the efficiency according to <xref ref-type="disp-formula" rid="e3">Eq. 3</xref>, only the first law of thermodynamics places a limit on the efficiency according to <xref ref-type="disp-formula" rid="e5">Eqs 5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref>. This fact is very frequently overlooked, where many studies use a <italic>heat-to-heat</italic> efficiency definition and state <xref ref-type="disp-formula" rid="e3">Eq. 3</xref> as an upper&#x20;bound.</p>
<p>Another point worth noting is that some cases have a number of options for what is included as part of the products in the numerator of the efficiency definition given in <xref ref-type="disp-formula" rid="e6">Eq. 6</xref>. This can require some additional thought, and as a general rule we suggest only the products that are considered to be the produced fuel should be included, while the heating value of unusable byproducts or unreacted feed that cannot be recycled should be neglected. Take for example the thermal cracking of methane for the production of hydrogen (<xref ref-type="bibr" rid="B37">Maag et&#x20;al., 2009</xref>; <xref ref-type="bibr" rid="B51">Rodat et&#x20;al., 2011</xref>),<disp-formula id="e7">
<mml:math id="m50">
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</disp-formula>which forms gaseous hydrogen and solid phase carbon as a byproduct. If only the produced hydrogen is intended to be used as a fuel, and the carbon is sequestered, then the heating value of the carbon byproduct should not be included in the numerator. Similarly, if there is unconverted methane which cannot be recycled or used in the final fuel it should also be omitted from the numerator giving an efficiency,<disp-formula id="e8">
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<mml:msub>
<mml:mrow>
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</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
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<mml:mtext>&#xa0;</mml:mtext>
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</disp-formula>The heating value of the byproduct and the heating value of the unconverted feedstock would then be considered part of the waste heat in the efficiency according to <xref ref-type="disp-formula" rid="e1">Eq. 1</xref>, which effectively closes the energy balance.</p>
<p>When choosing the efficiency, we should also consider the prevalence of each definition in the literature, as past work does set some precedent. A selection of publications with explicitly defined efficiencies are shown in <xref ref-type="table" rid="T1">Table&#x20;1</xref>. We distinguish the equations quite generally by whether the use change in Gibbs free energy as in <xref ref-type="disp-formula" rid="e3">Eq. 3</xref>, the change in heating value or enthalpy as in <xref ref-type="disp-formula" rid="e5">Eq. 5</xref>, or include the heating value of the feed in the denominator as in <xref ref-type="disp-formula" rid="e6">Eq.&#x20;6</xref>.</p>
<p>From <xref ref-type="table" rid="T1">Table&#x20;1</xref>, it can be seen that both <xref ref-type="disp-formula" rid="e5">Eqs 5</xref>, <xref ref-type="disp-formula" rid="e6">6</xref> are frequently applied in gasification and reforming processes. <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> is the most general formulae, in that it can be applied to a reactor or an entire process chain, as well as solar and non-solar processes. Consider for example a conventional oil refinery where some of the feed is combusted to provide the heat required for the plant. In this case we cannot apply <xref ref-type="disp-formula" rid="e3">Eq. 3</xref> or <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> as they will both give a negative efficiency, but <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> would be suitable. Similarly, if we consider a complete solar fuel production process consisting of the endothermic solar gasification of biomass followed by exothermic Fischer-Tropsch synthesis and subsequent refining of the hydrocarbons, the end product can have less heating value than the original biomass. Again we cannot apply <xref ref-type="disp-formula" rid="e3">Eq. 3</xref> or <xref ref-type="disp-formula" rid="e5">Eq. 5</xref> to this complete process as they would give negative values. Therefore, as the most general formula which is already commonly applied, <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> is the recommended efficiency definition for future studies.</p>
<p>It is often the case that authors want to gauge the solar energy demand per unit of fuel produced, as the solar concentrating infrastructure can make up for a significant part of the capital investment. For gasification and reforming processes, the efficiency defined by <xref ref-type="disp-formula" rid="e6">Eq. 6</xref> does not provide this directly. To provide this information one can further define dimensionless energy factors (Jarret et&#x20;al., 2016, <xref ref-type="bibr" rid="B34">Li et&#x20;al., 2021</xref>),<disp-formula id="e9">
<mml:math id="m53">
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<mml:msub>
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<mml:mi>i</mml:mi>
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<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
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<label>(9)</label>
</disp-formula>which gives a specific energy demand relative to the fuel&#x2019;s heating value. The efficiency is then related to the energy factors by <inline-formula id="inf25">
<mml:math id="m54">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
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<mml:msub>
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<mml:msub>
<mml:mi>F</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
</inline-formula> The solar energy factor would then be <inline-formula id="inf26">
<mml:math id="m55">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mrow>
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<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
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<mml:mi>i</mml:mi>
<mml:mrow>
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</mml:msubsup>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
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<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
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</mml:msub>
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</mml:mfrac>
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</mml:math>
</inline-formula>. Similarly one can give a more detailed breakdown of the energy demands by giving factors for subsystems such as the auxiliary work <inline-formula id="inf27">
<mml:math id="m56">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
<mml:mo>&#x3d;</mml:mo>
<mml:mtext>&#xa0;</mml:mtext>
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<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>W</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
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<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
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<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
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<mml:msub>
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</inline-formula>, or the heating value of the feedstock <inline-formula id="inf28">
<mml:math id="m57">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mrow>
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</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
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<mml:mrow>
<mml:msubsup>
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<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
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<mml:mi>i</mml:mi>
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<mml:msub>
<mml:mi>n</mml:mi>
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<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
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</inline-formula>. In this way, a more complete breakdown of the energy balance can be reported together with the efficiency.</p>
<p>Note that other efficiency definitions are found in the literature, some of which are difficult to interpret and should be avoided. For example, subtracting the auxiliary work term from the numerator rather than including it in the denominator (<xref ref-type="bibr" rid="B66">Zhu et&#x20;al., 2016</xref>),<disp-formula id="e10">
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<mml:mtext>i</mml:mtext>
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<mml:mo>&#x2212;</mml:mo>
<mml:msub>
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<mml:msub>
<mml:mi>n</mml:mi>
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<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
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<mml:mo>,</mml:mo>
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<label>(10)</label>
</disp-formula>as this leads to an equation which can easily have negative values. Another variation encountered is the inclusion of the conversion extent of the feedstock <inline-formula id="inf29">
<mml:math id="m59">
<mml:mrow>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
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</mml:msub>
</mml:mrow>
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</inline-formula> in the denominator of the efficiency definition (<xref ref-type="bibr" rid="B13">Chuayboon et&#x20;al., 2019</xref>)<disp-formula id="e11">
<mml:math id="m60">
<mml:mrow>
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<mml:msub>
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<mml:mrow>
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</mml:mrow>
<mml:mtext>i</mml:mtext>
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<mml:mrow>
<mml:msub>
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<mml:mrow>
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</mml:mrow>
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<mml:msub>
<mml:mi>n</mml:mi>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:mtext>feed</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>Q</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mtext>aux</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(11)</label>
</disp-formula>which mixes up the benchmarks for mass balance with that of the energy balance.</p>
<p>
<italic>Higher heating value (HHV)</italic> vs. <italic>lower heating value (LHV</italic>
<italic>)</italic>&#x2212;Some sources use LHV instead of HHV (<xref ref-type="table" rid="T1">Table&#x20;1</xref>). If there is hydrogen or hydrocarbons in the products this will lead to lower efficiency values. The use of HHV is recommended because it offers a strict upper-bound for the useful thermal energy that can be extracted from the fuel in all applications.</p>
</sec>
<sec id="s3">
<title>Conversion Extent, Selectivity, and Yield</title>
<p>These performance indicators are based on the mass balance and are used to keep track of the chemical reactions taking place, and they are, along with energy efficiency, the most important metrics for assessing the performance of chemical reactors. The conversion extent monitors how much of the feedstock supplied undergoes a chemical change within the reactor, while the selectivity gauges the extent of unwanted side reactions. The yield is the product of conversion and selectivity, and it gives the amount of the desired product formed relative to the stoichiometric maximum product formation, and thus provides information about the purity of the fuel produced. This means that reporting conversion extent and selectivity (or yield) gives the information needed to benchmark the system, while only reporting one of them leaves ambiguity about the other two. Together, these mass balance metrics have very useful implications for reactor design, including relating the reactor free volume and flow rates to production rates, which in turn can be used to rule out processes as unfeasible for large scale industrial production (<xref ref-type="bibr" rid="B31">Lange 2016</xref>). For example, a process can exhibit total (100%) selectivity for the conversion of CO<sub>2</sub> to CO, but if its conversion extent is low, it will lead to a fuel of little practical application because of the high dilution in unreacted CO<sub>2</sub>. Although these metrics can be considered the nuts and bolts of chemical engineering research, they are often omitted in solar reactor studies.</p>
<p>We first define these indicators for a generic chemical reactor and then give examples for the solar fuel production processes discussed. We follow the definitions formulated in the seminal chemical reactor engineering text book by <xref ref-type="bibr" rid="B33">Levenspiel (2001)</xref>. The conversion extent is generally formulated in terms of a limiting reactant. The limiting reactant is the reactant fed to the reactor which can be completely consumed according to the chemical reaction stoichiometry and input flow rates. For a trivial chemical process, such as<disp-formula id="e12">
<mml:math id="m61">
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>&#x2192;</mml:mo>
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<mml:mo>,</mml:mo>
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<label>(12)</label>
</disp-formula>with only one feedstock, species <italic>A</italic> is the limiting reactant and <italic>B</italic> is the desired product. A chemical reactor for this processes is illustrated in <xref ref-type="fig" rid="F3">Figure&#x20;3</xref>.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>A continuous-flow thermochemical reactor with an input molar feed rate of <inline-formula id="inf30">
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<mml:mi mathvariant="bold">A</mml:mi>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, and a product stream with outflows <inline-formula id="inf31">
<mml:math id="m63">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi mathvariant="bold-italic">n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi mathvariant="bold">A</mml:mi>
<mml:mo>,</mml:mo>
<mml:mi mathvariant="bold-italic">f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> , <inline-formula id="inf32">
<mml:math id="m64">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi mathvariant="bold-italic">n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi mathvariant="bold">B</mml:mi>
<mml:mo>,</mml:mo>
<mml:mi mathvariant="bold-italic">f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> and.<inline-formula id="inf33">
<mml:math id="m65">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi mathvariant="bold-italic">n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi mathvariant="bold">other</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mi mathvariant="normal">.</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>
</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g003.tif"/>
</fig>
<p>The conversion extent for this process can be defined as the relative change in the number of moles of the limiting reactant,<disp-formula id="e13">
<mml:math id="m66">
<mml:mrow>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mtext>A</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(13)</label>
</disp-formula>where the subscript 0 indicates an input flow rate and the subscript <italic>f</italic> indicates the final flow rate at the exit of the reactor. For a batch reactor we can use the same formulae but with the number of initial and final moles, instead of molar flow rates. The importance of the conversion extent as a performance indicator is highlighted in classical text&#x2019;s where the <italic>performance equation</italic> of a chemical reactor gives the relation between the free volume, species flow rates and the conversion extent (<xref ref-type="bibr" rid="B33">Levenspiel 2001</xref>). For example, if we can only achieve a low conversion extent of say 10%, and we assume perfect selectivity, then we must have a feedstock flow rate which is 10&#x20;times higher than the desired production rate, and a large volume reactor to accommodate the flow, which has obvious implications for the cost and practical feasibility of a process.</p>
<p>As well as the desired reaction there can also be undesired reactions, for example,<disp-formula id="e14">
<mml:math id="m67">
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>&#x2b;</mml:mo>
<mml:mtext>B</mml:mtext>
<mml:mo>&#x2192;</mml:mo>
<mml:mtext>C</mml:mtext>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(14)</label>
</disp-formula>where <italic>A</italic> is the reactant, <italic>B</italic> is the desired product, and <italic>C</italic> is an undesired product. The selectivity of the reactor towards species <italic>B</italic> is defined as the production rate of the desired product <italic>B</italic> relative to consumption rate of the feedstock <italic>A</italic>,<disp-formula id="e15">
<mml:math id="m68">
<mml:mrow>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mtext>B</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>B</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(15)</label>
</disp-formula>If there are no side reactions we would have <inline-formula id="inf34">
<mml:math id="m69">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>B</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, resulting in a selectivity of 1. The yield is the amount of desired product formed relative to the maximum amount of desired product that can be formed, i.e.,&#x20;it is the product of conversion extent and selectivity,<disp-formula id="e16">
<mml:math id="m70">
<mml:mrow>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mtext>B</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mtext>A</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mtext>B</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>B</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(16)</label>
</disp-formula>Note then that reporting conversion extent, selectivity, and feed rates can offer a complete description of the chemical transformation in the reactor. However, if the system does not have an ideal selectivity of <inline-formula id="inf35">
<mml:math id="m71">
<mml:mrow>
<mml:mi>S</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:math>
</inline-formula>, it is also recommended to report the yield&#x20;too.</p>
<p>Another point worth noting is that the selectivity and yield need to be adjusted by the relative stoichiometry of the product to the limiting reactant. For example, for the reaction <inline-formula id="inf36">
<mml:math id="m72">
<mml:mrow>
<mml:mi>A</mml:mi>
<mml:mo>&#x2192;</mml:mo>
<mml:mn>2</mml:mn>
<mml:mi>B</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>, the selectivity would be given by <inline-formula id="inf37">
<mml:math id="m73">
<mml:mrow>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mtext>B</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mn>2</mml:mn>
</mml:mfrac>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>B</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>A</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
</inline-formula>, where the factor of one half accounts for the 2&#xa0;moles of <italic>B</italic> formed for every 1&#xa0;mole of <italic>A</italic> reacted.</p>
<p>When reporting on the mass balance for reactor demonstrations it is recommend to report.<list list-type="simple">
<list-item>
<p>a) The feedstock molar flow rates (or mass flow rates for biomass).</p>
</list-item>
<list-item>
<p>b) The conversion extent of the feedstock in terms of the limiting reactant.</p>
</list-item>
<list-item>
<p>c) The selectivity towards the desired product, and the&#x20;yield.</p>
</list-item>
</list>
</p>
<p>In trivial cases where the selectivity can be assumed to have a value of 1, then the conversion extent and yield will be equal. In such cases this should be clearly stated in the results.</p>
</sec>
<sec id="s4">
<title>Stability</title>
<p>The reactor&#x2019;s performance stability can be reported using the same mass and energy balance performance indicators described above, by giving their values as a function of time (or cycle &#x23; for cyclic processes). In other words, the efficiency &#x3b7; given by <xref ref-type="disp-formula" rid="e6">Eq. 6</xref>, conversion extent <inline-formula id="inf38">
<mml:math id="m74">
<mml:mrow>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> given by <xref ref-type="disp-formula" rid="e13">Eq. 13</xref>, the selectivity <inline-formula id="inf39">
<mml:math id="m75">
<mml:mrow>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> given by <xref ref-type="disp-formula" rid="e15">Eq. 15</xref>, and the yield given by <xref ref-type="disp-formula" rid="e16">Eq. 16</xref>, should all be monitored over time to gauge the stability of the performance. Other stability issues such as degradation or complete failure of components are much more difficult to report in a consistent way, as there are no scalable measurements of such faults that can be broadly applied. We therefore restrict our recommendations to recording the performance indicators over&#x20;time.</p>
</sec>
<sec id="s5">
<title>Examples of the Performance Indicators</title>
<p>Here we outline the performance indicators for some example processes that have been investigated in the literature, namely: solar reforming, thermochemical redox cycles and solar biomass gasification.</p>
<p>
<italic>Solar methane reforming</italic>&#x2212;Methane can be converted to syngas by reacting it with steam at high temperatures via the endothermic reforming reaction,<disp-formula id="e17">
<mml:math id="m76">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mtext>O</mml:mtext>
<mml:mo>&#x2192;</mml:mo>
<mml:mtext>CO</mml:mtext>
<mml:mo>&#x2b;</mml:mo>
<mml:mn>3</mml:mn>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(17)</label>
</disp-formula>The heat for this reaction can be supplied by concentrated solar energy (<xref ref-type="bibr" rid="B4">Agrafiotis et&#x20;al., 2014</xref>). This can be performed with a continuous flow reactor as illustrated in <xref ref-type="fig" rid="F4">Figure&#x20;4</xref>. The process can also have numerous side reactions such as the reverse water-gas shift,<disp-formula id="e18">
<mml:math id="m77">
<mml:mrow>
<mml:mtext>CO</mml:mtext>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mtext>O</mml:mtext>
<mml:mo>&#x2192;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(18)</label>
</disp-formula>
</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>A thermochemical reactor for the steam reforming of methane. The heat input is supplied by concentrated solar energy.</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g004.tif"/>
</fig>
<p>For this process we consider the syngas components <inline-formula id="inf40">
<mml:math id="m78">
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf41">
<mml:math id="m79">
<mml:mrow>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> to be the produced fuel and the unreacted methane to be lost, so that the efficiency is given as (<xref ref-type="disp-formula" rid="e6">Eq. 6</xref>);<disp-formula id="e19">
<mml:math id="m80">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>Q</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(19)</label>
</disp-formula>where the sum in the numerator is over the species flow rates in the products times their HHVs. To avoid coking, steam is used in excess with <inline-formula id="inf42">
<mml:math id="m81">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mtext>O</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3e;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
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<label>(20)</label>
</disp-formula>The presence of side reactions means that we should also consider the selectivity towards the syngas products <inline-formula id="inf43">
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<label>(21)</label>
</disp-formula>Solid phase carbon is an unwanted product which can form due to the Boudouard reaction or methane cracking. If present, this can be quantified using the carbon yield (<xref ref-type="bibr" rid="B10">Bulfin et&#x20;al., 2021</xref>),<disp-formula id="e22">
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</disp-formula>but ideally it should be zero. Note the formulae given can be re-arranged to be in terms of feed rate, and mole fractions in the product stream, as required by the type of measurements taken in the experiment. However, it should be checked that definitions used are equivalent to the standard versions given&#x20;here.</p>
<p>
<italic>Thermochemical redox cycles</italic>&#x2212;Two-step metal oxide redox cycles can be used to split H<sub>
<italic>2</italic>
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<label>(23)</label>
</disp-formula>and is then reacted at lower temperature with H<sub>2</sub>O or CO<sub>2</sub> to form H<sub>2</sub> and CO,<disp-formula id="e24">
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<label>(24)</label>
</disp-formula>
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<label>(25)</label>
</disp-formula>Both redox reactions can be performed in the same fixed-bed reactor but at different times in a cyclic sequential mode (<xref ref-type="bibr" rid="B23">Hathaway et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B22">Haeussler et&#x20;al., 2020</xref>; <xref ref-type="bibr" rid="B40">Marxer et&#x20;al., 2017</xref>). Alternatively, it could be operated continuously using a particle transport reactor (<xref ref-type="bibr" rid="B16">Ermanoski et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B56">Singh et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B59">Welte et&#x20;al.,2016</xref>). The process is illustrated in <xref ref-type="fig" rid="F5">Figure&#x20;5</xref>, where it is important to note that reduction and oxidation are either taking place at different times or in separate reaction chambers.</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>A thermochemical reactor for the redox splitting of CO<sub>2</sub>. The heat input is supplied by concentrated solar energy.</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g005.tif"/>
</fig>
<p>In the fixed bed case, the system parameters; temperature, pressure, input power, conversion extent, auxiliary work <italic>etc</italic>., are varying in time. Therefore, integrals are taken over an entire cycle to obtain the desired performance parameters. For CO<sub>2</sub>-splitting, we define the efficiency as,<disp-formula id="e26">
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</disp-formula>Auxiliary work may include vacuum pumping during reduction and the production of inert sweep gas. This definition is the same for water splitting, where CO is replaced by H<sub>2.</sub> In this case the conversion extent is given by:<disp-formula id="e27">
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</disp-formula>The selectivity towards <inline-formula id="inf45">
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<mml:mo>&#x222b;</mml:mo>
</mml:mstyle>
<mml:mn>0</mml:mn>
<mml:mrow>
<mml:msub>
<mml:mi>t</mml:mi>
<mml:mrow>
<mml:mtext>cycle</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2212;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mtext>&#xa0;d</mml:mtext>
<mml:mi>t</mml:mi>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(28)</label>
</disp-formula>The yield is given by <inline-formula id="inf46">
<mml:math id="m94">
<mml:mrow>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>.</p>
<p>The literature on thermochemical redox cycles is perhaps the most problematic in terms of reporting standards due to the more complex nature of the cyclic process. There are a few articles in the literature which address all the performance indicators described here, with the work of Marxer <italic>et&#x20;al.</italic> a notable example (<xref ref-type="bibr" rid="B40">Marxer et&#x20;al., 2017</xref>). However, many studies omit the conversion extent, selectivity and yield as defined here, and instead only report the moles of H<sub>2</sub> or CO produced per gram of the cycled redox material as the yield (<xref ref-type="bibr" rid="B2">Agrafiotis et&#x20;al., 2005</xref>; <xref ref-type="bibr" rid="B23">Hathaway et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B22">Haeussler et&#x20;al., 2020</xref>). Reporting the mass balance using the performance indicators defined here together with the efficiency will offer a more complete picture of the performance. As additional information the moles of fuel per mole of redox material can also be reported, but to avoid confusion this parameter should not be referred to as the&#x20;yield.</p>
<p>An interesting example that emphasizes the importance of reporting both energy and mass balance performance indicators is that of isothermal redox cycles. In this case both redox steps are conducted at the same temperature by performing a pressure swing. Studies have focused on the energy efficiency (<xref ref-type="bibr" rid="B15">Ermanoski et&#x20;al., 2014</xref>) and experimental demonstrations of the process (<xref ref-type="bibr" rid="B41">Muhich et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B23">Hathaway et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B25">Hoskins et&#x20;al., 2019</xref>). The conversion extent in the demonstrations are typically not reported, but at the operating conditions considered it is known to be thermodynamically limited to low values on the order of <inline-formula id="inf47">
<mml:math id="m95">
<mml:mrow>
<mml:mi>X</mml:mi>
<mml:mo>&#x2248;</mml:mo>
<mml:mn>0.01</mml:mn>
</mml:mrow>
</mml:math>
</inline-formula> (<xref ref-type="bibr" rid="B15">Ermanoski et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B11">Bulfin et&#x20;al., 2016</xref>). The feedstock flow rate of H<sub>2</sub>O or CO<sub>2</sub> required for a given output is inversely proportional to the conversion extent, with such low values resulting in considerable practical limitations for scaling-up the process. Low conversion extents lead to large feedstock flow rates, which in turn lead to larger reactors with increased capital cost and impractical design constraints. For this reason, classical chemical reactor engineering texts put a large emphasis on the conversion extent as a performance indicator (<xref ref-type="bibr" rid="B33">Levenspiel 2001</xref>).</p>
<p>
<italic>Solar biomass gasification</italic>&#x2212;Biomass, coal, or carbonaceous materials can be reacted with steam at high temperatures to produce syngas, as illustrated in <xref ref-type="fig" rid="F6">Figure&#x20;6</xref> (<xref ref-type="bibr" rid="B49">Piatkowski et&#x20;al., 2011</xref>). Since biomass does not have a simple chemical composition, the mass balance is more complex than the previous examples. Proximate and ultimate analysis are required to determine the chemical breakdown of the biomass (<xref ref-type="bibr" rid="B42">M&#xfc;ller et&#x20;al., 2018</xref>; <xref ref-type="bibr" rid="B44">Muroyama et&#x20;al., 2018</xref>).</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>A reactor for the gasification of biomass. The high-temperature heat input is supplied by concentrated solar energy.</p>
</caption>
<graphic xlink:href="fenrg-09-677980-g006.tif"/>
</fig>
<p>Biomass gasification is a combination of many independent reactions with the net reaction summarized by the formula,<disp-formula id="e29">
<mml:math id="m96">
<mml:mrow>
<mml:msub>
<mml:mtext>C</mml:mtext>
<mml:mtext>n</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mtext>m</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mtext>O</mml:mtext>
<mml:mtext>k</mml:mtext>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mtext>yH</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mtext>O</mml:mtext>
<mml:mo>&#x2192;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mn>1</mml:mn>
</mml:msub>
<mml:mtext>CO</mml:mtext>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mn>3</mml:mn>
</mml:msub>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mi>x</mml:mi>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mtext>other&#xa0;gases</mml:mtext>
<mml:mo>&#x2b;</mml:mo>
<mml:mtext>residue</mml:mtext>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(29)</label>
</disp-formula>where <inline-formula id="inf48">
<mml:math id="m97">
<mml:mrow>
<mml:msub>
<mml:mtext>C</mml:mtext>
<mml:mtext>n</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mtext>m</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mtext>O</mml:mtext>
<mml:mtext>k</mml:mtext>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> represents biomass. The biomass generally contains sulphur and nitrogen impurities on the order of 1% by mass. The efficiency can be expressed as;<disp-formula id="e30">
<mml:math id="m98">
<mml:mrow>
<mml:mi>&#x3b7;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>prod</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mi>i</mml:mi>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>Q</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>&#x2b;</mml:mo>
<mml:mo>&#xa0;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>biomass</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>&#xa0;HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:mtext>biomass</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(30)</label>
</disp-formula>where we only sum the heating value of the gasified products, as the residue is an ash like byproduct and not a fuel. Note that the HHV are per unit mass and not per mole as in other formulae, which is due to the fact that the feed does not have a well-defined stoichiometric chemical formula. In this case an upgrade factor is also often reported, defined by the relative change in the heating value between the products and feedstock,<disp-formula id="e31">
<mml:math id="m99">
<mml:mrow>
<mml:mi>U</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>prod</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>HHV</mml:mtext>
</mml:mrow>
<mml:mtext>i</mml:mtext>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>biomass</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mtext>&#xa0;HHV</mml:mtext>
</mml:mrow>
<mml:mrow>
<mml:mtext>biomass</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#xa0;</mml:mo>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(31)</label>
</disp-formula>The value of <italic>U</italic> depends on the type of feedstock and the syngas yield. This value can offer non-redundant information on the energy balance when reported together with the efficiency. For carbonaceous materials, the conversion extent is usually defined in terms of the carbon conversion extent (<xref ref-type="bibr" rid="B42">M&#xfc;ller et&#x20;al., 2018</xref>),<disp-formula id="e32">
<mml:math id="m100">
<mml:mrow>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mtext>C</mml:mtext>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>1</mml:mn>
<mml:mo>&#x2212;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>residue</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(32)</label>
</disp-formula>where <inline-formula id="inf49">
<mml:math id="m101">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the mass flow rate of carbon in the biomass feed (determined by ultimate analysis), and <inline-formula id="inf50">
<mml:math id="m102">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>m</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>&#x2212;</mml:mo>
<mml:mtext>residue</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the mass of carbon in the residue (the unreacted carbon), which can be made up of tar and ash. The carbon to syngas yield can be expressed using molar flow rates of carbon containing species in the gas stream,<disp-formula id="e33">
<mml:math id="m103">
<mml:mrow>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mrow>
<mml:mtext>syngas</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mstyle displaystyle="true">
<mml:mo>&#x2211;</mml:mo>
</mml:mstyle>
<mml:mi>i</mml:mi>
<mml:mrow>
<mml:mtext>gases</mml:mtext>
</mml:mrow>
</mml:msubsup>
<mml:msub>
<mml:mi>&#x3bd;</mml:mi>
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>,</mml:mo>
<mml:mi>C</mml:mi>
</mml:mrow>
</mml:msub>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>i</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mtext>gas</mml:mtext>
</mml:mrow>
</mml:msub>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mtext>CH</mml:mtext>
</mml:mrow>
<mml:mn>4</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mn>2</mml:mn>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mtext>C</mml:mtext>
<mml:mn>2</mml:mn>
</mml:msub>
<mml:msub>
<mml:mtext>H</mml:mtext>
<mml:mn>6</mml:mn>
</mml:msub>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mo>&#x2026;</mml:mo>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mtext>C</mml:mtext>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(33)</label>
</disp-formula>where <inline-formula id="inf51">
<mml:math id="m104">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3bd;</mml:mi>
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>,</mml:mo>
<mml:mi>C</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the stoicheometric number of carbon in the gas species. Often this sum is only performed for CO, CO<sub>2</sub>, and CH<sub>4</sub>, which differentiates it from the conversion extent defined above. Given the large number of reactions present there are a number of different selectivity&#x2019;s which may be of interest. For downstream gas-to-liquid processes, CO may be favored over CO<sub>2</sub> and CH<sub>4</sub>, in which case the selectivity towards CO can be defined as,<disp-formula id="e34">
<mml:math id="m105">
<mml:mrow>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mrow>
<mml:mtext>CO</mml:mtext>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
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<label>(34)</label>
</disp-formula>
</p>
</sec>
<sec id="s6">
<title>Summary of Reporting Protocols</title>
<p>The dimensioned parameters required to described the reactor system are:<list list-type="simple">
<list-item>
<p>1) The reactor volume and free volume.</p>
</list-item>
<list-item>
<p>2) Mass loading of cycled redox material or catalyst.</p>
</list-item>
<list-item>
<p>3) The operating conditions of the reactor (e.g., temperature, pressure,&#x20;etc.).</p>
</list-item>
<list-item>
<p>4) The molar/mass flow rates of feedstock into the reactor.</p>
</list-item>
<list-item>
<p>5) The total heat supply to the reactor, <italic>Q</italic> (e.g., solar heat,&#x20;etc.).</p>
</list-item>
<list-item>
<p>6) Auxiliary work demands, W<sub>aux</sub>, (e.g., pumping work, inert gas production,&#x20;etc.).</p>
</list-item>
</list>
</p>
<p>This information should enable the study to be reproduced or modelled by other researchers. The energy and mass balance performance indicators outlined in the previous sections allows for the system to be benchmarked. These are:<list list-type="simple">
<list-item>
<p>1) The energy efficiency: <inline-formula id="inf52">
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</inline-formula>. For solar-upgrading processes such as gasification and reforming, report additionally the upgrade factor: <inline-formula id="inf53">
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</inline-formula>.</p>
</list-item>
<list-item>
<p>2) The conversion extent: <inline-formula id="inf54">
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</list-item>
<list-item>
<p>3) The selectivity towards the desired product: <inline-formula id="inf55">
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</inline-formula>, or the yield of the desired product: <inline-formula id="inf56">
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</list-item>
<list-item>
<p>4) Performance stability, <italic>i.e.,</italic> report the above indicators over&#x20;time.</p>
</list-item>
</list>
</p>
<p>The example definitions given for these performance indicators are summarized in <xref ref-type="table" rid="T2">Table&#x20;2</xref>.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>The performance indicatoars for the example solar fuel processes discussed in this work.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Reactor type</th>
<th align="center">Efficiency <inline-formula id="inf74">
<mml:math id="m128">
<mml:mi mathvariant="bold-italic">&#x3b7;</mml:mi>
</mml:math>
</inline-formula>
</th>
<th align="center">Conversion extent <inline-formula id="inf75">
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</mml:mrow>
</mml:math>
</inline-formula>
</th>
<th align="center">Selectivity (or Yield) <inline-formula id="inf76">
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</mml:math>
</inline-formula> (or <inline-formula id="inf77">
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</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Thermochemical redox CO<sub>2</sub> splitting</td>
<td align="left">
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<p>Conversion extent, product selectivity, and energy efficiency, combined with mass flow rates offer a complete description of the reactor performance, while the performance over time can be used to gauge stability. For cyclic processes, the benchmarks should use integrals of the performance indicators over an entire cycle as outlined here. Similarly, for continuous processes, the benchmarks should use steady-state or integrals over time of the heat and mass flow rates when calculating the performance indicators.</p>
</sec>
</body>
<back>
<sec id="s7">
<title>Data Availability Statement</title>
<p>The original contributions presented in the study are included in the article/Supplementary Material, further inquiries can be directed to the corresponding author.</p>
</sec>
<sec id="s8">
<title>Author Contributions</title>
<p>BB wrote the manuscript and assisted in the planning of the study. MM performed a review of the solar fuel production literature and assisted in writing the article. AS assisted in the planning of the study and in the writing of the article.</p>
</sec>
<sec id="s9">
<title>Funding</title>
<p>This research work was funded by the European Union&#x2019;s Horizon 2020 Research Infrastructure Programme (Project SFERA-III&#x2013;Grant Nr. 823802) and by the Swiss Federal Office of Energy (Project SOLIFUEL-Grant Nr. SI/501213-01).</p>
</sec>
<sec sec-type="COI-statement" id="s10">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<ack>
<p>We would like to thank Martin Roeb, Val&#xe9;ry Vuillerme, Silvane Rodat, Ricardo Sanchez and other members of the SFERA III consortium who offered feedback on the formulation of standardized reporting protocols for solar fuel processes and reactors.</p>
</ack>
<ref-list>
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</ref-list>
<sec id="s11">
<title>Nomenclature</title>
<def-list>
<def-item>
<term id="G1">
<inline-formula id="inf57">
<mml:math id="m111">
<mml:mi>&#x3b7;</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Energy efficiency</p>
</def>
</def-item>
<def-item>
<term id="G2">
<inline-formula id="inf58">
<mml:math id="m112">
<mml:mrow>
<mml:msub>
<mml:mi>E</mml:mi>
<mml:mrow>
<mml:mi>t</mml:mi>
<mml:mi>o</mml:mi>
<mml:mi>t</mml:mi>
<mml:mi>a</mml:mi>
<mml:mi>l</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Total energy demand</p>
</def>
</def-item>
<def-item>
<term id="G3">
<inline-formula id="inf59">
<mml:math id="m113">
<mml:mi>Q</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Quantity of&#x20;heat</p>
</def>
</def-item>
<def-item>
<term id="G4">
<inline-formula id="inf60">
<mml:math id="m114">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>Q</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Heat flow&#x20;rate</p>
</def>
</def-item>
<def-item>
<term id="G5">
<inline-formula id="inf61">
<mml:math id="m115">
<mml:mi>W</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Quantity of&#x20;work</p>
</def>
</def-item>
<def-item>
<term id="G6">
<inline-formula id="inf62">
<mml:math id="m116">
<mml:mrow>
<mml:mover accent="true">
<mml:mi>W</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Work flow&#x20;rate</p>
</def>
</def-item>
<def-item>
<term id="G7">
<inline-formula id="inf63">
<mml:math id="m117">
<mml:mrow>
<mml:msub>
<mml:mi>n</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Number of moles of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G8">
<inline-formula id="inf64">
<mml:math id="m118">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Molar flow rate of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G9">
<inline-formula id="inf65">
<mml:math id="m119">
<mml:mrow>
<mml:msub>
<mml:mi>G</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Gibbs free energy of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G10">
<inline-formula id="inf66">
<mml:math id="m120">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mi>HHV</mml:mi>
</mml:mrow>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Higher heating value of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G11">
<inline-formula id="inf67">
<mml:math id="m121">
<mml:mrow>
<mml:msub>
<mml:mi>X</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Conversion extent of reactant&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G12">
<inline-formula id="inf68">
<mml:math id="m122">
<mml:mrow>
<mml:msub>
<mml:mi>S</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Selectivity towards product&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G13">
<inline-formula id="inf69">
<mml:math id="m123">
<mml:mrow>
<mml:msub>
<mml:mi>Y</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Yield of product&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G14">
<inline-formula id="inf70">
<mml:math id="m124">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>,</mml:mo>
<mml:mn>0</mml:mn>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Input flow rate of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G15">
<inline-formula id="inf71">
<mml:math id="m125">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mover accent="true">
<mml:mi>n</mml:mi>
<mml:mo>&#x2d9;</mml:mo>
</mml:mover>
</mml:mrow>
<mml:mrow>
<mml:mi>i</mml:mi>
<mml:mo>,</mml:mo>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Output flow rate of species&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G16">
<inline-formula id="inf72">
<mml:math id="m126">
<mml:mrow>
<mml:msub>
<mml:mi>F</mml:mi>
<mml:mi>i</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</term>
<def>
<p>Energy factor of component&#x20;<italic>i</italic>
</p>
</def>
</def-item>
<def-item>
<term id="G17">
<inline-formula id="inf73">
<mml:math id="m127">
<mml:mi>U</mml:mi>
</mml:math>
</inline-formula>
</term>
<def>
<p>Upgrade factor of the heating&#x20;value</p>
</def>
</def-item>
</def-list>
</sec>
</back>
</article>