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<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Educ.</journal-id>
<journal-title>Frontiers in Education</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Educ.</abbrev-journal-title>
<issn pub-type="epub">2504-284X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
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<article-meta>
<article-id pub-id-type="doi">10.3389/feduc.2024.1493313</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Education</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>&#x201C;Courtesy, respect, and follow through&#x201D;: a mixed methods evaluation of faculty members&#x2019; experiences, needs, and approaches to research collaborations</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name><surname>Friedman</surname> <given-names>Daniela B.</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="corresp" rid="c001"><sup>&#x002A;</sup></xref>
<xref ref-type="author-notes" rid="fn0001"><sup>&#x2020;</sup></xref>
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<name><surname>Ek</surname> <given-names>Christina</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
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<contrib contrib-type="author">
<name><surname>Neils-Strunjas</surname> <given-names>Jean</given-names></name>
<xref ref-type="aff" rid="aff3"><sup>3</sup></xref>
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<contrib contrib-type="author">
<name><surname>Tanner</surname> <given-names>Andrea</given-names></name>
<xref ref-type="aff" rid="aff4"><sup>4</sup></xref>
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<contrib contrib-type="author">
<name><surname>Hebert</surname> <given-names>James R.</given-names></name>
<xref ref-type="aff" rid="aff5"><sup>5</sup></xref>
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<name><surname>Donelle</surname> <given-names>Lorie</given-names></name>
<xref ref-type="aff" rid="aff6"><sup>6</sup></xref>
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<name><surname>Levkoff</surname> <given-names>Sue E.</given-names></name>
<xref ref-type="aff" rid="aff7"><sup>7</sup></xref>
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<contrib contrib-type="author">
<name><surname>Hucek</surname> <given-names>Freda Allyson</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
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<name><surname>Yelton</surname> <given-names>Brooks</given-names></name>
<xref ref-type="aff" rid="aff1"><sup>1</sup></xref>
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<contrib contrib-type="author">
<name><surname>Porter</surname> <given-names>Dwayne E.</given-names></name>
<xref ref-type="aff" rid="aff2"><sup>2</sup></xref>
<xref ref-type="aff" rid="aff8"><sup>8</sup></xref>
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<aff id="aff1"><sup>1</sup><institution>Arnold School of Public Health Department of Health Promotion, Education, and Behavior</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff2"><sup>2</sup><institution>Arnold School of Public Health Department of Environmental Health Sciences</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff3"><sup>3</sup><institution>Arnold School of Public Health Department of Communication Sciences and Disorders</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff4"><sup>4</sup><institution>South Carolina Honors College and College of Information and Communications, Harper College</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff5"><sup>5</sup><institution>Arnold School of Public Health Department of Epidemiology and Biostatistics and Cancer Prevention and Control Program</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff6"><sup>6</sup><institution>College of Nursing Department of Biobehavioral Health and Nursing Science</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff7"><sup>7</sup><institution>College of Social Work</institution>, <addr-line>Columbia, SC</addr-line>, <country>United States</country></aff>
<aff id="aff8"><sup>8</sup><institution>College of Arts and Sciences, Baruch Institute for Marine and Coastal Sciences</institution>, <addr-line>Georgetown, SC</addr-line>, <country>United States</country></aff>
<author-notes>
<fn fn-type="edited-by" id="fn0002">
<p>Edited by: Isola Ajiferuke, Western University, Canada</p>
</fn>
<fn fn-type="edited-by" id="fn0003">
<p>Reviewed by: Karin Joann Opacich, University of Illinois Chicago, United States</p>
<p>Jacquelaine Florindo Borges, Federal University of Uberlandia, Brazil</p>
</fn>
<corresp id="c001">&#x002A;Correspondence: Daniela B. Friedman, <email>dbfriedman@sc.edu</email></corresp>
<fn fn-type="other" id="fn0001"><p><sup>&#x2020;</sup>ORCID: Daniela B. Friedman, <ext-link ext-link-type="uri" xlink:href="https://orcid.org/0000-0002-9359-093X">https://orcid.org/0000-0002-9359-093X</ext-link></p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>02</day>
<month>01</month>
<year>2025</year>
</pub-date>
<pub-date pub-type="collection">
<year>2024</year>
</pub-date>
<volume>9</volume>
<elocation-id>1493313</elocation-id>
<history>
<date date-type="received">
<day>08</day>
<month>09</month>
<year>2024</year>
</date>
<date date-type="accepted">
<day>13</day>
<month>12</month>
<year>2024</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2025 Friedman, Ek, Neils-Strunjas, Tanner, Hebert, Donelle, Levkoff, Hucek, Yelton and Porter.</copyright-statement>
<copyright-year>2025</copyright-year>
<copyright-holder>Friedman, Ek, Neils-Strunjas, Tanner, Hebert, Donelle, Levkoff, Hucek, Yelton and Porter</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<sec>
<title>Introduction</title>
<p>Guided by a communications-focused framework developed by an interdisciplinary team of authors, this paper presents data from a survey of health science faculty members to better understand how research collaborations are established and maintained.</p>
</sec>
<sec>
<title>Methods</title>
<p>An electronic survey was distributed to faculty in six colleges at a Research 1 institution. Quantitative data were downloaded into Excel and then RStudio for descriptive analysis. Open-ended, qualitative responses were coded and analyzed for themes.</p>
</sec>
<sec>
<title>Results</title>
<p>Most respondents were in public health (44.0%) or medicine (25.3%); 40.0% were tenured. A grant deadline was the main impetus reported for initiating research collaborations (86.1%). Most respondents (76.5%) sought federal research funding. Establishing roles at the start of collaborations was considered either extremely (74.4%) or somewhat (25.6%) valuable; most (78.0%) decided on roles in a collaborative manner. Women were significantly more likely than men to publish with community members (<italic>p</italic>&#x202F;&#x003C;&#x202F;0.001) and disseminate findings beyond journal publications or presentations (e.g., reports; <italic>p</italic>&#x202F;&#x003C;&#x202F;0.001). Individuals in public health were more likely than those in other disciplines to publish with community members (<italic>p</italic>&#x202F;=&#x202F;0.026).</p>
</sec>
<sec>
<title>Discussion</title>
<p>Findings suggest reaching out to collaborators to prepare a grant application no later than three months and ideally six months in advance. Expertise played a role in collaborator invitation, but personal qualities such as work ethic and enthusiasm for the research were also valued. Including and mentoring students on research teams was considered an important ingredient in research collaborations. Results should help guide efforts to establish and maintain research teams and may provide guidance to both novice and experienced researchers.</p>
</sec>
</abstract>
<kwd-group>
<kwd>faculty development</kwd>
<kwd>research mentorship</kwd>
<kwd>health and risk communication</kwd>
<kwd>professional development</kwd>
<kwd>interdisciplinary team building</kwd>
</kwd-group>
<counts>
<fig-count count="0"/>
<table-count count="8"/>
<equation-count count="0"/>
<ref-count count="52"/>
<page-count count="15"/>
<word-count count="9366"/>
</counts>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Higher Education</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="sec1">
<title>Introduction</title>
<p>Clear, timely, tailored, and collaborative communication, which often mirrors health and risk communication principles, can guide the effective development, engagement with, and sustainability of research teams. The Seven (Cake) Layers to Research Team Development framework developed by <xref ref-type="bibr" rid="ref16">Friedman et al. (2024)</xref> incorporates aspects of the Centers for Disease Control and Prevention&#x2019;s (CDC) Crisis and Emergency Risk Communication (CERC) framework (<xref ref-type="bibr" rid="ref40">Reynolds and Lutfy, 2018</xref>) and <xref ref-type="bibr" rid="ref34">Nystr&#x00F6;m et al. (2018)</xref> Research Partnership Model.</p>
<p><xref ref-type="bibr" rid="ref16">Friedman et al.&#x2019;s (2024)</xref> layers for building (aka &#x2018;baking&#x2019;) effective research teams involve conceptualization and initial planning steps through evaluation and sustainability. The seven layers are to: (1) find collaborators early on, (2), consider how and when you invite individuals to collaborate, (3) discuss a starting point for the collaboration, (4), establish clear deliverables for each collaborator and partner involved, (5), consider tools for effective team communication, (6) invest in relationships and evaluate the collaboration for improvement and sustainability, and (7) leave toxic collaborations behind.</p>
<p>Interestingly, each of the cake layers regarding the development, engagement with, and sustainability of research teams and partnerships aligns with health and risk communication principles. Specifically, this is apparent with the CDC&#x2019;s CERC framework and best practices guide for individuals and organizations involved in responding to public health emergencies (<xref ref-type="bibr" rid="ref40">Reynolds and Lutfy, 2018</xref>). All four main phases of a CERC response involve communication and they are referred to as the communication rhythm: Preparation (precrisis), Initial, Maintenance, and Resolution. Preparation involves establishing strong partnerships with stakeholders and organizations and the development of message content and plans for dissemination. The Initial phase includes clarifying messages, enhancing credibility and trustworthiness, and encouraging specific actions. Maintenance entails ongoing communication and encouraging public support and cooperation. Resolution involves continuing to motivate people, sharing lessons learned, and evaluating the entire communication process and actions. The three overarching objectives of CERC are to <italic>engage community, empower decision-making in others, and evaluate and reassess</italic> all activities. These objectives are also critical for effective research collaborations.</p>
<p><xref ref-type="bibr" rid="ref34">Nystr&#x00F6;m et al. (2018)</xref> also describe principles of preparation, process, and impact for health and social services partnerships. Their work is based partly on that of <xref ref-type="bibr" rid="ref42">Rycroft-Malone et al. (2016)</xref> who stress process and practices, and specifically the importance of communication mechanisms for enhanced research impact. Whether relaying critical crisis information, building social service-focused community partnerships, or developing and maintaining research collaborations, the academic literature consistently maintains that effective, strategic communication is crucial for success (<xref ref-type="bibr" rid="ref15">Friedman et al., 2014a</xref>; <xref ref-type="bibr" rid="ref17">Friedman et al., 2014b</xref>; <xref ref-type="bibr" rid="ref19">Friedman et al., 2014c</xref>; <xref ref-type="bibr" rid="ref20">Friedman et al., 2016</xref>; <xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>).</p>
<p>Across all these frameworks, concepts such as awareness, knowledge, trust, authenticity, and connection are discussed as necessary components when attempting to shape attitudes, beliefs, and behaviors (<xref ref-type="bibr" rid="ref14">Friedman et al., 2013</xref>; <xref ref-type="bibr" rid="ref32">McCracken et al., 2013</xref>; <xref ref-type="bibr" rid="ref19">Friedman et al., 2014c</xref>; <xref ref-type="bibr" rid="ref48">Tanner et al., 2015</xref>; <xref ref-type="bibr" rid="ref47">Tanner et al., 2016</xref>; <xref ref-type="bibr" rid="ref31">Mathias et al., 2023</xref>). Clear, evidence-based communication practices, identified in the results presented here, are key to attaining these goals. By contrast, poor communication leads to confusion, resentment, lack of support, and ineffectiveness.</p>
<p>Much of the research conducted by our team is interdisciplinary. It also involves faculty members, research staff, and students at various ranks and levels of experience, and engages communities and community organizations (<xref ref-type="bibr" rid="ref12">Freedman et al., 2012</xref>; <xref ref-type="bibr" rid="ref22">Friedman et al., 2012b</xref>; <xref ref-type="bibr" rid="ref11">Freedman et al., 2013</xref>; <xref ref-type="bibr" rid="ref32">McCracken et al., 2013</xref>; <xref ref-type="bibr" rid="ref15">Friedman et al., 2014a</xref>; <xref ref-type="bibr" rid="ref17">Friedman et al., 2014b</xref>; <xref ref-type="bibr" rid="ref19">Friedman et al., 2014c</xref>; <xref ref-type="bibr" rid="ref24">H&#x00E9;bert et al., 2018</xref>; <xref ref-type="bibr" rid="ref13">Friedman et al., 2019</xref>; <xref ref-type="bibr" rid="ref50">Troy et al., 2022</xref>; <xref ref-type="bibr" rid="ref31">Mathias et al., 2023</xref>). Often, given our team members&#x2019; prioritization of fostering and nurturing partnerships, it is also quite common for community members and organizations to reach out to the researchers for collaborative opportunities. In mentorship of faculty and students, it is vital to approach any and all community and organizational partnerships with care and mutual respect in order to ensure effective and sustained success and optimal impact (<xref ref-type="bibr" rid="ref51">Tynan and Garbett, 2007</xref>; <xref ref-type="bibr" rid="ref25">Hebert et al., 2009</xref>).</p>
<p>Team Science, which involves collaborations of professionals with diverse skills and knowledge who are often from different disciplines, is a closely related approach recommended for leading and facilitating research teams (<xref ref-type="bibr" rid="ref33">National Cancer Institute Division of Cancer Control and Population Sciences, 2021</xref>). Good examples of this are found in collaborations within NCI-funded initiatives. The Community Networks Program entailed collaboration across 23 universities representing virtually every geographical region and all high-risk populations in the United States (<xref ref-type="bibr" rid="ref23">Greiner et al., 2014</xref>; <xref ref-type="bibr" rid="ref2">Adams et al., 2015</xref>; <xref ref-type="bibr" rid="ref26">Hebert et al., 2015</xref>; <xref ref-type="bibr" rid="ref5">Bevel et al., 2018</xref>). Because projects varied widely in terms of intervention content and measurement methods there was tremendous disciplinary diversity. However, all were focused on conducting research according to the principles of community-based participatory research (CBPR) (<xref ref-type="bibr" rid="ref25">Hebert et al., 2009</xref>; <xref ref-type="bibr" rid="ref6">Braun et al., 2012</xref>). Another example of the team science approach is the MeDOC (Metabolic Dysregulation and Cancer Risk Program) Consortium, which focuses on metabolic dysregulation as the fundamental substrate on which most cancer-related mechanisms operate (<xref ref-type="bibr" rid="ref29">Lam et al., 2024</xref>). This consists of five sites (Universities of Utah, Memphis, Iowa, South Carolina, and Harvard University) and a coordinating center at George Washington University. Each site works on a different part of the cancer problem; for example, different anatomic sites (breast, colon/rectum, liver) and specific mechanisms (e.g., microbiome-related, fatty acid and sphingolipid metabolism, inflammotypes). Despite this heterogeneity, the network has successfully harmonized much of the data collection across centers. Furthermore, the MeDOC consortium stresses both mentoring individuals early on in their career and CBPR/community engagement, with a purposeful intersection between the two.</p>
<p>In follow up to the framework developed by this interdisciplinary research team (<xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>), we surveyed academic-based researchers to better understand how they identify and engage with research collaborators and partners, establish processes for collaborations, sustain research teams and partnerships, and disseminate their work. The survey was administered to faculty within six colleges at the authors&#x2019; university.</p>
</sec>
<sec sec-type="materials|methods" id="sec2">
<title>Materials and methods</title>
<sec id="sec3">
<title>Recruitment of survey respondents</title>
<p>Recruitment was conducted in the United States at a Research 1 (Carnegie Foundation designation) institution across six academic colleges (information and communications, nursing, medicine, pharmacy, public health, and social work). We selected these colleges because the authors&#x2019; collaborative scholarship is in health sciences and/or health communication. Authors contacted research deans in these colleges with a request to distribute the electronic survey with a cover email via their faculty listservs. The survey was distributed on February 13, 2024, with two reminders during the weeks of February 26 and March 11. The survey closed on March 15, 2024.</p>
<p>Participation in the 20-min survey was anonymous. Respondents were entered to win one of five $50 gift cards for completing the survey. Those who completed the survey were also invited to participate in a one-hour workshop on research team building, which was developed and conducted by the authors and guided by the results of this research. A video recording of the workshop was also created to further disseminate results. If respondents were interested in entering the gift card drawing and/or participating in the workshop, they were directed to a separate portal upon completing the survey and asked for their name and email address. The provision of this contact information was not linked to survey responses. All aspects of this study were approved by the university&#x2019;s Institutional Review Board.</p>
</sec>
<sec id="sec4">
<title>Survey development and content</title>
<p>An iterative approach to survey item development was employed with two team members drafting an initial list of questions and then all team members contributing to multiple versions of the electronic survey. Survey questions were grouped according to the seven author-developed steps and Crisis and Emergency Risk Communication (CERC) phases described earlier (<xref ref-type="bibr" rid="ref40">Reynolds and Lutfy, 2018</xref>). <xref ref-type="table" rid="tab1">Table 1</xref> presents the number and type of question by layer and phase.</p>
<table-wrap position="float" id="tab1">
<label>Table 1</label>
<caption>
<p>Question number and type by research team development layer and CERC phase.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Research team development layer (<xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>)</th>
<th align="left" valign="top">CERC phase (<xref ref-type="bibr" rid="ref40">Reynolds and Lutfy, 2018</xref>)</th>
<th align="center" valign="top">Number of questions</th>
<th align="left" valign="top">Type of question</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Find partners</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Preparation</td>
<td align="center" valign="top">2</td>
<td align="left" valign="top">Close-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Consider carefully how and when you ask</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Preparation</td>
<td align="center" valign="top">9</td>
<td align="left" valign="top">Close-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Discuss starting point</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Initial</td>
<td align="center" valign="top">3</td>
<td align="left" valign="top">2 close-ended<break/>1 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Establish clear roles and deliverables</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Preparation &#x0026; Initial</td>
<td align="center" valign="top">6</td>
<td align="left" valign="top">3 close-ended (with 1 being Likert scale)<break/>3 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Consider tools for effective communication</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Preparation, Initial, Maintenance</td>
<td align="center" valign="top">6</td>
<td align="left" valign="top">5 close-ended (1 Likert)<break/>1 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Invest in sustained relationships &#x0026; evaluate for impact and improvement</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Initial and Maintenance</td>
<td align="center" valign="top">13</td>
<td align="left" valign="top">10 close-ended (3 Likert)<break/>3 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">
<list list-type="order">
<list-item>
<p>Leave toxicity behind</p>
</list-item>
</list>
</td>
<td align="left" valign="top">Resolution</td>
<td align="center" valign="top">3</td>
<td align="left" valign="top">3 close-ended (1 Likert)</td>
</tr>
<tr>
<td align="left" valign="top" colspan="4">Additional question topics</td>
</tr>
<tr>
<td align="left" valign="top">Experiences as a mentor and/or mentee</td>
<td align="left" valign="top">N/A</td>
<td align="center" valign="top">8</td>
<td align="left" valign="top">4 close-ended<break/>4 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">Experiences engaging community members and students in research collaborations</td>
<td align="left" valign="top">N/A</td>
<td align="center" valign="top">7</td>
<td align="left" valign="top">4 close-ended<break/>3 open-ended</td>
</tr>
<tr>
<td align="left" valign="top">Demographics</td>
<td align="left" valign="top">N/A</td>
<td align="center" valign="top">10</td>
<td align="left" valign="top">8 close-ended<break/>2 open-ended (numbers requested)</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>In addition to the questions guided by our seven-layer framework, we were interested in learning about respondents&#x2019; experiences as a research mentor and/or mentee and their experiences engaging community members and students in research collaborations. We also asked questions about the respondents themselves: gender, age, race, ethnicity, number of years at current institution, current academic rank and track, academic unit/discipline, whether they had an administrative role, and appointment type.</p>
</sec>
<sec id="sec5">
<title>Data analysis</title>
<p>The survey was formatted in and administered via <xref ref-type="bibr" rid="ref38">Qualtrics (2020)</xref>. Quantitative data were downloaded into Excel and then RStudio (<xref ref-type="bibr" rid="ref39">RStudio Team, 2020</xref>) for descriptive statistical analysis (frequencies, percentages, chi-square tests to examine relationships between variables). Open-ended, qualitative responses were imported separately into Excel for organization and analysis by two team members with expertise in qualitative methodology and thematic analysis. The two team members independently coded data for codebook development (<xref ref-type="bibr" rid="ref9">Corbin and Strauss, 2014</xref>) and met to discuss the codes and codebook until they reached 100% agreement. They then adapted the codebook where needed. One team member confirmed and finalized the remainder of the coding into broader themes and pulled representative quotes for presentation of themes by CERC phase (<xref ref-type="bibr" rid="ref36">Patton, 2014</xref>).</p>
</sec>
</sec>
<sec sec-type="results" id="sec6">
<title>Results</title>
<p>In order to estimate an overall potential respondent pool, we collected data on total number of faculty members by track in each of the colleges represented so we could get a good sense of the number of faculty conducting and/or expected to be conducting research (i.e., tenured/tenure track and research faculty) by college/ school. <xref ref-type="table" rid="tab2">Table 2</xref> presents Spring 2024 data on number of faculty members by track in each college who would be expected to conduct research.</p>
<table-wrap position="float" id="tab2">
<label>Table 2</label>
<caption>
<p>Faculty number by track across participating colleges.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">College</th>
<th align="left" valign="top">Faculty track</th>
<th align="center" valign="top">Total</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">College of Information and Communications</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">34</td>
</tr>
<tr>
<td align="left" valign="top">College of Nursing</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">28</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">College of Pharmacy</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">25</td>
</tr>
<tr>
<td align="left" valign="top">Research</td>
<td align="center" valign="top">6</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">College of Social Work</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">15</td>
</tr>
<tr>
<td align="left" valign="top">Research</td>
<td align="center" valign="top">3</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">School of Public Health</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">94</td>
</tr>
<tr>
<td align="left" valign="top">Research</td>
<td align="center" valign="top">11</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">School of Medicine (one location)</td>
<td align="left" valign="top">Tenure/Tenure Track</td>
<td align="center" valign="top">38</td>
</tr>
<tr>
<td align="left" valign="top">Research</td>
<td align="center" valign="top">13</td>
</tr>
<tr>
<td align="left" valign="top" colspan="2">Total</td>
<td align="center" valign="top">267</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>With 156 faculty researchers responding to the survey, the response rate was 51.6%, based on the total number of tenure track and research track faculty numbers across colleges (<italic>n</italic>&#x202F;=&#x202F;267). The response rate to different survey questions varied as not all questions were required, particularly demographic questions.</p>
<sec id="sec7">
<title>Respondent demographics</title>
<p>Most individuals who responded to the demographic questions (<italic>n</italic>&#x202F;=&#x202F;77) were White (76.6%), female (58.4%), and non-Hispanic or non-Latino (83.1%). The age range of respondents was 29 to 77&#x202F;years, with an average age of 49.0 (SD 11.9) years. Most respondents were in public health (44.0%) or medicine (25.3%). The approximate number of years at the institution varied greatly, from 1.5 to 39&#x202F;years, with an average of 10.5 (SD 8.9). Many were full professors (36.0%) or assistant professors (30.7%); 40.0% were tenured faculty members. <xref ref-type="table" rid="tab3">Table 3</xref> summarizes additional demographic data of survey respondents.</p>
<table-wrap position="float" id="tab3">
<label>Table 3</label>
<caption>
<p>Respondent demographic information.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Question</th>
<th align="center" valign="top">Total <italic>N</italic></th>
<th align="left" valign="top">Responses</th>
<th align="center" valign="top"><italic>N</italic> (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top" rowspan="3">Gender</td>
<td align="center" valign="top" rowspan="3">77</td>
<td align="left" valign="top">Female</td>
<td align="center" valign="top">45 (58.4)</td>
</tr>
<tr>
<td align="left" valign="top">Male</td>
<td align="center" valign="top">27 (35.1)</td>
</tr>
<tr>
<td align="left" valign="top">Prefer not to specify</td>
<td align="center" valign="top">5 (6.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">Race</td>
<td align="center" valign="top" rowspan="5">77</td>
<td align="left" valign="top">White</td>
<td align="center" valign="top">59 (76.6)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">7 (9.1)</td>
</tr>
<tr>
<td align="left" valign="top">Prefer not to specify</td>
<td align="center" valign="top">6 (7.8)</td>
</tr>
<tr>
<td align="left" valign="top">Asian</td>
<td align="center" valign="top">4 (5.2)</td>
</tr>
<tr>
<td align="left" valign="top">Black or African American</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">Ethnicity</td>
<td align="center" valign="top" rowspan="4">77</td>
<td align="left" valign="top">Non-Hispanic or non-Latino</td>
<td align="center" valign="top">64 (83.1)</td>
</tr>
<tr>
<td align="left" valign="top">Prefer not to specify</td>
<td align="center" valign="top">6 (7.8)</td>
</tr>
<tr>
<td align="left" valign="top">Hispanic or Latino</td>
<td align="center" valign="top">5 (6.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">2 (2.6)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="7">Academic unit/discipline</td>
<td align="center" valign="top" rowspan="7">75</td>
<td align="left" valign="top">Public Health</td>
<td align="center" valign="top">33 (44.0)</td>
</tr>
<tr>
<td align="left" valign="top">Medicine</td>
<td align="center" valign="top">19 (25.3)</td>
</tr>
<tr>
<td align="left" valign="top">Nursing</td>
<td align="center" valign="top">8 (10.7)</td>
</tr>
<tr>
<td align="left" valign="top">Social Work</td>
<td align="center" valign="top">4 (5.3)</td>
</tr>
<tr>
<td align="left" valign="top">Health Sciences</td>
<td align="center" valign="top">4 (5.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">4 (5.3)</td>
</tr>
<tr>
<td align="left" valign="top">Communications</td>
<td align="center" valign="top">3 (4.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">Current academic rank</td>
<td align="center" valign="top" rowspan="4">75</td>
<td align="left" valign="top">Professor</td>
<td align="center" valign="top">27 (36.0)</td>
</tr>
<tr>
<td align="left" valign="top">Assistant professor</td>
<td align="center" valign="top">23 (30.7)</td>
</tr>
<tr>
<td align="left" valign="top">Associate professor</td>
<td align="center" valign="top">13 (17.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">12 (16.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">Current academic track</td>
<td align="center" valign="top" rowspan="5">75</td>
<td align="left" valign="top">Tenure-track tenured</td>
<td align="center" valign="top">30 (40.0)</td>
</tr>
<tr>
<td align="left" valign="top">Instructor</td>
<td align="center" valign="top">17 (22.7)</td>
</tr>
<tr>
<td align="left" valign="top">Tenure-track untenured</td>
<td align="center" valign="top">14 (18.7)</td>
</tr>
<tr>
<td align="left" valign="top">Research grant faculty</td>
<td align="center" valign="top">9 (12.0)</td>
</tr>
<tr>
<td align="left" valign="top">Postdoctoral fellow/research associate</td>
<td align="center" valign="top">5 (6.7)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="6">Current administrative rank</td>
<td align="center" valign="top" rowspan="6">75</td>
<td align="left" valign="top">No administrative rank</td>
<td align="center" valign="top">43 (57.3)</td>
</tr>
<tr>
<td align="left" valign="top">Program Director</td>
<td align="center" valign="top">13 (17.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">8 (10.7)</td>
</tr>
<tr>
<td align="left" valign="top">Associate Dean</td>
<td align="center" valign="top">3 (4.0)</td>
</tr>
<tr>
<td align="left" valign="top">Assistant Dean</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top">Graduate Director</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">Appointment type</td>
<td align="center" valign="top" rowspan="3">75</td>
<td align="left" valign="top">12-month appointment</td>
<td align="center" valign="top">35 (46.7)</td>
</tr>
<tr>
<td align="left" valign="top">9- or 10-month appointment</td>
<td align="center" valign="top">31 (41.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">9 (12.0)</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="sec8">
<title>Preparation phase</title>
<p>Almost all respondents (88.5% or 138/156) indicated they were currently or previously engaged in research. They knew collaborators mainly from past research projects, for both prior research initiatives (71.1% or 81/114) and current ones (65.8% or 71/114). <xref ref-type="table" rid="tab4">Table 4</xref> displays questions and responses about preparation for collaboration.</p>
<table-wrap position="float" id="tab4">
<label>Table 4</label>
<caption>
<p>Responses to survey questions about finding research collaborators.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Question</th>
<th align="center" valign="top">Total <italic>N</italic></th>
<th align="left" valign="top">Responses</th>
<th align="center" valign="top"><italic>N</italic> (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top" colspan="4">Find partners (CERC phase &#x2013; preparation)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Are you currently engaged in research or previously have done so?</td>
<td align="center" valign="top" rowspan="2">156</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">138 (88.5)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">18 (11.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="11">For prior research initiatives, how have you typically identified research collaborators? (select all that apply)</td>
<td align="center" valign="top" rowspan="11">114</td>
<td align="left" valign="top">Known individuals from past collaborations</td>
<td align="center" valign="top">81 (71.1)</td>
</tr>
<tr>
<td align="left" valign="top">Met person at meeting and perceived mutual interest</td>
<td align="center" valign="top">71 (62.3)</td>
</tr>
<tr>
<td align="left" valign="top">Word of mouth about expertise</td>
<td align="center" valign="top">61 (53.5)</td>
</tr>
<tr>
<td align="left" valign="top">Guidance from mentors</td>
<td align="center" valign="top">52 (45.6)</td>
</tr>
<tr>
<td align="left" valign="top">Read person&#x2019;s work and contacted them because of mutual interest</td>
<td align="center" valign="top">49 (43.0)</td>
</tr>
<tr>
<td align="left" valign="top">Community members/stakeholders have approached us</td>
<td align="center" valign="top">36 (31.6)</td>
</tr>
<tr>
<td align="left" valign="top">Participant lists from programs</td>
<td align="center" valign="top">15 (13.2)</td>
</tr>
<tr>
<td align="left" valign="top">Scientific databases (e.g., Medline, Web of Science)</td>
<td align="center" valign="top">12 (10.5)</td>
</tr>
<tr>
<td align="left" valign="top">Grant agency database</td>
<td align="center" valign="top">11 (9.6)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">10 (8.8)</td>
</tr>
<tr>
<td align="left" valign="top">Professional organization database</td>
<td align="center" valign="top">9 (7.9)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="10">For current research initiatives, how do you typically identify research collaborators? (select all that apply)</td>
<td align="center" valign="top" rowspan="10">114</td>
<td align="left" valign="top">Known researchers from past collaborations</td>
<td align="center" valign="top">75 (65.8)</td>
</tr>
<tr>
<td align="left" valign="top">Met person and found mutual interest</td>
<td align="center" valign="top">45 (39.5)</td>
</tr>
<tr>
<td align="left" valign="top">Guidance from mentors</td>
<td align="center" valign="top">35 (30.7)</td>
</tr>
<tr>
<td align="left" valign="top">Community members/stakeholders have approached us</td>
<td align="center" valign="top">31 (27.2)</td>
</tr>
<tr>
<td align="left" valign="top">Faculty research expertise database</td>
<td align="center" valign="top">26 (22.8)</td>
</tr>
<tr>
<td align="left" valign="top">Participant lists from programs</td>
<td align="center" valign="top">21 (18.4)</td>
</tr>
<tr>
<td align="left" valign="top">Professional organization database</td>
<td align="center" valign="top">17 (14.9)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">16 (14.0)</td>
</tr>
<tr>
<td align="left" valign="top">Grant agency database</td>
<td align="center" valign="top">11 (9.6)</td>
</tr>
<tr>
<td align="left" valign="top">Scientific database</td>
<td align="center" valign="top">6 (5.3)</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="sec9">
<title>Initiation phase</title>
<p>Most respondents (76.2% or 77/101) sought research funding from federal agencies (<xref ref-type="table" rid="tab5">Table 5</xref>). Very few (4.4%) did not seek out any funding for their research initiatives. Most respondents knew either prior (71.1%) or current (65.8%) research partners from past collaborations (<xref ref-type="table" rid="tab4">Table 4</xref>). They generally sought out new collaborators at least six months prior to a grant deadline (43.6%); this was between three to six months if they were going to contact prior/existing collaborators for a grant submission opportunity (33.6%). Grant deadlines greatly affected when respondents (86.1%) sought out collaborators. Several respondents (46.5%) declined invitations if the timing of outreach from others was not suitable and, therefore, they felt too rushed. They indicated, however, that few of their collaborators (18.8%) declined invitations based on the timing of outreach for their collaboration. Email was the most preferred communication method to set up new (96.0%) or existing (93.1%) collaborations (<xref ref-type="table" rid="tab5">Table 5</xref>).</p>
<table-wrap position="float" id="tab5">
<label>Table 5</label>
<caption>
<p>Research team initiation and role establishment.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Question</th>
<th align="center" valign="top">Total <italic>N</italic></th>
<th align="left" valign="top">Responses</th>
<th align="center" valign="top"><italic>N</italic> (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top" colspan="4">Consider how and when to ask (CERC phase &#x2013; preparation)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="6">From where do you most often seek research funding? (select all that apply)</td>
<td align="center" valign="top" rowspan="6">101</td>
<td align="left" valign="top">Federal agencies</td>
<td align="center" valign="top">77 (76.2)</td>
</tr>
<tr>
<td align="left" valign="top">Foundations</td>
<td align="center" valign="top">49 (48.5)</td>
</tr>
<tr>
<td align="left" valign="top">Internal funding through my institution</td>
<td align="center" valign="top">38 (37.6)</td>
</tr>
<tr>
<td align="left" valign="top">Non-profit organizations</td>
<td align="center" valign="top">31 (30.7)</td>
</tr>
<tr>
<td align="left" valign="top">State agencies</td>
<td align="center" valign="top">18 (17.8)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">5 (5.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How far in advance do you seek out new collaborators for a grant submission?</td>
<td align="center" valign="top" rowspan="5">101</td>
<td align="left" valign="top">6&#x202F;months</td>
<td align="center" valign="top">44 (43.6)</td>
</tr>
<tr>
<td align="left" valign="top">3&#x2013;6&#x202F;months</td>
<td align="center" valign="top">30 (29.7)</td>
</tr>
<tr>
<td align="left" valign="top">1&#x2013;3&#x202F;months</td>
<td align="center" valign="top">10 (9.9)</td>
</tr>
<tr>
<td align="left" valign="top">Less than a month</td>
<td align="center" valign="top">3 (3.0)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">14 (13.9)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How far in advance do you contact existing collaborators for a grant submission?</td>
<td align="center" valign="top" rowspan="5">101</td>
<td align="left" valign="top">3&#x2013;6&#x202F;months</td>
<td align="center" valign="top">34 (33.6)</td>
</tr>
<tr>
<td align="left" valign="top">1&#x2013;3&#x202F;months</td>
<td align="center" valign="top">26 (25.7)</td>
</tr>
<tr>
<td align="left" valign="top">6&#x202F;months</td>
<td align="center" valign="top">25 (24.8)</td>
</tr>
<tr>
<td align="left" valign="top">Less than a month</td>
<td align="center" valign="top">3 (3.0)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">13 (12.9)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="6">What factors influence the timing of your outreach regarding a research collaboration? (select all that apply)</td>
<td align="center" valign="top" rowspan="6">101</td>
<td align="left" valign="top">Grant deadline</td>
<td align="center" valign="top">87 (86.1)</td>
</tr>
<tr>
<td align="left" valign="top">Having more time to focus on research</td>
<td align="center" valign="top">47 (46.5)</td>
</tr>
<tr>
<td align="left" valign="top">Need for pilot data</td>
<td align="center" valign="top">37 (36.6)</td>
</tr>
<tr>
<td align="left" valign="top">Time of year</td>
<td align="center" valign="top">34 (33.6)</td>
</tr>
<tr>
<td align="left" valign="top">New report has been published with recommended future research</td>
<td align="center" valign="top">16 (15.8)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">6 (6.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">Has a collaborator ever declined your invitation due to the timing of your outreach?</td>
<td align="center" valign="top" rowspan="3">101</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">19 (18.8)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">62 (61.4)</td>
</tr>
<tr>
<td align="left" valign="top">Do not know</td>
<td align="center" valign="top">20 (19.8)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Have you ever declined an invitation to collaborate because of the timing of other people&#x2019;s outreach?</td>
<td align="center" valign="top" rowspan="2">101</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">47 (46.5)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">54 (53.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">How do you communicate a potential research partnership initially with new collaborators?</td>
<td align="center" valign="top" rowspan="4">101</td>
<td align="left" valign="top">Email to set up meeting</td>
<td align="center" valign="top">97 (96.0)</td>
</tr>
<tr>
<td align="left" valign="top">Work through others</td>
<td align="center" valign="top">46 (45.5)</td>
</tr>
<tr>
<td align="left" valign="top">Call them directly</td>
<td align="center" valign="top">29 (28.7)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">5 (5.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">How do you communicate a potential research partnership initially with existing collaborators?</td>
<td align="center" valign="top" rowspan="4">101</td>
<td align="left" valign="top">Email them to set up meeting</td>
<td align="center" valign="top">94 (93.1)</td>
</tr>
<tr>
<td align="left" valign="top">Call them</td>
<td align="center" valign="top">43 (42.6)</td>
</tr>
<tr>
<td align="left" valign="top">Work through others</td>
<td align="center" valign="top">8 (7.9)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">4 (4.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="7">What attributes do you look for in a research collaborator? (select up to 5 options)</td>
<td align="center" valign="top" rowspan="7">101</td>
<td align="left" valign="top">Content expertise</td>
<td align="center" valign="top">87 (86.1)</td>
</tr>
<tr>
<td align="left" valign="top">Technical skills</td>
<td align="center" valign="top">70 (69.3)</td>
</tr>
<tr>
<td align="left" valign="top">Known to be effective collaborator</td>
<td align="center" valign="top">63 (62.4)</td>
</tr>
<tr>
<td align="left" valign="top">Strong work ethic</td>
<td align="center" valign="top">52 (51.5)</td>
</tr>
<tr>
<td align="left" valign="top">Demonstrated enthusiasm for the research itself</td>
<td align="center" valign="top">51 (50.5)</td>
</tr>
<tr>
<td align="left" valign="top">Respected by colleagues and community members</td>
<td align="center" valign="top">35 (34.6)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">12 (11.9)</td>
</tr>
<tr>
<td align="left" valign="top" colspan="4">Discuss starting point and roles/deliverables (CERC phase &#x2013; preparation &#x0026; initial)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="8">What is typically the starting point for a new collaboration? (rank your top 5 options)<break/><italic>&#x002A;Number (and percent) of people who ranked this option first for this ranking question are presented</italic></td>
<td align="center" valign="top" rowspan="8">83</td>
<td align="left" valign="top">Introduction/brainstorming meeting</td>
<td align="center" valign="top">51 (61.4), 11 (13.3), 3 (3.6), 1 (1.2), 2 (2.4)</td>
</tr>
<tr>
<td align="left" valign="top">Collect pilot data and publish together</td>
<td align="center" valign="top">1 (1.2), 8 (9.6), 22 (26.5), 24 (28.9), 11 (13.3)</td>
</tr>
<tr>
<td align="left" valign="top">Search for grant opportunities</td>
<td align="center" valign="top">9 (10.8), 21 (25.3), 13 (15.7), 14 (16.9), 11 (13.3)</td>
</tr>
<tr>
<td align="left" valign="top">Conduct literature reviews to find research gaps</td>
<td align="center" valign="top">6 (7.2), 18 (21.7), 15 (18.1), 9 (10.8), 7 (8.4)</td>
</tr>
<tr>
<td align="left" valign="top">Write collaborative papers</td>
<td align="center" valign="top">5 (6.0), 12 (14.4), 13 (15.7), 16 (19.3), 22 (26.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">1 (1.2), 2 (2.4), 2 (2.4), 1 (1.2), 5 (6.0)</td>
</tr>
<tr>
<td align="left" valign="top">Give joint presentation at conference</td>
<td align="center" valign="top">0 (0.0), 2 (2.4), 9 (10.8), 13 (15.7), 16 (19.3)</td>
</tr>
<tr>
<td align="left" valign="top">Invite each other to guest lecture</td>
<td align="center" valign="top">0 (0.0), 6 (7.2), 6 (7.2), 5 (6.0), 5 (6.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Does the starting point differ between new and existing collaborators?</td>
<td align="center" valign="top" rowspan="2">83</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">50 (60.2)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">33 (39.8)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">How valuable is it to establish roles at the beginning of a research collaboration?</td>
<td align="center" valign="top" rowspan="2">82</td>
<td align="left" valign="top">Extremely valuable</td>
<td align="center" valign="top">61 (74.4)</td>
</tr>
<tr>
<td align="left" valign="top">Somewhat valuable</td>
<td align="center" valign="top">21 (25.6)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">How do you assign team roles for a new collaboration? (select all that apply)</td>
<td align="center" valign="top" rowspan="4">82</td>
<td align="left" valign="top">Discuss and decide collaboratively</td>
<td align="center" valign="top">64 (78.0)</td>
</tr>
<tr>
<td align="left" valign="top">Assign them myself</td>
<td align="center" valign="top">10 (12.2)</td>
</tr>
<tr>
<td align="left" valign="top">Ask each person to discuss with me privately how they would like to participate</td>
<td align="center" valign="top">7 (8.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">5 (6.1)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Have you ever been part of research/collaborations in which roles were never established?</td>
<td align="center" valign="top" rowspan="2">82</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">31 (37.8)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">51 (62.2)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">At the start of a research collaboration, how valuable is it to establish how team members will communicate while working together on the initiative?</td>
<td align="center" valign="top" rowspan="3">80</td>
<td align="left" valign="top">Extremely valuable</td>
<td align="center" valign="top">59 (73.8)</td>
</tr>
<tr>
<td align="left" valign="top">Somewhat valuable</td>
<td align="center" valign="top">19 (23.8)</td>
</tr>
<tr>
<td align="left" valign="top">Not at all valuable</td>
<td align="center" valign="top">2 (2.5)</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>Content expertise (86.1%) and technical skills (69%) were the most preferred attributes in collaborators. Most respondents (61.4%) initiated collaboration with introductory or brainstorming meetings, followed by searching for grant opportunities (25.3%), and conducting literature reviews (21.7%). Starting points tended to differ between new and existing collaborations, according to 60.0% of respondents. When seeking out new collaborators, respondents focused on candidates with cooperative personalities who were tenacious, diligent, and thorough in work duties. Respondents reported that establishing roles at the start of collaborations was either extremely (74.4%) or somewhat (25.6%) valuable, and most (78.0%) responded that they discussed and decided on roles in a collaborative manner. Many elaborated on the close-ended question of &#x201C;Have you ever been a part of a collaboration in which roles were never established&#x201D;? when asked &#x201C;Why did you think the roles were never established&#x201D;? Responses were quite varied, ranging from lack of time to not thinking it was their responsibility to establish roles. One individual shared, &#x201C;<italic>It was not important to the PI (principal investigator)/lead of the project to clearly delineate roles</italic>&#x201D;.</p>
<p>Respondents also indicated the importance of establishing communication methods upfront for the collaboration; 73.8% considered it extremely valuable. <xref ref-type="table" rid="tab5">Table 5</xref> presents findings regarding research team initiation and role establishment.</p>
</sec>
<sec id="sec10">
<title>Maintenance phase</title>
<p>Maintaining collaborations was achieved through continued communication and research dissemination. Email was the most preferred tool for maintaining communication among team members (87.5% or 70/80) and was used specifically to share material with research collaborators (91.2%) or to send updates to community members in between team meetings (77.8%).</p>
<p>The majority of respondents (87.5%) engaged students in their research. Over half (56.2%) also engaged community members. Of these (<italic>n</italic>&#x202F;=&#x202F;80), over half (58.8%) served as the liaison who communicated with community members about the research. Almost all respondents (98.7%) wrote papers with multiple co-authors. Respondents had an average of five co-authors (SD 2.8, range 1&#x2013;20). Over half of respondents specifically involved students (88.5%) or community members (52.6%) as co-authors. Women and those in Public Health were more likely than men [&#x03C7;<sup>2</sup> (df&#x202F;=&#x202F;2, <italic>N</italic> =&#x202F;77)&#x202F;=&#x202F;25.1, <italic>p</italic>&#x202F;&#x003C;&#x202F;0.001] and those in other disciplines [&#x03C7;<sup>2</sup> (df&#x202F;=&#x202F;2, <italic>N</italic>&#x202F;=&#x202F;75)&#x202F;=&#x202F;15.9, <italic>p</italic>&#x202F;=&#x202F;0.03], to publish with community members.</p>
<p>Almost two-thirds (61.5%) also shared their research findings beyond publications and conference presentations. Specifically, 70.8% disseminated information through other types of reports/presentations, 54.2% as policy briefs, and 54.2% via media pieces. Over half (56.4%) considered dissemination of information beyond publications or conference presentations extremely valuable, and 37.2% considered it somewhat valuable. Women were more likely to engage in research dissemination beyond the traditional methods of publication and presentation than men [&#x03C7;<sup>2</sup> (df&#x202F;=&#x202F;2, <italic>N</italic>&#x202F;=&#x202F;77)&#x202F;=&#x202F;18.2, <italic>p</italic>&#x202F;&#x003C;&#x202F;0.001].</p>
<p>Half of respondents (50%) considered evaluation of collaboration processes to be extremely valuable. Correspondingly, the frequency of evaluations varied greatly with 30.7% conducting evaluations sometimes, 26.9% performing evaluations often, and 19.2% rarely conducting evaluations. Of those who conducted evaluations, slightly over two-thirds (<italic>n</italic>&#x202F;=&#x202F;78, 67.9%) used regular meetings or check-ins to assess the effectiveness of their research processes. Over half (55.1%) also used regular meetings or check-ins to keep their research teams connected even when working remotely.</p>
<p><xref ref-type="table" rid="tab6">Table 6</xref> summarizes responses regarding processes used throughout the research process.</p>
<table-wrap position="float" id="tab6">
<label>Table 6</label>
<caption>
<p>Tools engaged during the research process.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Question</th>
<th align="center" valign="top">Total <italic>N</italic></th>
<th align="left" valign="top">Responses</th>
<th align="center" valign="top"><italic>N</italic> (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top" colspan="4">Consider tools for effective communication (CERC phase &#x2013; preparation, initial, and maintenance)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">How do you decide how you and your research team will communicate throughout the collaboration?</td>
<td align="center" valign="top" rowspan="4">80</td>
<td align="left" valign="top">Discuss and decide collaboratively</td>
<td align="center" valign="top">70 (87.5)</td>
</tr>
<tr>
<td align="left" valign="top">Decide myself</td>
<td align="center" valign="top">6 (7.5)</td>
</tr>
<tr>
<td align="left" valign="top">Ask each person to discuss their preferences privately with you as the lead</td>
<td align="center" valign="top">2 (2.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">2 (2.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">What communication strategies do you implement for your research team? (select all that apply)</td>
<td align="center" valign="top" rowspan="5">80</td>
<td align="left" valign="top">Emailing updates in between meetings</td>
<td align="center" valign="top">70 (87.5)</td>
</tr>
<tr>
<td align="left" valign="top">Regular meetings</td>
<td align="center" valign="top">69 (86.3)</td>
</tr>
<tr>
<td align="left" valign="top">Adding meetings to people&#x2019;s electronic calendars</td>
<td align="center" valign="top">40 (50.0)</td>
</tr>
<tr>
<td align="left" valign="top">Providing updates on a shared platform</td>
<td align="center" valign="top">33 (41.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">2 (2.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">How do you share materials with research collaborators? (select all that apply)</td>
<td align="center" valign="top" rowspan="4">80</td>
<td align="left" valign="top">Email</td>
<td align="center" valign="top">73 (91.2)</td>
</tr>
<tr>
<td align="left" valign="top">Shared drive/platform</td>
<td align="center" valign="top">71 (88.8)</td>
</tr>
<tr>
<td align="left" valign="top">Project management program</td>
<td align="center" valign="top">7 (8.8)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Have you been part of research collaborations in which communication plans were never established?</td>
<td align="center" valign="top" rowspan="2">80</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">32 (40.0)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">48 (60.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Do you engage community members in your research?</td>
<td align="center" valign="top" rowspan="2">80</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">45 (56.2)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">35 (43.8)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How do you communicate about the research with community members? (select all that apply)</td>
<td align="center" valign="top" rowspan="5">45</td>
<td align="left" valign="top">Emailing updates in between team meetings</td>
<td align="center" valign="top">35 (77.8)</td>
</tr>
<tr>
<td align="left" valign="top">Regular meetings/town halls</td>
<td align="center" valign="top">28 (62.2)</td>
</tr>
<tr>
<td align="left" valign="top">Asking the community their preferred strategies for communication</td>
<td align="center" valign="top">25 (55.6)</td>
</tr>
<tr>
<td align="left" valign="top">Adding meetings to people&#x2019;s electronic calendars</td>
<td align="center" valign="top">15 (33.3)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">1 (2.2)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">If you are the principal investigator, do you serve as the liaison who communicates with community partners about the research?</td>
<td align="center" valign="top" rowspan="2">80</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">47 (58.8)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">33 (41.2)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Do you engage students on your research teams?</td>
<td align="center" valign="top" rowspan="2">80</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">70 (87.5)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">10 (12.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">How valuable is it to evaluate your research collaboration processes?</td>
<td align="center" valign="top" rowspan="3">78</td>
<td align="left" valign="top">Extremely valuable</td>
<td align="center" valign="top">39 (50.0)</td>
</tr>
<tr>
<td align="left" valign="top">Somewhat valuable</td>
<td align="center" valign="top">33 (42.3)</td>
</tr>
<tr>
<td align="left" valign="top">Not at all valuable</td>
<td align="center" valign="top">6 (7.7)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How often do you evaluate the effectiveness of your research collaborations?</td>
<td align="center" valign="top" rowspan="5">78</td>
<td align="left" valign="top">Sometimes</td>
<td align="center" valign="top">24 (30.7)</td>
</tr>
<tr>
<td align="left" valign="top">Often</td>
<td align="center" valign="top">21 (26.9)</td>
</tr>
<tr>
<td align="left" valign="top">Rarely</td>
<td align="center" valign="top">15 (19.2)</td>
</tr>
<tr>
<td align="left" valign="top">Always</td>
<td align="center" valign="top">11 (14.1)</td>
</tr>
<tr>
<td align="left" valign="top">Never</td>
<td align="center" valign="top">7 (9.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="8">If you evaluate the effectiveness of your research collaborations, what tools do you use to assess the collaborations? (select all that apply)</td>
<td align="center" valign="top" rowspan="8">78</td>
<td align="left" valign="top">In-person check-ins</td>
<td align="center" valign="top">53 (67.9)</td>
</tr>
<tr>
<td align="left" valign="top">Not applicable; I do not conduct this type of evaluation</td>
<td align="center" valign="top">20 (25.6)</td>
</tr>
<tr>
<td align="left" valign="top">Request for written feedback</td>
<td align="center" valign="top">13 (16.7)</td>
</tr>
<tr>
<td align="left" valign="top">Qualitative interviews</td>
<td align="center" valign="top">12 (15.4)</td>
</tr>
<tr>
<td align="left" valign="top">Bring in an external evaluator</td>
<td align="center" valign="top">7 (9.0)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">5 (6.4)</td>
</tr>
<tr>
<td align="left" valign="top">Partnership self-assessment</td>
<td align="center" valign="top">3 (3.8)</td>
</tr>
<tr>
<td align="left" valign="top">PARTNER tool</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">What communication strategies do you implement to keep the research team connected even when you are not working on a project together?</td>
<td align="center" valign="top" rowspan="5">78</td>
<td align="left" valign="top">Regular meetings or check-ins</td>
<td align="center" valign="top">43 (55.1)</td>
</tr>
<tr>
<td align="left" valign="top">Group emails</td>
<td align="center" valign="top">39 (50.0)</td>
</tr>
<tr>
<td align="left" valign="top">Social gatherings</td>
<td align="center" valign="top">22 (28.2)</td>
</tr>
<tr>
<td align="left" valign="top">Providing updates on shared platforms</td>
<td align="center" valign="top">16 (20.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">7 (9.0)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Most of my peer-reviewed publications are:</td>
<td align="center" valign="top" rowspan="2">78</td>
<td align="left" valign="top">With multiple co-authors</td>
<td align="center" valign="top">77 (98.7)</td>
</tr>
<tr>
<td align="left" valign="top">Solo-authored</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Do you publish with students as co-authors?</td>
<td align="center" valign="top" rowspan="2">78</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">69 (88.5)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">9 (11.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Do you publish with community members as co-authors?</td>
<td align="center" valign="top" rowspan="2">78</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">41 (52.6)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">37 (47.4)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Do you disseminate the findings of your research beyond publications and conference presentations?</td>
<td align="center" valign="top" rowspan="2">78</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">48 (61.5)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">30 (38.5)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How do you disseminate your findings beyond publications and conference Presentations? (select all that apply)</td>
<td align="center" valign="top" rowspan="5">48</td>
<td align="left" valign="top">Reports/presentations</td>
<td align="center" valign="top">34 (70.8)</td>
</tr>
<tr>
<td align="left" valign="top">Policy briefs/reports</td>
<td align="center" valign="top">26 (54.2)</td>
</tr>
<tr>
<td align="left" valign="top">Media stories</td>
<td align="center" valign="top">25 (52.1)</td>
</tr>
<tr>
<td align="left" valign="top">Town hall meetings with community members and stakeholders</td>
<td align="center" valign="top">20 (41.7)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">14 (29.2)</td>
</tr>
<tr>
<td align="left" valign="top" colspan="4">Invest in sustained relationships and evaluate for impact (CERC phase &#x2013; initial and maintenance)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">How valuable is it to disseminate findings beyond publications and conference presentations?</td>
<td align="center" valign="top" rowspan="3">78</td>
<td align="left" valign="top">Extremely valuable</td>
<td align="center" valign="top">44 (56.4)</td>
</tr>
<tr>
<td align="left" valign="top">Somewhat valuable</td>
<td align="center" valign="top">29 (37.2)</td>
</tr>
<tr>
<td align="left" valign="top">Not at all valuable</td>
<td align="center" valign="top">5 (6.4)</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="sec11">
<title>Resolution phase and mentorship</title>
<p>Overall, most respondents valued the importance of discussing differing perspectives/conflicts as a team (83.3% or 65/78) or one-on-one (65.3%), although they indicated that such conflicts were rare. Most (76.9%) stressed the importance of teams working well together.</p>
<p>Respondents offered that they received mentorship from faculty members, doctoral advisors, major professors, or colleagues either early in their faculty career (89.2%) or during graduate school (59.4%). The number of mentors that respondents reported ranged from zero to nine (avg. 1.8, SD 1.8). Just under half (47.4%) had been mentored in how to develop and engage in effective research collaborations. Women were more likely than men to report having received mentorship [&#x03C7;<sup>2</sup> (df&#x202F;=&#x202F;2, <italic>N</italic>&#x202F;=&#x202F;77)&#x202F;=&#x202F;<italic>p</italic>&#x202F;&#x003C;&#x202F;0.001].</p>
<p>Respondents also served as mentors and the number of mentees they reported ranged from zero to 15 (avg. 2.5, SD 3.2). They most often coached others in professional development (73.1%) and provided general work advice (67.9%). <xref ref-type="table" rid="tab7">Table 7</xref> summarizes these findings.</p>
<table-wrap position="float" id="tab7">
<label>Table 7</label>
<caption>
<p>Addressing collaboration conflicts and mentor/mentee experience.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">Question</th>
<th align="center" valign="top">Total <italic>N</italic></th>
<th align="left" valign="top">Responses</th>
<th align="center" valign="top"><italic>N</italic> (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top" colspan="4">Leave toxicity behind (CERC phase &#x2013; resolution)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How do you address team members&#x2019; differing perspectives on the direction and scope of the research? (select all that apply)</td>
<td align="center" valign="top" rowspan="5">78</td>
<td align="left" valign="top">Discuss as a team</td>
<td align="center" valign="top">65 (83.3)</td>
</tr>
<tr>
<td align="left" valign="top">Discuss one-on-one</td>
<td align="center" valign="top">51 (65.3)</td>
</tr>
<tr>
<td align="left" valign="top">Modify composition of research team if no resolution in reasonable amount of time</td>
<td align="center" valign="top">12 (15.3)</td>
</tr>
<tr>
<td align="left" valign="top">Bring in an external auditor</td>
<td align="center" valign="top">2 (2.5)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">1 (1.3)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="5">How do you address conflicts among team members? (select all that apply)</td>
<td align="center" valign="top" rowspan="5">78</td>
<td align="left" valign="top">Discuss one-on-one</td>
<td align="center" valign="top">64 (82.5)</td>
</tr>
<tr>
<td align="left" valign="top">Discuss as a team</td>
<td align="center" valign="top">47 (60.3)</td>
</tr>
<tr>
<td align="left" valign="top">Modify composition of research team</td>
<td align="center" valign="top">15 (19.2)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">7 (9.0)</td>
</tr>
<tr>
<td align="left" valign="top">Bring in external auditor</td>
<td align="center" valign="top">4 (5.1)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="3">How important is it for a research team to work well together?</td>
<td align="center" valign="top" rowspan="3">78</td>
<td align="left" valign="top">Extremely important</td>
<td align="center" valign="top">60 (76.9)</td>
</tr>
<tr>
<td align="left" valign="top">Moderately important</td>
<td align="center" valign="top">16 (20.5)</td>
</tr>
<tr>
<td align="left" valign="top">Neutral</td>
<td align="center" valign="top">2 (2.6)</td>
</tr>
<tr>
<td align="left" valign="top" colspan="4">Questions regarding experience as mentor and/or mentee</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="6">What roles do your mentors play? (select all that apply)</td>
<td align="center" valign="top" rowspan="6">78</td>
<td align="left" valign="top">Professional development</td>
<td align="center" valign="top">56 (71.8)</td>
</tr>
<tr>
<td align="left" valign="top">Provide general work advice</td>
<td align="center" valign="top">52 (66.7)</td>
</tr>
<tr>
<td align="left" valign="top">Content expertise</td>
<td align="center" valign="top">41 (52.6)</td>
</tr>
<tr>
<td align="left" valign="top">Provide advice on work/life harmony</td>
<td align="center" valign="top">38 (48.7)</td>
</tr>
<tr>
<td align="left" valign="top">Methodological/analytical advice</td>
<td align="center" valign="top">35 (44.9)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">14 (17.9)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="6">What roles do you play as a mentor? (select all that apply)</td>
<td align="center" valign="top" rowspan="6">78</td>
<td align="left" valign="top">Professional development</td>
<td align="center" valign="top">57 (73.1)</td>
</tr>
<tr>
<td align="left" valign="top">Provide general work advice</td>
<td align="center" valign="top">53 (67.9)</td>
</tr>
<tr>
<td align="left" valign="top">Content expertise</td>
<td align="center" valign="top">39 (50.0)</td>
</tr>
<tr>
<td align="left" valign="top">Provide advice on work-life harmony</td>
<td align="center" valign="top">38 (48.7)</td>
</tr>
<tr>
<td align="left" valign="top">Methodological/analytical advice</td>
<td align="center" valign="top">35 (44.9)</td>
</tr>
<tr>
<td align="left" valign="top">Other</td>
<td align="center" valign="top">14 (17.9)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="2">Have you received mentorship on effective ways to engage in research collaborations?</td>
<td align="center" valign="top" rowspan="2">78</td>
<td align="left" valign="top">Yes</td>
<td align="center" valign="top">37 (47.4)</td>
</tr>
<tr>
<td align="left" valign="top">No</td>
<td align="center" valign="top">41 (52.6)</td>
</tr>
<tr>
<td align="left" valign="top" rowspan="4">At what point in your career did you receive this mentorship? (select all that apply)</td>
<td align="center" valign="top" rowspan="4">37</td>
<td align="left" valign="top">As an early career/faculty member</td>
<td align="center" valign="top">33 (89.2)</td>
</tr>
<tr>
<td align="left" valign="top">As a graduate student</td>
<td align="center" valign="top">22 (59.4)</td>
</tr>
<tr>
<td align="left" valign="top">As a postdoctoral fellow</td>
<td align="center" valign="top">18 (48.6)</td>
</tr>
<tr>
<td align="left" valign="top">As a mid-career faculty member</td>
<td align="center" valign="top">14 (37.8)</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="sec12">
<title>Findings from open-ended questions</title>
<p>Respondents reported that essential qualities of effective collaborations were cooperation, organized planning, role establishment, leadership, and trust. Overall, respondents valued the support and efforts of students and community members. They also indicated the importance of maintaining morale during collaborations. Effective collaboration was also necessary for sharing scientific knowledge beyond publications into the communities who were research partners from the outset. <xref ref-type="table" rid="tab8">Table 8</xref> summarizes major themes by CERC research collaboration phase and representative quotes for each. Note that multiple themes are evident in several quotes.</p>
<table-wrap position="float" id="tab8">
<label>Table 8</label>
<caption>
<p>Representative quotes by CERC phase and theme.</p>
</caption>
<table frame="hsides" rules="groups">
<thead>
<tr>
<th align="left" valign="top">CERC phase</th>
<th align="left" valign="top">Theme</th>
<th align="left" valign="top">Narrative evidence</th>
</tr>
</thead>
<tbody>
<tr>
<td align="left" valign="top">Initiation</td>
<td align="left" valign="top">Importance of agreeable personalities in collaborators</td>
<td align="left" valign="top">&#x201C;Not a jerk or reputation as a jerk; Known for being approachable, responsive, and professional; I need to like the individuals that I contact about research partnerships. I like them personally. I&#x2019;ve worked with enough jerks to know that I do not need to do that any longer. Life is too short.&#x201D;<break/>&#x201C;Collaborate with people you like. You&#x2019;re going to be working closely with these people, so having personalities that mesh is just as important as having a good researcher as a partner.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Preparation</td>
<td align="left" valign="top">Necessity of cooperation and trust</td>
<td align="left" valign="top">&#x201C;For existing research collaborations, the starting point evolves naturally out of existing work being done together. For new research collaborations, it takes a different more formal approach, which differs depending on whom it is with.&#x201D;<break/>&#x201C;For existing collaborations, you already have trust, knowledge, and understanding so when someone brings something to the table there is a level of comfort and ability to jump in. With new collaborations you have to establish that trust, understanding of each other&#x2019;s strengths, and what each person brings to the table.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Preparation</td>
<td align="left" valign="top">Importance of clear communication and roles</td>
<td align="left" valign="top">&#x201C;Do not commit to working on a project unless you are clear of your role, enjoy working with the lead, and have enthusiasm for the work.&#x201D;<break/>&#x201C;Clear communication and transparency are essential.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Preparation</td>
<td align="left" valign="top">Essential nature of both planning and leadership</td>
<td align="left" valign="top">&#x201C;An overall lack of planning and leadership [is an issue]. I find many shy away from explicit conversations about roles and expectations. As a Co-I, it seems like some PIs want to take the lead and not &#x2018;bother&#x2019; you too much. But the interaction and production of the work is why I wanted to be a Co-I to begin with&#x2014;I want to contribute and get some scientific simulation and product out of it.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Maintenance</td>
<td align="left" valign="top">Importance of different types of collaborators and continued mentorship</td>
<td align="left" valign="top">&#x201C;Students are an integral part of the research project. They receive training on every aspect of the design, execution and interpretation of results, which is essential for their training.&#x201D;<break/>&#x201C;Involve community partners from the start of the project (or conceptualization of the project). Involve them in all steps and ensure that their input is valued and incorporated in the project. Make partnerships equitable.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Maintenance</td>
<td align="left" valign="top">Essential nature of trust and importance of maintaining morale</td>
<td align="left" valign="top">&#x201C;Trust is built over time and through established and repeated collaborations. Being clear on the expectations, processes, outcomes, etc. Having team-building exercises. Making the learning bi-directional. Being respectful and appreciative of their contributions. Showing them the impact of their work and collaboration. Ensuring they get paid for their time.&#x201D;<break/>&#x201C;Keep everyone informed of status and progress&#x2014;people want to know that their energy is productive. Social interactions when an option.&#x201D;<break/>&#x201C;Bringing a positive attitude to the meetings and celebrating both the &#x2018;little&#x2019; and &#x2018;big&#x2019; wins for the projects.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">Maintenance</td>
<td align="left" valign="top">Importance of dissemination beyond the publication and partner engagement</td>
<td align="left" valign="top">&#x201C;The value of what we do is not just in peer-reviewed platforms but our engagement with local and larger communities who may benefit from the knowledge and participation.&#x201D;<break/>&#x201C;The point of my research is to inform and shape policy and practice. Most of the people who can implement those changes based on my work are not reading peer-reviewed journal articles. Translating research for educated laypeople is essential.&#x201D;</td>
</tr>
<tr>
<td align="left" valign="top">All phases</td>
<td align="left" valign="top">Value of collaborations and team science</td>
<td align="left" valign="top">&#x201C;If you want to go fast, go alone. If you want to go far, go together. I think it&#x2019;s an African proverb&#x201D;!</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
</sec>
<sec sec-type="discussion" id="sec13">
<title>Discussion</title>
<p>Effective collaboration among researchers is essential for productive team science and scientific progress (<xref ref-type="bibr" rid="ref45">Steer et al., 2017</xref>; <xref ref-type="bibr" rid="ref49">Tebes, 2018</xref>; <xref ref-type="bibr" rid="ref3">Altman et al., 2020</xref>; <xref ref-type="bibr" rid="ref10">Ezenwa et al., 2024</xref>). Such collaborative and interdisciplinary efforts are vital, especially with increasingly prevalent diverse public health concerns, including pandemics, an aging population (<xref ref-type="bibr" rid="ref46">Sukoff Rizzo et al., 2023</xref>), and climate change (<xref ref-type="bibr" rid="ref7">Bruine de Bruin and Morgan, 2019</xref>; <xref ref-type="bibr" rid="ref27">Herzig Van Wees et al., 2019</xref>; <xref ref-type="bibr" rid="ref41">Ridde et al., 2019</xref>). As interdisciplinary research has become more of a norm for meaningful health impacts (<xref ref-type="bibr" rid="ref35">Galway et al., 2016</xref>), understanding how to initiate collaborations and address any difficulties with such collaborative efforts can aid conflict management and effective communication (<xref ref-type="bibr" rid="ref43">Selker and Wilkins, 2017</xref>; <xref ref-type="bibr" rid="ref4">Begerowski et al., 2021</xref>; <xref ref-type="bibr" rid="ref46">Sukoff Rizzo et al., 2023</xref>).</p>
<p>The experiences shared in the current study could be helpful to researchers who are seeking to develop research collaborations or seek grant funding. The current sample included a significant portion of experienced researchers (40% of tenured faculty and 36% who were full professors) at a Research 1 University. Initiating a research collaboration was carried out most often with an introduction or brainstorming meeting. In a time during which we have a variety of communication channels, management platforms, etc., basic email was still the primary form of communication for faculty researchers, along with good-old-fashioned face-to-face meetings.</p>
<p>Several approaches for identifying possible team members were shared by respondents in the current study: reach out to known collaborators, create opportunities to meet new collaborators, and the ask-around approach appear to be ways to create research teams. In all cases, it is ideal to start the search early (<xref ref-type="bibr" rid="ref8">Consalvey, 2023</xref>). Most researchers in our study were mainly working with those they knew and with whom they had a relationship, and they tended to go back to those same individuals for subsequent collaborations. However, networking to find teams of researchers you work well with and enjoy working with is a key strategy for junior faculty members. Content and research expertise was found to be important, but other attributes of collaborators were considered just as critical, and they can indeed make someone valuable to a team. Technical skills are highly sought after, as is someone with a good reputation who is easy to work with and who has a strong work ethic.</p>
<p>Respondents recognized the necessity of planning and strong leadership for research collaborations, as well as the importance of cooperation and trust. Effective leadership involved providing clear and timely guidance, being trustworthy, and mentoring and welcoming students and junior faculty onto teams for different viewpoints and skillsets (<xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>). Mentorship &#x2013; having mentors and also serving as a mentor &#x2013; was important to respondents, not just for sharing knowledge of a content area, but particularly to help navigate professionally and provide career advice (<xref ref-type="bibr" rid="ref21">Friedman et al., 2021</xref>; <xref ref-type="bibr" rid="ref28">Johnson et al., 2022</xref>). Mentorship can help with networking and establishing oneself on a research team as a student or junior faculty member.</p>
<p>Women were significantly more likely than men to publish with community members and disseminate findings beyond publications or presentations (e.g., reports, media sources). Other studies have found similar results with regard to gender differences in research collaborations (<xref ref-type="bibr" rid="ref1">Abramo et al., 2013</xref>; <xref ref-type="bibr" rid="ref52">Zeng et al., 2016</xref>). <xref ref-type="bibr" rid="ref1">Abramo et al. (2013)</xref> indicated that women in disciplines such as medicine and physics were more likely to collaborate in research than their male counterparts. <xref ref-type="bibr" rid="ref52">Zeng et al. (2016)</xref> found similar results across disciplines but noted women generally had fewer co-authors on peer-reviewed publications.</p>
<p>While we are often quick to move on to the next project instead of assessing and reflecting on our current initiatives, evaluation of collaborations is important for team cohesion and longevity (<xref ref-type="bibr" rid="ref18">Friedman et al., 2012a</xref>; <xref ref-type="bibr" rid="ref19">Friedman et al., 2014c</xref>; <xref ref-type="bibr" rid="ref44">Soltani et al., 2017</xref>; <xref ref-type="bibr" rid="ref28">Johnson et al., 2022</xref>; <xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>). Only half of respondents regularly engaged in this type of evaluation, though they did recognize the need to address team conflict even if this was an uncomfortable task (<xref ref-type="bibr" rid="ref19">Friedman et al., 2014c</xref>; <xref ref-type="bibr" rid="ref44">Soltani et al., 2017</xref>). Taking the time to reflect on the process of collaboration, including communication strategies and role establishment, can lead to long-term and sustainable partnerships. In addition, reported team-building experiences included collecting pilot data, publishing together, searching for grant opportunities, conducting literature reviews to identify gaps in knowledge, and co-presenting at conferences.</p>
<sec id="sec14">
<title>Limitations</title>
<p>Despite its strengths, this study had limitations. One major question is related to the matter of self-response bias. Respondents differ from non-respondents and often in nonobvious ways. Future research needs to take into account that non-respondents also conduct research. Are they less collaborative? Successful? Did they differ on demographic parameters? For example, women were more likely to be respondents, but they do not constitute three quarters of our faculty. Are they better communicators and collaborators? It will be important to understand our true denominators and how that relates to communication, engagement and, ultimately, both research productivity and broader-scale relevance (e.g., in satisfying the public health imperative to serve the greatest need).</p>
<p>The response rate to survey questions also dropped as individuals completed the survey as not all questions were forced response. Such small sample sizes hinder generalizations that can be made beyond this particular sample of faculty members at one research institution in health sciences and communication units. Furthermore, the statistically significant results must be interpreted with caution due to the small sample and cell sizes. Some questions, including those about gender, race, and ethnicity, included a &#x201C;Prefer not to answer&#x201D; response, which further decreased our ability to analyze the data further. However, given that this was a survey administrated with the authors&#x2019; own colleagues at their institution, providing the option of &#x201C;prefer not to answer&#x201D; was important so that individuals would feel comfortable participating in the study and sharing their experiences and perceptions. Minoritized groups are often underrepresented in biomedical and health sciences research and may not want to share details about their work experiences (<xref ref-type="bibr" rid="ref37">Phillips et al., 2018</xref>; <xref ref-type="bibr" rid="ref30">Levites Strekalova et al., 2021</xref>).</p>
</sec>
</sec>
<sec id="sec15">
<title>Conclusions and future directions</title>
<p>As the current research was a pilot study at one institution, additional research questions concerning research collaborations need to be explored with a larger, more generalizable population. Results clearly indicate the necessity of cooperation, trust, leadership, and establishing roles and communication in any research collaboration. The value of continued mentorship was also evident. Guided by findings from survey results and based on the authors&#x2019; published framework (<xref ref-type="bibr" rid="ref16">Friedman et al., 2024</xref>), the team developed a workshop on effective research team development. This was offered for those who expressed interest when completing the survey and for other interested faculty members and recorded for future use.</p>
<p>Furthermore, increasing research productivity is also a common goal among universities that are not Research 1 institutions. It is important to consider how faculty at other universities may respond to the same survey, especially if the broader goal is to diversify the research pool of investigators. Finally, involving community partners as collaborators was endorsed by a significant number of respondents and future research will examine partners&#x2019; perspectives on research team development and sustainability.</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="sec16">
<title>Data availability statement</title>
<p>The datasets presented in this article are not readily available, however, deidentifiable survey data are available upon reasonable request from the corresponding author. Requests to access the datasets should be directed to DF, <email>dfriedma@mailbox.sc.edu</email>.</p>
</sec>
<sec sec-type="ethics-statement" id="sec17">
<title>Ethics statement</title>
<p>The studies involving humans were approved by University of South Carolina Office of Research Compliance. The studies were conducted in accordance with the local legislation and institutional requirements. Written informed consent for participation was not required from the participants or the participants&#x2019; legal guardians/next of kin because this was not required for this survey.</p>
</sec>
<sec sec-type="author-contributions" id="sec18">
<title>Author contributions</title>
<p>DF: Conceptualization, Data curation, Formal analysis, Methodology, Project administration, Supervision, Validation, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. CE: Formal analysis, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. JN-S: Conceptualization, Formal analysis, Methodology, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. AT: Conceptualization, Formal analysis, Methodology, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. JH: Conceptualization, Formal analysis, Methodology, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. LD: Conceptualization, Formal analysis, Methodology, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. SL: Conceptualization, Formal analysis, Methodology, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. FH: Data curation, Formal analysis, Methodology, Software, Writing &#x2013; review &#x0026; editing. BY: Validation, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. DP: Conceptualization, Data curation, Formal analysis, Methodology, Validation, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing.</p>
</sec>
<sec sec-type="funding-information" id="sec19">
<title>Funding</title>
<p>The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.</p>
</sec>
<ack>
<p>The authors thank all those who took the time to complete this survey and share their research team building experiences.</p>
</ack>
<sec sec-type="COI-statement" id="sec20">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
<p>The author(s) declared that they were an editorial board member of Frontiers, at the time of submission. This had no impact on the peer review process and the final decision.</p>
</sec>
<sec sec-type="disclaimer" id="sec21">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<ref-list>
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