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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Ecol. Evol.</journal-id>
<journal-title>Frontiers in Ecology and Evolution</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Ecol. Evol.</abbrev-journal-title>
<issn pub-type="epub">2296-701X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fevo.2023.1191274</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Ecology and Evolution</subject>
<subj-group>
<subject>Perspective</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Human brains <italic>have</italic> shrunk: the questions are <italic>when</italic> and <italic>why</italic></article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes"><name><surname>DeSilva</surname> <given-names>Jeremy</given-names></name><xref rid="aff1" ref-type="aff"><sup>1</sup></xref><xref rid="c001" ref-type="corresp"><sup>&#x002A;</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1220983/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Fannin</surname> <given-names>Luke</given-names></name><xref rid="aff1" ref-type="aff"><sup>1</sup></xref><xref rid="aff2" ref-type="aff"><sup>2</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1427247/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Cheney</surname> <given-names>Isabelle</given-names></name><xref rid="aff1" ref-type="aff"><sup>1</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/2316345/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Claxton</surname> <given-names>Alexander</given-names></name><xref rid="aff3" ref-type="aff"><sup>3</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/1497194/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Ilie&#x015F;</surname> <given-names>Iulian</given-names></name><xref rid="aff4" ref-type="aff"><sup>4</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/577621/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Kittelberger</surname> <given-names>Jessica</given-names></name><xref rid="aff1" ref-type="aff"><sup>1</sup></xref>
</contrib>
<contrib contrib-type="author"><name><surname>Stibel</surname> <given-names>Jeff</given-names></name><xref rid="aff5" ref-type="aff"><sup>5</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/2264138/overview"/>
</contrib>
<contrib contrib-type="author"><name><surname>Traniello</surname> <given-names>James</given-names></name><xref rid="aff6" ref-type="aff"><sup>6</sup></xref>
<uri xlink:href="https://loop.frontiersin.org/people/320990/overview"/>
</contrib>
</contrib-group>
<aff id="aff1"><sup>1</sup><institution>Department of Anthropology, Dartmouth College</institution>, <addr-line>Hanover, NH</addr-line>, <country>United States</country></aff>
<aff id="aff2"><sup>2</sup><institution>Ecology, Evolution, Environment and Society, Dartmouth College</institution>, <addr-line>Hanover, NH</addr-line>, <country>United States</country></aff>
<aff id="aff3"><sup>3</sup><institution>Anatomy and Cell Biology, Oklahoma State University, Center for Health Sciences</institution>, <addr-line>Tulsa, OK</addr-line>, <country>United States</country></aff>
<aff id="aff4"><sup>4</sup><institution>Healthcare Systems Engineering Institute, Department of Mechanical and Industrial Engineering, Northeastern University</institution>, <addr-line>Boston, MA</addr-line>, <country>United States</country></aff>
<aff id="aff5"><sup>5</sup><institution>Natural History Museum</institution>, <addr-line>Los Angeles, CA</addr-line>, <country>United States</country></aff>
<aff id="aff6"><sup>6</sup><institution>Department of Biology, Boston University</institution>, <addr-line>Boston, MA</addr-line>, <country>United States</country></aff>
<author-notes>
<fn id="fn0001" fn-type="edited-by">
<p>Edited by: Mathieu Lihoreau, Centre National de la Recherche Scientifique (CNRS), France</p>
</fn>
<fn id="fn0002" fn-type="edited-by">
<p>Reviewed by: Thomas Puschel, University of Oxford, United Kingdom</p>
</fn>
<corresp id="c001">&#x002A;Correspondence: Jeremy DeSilva, <email>jeremy.m.desilva@dartmouth.edu</email></corresp>
</author-notes>
<pub-date pub-type="epub">
<day>22</day>
<month>06</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>11</volume>
<elocation-id>1191274</elocation-id>
<history>
<date date-type="received">
<day>21</day>
<month>03</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>29</day>
<month>05</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#x00A9; 2023 DeSilva, Fannin, Cheney, Claxton, Ilie&#x015F;, Kittelberger, Stibel and Traniello.</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>DeSilva, Fannin, Cheney, Claxton, Ilie&#x015F;, Kittelberger, Stibel and Traniello</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Human brain reduction from the Late Pleistocene/Holocene to the modern day is a longstanding anthropological observation documented with numerous lines of independent evidence. In a recent study (DeSilva et al., 2021; <italic>Front. Ecol. Evol</italic>.), we analyzed a large compilation of fossil and recent human crania and determined that this reduction was surprisingly recent, occurring rapidly within the past 5,000 to 3,000 years of human history. We attributed such a change as a consequence of population growth and cooperative intelligence and drew parallels with similar evolutionary trends in eusocial insects, such as ants. In a reply to our study, Villmoare and Grabowski (2022; <italic>Front. Ecol. Evol.</italic>) reassessed our findings using portions of our dataset and were unable to detect any reduction in brain volume during this time frame. In this paper, responding to Villmoare and Grabowski&#x2019;s critique, we reaffirm recent human brain size reduction in the Holocene, and encourage our colleagues to continue to investigate both the timing and causes of brain size reduction in humans in the past 10,000 years.</p>
</abstract>
<kwd-group>
<kwd>encephalization</kwd>
<kwd>
<italic>Homo sapiens</italic>
</kwd>
<kwd>Holocene</kwd>
<kwd>Pleistocene</kwd>
<kwd>social evolution</kwd>
</kwd-group>
<contract-num rid="cn1">1840344</contract-num>
<contract-sponsor id="cn1">National Science Graduate Research Fellowship</contract-sponsor>
<counts>
<fig-count count="2"/>
<table-count count="0"/>
<equation-count count="2"/>
<ref-count count="55"/>
<page-count count="7"/>
<word-count count="5802"/>
</counts>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Social Evolution</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="sec1" sec-type="intro">
<title>Introduction</title>
<p>Our analysis of human brain evolution (<xref ref-type="bibr" rid="ref18">DeSilva et al., 2021</xref>) was based on robust prior research demonstrating that human brains decreased in volume in the Late Pleistocene or Holocene. This recent reduction has been documented by numerous researchers for nearly 90 years across diverse populations globally (<xref rid="fig1" ref-type="fig">Figure 1</xref>; <xref ref-type="bibr" rid="ref49">von Bonin, 1934</xref>; <xref ref-type="bibr" rid="ref50">Weidenreich, 1946</xref>; <xref ref-type="bibr" rid="ref45">Tobias, 1971</xref>; <xref ref-type="bibr" rid="ref39">Schwidetzky, 1976</xref>; <xref ref-type="bibr" rid="ref51">Wiercinski, 1979</xref>; <xref ref-type="bibr" rid="ref9">Beals et al., 1984</xref>; <xref ref-type="bibr" rid="ref24">Henneberg, 1988</xref>, <xref ref-type="bibr" rid="ref25">1998</xref>, <xref ref-type="bibr" rid="ref26">2004</xref>; <xref ref-type="bibr" rid="ref13">Brown, 1992</xref>; <xref ref-type="bibr" rid="ref27">Henneberg and Steyn, 1993</xref>, <xref ref-type="bibr" rid="ref28">1995</xref>; <xref ref-type="bibr" rid="ref38">Ruff et al., 1997</xref>; <xref ref-type="bibr" rid="ref14">Brown and Maeda, 2004</xref>; <xref ref-type="bibr" rid="ref53">Wu et al., 2007</xref>; <xref ref-type="bibr" rid="ref4">Bailey and Geary, 2009</xref>; <xref ref-type="bibr" rid="ref22">Hawks, 2011</xref>; <xref ref-type="bibr" rid="ref8">Balzeau et al., 2013</xref>; <xref ref-type="bibr" rid="ref10">Bednarik, 2014</xref>; <xref ref-type="bibr" rid="ref32">Liu et al., 2014</xref>; <xref ref-type="bibr" rid="ref42">Stibel, 2021</xref>, <xref ref-type="bibr" rid="ref43">2023</xref>). The question we asked, then, was not <italic>whether</italic> modern human brain volume was smaller than that of Pleistocene <italic>Homo sapiens</italic>, but <italic>when</italic> this reduction occurred. Addressing this question, we could proceed to infer <italic>why</italic> an organ critical for human survival would decrease in size.</p>
<fig position="float" id="fig1">
<label>Figure 1</label>
<caption>
<p><bold>(A)</bold> Summary of results of published studies in the last <italic>ca.</italic> 90 years reporting a decrease in human brain size in the late Pleistocene/Holocene (<italic>N</italic> =&#x2009;19). The average reported decrease across all studies is 8.5%, illustrated by the blue dotted line. Percent change was used as published or, if not available in-text, calculated from the average brain volumes published in the study that demarcated the decrease. <bold>(B)</bold> Average brain size (cranial capacity) across members of the genus <italic>Homo</italic> during the Pleistocene and Holocene epochs. Bars are means, with whiskers representing &#x00B1; one standard error. The last, yellow bar includes both the global mean cranial capacity for modern <italic>H. sapiens</italic> calculated by <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref>, and the alternative modern <italic>H. sapiens</italic> mean cranial capacity (dotted line), compiled from recent anatomical and archaeological samples in the current study.</p>
</caption>
<graphic xlink:href="fevo-11-1191274-g001.tif"/>
</fig>
<p>Our original findings that brain size has reduced surprisingly recently (~5,000&#x2013;3,000 years ago) is consistent with previous research and led to our hypothesis that population growth and knowledge specialization associated with cooperative intelligence led to a decrease in the volume of the brain, which is energetically expensive to develop and operate (<xref ref-type="bibr" rid="ref1">Aiello and Wheeler, 1995</xref>; <xref ref-type="bibr" rid="ref37">Navarrete et al., 2011</xref>; <xref ref-type="bibr" rid="ref23">Heldstab et al., 2022</xref>). We drew parallels with patterns of brain evolution in ants, an entirely eusocial clade in which workers of different species have also undergone selection for both increased and reduced brain size in relation to higher levels of social complexity (<xref ref-type="bibr" rid="ref46">Traniello et al., 2022</xref>). In ants, the scaling of brain size to body size and brain mosaicism vary with the behavioral and/or cognitive demands of task performance and division of labor, characteristics that are likely to impact brain evolution across diverse taxa, including humans.</p>
<p>Yet <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> recently argued that the dataset from which we based our findings was inadequate for the question being asked. Furthermore, they reassessed our study using portions of our dataset and were unable to detect any reduction in brain volume. Based on their analysis, they conclude that &#x201C;human brain size has been remarkably stable over the last 300&#x2009;ka. Thus, hypotheses of recent change are not supported by the evidence.&#x201D; If these authors are correct, human brain reduction&#x2014;an established fact for almost a century (<xref rid="fig1" ref-type="fig">Figure 1</xref>)&#x2014;did not occur. In this paper, responding to Villmoare and Grabowski&#x2019;s critique, we demonstrate that our revised dataset is sufficient for testing trends in brain volume through time and reaffirm recent human brain size reduction.</p>
</sec>
<sec id="sec2">
<title>Recent human brain reduction: what does prior research tell us?</title>
<p>Recent (i.e., Late Pleistocene or Holocene) human brain reduction is not a new idea (<xref rid="fig1" ref-type="fig">Figure 1</xref>; <xref ref-type="supplementary-material" rid="SM1">Supplementary Table S1</xref>) and is not as controversial as <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> suggested. <xref ref-type="bibr" rid="ref49">Von Bonin (1934)</xref> wrote, &#x201C;there is a definite indication of a decrease at least in Europe within the last 10,000 or 20,000 years&#x201D; in the human brain. Noted anthropologists Franz <xref ref-type="bibr" rid="ref50">Weidenreich (1946)</xref> and Philip <xref ref-type="bibr" rid="ref45">Tobias (1971)</xref> observed that modern human brain volumes are on average smaller than Pleistocene hominin crania. <xref ref-type="bibr" rid="ref39">Schwidetzky (1976)</xref> found a decrease in the estimated number of &#x201C;extraneurons&#x201D; (following <xref ref-type="bibr" rid="ref31">Jerison, 1963</xref>) since the Neolithic in parts of Europe. <xref ref-type="bibr" rid="ref51">Wiercinski (1979)</xref> used linear measurements on 20 different populations in Europe, Africa, Asia, and Australia and reported a reduction in cranial dimensions in 17 of them, concluding that human brain reduction was a post-Aurignacian global phenomenon.</p>
<p>Using a dataset of 5,288 cranial capacities from 122 distinct global populations, <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> detected a recent decrease in brain size and wrote, &#x201C;we consider de-encephalization through the last 100,000 years as confirmed.&#x201D; <xref ref-type="bibr" rid="ref24">Henneberg (1988)</xref> evaluated primarily linear measurements taken on nearly 13,000 skulls and concluded that there had been a 10&#x2013;17% decrease from the Mesolithic to modern times. Most of these data were obtained on specimens from Europe with additional skulls from northwest Africa and west Asia. <xref ref-type="bibr" rid="ref27">Henneberg and Steyn (1993</xref>, <xref ref-type="bibr" rid="ref28">1995)</xref> identified a similar decrease in brain size in samples from sub-Saharan Africa and Japan. By 2004, Henneberg&#x2019;s global study had exceeded 14,000 samples from 15 thousand years ago (ka) to modern day. He concluded that &#x201C;Cranial capacity decreased by some 100&#x2013;150&#x2009;mL during the Holocene, with most of this decrease occurring during the last 3 Ka.&#x201D; We unfortunately neglected to cite <xref ref-type="bibr" rid="ref26">Henneberg (2004)</xref> in our original paper and correct the oversight here. We find it compelling that the 3&#x2009;ka date is consistent with what we found using a different methodology and a different sample (<xref ref-type="bibr" rid="ref18">DeSilva et al., 2021</xref>).</p>
<p>Using a sample from East Asia and Australia, <xref ref-type="bibr" rid="ref13">Brown (1992)</xref> reported a recent 10% reduction in cranial capacity. <xref ref-type="bibr" rid="ref38">Ruff et al. (1997)</xref> used data from <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> and samples from the Pecos Pueblo (New Mexico, United States) archaeological site and found a Late Pleistocene decrease in brain volume. <xref ref-type="bibr" rid="ref14">Brown and Maeda (2004)</xref> reported a decrease in the size of the cranium in Chinese skulls from the Neolithic to today&#x2014;with an accelerating rate of change after 3,500 years before present (BP)&#x2014;a finding replicated using a different dataset by <xref ref-type="bibr" rid="ref32">Liu et al. (2014)</xref>. <xref ref-type="bibr" rid="ref53">Wu et al. (2007)</xref> took linear measurements on 718 male skulls from the Holocene of China and reported a 7.2% reduction in calculated cranial volume from the Bronze age to the present. In their study of the Cro-Magnon <italic>H. sapiens</italic> cranium, <xref ref-type="bibr" rid="ref8">Balzeau et al. (2013)</xref> state that &#x201C;a decrease in absolute endocranial size since the Upper Pleistocene is noticeable in <italic>H. sapiens</italic>.&#x201D; They based this finding on 15 Pleistocene crania from 25&#x2013;92 ka and 99 modern human crania from Europe, Africa, Asia, the Pacific islands, and North America. <xref ref-type="bibr" rid="ref42">Stibel (2021)</xref> found a 5% decrease in brain volume from Pleistocene <italic>H. sapiens</italic> to modern people. In an updated paper, <xref ref-type="bibr" rid="ref43">Stibel (2023)</xref> reported that brain size in Late Pleistocene (50&#x2013;12&#x2009;ka BP) <italic>H. sapiens</italic> was 10.7% larger than in Holocene humans (12&#x2009;ka BP- present), a statistically significant difference (<italic>p</italic> &#x003C;&#x2009;0.0001, <italic>t</italic>-test).</p>
<p>We recognize that the history of brain science is rife with problematic studies biased by racist and sexist objectives. Furthermore, &#x201C;brain size&#x201D; is difficult to objectively measure and different investigators have determined brain mass and/or cranial capacity using distinct methods (see review in <xref ref-type="bibr" rid="ref44">Tobias, 1970</xref>). Most studies report summary statistics (e.g., <xref ref-type="bibr" rid="ref1001">Ho et al., 1980</xref>) while very few report data from individuals (e.g., <xref ref-type="bibr" rid="ref12">Bischoff, 1880</xref>). Furthermore, certain regions of the world are overrepresented (e.g., Europe) while there is little data for other human populations. Despite these limitations, independent of measurement technique, brain volume reductions have been consistently reported by researchers for over three-quarters of a century on skulls representing populations globally (<xref rid="fig1" ref-type="fig">Figure 1</xref>). It is difficult to accept on scientific grounds that all of these studies are in error.</p>
</sec>
<sec id="sec3">
<title>How big <italic>is</italic> the average human brain?</title>
<p><xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> considered our average reported brain volume for recent modern humans (1,297&#x2009;cc in <xref ref-type="bibr" rid="ref18">DeSilva et al., 2021</xref>; 1,304 &#x00B1; 154&#x2009;cc in this study) to be lower than other reports showing roughly 1,400&#x2009;cc, citing <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref>, <xref ref-type="bibr" rid="ref24">Henneberg (1988)</xref>, <xref ref-type="bibr" rid="ref38">Ruff et al. (1997)</xref>, and <xref ref-type="bibr" rid="ref15">De Sousa and Cunha (2012)</xref> as support. However, in the very papers they cite, modern human cranial capacities are less than 1,400&#x2009;cc on average. <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> sampled 5,288 crania from 122 different ethnic groups and reported a cranial capacity of 1,349 &#x00B1; 78&#x2009;cc. <xref ref-type="bibr" rid="ref38">Ruff et al. (1997)</xref> supplemented the value reported in <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> with the Pecos archaeological sample averaging 1,308 &#x00B1; 123&#x2009;cc (<italic>N</italic> =&#x2009;29). <xref ref-type="bibr" rid="ref24">Henneberg (1988)</xref> used mostly linear measurements to calculate cranial capacities. Where he used directly measured cranial capacities, the weighted average is 1,387&#x2009;cc (<italic>N</italic> =&#x2009;245). <xref ref-type="bibr" rid="ref15">De Sousa and Cunha (2012)</xref> reported an average of 1,392&#x2009;cc (<italic>N</italic> =&#x2009;551), though these values are converted from brain weights measured in 20&#x2013;30 year-olds from <xref ref-type="bibr" rid="ref16">Dekaban and Sadowsky (1978)</xref>. However, the entire <xref ref-type="bibr" rid="ref16">Dekaban and Sadowsky (1978)</xref> adult dataset (<italic>N</italic> =&#x2009;3,399) indicates an average brain size of 1,334.5&#x2009;cc &#x00B1; 205.9. Thus, using identical sources referenced by <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref>, the range never exceeds 1,400&#x2009;cc and is instead 1,308&#x2013;1,392&#x2009;cc with a weighted average of 1,345&#x2009;cc (<italic>N</italic> =&#x2009;8,961). Independently, <xref ref-type="bibr" rid="ref45">Tobias (1971)</xref> reported an identical average of 1,345&#x2009;cc from &#x201C;thousands&#x201D; of measurements.</p>
<p>While it can be problematic to convert brain mass (g) to cranial capacity (cc) (see <xref ref-type="bibr" rid="ref44">Tobias, 1970</xref>), two equations permit direct comparison. Cranial capacity can be converted from brain weight (g) using <xref ref-type="bibr" rid="ref29">Hofman (1983)</xref>&#x2019;s equation:<disp-formula id="E1">
<mml:math id="M1">
<mml:mrow>
<mml:mi mathvariant="normal">Brain mass</mml:mi>
<mml:mspace width="thickmathspace"/>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mi mathvariant="normal">g</mml:mi>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>=</mml:mo>
<mml:mi mathvariant="normal">cranial capacity</mml:mi>
<mml:mspace width="thickmathspace"/>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mi mathvariant="normal">cc</mml:mi>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>&#x00D7;</mml:mo>
<mml:mspace width="thickmathspace"/>
<mml:mn>0.95</mml:mn>
</mml:mrow>
</mml:math>
</disp-formula></p>
<p>This equation is derived from brain volume (cc)&#x2009;=&#x2009;cranial capacity (cc) &#x002A; 0.92 and the specific gravity of human brain tissue&#x2009;=&#x2009;1.036&#x2009;g/cm<sup>3</sup>. <xref ref-type="bibr" rid="ref38">Ruff et al. (1997)</xref> established the equation:<disp-formula id="E2">
<mml:math id="M2">
<mml:mrow>
<mml:mi mathvariant="normal">Brain mass</mml:mi>
<mml:mspace width="thickmathspace"/>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mi mathvariant="normal">g</mml:mi>
<mml:mo>)</mml:mo>
</mml:mrow>
<mml:mo>=</mml:mo>
<mml:mn>1.147</mml:mn>
<mml:mo>&#x00D7;</mml:mo>
<mml:mi mathvariant="normal">cranial capacity</mml:mi>
<mml:mspace width="thickmathspace"/>
<mml:msup>
<mml:mrow>
<mml:mrow>
<mml:mo>(</mml:mo>
<mml:mrow>
<mml:mi mathvariant="normal">cc</mml:mi>
</mml:mrow>
<mml:mo>)</mml:mo>
</mml:mrow>
</mml:mrow>
<mml:mrow>
<mml:mn>0.976</mml:mn>
</mml:mrow>
</mml:msup>
</mml:mrow>
</mml:math>
</disp-formula></p>
<p>Here, we averaged the results of the two methods which were on average only 1&#x2013;2% different from one another. For those studies with an equal sex representation, brain size averages between 1,335 &#x00B1; 206&#x2009;cc (<xref ref-type="bibr" rid="ref16">Dekaban and Sadowsky, 1978</xref>; <italic>N</italic> =&#x2009;3,399) and 1,344 &#x00B1; 137&#x2009;cc (<xref ref-type="bibr" rid="ref1001">Ho et al., 1980</xref>; <italic>N</italic> =&#x2009;1,261). Furthermore, <xref ref-type="bibr" rid="ref21">Grabowski (2016)</xref> reported an average brain mass of 1,299&#x2009;g (Table 2, p. 180) using data from <xref ref-type="bibr" rid="ref12">Bischoff (1880)</xref>. Converting this value to cc using the equations in <xref ref-type="bibr" rid="ref29">Hofman (1983)</xref> and <xref ref-type="bibr" rid="ref38">Ruff et al. (1997)</xref> yields an average of 1,350&#x2009;cc.</p>
<p>These values, however, almost certainly overestimate the average adult human brain size, given the disproportionate representation of larger-bodied European males in the samples and the known scaling relationship between brain and body size (<xref ref-type="bibr" rid="ref38">Ruff et al., 1997</xref>; <xref ref-type="bibr" rid="ref22">Hawks, 2011</xref>; <xref ref-type="bibr" rid="ref21">Grabowski, 2016</xref>). When smaller-bodied populations from East Asia, sub-Saharan Africa, and Australia are compiled (data from <xref ref-type="bibr" rid="ref27">Henneberg and Steyn, 1993</xref>; <xref ref-type="bibr" rid="ref14">Brown and Maeda, 2004</xref>), the weighted sample mean is 1,300&#x2009;cc (<italic>N</italic> =&#x2009;768). Therefore, we disagree that our original calculated value of ~1,300&#x2009;cc for the average human cranial capacity is too low&#x2014;being slightly larger than Albert Einstein&#x2019;s (~1,291&#x2009;cc converted from grams; <xref ref-type="bibr" rid="ref52">Witelson et al., 1999</xref>), and slightly smaller than Walt Whitman&#x2019;s (~1,317&#x2009;cc converted from grams; <xref ref-type="bibr" rid="ref41">Spitzka, 1907</xref>). When cranial capacity averages and standard deviations are appropriately weighted by continental populations (Source: <ext-link xlink:href="https://www.statista.com/statistics/237584/distribution-of-the-world-population-by-continent/" ext-link-type="uri">https://www.statista.com/statistics/237584/distribution-of-the-world-population-by-continent/</ext-link>), we calculate an average of 1,328 &#x00B1; 145&#x2009;cc. Using estimated pre-colonial populations from the year 1,500, we arrive at a weighted average of 1,331 &#x00B1; 153&#x2009;cc. Given these data, it is unclear how the commonly reported overestimate of &#x003E;1,400&#x2009;cc has entered our collective knowledge.</p>
</sec>
<sec id="sec4">
<title>Critical analysis of human brain volume datasets: statistical approaches</title>
<p>Given the literature cited above, we naturally did not explore <italic>whether</italic> brain volumes had decreased, as that had been clearly established in multiple previous studies, but estimated <italic>when</italic>. To answer this question, we employed a changepoint analysis using the segmented package in R (<xref ref-type="bibr" rid="ref35">Muggeo, 2008</xref>; details in <xref ref-type="bibr" rid="ref18">DeSilva et al., 2021</xref>), which led us to compile raw cranial capacities for fossil crania spanning the past 10 million years (Ma), along with a large modern human sample. Compiling these data was not difficult for Miocene and Plio-Pleistocene hominids because endocranial volumes are standard measurements reported for skulls discovered in paleoanthropological or archaeological contexts (e.g. <xref ref-type="bibr" rid="ref30">Holloway et al., 2002</xref>). Using this dataset, we found statistically significant changes in the rates of hominin endocranial volume change at ~2 [(95% confidence interval (CI): 2.0-2.3) and&#x2009;~&#x2009;1.5 (95% CI: 1.2-1.8)] Ma, findings consistent with previous work on hominin brain size evolution during these periods (<xref ref-type="bibr" rid="ref3">Ant&#x00F3;n et al., 2014</xref>; <xref ref-type="bibr" rid="ref21">Grabowski, 2016</xref>). We disagree with <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> that important crania from diverse taxa such as <italic>Rudapithecus, Australopithecus,</italic> and <italic>Homo erectus</italic>&#x2013;&#x2013;which we included in our model to contextualize the temporal dynamics of hominin brain evolution before the evolution of modern humans&#x2013;&#x2013;are not relevant in such discussions (see, for instance, <xref ref-type="bibr" rid="ref11">Begun, 2010</xref>; <xref ref-type="bibr" rid="ref20">Gowlett et al., 2012</xref>; <xref ref-type="bibr" rid="ref3">Ant&#x00F3;n et al., 2014</xref>; <xref ref-type="bibr" rid="ref2">Alm&#x00E9;cija et al., 2021</xref>).</p>
<p>Our use of this particular changepoint analysis was intentional, as it allowed for estimates of breakpoint times and slopes in a large data set that otherwise lacked uniform sampling from each time slice, a widespread issue for most paleoanthropological datasets. Rather, this analysis, implemented by fitting a piecewise linear regression to the data, relies primarily on standard regression assumptions, as pointed out by <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref>&#x2014;i.e., normality and independence of residuals, and homoscedasticity&#x2014;to generate estimates of slopes and breakpoint locations. Our changepoint approach, while unconventional based on the literature cited in <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref>, is nevertheless common and consistent with other investigations concerned with estimating the timing of key events in the paleoanthropological record using unbinned, raw time-series data (e.g., <xref ref-type="bibr" rid="ref19">Faith et al., 2018</xref>; <xref ref-type="bibr" rid="ref54">Wynn et al., 2020</xref>). For our own analysis, the majority of our time series followed these <italic>a priori</italic> assumptions; in turn, <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> produced estimates for the first two breakpoints in the time series (2.1 and 1.3&#x2009;Ma) that fell within the 95% CI initially reported in Table 1 of <xref ref-type="bibr" rid="ref18">DeSilva et al. (2021)</xref>.</p>
<p>Yet for recent humans, we were challenged to incorporate sufficient samples to accurately represent modern variation without skewing our data, a constraint we failed to address sufficiently according to <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref>. They rightly point out that the Holocene portion of our dataset is skewed primarily towards modern humans, an unavoidable taphonomic bias and limitation in our original model that may skew our estimate of when brain reduction occurred towards more recent periods, and, in the worst case, obscure additional, earlier change points. Yet we disagree with their proposed solution: consolidating the individual cranial data into means representing identical temporal slices of 100 years (see Figures 2 and 3 of <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski, 2022</xref>). Pooling irregularly sampled data into equal-sized time bins runs the risk of diluting trends or introducing spurious ones, depending on data density across time, and particularly on the timing of outlier measurements: e.g., a single outlier data point in a sparsely sampled period would be given the same importance as hundreds of data points from a well-sampled period. Better, less sensitive options include weighted regression models (individual points are assigned importance weights inversely proportional to data density), bootstrapping or resampling (oversampling with replacement from time periods with few data, and/or undersampling without replacement from intervals with high data density), or even log-transforming time measurements (assuming trend direction and changes therein are more important than trend type).</p>
<p>We are not opposed to binning the data to improve <italic>a priori</italic> statistical assumptions (<italic>cf.</italic> <xref rid="fig2" ref-type="fig">Figure 2</xref> of this study), but we also find it problematic to bin data arbitrarily in such a way that is uncritical of the broader question being asked: has there been a significant change in average human brain size since the start of the Holocene? We contend that the reason <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> did not find a Holocene decrease in cranial capacity with their consolidated dataset of means is because the time-averaging process effectively removed the crucial variability in cranial capacity found in the period of interest, i.e., the last 10,000 years. Indeed, when such variability is binned more appropriately (e.g., by geological time periods defined in part by global climate changes) and incorporated into simpler statistical analyses (e.g., <italic>t</italic>-tests; see below analyses with updated data), a strong and significant decrease in modern human brain size across the Holocene boundary is detected (<xref rid="fig2" ref-type="fig">Figure 2</xref>), reaffirming our original conclusions (<xref ref-type="bibr" rid="ref18">DeSilva et al., 2021</xref>).</p>
<fig position="float" id="fig2">
<label>Figure 2</label>
<caption>
<p>Dynamics of brain size reduction (cranial capacity) in <italic>H. sapiens</italic> during the Pleistocene and Holocene. <bold>(A)</bold> Changes in <italic>H. sapiens</italic> cranial capacity over the past 300,000 years, subdivided by geological epochs and climatic milestones, with recent modern samples (&#x003C;1.0&#x2009;ka) subdivided from the rest of the Holocene. Means represent average cranial capacity, whiskers are &#x00B1; one standard error. There is only a single cranial capacity reported for MIS 4. <bold>(B)</bold> Changes in the average <italic>H. sapiens</italic> cranial capacity over the past 300,000 years, subdivided by major continental landmasses. Average cranial capacities are presented here as Z-scores (i.e., standard-deviation units). <bold>(C)</bold> Average cranial capacity in <italic>H. sapiens</italic>, before and after the original reduction date of 3,000 years proposed by <xref ref-type="bibr" rid="ref18">DeSilva et al. (2021)</xref>. An average reduction in brain size of 159 cc (using our modern estimate) or 117 cc (using the <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> modern estimate) after 3,000 years is illustrated. Whiskers are &#x00B1; one standard error.</p>
</caption>
<graphic xlink:href="fevo-11-1191274-g002.tif"/>
</fig>
<p>A related critique by <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> was our use of questionable modern cranial samples from the collection of Samuel Morton at the Penn Museum. We agree this is a problematic dataset because it has been used to promote false and dangerous ideas of white supremacy (<xref ref-type="bibr" rid="ref34">Morton Collection Committee, 2021</xref>; <xref ref-type="bibr" rid="ref36">Mulligan et al., 2022</xref>). Eliminating these data from the present analysis had no appreciable impact on our reported brain volume for modern humans (<xref ref-type="supplementary-material" rid="SM2">Supplementary Table S2</xref>). In lieu of the Morton data, we have added modern cranial capacity data from the Terry Collection (<italic>N</italic> =&#x2009;94; <xref ref-type="bibr" rid="ref47">VanSickle et al., 2020</xref> via <ext-link xlink:href="http://lynncopes.com" ext-link-type="uri">lynncopes.com</ext-link>) and India (<italic>N</italic> =&#x2009;50; <xref ref-type="bibr" rid="ref33">Manjunath, 2002</xref>).</p>
<p><xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> also noted that our dataset contained few individuals from a key time-period, 1-5&#x2009;ka. We added 13 individuals from this time range from <xref ref-type="bibr" rid="ref27">Henneberg and Steyn (1993)</xref> and <xref ref-type="bibr" rid="ref42">Stibel (2021)</xref>. Additionally, we used the millet seed method to measure cranial capacities of two skulls from the South African archaeological site Byneskranskop (~3.1&#x2009;ka; <xref ref-type="bibr" rid="ref40">Sealy, 2006</xref>) and another individual from the older Plattenberg Bay site (~7&#x2009;ka; <xref ref-type="bibr" rid="ref40">Sealy, 2006</xref>). We also revised the age of the Pecos Pueblo population to 500 years BP, assuming most of the individuals derive from the Glaze V period. Finally, we removed juvenile Neanderthals (<italic>N</italic> =&#x2009;4), which were inadvertently included in our dataset, and eliminated one entry of the Liujiang skull, which mistakenly appeared twice. The revised cranial volume catalog is now available as a supplementary Excel file.</p>
</sec>
<sec id="sec5">
<title>Brain reduction in the Holocene</title>
<p>Analysis of our modified dataset shows that Holocene brain reduction remains robust (<xref ref-type="supplementary-material" rid="SM2">Supplementary Table S2</xref>; <xref rid="fig2" ref-type="fig">Figure 2</xref>). On the broadest scale, Pleistocene (300 ka-11.7 ka) <italic>H. sapiens</italic> brains average 1,458 &#x00B1; 140&#x2009;cc (<italic>N</italic> =&#x2009;136). This is effectively identical to the average Neanderthal brain (1,459 &#x00B1; 182&#x2009;cc; <italic>N</italic> =&#x2009;14) from the W&#x00FC;rm period (&#x003C;115 ka; <xref ref-type="bibr" rid="ref17">DeSilva, 2018</xref>). There is no directional change in brain volume in <italic>H. sapiens</italic> throughout the Pleistocene whether the data are consolidated in consistent time intervals (<xref ref-type="bibr" rid="ref48">Villmoare and Grabowski, 2022</xref>), or divided by geological stages of the Pleistocene epoch (<xref ref-type="supplementary-material" rid="SM2">Supplementary Table S2</xref>). This pattern of stasis in <italic>H. sapiens</italic> brain volume changes quite abruptly and obviously in the later part of the Holocene (<xref ref-type="supplementary-material" rid="SM2">Supplementary Table S2</xref>; <xref rid="fig2" ref-type="fig">Figures 2A</xref>,<xref rid="fig2" ref-type="fig">B</xref>). We agree with <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> that more samples from this time-period will be valuable for future study. However, we argue that even without any samples from the Holocene, one could identify a change in brain size by simply comparing the chronological &#x201C;bookends&#x201D; of the Pleistocene and today. In fact, instead of a change point analysis or data consolidation, a simple <italic>t</italic>-test can effectively evaluate if human brains today differ in volume from humans in the Pleistocene. Using Welch&#x2019;s t-test, the difference between Pleistocene and Holocene human cranial capacities in our dataset is significant (<italic>t</italic> =&#x2009;9.15, <italic>p</italic> &#x003C;&#x2009;0.0001), a result similar to that found in <xref ref-type="bibr" rid="ref43">Stibel (2023)</xref>. Even more granularly, if we were to look at the changes in <italic>H. sapiens</italic> cranial capacity before and after the originally proposed change point (3,000 years) in <xref ref-type="bibr" rid="ref18">DeSilva et al. (2021)</xref>, a <italic>t</italic>-test reveals a significant decrease in human cranial capacity post 3&#x2009;ka (<italic>t</italic> =&#x2009;12.81, <italic>p</italic> &#x003C;&#x2009;0.0001; <xref rid="fig2" ref-type="fig">Figure 2C</xref>).</p>
<p>Because <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref> suggest our initial study underestimated modern human brain volumes, we repeated the analysis with brain weight data (<italic>N</italic> =&#x2009;3,399) from <xref ref-type="bibr" rid="ref16">Dekaban and Sadowsky (1978)</xref>&#x2014;converted to cranial capacities&#x2014;and found the same differences (<italic>t</italic> =&#x2009;9.83, <italic>p</italic> &#x003C;&#x2009;0.0001). The <xref ref-type="bibr" rid="ref9">Beals et al. (1984)</xref> dataset (<italic>N</italic> =&#x2009;5,288), which compiles a larger global sample of cranial capacities and is therefore preferable, also reveals significant differences (<italic>t</italic> =&#x2009;9.04, <italic>p</italic> &#x003C;&#x2009;0.0001, Welch&#x2019;s <italic>t</italic>-test). Therefore, independent of the modern dataset used (e.g., <xref ref-type="bibr" rid="ref16">Dekaban and Sadowsky, 1978</xref>; <xref ref-type="bibr" rid="ref9">Beals et al., 1984</xref>; this study), it is clear that there has been, on average, a 100&#x2013;150&#x2009;cc reduction in brain volume (<xref rid="fig2" ref-type="fig">Figure 2C</xref>). These data are consistent with <xref ref-type="bibr" rid="ref26">Henneberg (2004)</xref>, who similarly found a 100&#x2013;150&#x2009;mL reduction in brain volume during the Holocene using measurements on 14,000 crania. These data further mirror a widely recognized Holocene reduction in body size (<xref ref-type="bibr" rid="ref38">Ruff et al., 1997</xref>; <xref ref-type="bibr" rid="ref43">Stibel, 2023</xref>) that would be difficult to reconcile with <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski&#x2019;s (2022)</xref> proposed stasis in brain size.</p>
<p>On finer scales, similar magnitudes of Holocene brain reduction have been documented regionally and across latitudes (e.g., <xref ref-type="bibr" rid="ref27">Henneberg and Steyn, 1993</xref>; <xref ref-type="bibr" rid="ref32">Liu et al., 2014</xref>; <xref ref-type="bibr" rid="ref43">Stibel, 2023</xref>). In other words, human brain volume has decreased by a standard deviation in the last 10,000 years, whether examined locally or globally (<xref rid="fig2" ref-type="fig">Figures 2A</xref>,<xref rid="fig2" ref-type="fig">B</xref>). It is probable that brain reduction occurred at different rates in different areas during the Holocene&#x2014;a point also noted in the critique of our initial study. But unlike <xref ref-type="bibr" rid="ref48">Villmoare and Grabowski (2022)</xref>, we view these regional dynamics as integral components of an overarching global reduction in human brain size that defined the last 10,000 years. Holocene brain reduction is not a uniquely human phenomenon; rather, a widespread pattern of brain size reduction is also found in domestic and human-associated mammals during the last 10,000 years&#x2014;ranging from large hooved taxa like cows, horses, llamas, and pigs to rodents like rats and guinea pigs (<xref ref-type="bibr" rid="ref6">Balcarcel et al., 2021a</xref>,<xref ref-type="bibr" rid="ref7">b</xref>, <xref ref-type="bibr" rid="ref5">2022</xref>). These findings, combined with our own analyses, speak to the profound effect that the Holocene agricultural revolution and the subsequent rise of complex societies had on the trajectory of human and, more broadly, mammalian brain evolution.</p>
</sec>
<sec id="sec6" sec-type="data-availability">
<title>Data availability statement</title>
<p>The original contributions presented in the study are included in the article/<xref rid="sec10" ref-type="sec">Supplementary material</xref>, further inquiries can be directed to the corresponding author.</p>
</sec>
<sec id="sec7">
<title>Author contributions</title>
<p>JD, LF, and JT conceived the study and wrote the manuscript. JD, AC, IC, and JS accumulated the hominin brain dataset. JK and JD collected original data in South Africa. LF and II contributed to the statistics. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec id="sec8" sec-type="funding-information">
<title>Funding</title>
<p>This work was supported by National Science Graduate Research Fellowship to LF (no. 1840344) and National Science Foundation grant to JT (no. 1953393).</p>
</sec>
<sec id="conf1" sec-type="COI-statement">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="sec100" sec-type="disclaimer">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
</body>
<back>
<ack>
<p>The authors are grateful to Wendy Black, Wilhelmina Seconna and the Iziko Museum advisory board for the opportunity to collect cranial capacity data on three individuals in their curatorial care in December 2016. Thanks also to M. Henneberg for insightful comments on our 2021 paper and to B. Villmoare and M. Grabowski for productive scientific discourse. This paper was improved thanks to the thoughtful suggestions of a reviewer.</p>
</ack>
<sec id="sec10" sec-type="supplementary-material">
<title>Supplementary material</title>
<p>The Supplementary material for this article can be found online at: <ext-link xlink:href="https://www.frontiersin.org/articles/10.3389/fevo.2023.1191274/full#supplementary-material" ext-link-type="uri">https://www.frontiersin.org/articles/10.3389/fevo.2023.1191274/full#supplementary-material</ext-link></p>
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