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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Earth Sci.</journal-id>
<journal-title>Frontiers in Earth Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Earth Sci.</abbrev-journal-title>
<issn pub-type="epub">2296-6463</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1216467</article-id>
<article-id pub-id-type="doi">10.3389/feart.2023.1216467</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Earth Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Linear site-response characteristics at central and eastern U.S. seismic stations</article-title>
<alt-title alt-title-type="left-running-head">Carpenter et al.</alt-title>
<alt-title alt-title-type="right-running-head">
<ext-link ext-link-type="uri" xlink:href="https://doi.org/10.3389/feart.2023.1216467">10.3389/feart.2023.1216467</ext-link>
</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Carpenter</surname>
<given-names>N. Seth</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1486632/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Wang</surname>
<given-names>Zhenming</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Woolery</surname>
<given-names>Edward W.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Kentucky Geological Survey</institution>, <institution>University of Kentucky</institution>, <addr-line>Lexington</addr-line>, <addr-line>KY</addr-line>, <country>United States</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Department of Earth and Environmental Sciences</institution>, <institution>College of Arts and Sciences</institution>, <institution>University of Kentucky</institution>, <addr-line>Lexington</addr-line>, <addr-line>KaY</addr-line>, <country>United States</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1693503/overview">Behzad Hassani</ext-link>, BC Hydro, Canada</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/843669/overview">Yudi Rosandi</ext-link>, Padjadjaran University, Indonesia</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1912157/overview">Francesco Panzera</ext-link>, University of Catania, Italy</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2336347/overview">Pengfei Wang</ext-link>, Old Dominion University, United States</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: N. Seth Carpenter, <email>seth.carpenter@uky.edu</email>
</corresp>
</author-notes>
<pub-date pub-type="epub">
<day>07</day>
<month>09</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>11</volume>
<elocation-id>1216467</elocation-id>
<history>
<date date-type="received">
<day>03</day>
<month>05</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>21</day>
<month>08</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Carpenter, Wang and Woolery.</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Carpenter, Wang and Woolery</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Earthquake S waves can become trapped, or resonate, between the free surface and high-impedance basal layers, strongly contributing to site response at specific frequencies. Strong S-wave resonances have been observed in the central and eastern U.S., where many sites sit on unlithified sediments underlain by stiff bedrock. To evaluate S-wave resonances in this region, we calculated 1D linear site-responses at 89 seismic stations with developed S-wave velocity profiles into bedrock. We found that S-wave resonances at the fundamental and strongest (peak) modes occur across large ranges of frequencies, each spanning more than two orders of magnitude &#x2014; 0.21&#x2013;54.0&#xa0;Hz and 0.29&#x2013;71.5&#xa0;Hz, respectively. Amplifications of &#x223c;5 and &#x223c;6 are common at the fundamental frequency and peak modes, respectively; the largest amplification calculated was 13.2. Using simple regression analyses, we evaluated the skills of six proxies derived from the S-wave velocity profiles to predict the frequencies and corresponding amplifications of the fundamental and peak modes. We found that the depths to the 1.0&#xa0;km/s and 2.5&#xa0;km/s horizons, consistent with other studies, and to the maximum impedance contrasts strongly correlate with the resonance frequencies and that the fundamental-mode and peak amplifications correlate with the maximum impedance ratios. Correlations improved for data subsets based on the number and magnitude of impedance ratios underlying the sites and are the strongest at sites underlain by a single impedance ratio of 3.0 or greater. Finally, we calculated the S-wave horizontal-to-vertical spectral ratios (HVSR) at each possible seismic station and found, consistent with other studies, that the first peak can be used to estimate fundamental-mode frequencies and the corresponding amplifications. Thus, S-wave HVSR, can provide useful estimates of the fundamental-mode linear site response parameters at sites lacking S-wave velocity profiles. Furthermore, S-wave HVSR curves appear to be useful to broadly categorize impedance-ratio profiles.</p>
</abstract>
<kwd-group>
<kwd>site response</kwd>
<kwd>site effect proxies</kwd>
<kwd>resonance</kwd>
<kwd>impedance contrast</kwd>
<kwd>HVSR</kwd>
<kwd>CEUS seismic hazard</kwd>
</kwd-group>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Structural Geology and Tectonics</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1">
<title>1 Introduction</title>
<p>Near-surface geologic layers affect seismic waves. Of particular relevance to people and the built environment are the amplification effects on S-waves caused by the decreasing seismic impedance encountered by the waves as they approach the surface. S-wave amplification can be substantially increased at sites with underlying strong impedance contrasts as the waves become to some degree or another trapped between the free surface and the interface corresponding to the strong contrast, thus resulting in resonance. Three-dimensional structure can result in yet additional amplification due to focusing effects or induced surface waves (e.g., Kawase, 1996). A case of extensive damage due to site resonance occurred in Mexico City, which sits on very soft lake sediments, during the 1985 Michoacan earthquake of magnitude (M) 8.1) (<xref ref-type="bibr" rid="B53">Seed et al., 1988</xref>; <xref ref-type="bibr" rid="B56">Singh et al., 1988</xref>). Mexico City experienced damaging shaking again during the 2017 Puebla-Morelos Earthquake (M 7.1) (<xref ref-type="bibr" rid="B16">&#xc7;elebi et al., 2018</xref>). Damage caused by site response has been observed throughout the world during moderate to strong earthquakes (<xref ref-type="bibr" rid="B9">Borcherdt and Glassmoyer, 1992</xref>; <xref ref-type="bibr" rid="B21">Hartzell et al., 1996</xref>; <xref ref-type="bibr" rid="B64">Woolery et al., 2008</xref>; <xref ref-type="bibr" rid="B37">Lu et al., 2010</xref>; <xref ref-type="bibr" rid="B2">Asimaki et al., 2017</xref>).</p>
<p>To predict earthquake ground-motion hazards most accurately, seismic hazard assessments must account for these site effects&#x2014;commonly called site response. As the phenomenon&#x2019;s name implies, site response characteristics are specific to individual sites and the characteristics can vary over short&#x2014;e.g., 10<sup>1</sup>&#x2013;10<sup>2</sup>&#xa0;m&#x2014;distance scales (e.g., <xref ref-type="bibr" rid="B62">Vernon et al., 1991</xref>; <xref ref-type="bibr" rid="B60">Thompson et al., 2009</xref>; <xref ref-type="bibr" rid="B19">Hallal and Cox, 2021</xref>). Thus, site response depends on the local geology and the possibility of subsurface property variations over short distances warrants at best the cautionary use of regional or global site-response characterizations.</p>
<p>Site response has been estimated empirically by the ratio of S-wave amplitude spectra recorded at the site of interest to those at a reference site (<xref ref-type="bibr" rid="B10">Borcherdt, 1970</xref>) and using surface-to-bedrock borehole spectral ratios (e.g., <xref ref-type="bibr" rid="B4">Bonilla et al., 2002</xref>). Also, the single-station approach, which involves estimating site-response from S waves recorded on the horizontal component and on the vertical component at a single site, has been used with success in some locations (e.g., <xref ref-type="bibr" rid="B36">Lermo and Ch&#xe1;vez-Garc&#xed;a, 1993</xref>). Use of this technique, popularized by <xref ref-type="bibr" rid="B40">Nakamura (1989)</xref> who used recordings of microtremors, involves calculating the ratio of horizontal-to vertical-component amplitude spectra (HVSR) and assumes the vertical-component approximates reference-site horizontal ground motions.</p>
<p>Because site response is the result of 3D wave propagation phenomena in the upper crust and near-surface layers, the preferred theoretical approach to quantify site response involves 3D ground-motion modeling (e.g., <xref ref-type="bibr" rid="B49">Rodgers et al., 2020</xref>). However, application of such modeling for site response estimation is limited by the resolution of the earth model, nonlinearity, and computational restrictions at high frequencies. Thus, although higher-resolution models appropriate for such applications are being developed, (e.g., <xref ref-type="bibr" rid="B41">Panzera et al., 2022</xref>), current practice typically uses 1D theoretical approaches to model site response (e.g., <xref ref-type="bibr" rid="B20">Harmon et al., 2019</xref>) including linear matrix propagation method (<xref ref-type="bibr" rid="B25">Haskell, 1953</xref>; <xref ref-type="bibr" rid="B26">1960</xref>), ray-theory-based linear square-root impedance (<xref ref-type="bibr" rid="B6">Boore, 2003</xref>), equivalent linear (e.g., STRATA; <xref ref-type="bibr" rid="B34">Kottke and Rathje, 2008</xref>), and nonlinear methods (e.g., DEEPSOIL; <xref ref-type="bibr" rid="B24">Hashash et al., 2015</xref>). The matrix propagation method has been the most widely used to calculate 1D linear and equivalent linear SH-wave amplification functions for profiles of S-wave velocity (<italic>Vs</italic>) and other dynamic parameters.</p>
<p>Both the empirical site response amplification functions and those derived by 1D modeling are frequency dependent. For example, the borehole transfer function, S-wave HVSR, and 1D theoretical transfer function from the CUSSO vertical seismic array (<xref ref-type="bibr" rid="B66">Woolery et al., 2016</xref>), upper Mississippi Embayment, shown in <xref ref-type="fig" rid="F1">Figure 1</xref> all have peaks and troughs. These peaks and troughs, which correspond with SH-wave resonance modes (<xref ref-type="bibr" rid="B7">Boore, 2013</xref>), demonstrate that S-wave resonance controls the site response at this site, although the peaks are manifested slightly differently in the various spectral ratios. The strong frequency dependence is not accounted for in simple ray theory where the amplification of an ascending seismic ray is proportional to the square root of the ratio of the impedance at a ray&#x2019;s reference point to that at the receiver&#x2019;s location (<xref ref-type="bibr" rid="B1">Aki and Richards, 1980</xref>; <xref ref-type="bibr" rid="B6">Boore, 2003</xref>). Although the close correspondence between the empirical and 1D spectral ratios observed at CUSSO does not occur at all global borehole sites (<xref ref-type="bibr" rid="B61">Thompson et al., 2012</xref>; <xref ref-type="bibr" rid="B43">Pilz and Cotton, 2019</xref>), numerous studies have shown such correspondences exist broadly at sites with accurate soil models (e.g., <xref ref-type="bibr" rid="B63">Wang and Carpenter, 2023</xref>). This suggests that 1D modeling accounts for the predominant site response characteristics at many locations, even at some locations where 3D structure affects site response (e.g., <xref ref-type="bibr" rid="B19">Hallal and Cox, 2021</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>
<bold>(A)</bold> S-wave borehole transfer function (eTF), S-wave HVSR, and theoretical (tTF) spectral ratios (1D response) determined at the CUSSO vertical seismic array, whose S-wave velocity profile is shown <bold>(B)</bold>. Multiple peaks and troughs are shown in each spectral ratio demonstrating that site response is frequency dependent. The frequencies and amplifications of the fundamental- (<italic>f<sub>0</sub>, A<sub>0</sub>
</italic>) and peak- (<italic>f<sub>p</sub>, A<sub>p</sub>
</italic>) modes on the tTF are indicated.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g001.tif"/>
</fig>
<p>Site response peaks are extant not only at sites with strong underlying impedance ratios, but also at sites with smoothly varying impedance profiles, or &#x201c;gradient&#x201d; sites. Following <xref ref-type="bibr" rid="B7">Boore (2013)</xref>, <xref ref-type="bibr" rid="B63">Wang and Carpenter (2023)</xref> observed such peaks in theoretical and empirical transfer functions, indicating that SH-waves resonate to some degree at sites underlain by impedances that increase with depth yet that lack strong impedance contrasts between layers.</p>
<p>The character of the site response functions for sites that experience resonance varies from simple, with regularly spaced peaks and the largest peak being the first&#x2013;i.e., the fundamental one&#x2014;to more complex with irregularly spaced peaks. <xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref> and <xref ref-type="bibr" rid="B63">Wang and Carpenter (2023)</xref> showed that site response functions at sites underlain by a single strong impedance contrast most often demonstrate simple resonance, whereas the site-response functions at those sites underlain by multiple strong impedance contrasts are the more complex ones. These studies also demonstrated that estimating resonance parameters at locations with more than one underlying strong impedance contrast from simplified, one-layer average site profiles, underestimates both the amplifications and the corresponding frequencies.</p>
<p>Although near-surface geologic layers, and thus site response, may vary over relatively small spatial scales, site response is frequently accounted for ergodically using regional or global proxies, particularly so in ground motion models used in seismic hazard assessments. Common amplification proxies are derived from site velocity profiles. The time-averaged S-wave velocity of the upper 30&#xa0;m (<italic>Vs30</italic>) remains the most popular (<xref ref-type="bibr" rid="B5">Boore et al., 1997</xref>; <xref ref-type="bibr" rid="B58">Stewart et al., 2020</xref>), although it has been shown to be inappropriate in certain situations (<xref ref-type="bibr" rid="B15">Castellaro et al., 2008</xref>; <xref ref-type="bibr" rid="B22">Hashash et al., 2008</xref>; <xref ref-type="bibr" rid="B11">Cadet et al., 2010</xref>; <xref ref-type="bibr" rid="B35">Lee and Trifunac, 2010</xref>; <xref ref-type="bibr" rid="B48">R&#xe9;gnier et al., 2014</xref>; <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>). Numerous studies have concluded that including at least one site-specific term greatly reduces ground motion model residuals, particularly at longer periods (e.g., <xref ref-type="bibr" rid="B44">Pitilakis et al., 2013</xref>). Popular terms are the depths to a particular S-wave velocity and empirically derived site resonance frequencies. The most common depth-based proxies include <italic>Z<sub>1.0</sub>
</italic> and <italic>Z<sub>2.5</sub>
</italic>, i.e., the depths to 1.0&#xa0;km/s and 2.5&#xa0;km/s velocity horizons, respectively (e.g., <xref ref-type="bibr" rid="B17">Day et al., 2008</xref>). Velocity contrasts (<xref ref-type="bibr" rid="B29">Hou and Zhao, 2022</xref>) and impedance ratios (<xref ref-type="bibr" rid="B55">Shingaki et al., 2018</xref>) have also been evaluated as site response proxies at seismic stations in Japan and in numerical experiments.</p>
<p>Site response has been extensively studied in well-monitored, seismically active regions such as Japan and California. In the central and eastern United States (CEUS), earthquake rates are much lower and fewer site response investigations have occurred. Thus, more work is needed to characterize CEUS site effects, in large part because many locations in the region sit on unlithified sediments that are underlain by stiff bedrock. At such sites, S-wave resonance is a major concern (<xref ref-type="bibr" rid="B59">Street et al., 1997</xref>; <xref ref-type="bibr" rid="B64">Woolery et al., 2008</xref>; <xref ref-type="bibr" rid="B65">2009</xref>; <xref ref-type="bibr" rid="B3">Baise et al., 2016</xref>; <xref ref-type="bibr" rid="B47">Pratt et al., 2017</xref>; <xref ref-type="bibr" rid="B13">Carpenter et al., 2018</xref>; <xref ref-type="bibr" rid="B14">2020</xref>; <xref ref-type="bibr" rid="B28">Hassani, and Atkinson, 2018</xref>; <xref ref-type="bibr" rid="B52">Sedaghati et al., 2018</xref>; <xref ref-type="bibr" rid="B46">Pratt and Schleicher, 2021</xref>; <xref ref-type="bibr" rid="B57">Stephenson et al., 2021</xref>; <xref ref-type="bibr" rid="B45">Pontrelli et al., 2023</xref>), although <italic>Vs30</italic> remains a common site attribute to account for site response in the region (<xref ref-type="bibr" rid="B42">Parker et al., 2019</xref>; <xref ref-type="bibr" rid="B58">Stewart et al., 2020</xref>).</p>
<p>The purpose of this investigation is to characterize linear site response in the CEUS through analyses conducted at seismic stations distributed across the region and to evaluate the skill of various attributes, derived from the site velocity profiles, to predict the primary response characteristics, namely, the frequencies and amplifications of the fundamental modes, <italic>f<sub>0</sub>
</italic> and <italic>A<sub>0</sub>
</italic>, and of the peak (i.e., largest) modes, <italic>f<sub>p</sub>
</italic> and <italic>A<sub>p</sub>
</italic> (<xref ref-type="fig" rid="F1">Figure 1</xref>).</p>
<p>In addition to considering the aforementioned proxies (<italic>Vs30</italic>, <italic>Z<sub>1.0</sub>
</italic>, and <italic>Z<sub>2.5</sub>
</italic>), the following equations for the resonance frequencies and amplification at the fundamental mode motivated our evaluation of three additional impedance-based site attributes: the maximum impedance ratio (<italic>IR</italic>), <italic>IRmax</italic>, the depth to <italic>IRmax</italic>, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>, and the time-averaged <italic>Vs</italic> to <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>, <italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>.</p>
<p>Equation <xref ref-type="disp-formula" rid="e1">1</xref> relates the linear, vertical-incidence SH-wave resonance frequencies with a single-layer <italic>Vs</italic> profile (<xref ref-type="bibr" rid="B26">Haskell, 1960</xref>),<disp-formula id="e1">
<mml:math id="m1">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>f</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mi>n</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi>V</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mn>4</mml:mn>
<mml:mo>&#x2219;</mml:mo>
<mml:msub>
<mml:mi>Z</mml:mi>
<mml:mi>b</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>&#x2217;</mml:mo>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:mn>2</mml:mn>
<mml:mo>&#x2219;</mml:mo>
<mml:mi>n</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>,</mml:mo>
<mml:mi>n</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0</mml:mn>
<mml:mo>,</mml:mo>
<mml:mn>1</mml:mn>
<mml:mo>,</mml:mo>
<mml:mo>&#x2026;</mml:mo>
</mml:mrow>
</mml:math>
<label>(1)</label>
</disp-formula>where <italic>Z</italic>
<sub>
<italic>b</italic>
</sub> is depth to the base of the surface layer (or equivalently the thickness of that layer) with velocity <italic>Vs</italic>, which could correspond to bedrock or another strong impedance contrast. Equation <xref ref-type="disp-formula" rid="e1">1</xref> indicates both that depth- or (equivalently) thickness-based and velocity-based parameters control site resonance frequencies and that these frequencies are directly related to <italic>Vs</italic> and inversely related to depth (or thickness).</p>
<p>
<xref ref-type="bibr" rid="B18">Dobry et al. (2000)</xref> showed that the following equation well estimates <italic>A<sub>0</sub>
</italic> in the case of linear 1D site response for a single layer over a bedrock half-space:<disp-formula id="e2">
<mml:math id="m2">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>A</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mrow>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mi mathvariant="normal">I</mml:mi>
<mml:mi mathvariant="normal">R</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mi>b</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:mo>&#x2212;</mml:mo>
<mml:mn>1</mml:mn>
</mml:mrow>
</mml:msubsup>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mo>&#x2b;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:mi mathvariant="normal">&#x3c0;</mml:mi>
<mml:mo>&#x2219;</mml:mo>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi mathvariant="normal">s</mml:mi>
</mml:msub>
</mml:mrow>
<mml:mn>2</mml:mn>
</mml:mfrac>
</mml:mrow>
</mml:mfrac>
<mml:mo>,</mml:mo>
</mml:mrow>
</mml:math>
<label>(2)</label>
</disp-formula>where <italic>IR</italic>
<sub>
<italic>bs</italic>
</sub> is the bedrock-sediment impedance ratio (see Equation <xref ref-type="disp-formula" rid="e3">3</xref>, below) and <inline-formula id="inf1">
<mml:math id="m3">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi mathvariant="normal">s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> is the S-wave damping factor. In the absence of S-wave damping, Equation <xref ref-type="disp-formula" rid="e2">2</xref> shows that <inline-formula id="inf2">
<mml:math id="m4">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>A</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> &#x3d; <italic>IR</italic>
<sub>
<italic>bs</italic>
</sub>, whereas the relationship is nonlinear when damping is included. Although <inline-formula id="inf3">
<mml:math id="m5">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi mathvariant="normal">s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> reduces <inline-formula id="inf4">
<mml:math id="m6">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>A</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, <xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref> showed that the impedance ratio has a much larger influence on <inline-formula id="inf5">
<mml:math id="m7">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>A</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> than the term which includes S-wave damping, i.e., <inline-formula id="inf6">
<mml:math id="m8">
<mml:mrow>
<mml:mi mathvariant="normal">&#x3c0;</mml:mi>
<mml:mo>&#x2219;</mml:mo>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi mathvariant="normal">s</mml:mi>
</mml:msub>
<mml:mo>/</mml:mo>
<mml:mn>2</mml:mn>
</mml:mrow>
</mml:math>
</inline-formula>.</p>
<p>We thus evaluated correlations between the primary response parameters and site-specific depth, velocity, and impedance-based attributes. We also characterized the sites based on impedance ratio distributions&#x2014;single-layer, multilayer, and gradient&#x2014;and evaluated the strengths of the parameter-proxy correlations for the different site types.</p>
<p>Our correlation analyses were based on theoretical calculations rather than on empirically derived site responses. These calculated site responses thus depend directly on the very <italic>Vs</italic> profiles from which the proxies were derived and therefore factors related to inaccurate site models and unreliable comparisons with empirical site responses are not concerns.</p>
<p>Finally, we also evaluated the reliability of empirical site response estimations from S-wave HVSR analyses at certain sites. Numerous studies have demonstrated that HVSR of earthquake waves can measure <italic>f</italic>
<sub>
<italic>0</italic>
</sub> (e.g., <xref ref-type="bibr" rid="B69">Zhu et al., 2020a</xref>; <xref ref-type="bibr" rid="B51">Schleicher and Pratt, 2021</xref>). <xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref> also suggested that <italic>A</italic>
<sub>
<italic>0</italic>
</sub> could be approximated by the S-wave HVSR ordinate at <italic>f</italic>
<sub>
<italic>0</italic>
</sub> after applying a simple correction. We also evaluated whether S-wave HVSR is useful to characterize underlying impedance-ratio distributions, to assist with applying the most appropriate site-response predictor at a given site.</p>
</sec>
<sec id="s2">
<title>2 CEUS seismic stations and site attributes</title>
<p>We identified 89 temporary and long-term CEUS seismic stations in the scientific literature that had near-surface S-wave velocity structures into seismological bedrock available (<xref ref-type="sec" rid="s11">Supplementary Table S1</xref>, available in the Electronic Supplement to this article). In this study, we define bedrock as <italic>Vs</italic> &#x3d; 760&#xa0;m/s. All stations operated at least one broadband sensor at the free surface, most of which were seismometers; as needed the recordings from strong-motion accelerometers were analyzed when available. As <xref ref-type="fig" rid="F2">Figure 2</xref> shows, the stations sit in a variety of geological conditions from outcropping bedrock in the Appalachian Mountains, to shallow and relatively thin unconsolidated sediments overlying deep sedimentary basins (e.g., Anadarko and Illinois Basins), to thick unlithified deposits in the Mississippi Embayment and Atlantic Coastal Plain. For all stations identified, we attempted to calculate earthquake S-wave horizontal-to-vertical spectral ratios, which we could determine for all but 21 of these stations.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Generalized physiographic provinces and seismic stations used in this investigation. Theoretical analyses were conducted for all stations. S-wave HVSR analyses were conducted at stations designated by blue half-triangles; HVSRs from only those stations marked with yellow half-triangles were used in comparisons with the 1D results. Sedimentary basins beneath or near seismic stations are also shown and labeled. Earthquakes used for HVSR analyses are shown as small filled circles.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g002.tif"/>
</fig>
<p>We collected S-wave velocity (<italic>Vs</italic>) profiles for each station, which are available in the <xref ref-type="sec" rid="s11">Supplementary Material</xref> and plotted in <xref ref-type="sec" rid="s11">Supplementary Figure S1</xref>. From these profiles, we calculated or extracted the <italic>IRmax</italic>, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>, <italic>Z<sub>1.0</sub>
</italic>, <italic>Z<sub>2.5</sub>
</italic>, <italic>Vs30,</italic> and <italic>Vs</italic>
<italic>
<sub>IRmax</sub>
</italic> attributes. Distributions of these attributes are shown in <xref ref-type="fig" rid="F3">Figure 3</xref>.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Distributions of site attributes extracted or derived from the <italic>Vs</italic> profiles used in this study: <bold>(A)</bold> Depth-based attributes; <bold>(B)</bold> <italic>Vs</italic>-based attributes; and <bold>(C)</bold> maximum impedance ratio.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g003.tif"/>
</fig>
</sec>
<sec sec-type="methods" id="s3">
<title>3 Methods</title>
<sec id="s3-1">
<title>3.1 Average velocities and <italic>IRmax</italic>-based proxies</title>
<p>All average velocities were calculated as the time-weighted average, i.e., depth to the horizon of interest divided by the total travel time for a vertically ascending S-wave, where the total travel time is the sum of the layer travel times. To calculate layer impedances, we first estimated layer densities (&#x3c1;) using the &#x3c1;(<italic>Vs</italic>) relationship in <xref ref-type="bibr" rid="B8">Boore (2016)</xref>. Then impedance ratios were calculated at each <italic>Vs</italic>-profile interface as the ratio of the impedance of the underlying layer to average impedance of the overlying layers (<xref ref-type="bibr" rid="B63">Wang and Carpenter, 2023</xref>):<disp-formula id="e3">
<mml:math id="m9">
<mml:mrow>
<mml:msub>
<mml:mrow>
<mml:mi>I</mml:mi>
<mml:mi>R</mml:mi>
</mml:mrow>
<mml:mi>j</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mi>V</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mi>j</mml:mi>
<mml:mo>&#x2212;</mml:mo>
</mml:msubsup>
<mml:mo>&#x2219;</mml:mo>
<mml:msubsup>
<mml:mi>&#x3c1;</mml:mi>
<mml:mi>j</mml:mi>
<mml:mo>&#x2212;</mml:mo>
</mml:msubsup>
</mml:mrow>
<mml:mrow>
<mml:mover accent="true">
<mml:msubsup>
<mml:mrow>
<mml:mi>V</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mi>j</mml:mi>
<mml:mo>&#x2b;</mml:mo>
</mml:msubsup>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
<mml:mo>&#x2219;</mml:mo>
<mml:mover accent="true">
<mml:msubsup>
<mml:mi>&#x3c1;</mml:mi>
<mml:mi>j</mml:mi>
<mml:mo>&#x2b;</mml:mo>
</mml:msubsup>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(3)</label>
</disp-formula>where <inline-formula id="inf7">
<mml:math id="m10">
<mml:mrow>
<mml:mover accent="true">
<mml:msubsup>
<mml:mrow>
<mml:mi>V</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mi>j</mml:mi>
<mml:mo>&#x2b;</mml:mo>
</mml:msubsup>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf8">
<mml:math id="m11">
<mml:mrow>
<mml:mover accent="true">
<mml:msubsup>
<mml:mi>&#x3c1;</mml:mi>
<mml:mi>j</mml:mi>
<mml:mo>&#x2b;</mml:mo>
</mml:msubsup>
<mml:mo>&#xaf;</mml:mo>
</mml:mover>
</mml:mrow>
</mml:math>
</inline-formula> are the time-averaged <italic>Vs</italic> and thickness-average &#x3c1; of the layers above the <italic>j</italic>
<sup>th</sup> interface and <inline-formula id="inf9">
<mml:math id="m12">
<mml:mrow>
<mml:msubsup>
<mml:mrow>
<mml:mi>V</mml:mi>
<mml:mi>s</mml:mi>
</mml:mrow>
<mml:mi>j</mml:mi>
<mml:mo>&#x2212;</mml:mo>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf10">
<mml:math id="m13">
<mml:mrow>
<mml:msubsup>
<mml:mi>&#x3c1;</mml:mi>
<mml:mi>j</mml:mi>
<mml:mo>&#x2212;</mml:mo>
</mml:msubsup>
</mml:mrow>
</mml:math>
</inline-formula> are the <italic>Vs</italic> and &#x3c1; of the layer immediately below the <italic>j</italic>
<sup>th</sup> interface. <italic>IRmax</italic> is defined as the largest impedance ratio at a site, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> is the depth to that interface, and <italic>Vs</italic>
<italic>
<sub>IRmax</sub>
</italic> is time-averaged <italic>Vs</italic> above that interface.</p>
</sec>
<sec id="s3-2">
<title>3.2 1D site response parameters</title>
<p>Using the collected <italic>Vs</italic>-profiles as input, we calculated 1D site response using the matrix propagation method of <xref ref-type="bibr" rid="B25">Haskell (1953)</xref>; <xref ref-type="bibr" rid="B26">Haskell, (1960)</xref>. This methodology has been used widely and in the CEUS (<xref ref-type="bibr" rid="B13">Carpenter et al., 2018</xref>; <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>) to calculate one-dimensional linear elastic SH-wave amplification functions for input velocity profiles and other dynamic parameters. Thus, we used this method to calculate theoretical site responses at each site in this investigation. We modeled vertically incident SH-waves, incorporating viscoelastic effects through complex shear moduli in each layer, similar to <xref ref-type="bibr" rid="B31">Joyner et al. (1976)</xref>, and we refer to the resultant theoretical amplification functions as the 1D responses.</p>
<p>The density profiles developed to calculate the impedance ratio profiles were also used in the 1D site response calculations. Viscoelastic effects were accounted for using <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub>
<italic>,</italic> the effective S-wave quality factor. We follow <xref ref-type="bibr" rid="B12">Campbell (2009)</xref>, who interpreted <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub> in eastern North America as frequency-independent and calculated as the inverse of the summed intrinsic and scattering S-wave attenuations in near-surface layers. We used relationships between <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub> and <italic>Vs</italic> developed for the central and eastern U.S. by <xref ref-type="bibr" rid="B72">Wang et al. (1994)</xref>, equations 20 and 21, therein, and <xref ref-type="bibr" rid="B12">Campbell (2009)</xref>, equations 14 and 15 therein, to estimate <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub> for each layer in each <italic>Vs</italic> profile. We then calculated <inline-formula id="inf11">
<mml:math id="m14">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi mathvariant="normal">s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>, the S-wave damping ratio, for each layer from <inline-formula id="inf12">
<mml:math id="m15">
<mml:mrow>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>e</mml:mi>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> using (<xref ref-type="bibr" rid="B12">Campbell, 2009</xref>)<disp-formula id="e4">
<mml:math id="m16">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mrow>
<mml:mn>2</mml:mn>
<mml:mtext>&#x2009;</mml:mtext>
<mml:msub>
<mml:mi>Q</mml:mi>
<mml:mrow>
<mml:mi>e</mml:mi>
<mml:mi>f</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:mfrac>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(4)</label>
</disp-formula>
</p>
<p>
<xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref> demonstrated that the range of <italic>&#x3b3;</italic>
<sub>
<italic>s</italic>
</sub> estimated from the four <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub>(<italic>Vs</italic>) models and Equation <xref ref-type="disp-formula" rid="e4">4</xref> is small at the 11 CEUS sites they evaluated, which were on a variety of underlying geologies. Thus, we calculated the final <inline-formula id="inf13">
<mml:math id="m17">
<mml:mrow>
<mml:msub>
<mml:mi mathvariant="normal">&#x3b3;</mml:mi>
<mml:mi>s</mml:mi>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> for each layer at each site, except the two deep vertical seismic arrays in the upper Mississippi Embayment, VSAP and CUSSO, by applying Equation <xref ref-type="disp-formula" rid="e4">4</xref> on the arithmetic mean of the four <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub>(<italic>Vs</italic>) estimates determined for a particular layer. For VSAP and CUSSO (further discussed below), we estimated <italic>Q</italic>
<sub>
<italic>ef</italic>
</sub> for each layer using equations 20 and 21 in <xref ref-type="bibr" rid="B72">Wang et al. (1994)</xref>, which respectively were developed for those sites, and then applying Equation <xref ref-type="disp-formula" rid="e4">4</xref>.</p>
<p>We extracted the first and peak frequencies, <italic>f<sub>0,1D</sub>
</italic> and <italic>f<sub>p,1D</sub>
</italic>, and corresponding amplifications, <italic>A<sub>0,1D</sub>
</italic> and <italic>A<sub>p,1D</sub>
</italic>, from the 1D responses, as shown in <xref ref-type="fig" rid="F1">Figure 1</xref>, for evaluation.</p>
</sec>
<sec id="s3-3">
<title>3.3 Empirical site response parameters from S-wave HVSR</title>
<p>Earthquake HVSR, which has been shown to approximate site response at some sites (<xref ref-type="bibr" rid="B36">Lermo and Ch&#xe1;vez-Garc&#xed;a, 1993</xref>; <xref ref-type="bibr" rid="B52">Sedaghati et al., 2018</xref>; <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>), is the ratio of the horizontal-component amplitude spectrum divided by the vertical-component&#x2019;s amplitude spectrum calculated from seismograms of local and regional earthquakes. For each of the stations with identified <italic>Vs</italic>-profiles except CUSSO and VSAP we acquired and processed available recordings of magnitude 2.5 and greater earthquakes within 3.0 degrees of a given station from EarthScope (<ext-link ext-link-type="uri" xlink:href="http://www.ds.iris.edu/ds/nodes/dmc/">www.ds.iris.edu/ds/nodes/dmc/</ext-link>). To avoid any effects of nonlinearity on the empirical spectral ratios, we used only three-component recordings with peak ground accelerations of less than 25&#xa0;cm/s<sup>2</sup>. For CUSSO and VSAP, we used the same weak-motion dataset that <xref ref-type="bibr" rid="B13">Carpenter et al. (2018)</xref> used, consisting of triggered earthquake recordings. Our S-wave HVSR processing involved estimating site fundamental frequencies from preliminary HVSR curves, which we used to establish site-specific processing parameters for the final S-wave HVSRs. We evaluated resonance frequencies and spectral ratio values measured on the final curves.</p>
<p>Preliminary and final S-wave HVSRs were processed following nearly the same steps and as follows: 1. Calculate S-wave and noise window lengths, which, as discussed below, differed between the preliminary and the final processing. 2. Calculate the individual-earthquake amplitude spectra from the windowed, de-trended (i.e., linear trends removed), and tapered three-component S-wave time series after removal of the instrument responses. 3. Calculate pre-P-wave noise amplitude spectra using identical processing parameters and procedure. 4. Smooth the S-wave and noise amplitude spectra; the smoothing approaches differed between the preliminary and final processing as expounded below. 5. Determine reliable S-wave spectral amplitudes at each frequency via signal-to-noise ratios (SNR), where SNR is a function of frequency and is calculated by division of the signal spectrum by the noise spectrum; spectral components with SNR &#x3c; 2.0 were rejected (following <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>). 6. Calculate individual-event HVSRs as the ratios of the horizontal-to-vertical S-wave amplitude spectra but only at frequencies where each component&#x2019;s SNR is &#x2265; 2.0. 7. Form the site&#x2019;s S-wave HVSR as the arithmetic mean from a minimum of three but up to 50 individual-event spectral ratios at each frequency, following the procedure described in <xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref>. 8. Measure resonance frequencies and spectral ratios from the mean HVSR peaks that have prominences of at least 1.0. In other words, HVSR peaks were ignored if their heights above either of their bounding troughs were less than 1.0.</p>
<p>To estimate sites&#x2019; fundamental resonance frequencies for final HVSR processing, we attempted to determine preliminary S-wave HVSRs at each site. As expounded in the <xref ref-type="sec" rid="s11">Supplementary Material</xref> to this article, we used fixed-length 60&#xa0;s S-wave windows to process the preliminary HVSRs, where individual-component S-wave amplitude spectra were smoothed using a Konno-Ohmachi smoother (<xref ref-type="bibr" rid="B33">Konno and Ohmachi, 1998</xref>). At some sites, no clear peaks were observed in the preliminary HVSRs. At some other sites in or near sedimentary basins, peaks were observed at unreasonably low frequencies when compared with the predicted 1D responses. Such low-frequency peaks have been attributed to S-wave resonances between the surface and rock layers well below the bases of the <italic>Vs</italic> profiles determined at these or nearby stations (<xref ref-type="bibr" rid="B39">Mendoza and Hartzell, 2019</xref>; <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>). The presence of such peaks rendered identifying the first peaks due to the characterized near-surface layers as ambiguous. <xref ref-type="fig" rid="F4">Figure 4</xref> shows examples of these types of preliminary HVSR curves from seismic stations in Oklahoma, United States. The HVSR curve at OK009 has an unambiguous peak that can be associated with the characterized near-surface <italic>Vs</italic> structure whereas the spectral ratio at OK032 has two clear peaks. The first peak occurs at a frequency (&#x223c;1&#xa0;Hz) and is much lower than the <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> predicted by 1D modeling (&#x223c;5.6&#xa0;Hz), suggesting site response is affected by deeper geological layers at this site. The HVSR curve for OK001 has no peaks with significant prominence.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>HVSR curves developed for three sites. Circles indicate strong peaks in the HVSRs. The inverted arrow indicates the frequency of the first peak at OK032 determined from 1D modeling.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g004.tif"/>
</fig>
<p>To process the final HVSRs, we used site-specific window lengths of at least 10/<italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> seconds (similar to the SESAME standards (<xref ref-type="bibr" rid="B54">SESAME project, 2004</xref>)), where <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> is the frequency of the first peak on the preliminary site HVSRs, to capture any S-wave reverberations in the near-surface layers. For sites with no clear peaks or with ambiguous first peaks, we assigned a default S-wave window of 10.0&#xa0;s under the assumption that near-surface, characterized layers would not significantly amplify SH-waves at frequencies lower than 1.0&#xa0;Hz. The selection of 1.0&#xa0;Hz is consistent with the peaks seen in HVSRs determined for stations in the same region whose HVSRs appear to be unaffected by deeper structure. S-wave spectra for the final HVSRs were smoothed with running Hanning windows of site-specific lengths <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub>/2&#xa0;Hz. For sites processed with the default window length of 10.0&#xa0;s, we used Hanning windows of length 0.5&#xa0;Hz.</p>
<p>The fundamental-mode and peak frequencies, <italic>f</italic>
<sub>
<italic>p,HV</italic>
</sub>, and corresponding spectral ratios, <italic>A</italic>
<sub>
<italic>0,HV</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p,HV</italic>
</sub>, respectively, were measured from the site S-wave HVSR curves by selecting the first and highest peaks with prominences of at least 1.0. As discussed below, although we conducted HVSR analyses at all stations possible, including those whose preliminary HVSR curves lacked clear peaks, we decided ultimately to exclude the HVSR curves with ambiguous first peaks from the final analyses.</p>
</sec>
</sec>
<sec sec-type="results" id="s4">
<title>4 Results</title>
<p>Theoretical 1D site response functions and empirical S-wave HVSR curves are shown in <xref ref-type="sec" rid="s11">Supplementary Figure S2</xref> and the extracted primary site-response parameters are listed in <xref ref-type="sec" rid="s11">Supplementary Table S2</xref>. There is a broad range of resonance frequencies predicted for the CEUS, consistent with the empirical observations in <xref ref-type="bibr" rid="B68">Yassminh et al. (2019)</xref>. <xref ref-type="fig" rid="F5">Figure 5</xref> shows that both <italic>f<sub>0,1D</sub>
</italic> and <italic>f<sub>p, 1D</sub>
</italic> span more than two orders of magnitude, with the lowest resonance frequencies of 0.2 and 0.3&#xa0;Hz for <italic>f<sub>0,1D</sub>
</italic>, <italic>f<sub>p,1D</sub>
</italic>, respectively. These low resonance frequencies occur at sites in the upper Mississippi Embayment and the Atlantic Coastal Plain with underlying thick (100&#xa0;m to 845&#xa0;m) sediment deposits. At 10 sites, fundamental-mode resonances occur at frequencies greater than 20&#xa0;Hz, i.e., higher than the frequencies typically of concern for engineering purposes, and the peak-modes at 26 sites occur at frequencies greater than 20&#xa0;Hz. Amplifications of up to 13.2 are predicted for one site, although amplifications at <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> at most sites are around 5 (mean <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> &#x3d; 5.1; median <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> &#x3d; 4.5); peak amplifications at most sites are around 6 (mean <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> &#x3d; 5.8; median <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> &#x3d; 5.6).</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Distributions of theoretical site resonance parameters determined at the 89 CEUS seismic stations.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g005.tif"/>
</fig>
<sec id="s4-1">
<title>4.1 Parameter-proxy relationships</title>
<p>The theoretical primary site response parameters, <italic>f<sub>0,1D</sub>
</italic>, <italic>f<sub>p,1D</sub>
</italic>, <italic>A<sub>0,1D</sub>
</italic>, and <italic>A<sub>p,1D</sub>
</italic>, were gathered from the 1D responses (<xref ref-type="sec" rid="s11">Supplementary Table S2</xref>), and the proxies were derived from the site <italic>Vs</italic> profiles (<xref ref-type="sec" rid="s11">Supplementary Table S2</xref>; <xref ref-type="fig" rid="F3">Figure 3</xref>). To explore the parameter space, we first generated scatter plots of each proxy-parameter pair, shown in <xref ref-type="fig" rid="F6">Figures 6</xref>, <xref ref-type="fig" rid="F7">7</xref>. We evaluated fits to the parameter-proxy pairs, also shown in <xref ref-type="fig" rid="F6">Figures 6</xref>, <xref ref-type="fig" rid="F7">7</xref>, using linear and two- and three-parameter power laws of the form <inline-formula id="inf14">
<mml:math id="m18">
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>c</mml:mi>
<mml:mo>&#x2219;</mml:mo>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mi>d</mml:mi>
</mml:msup>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf15">
<mml:math id="m19">
<mml:mrow>
<mml:mi>y</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mi>c</mml:mi>
<mml:mo>&#x2219;</mml:mo>
<mml:msup>
<mml:mi>x</mml:mi>
<mml:mi>d</mml:mi>
</mml:msup>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>e</mml:mi>
</mml:mrow>
</mml:math>
</inline-formula>, respectively, where <italic>c</italic>, <italic>d</italic>, and <italic>e</italic> are free model parameters. The frequency-based parameters and depth-based proxies are in logarithmic (base-10) units for the linear fits.</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Scatter plots of all proxies and frequency-based parameters, best-fit lines and power-law functions, and the 95 percent prediction intervals. Linear models involving <italic>f</italic>
<sub>
<italic>0</italic>
</sub> <bold>(A)</bold> and <italic>f</italic>
<sub>
<italic>p</italic>
</sub> <bold>(C)</bold> and power-law models <italic>f</italic>
<sub>
<italic>0</italic>
</sub> <bold>(B)</bold> and <italic>f</italic>
<sub>
<italic>p</italic>
</sub> <bold>(D)</bold> are shown.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g006.tif"/>
</fig>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Scatter plots of all proxies and amplification-based parameters, best-fit lines and power-law functions, and the 95 percent prediction intervals. Linear models involving <italic>A<sub>0</sub>
</italic> <bold>(A)</bold> and <italic>A<sub>p</sub>
</italic> <bold>(C)</bold> and power-law models <italic>A<sub>0</sub>
</italic> <bold>(B)</bold> and <italic>A<sub>p</sub>
</italic> <bold>(D)</bold> are shown.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g007.tif"/>
</fig>
<p>Site resonances can occur at lower (&#x3c;1&#xa0;Hz) and at higher frequencies (&#x2265;1&#xa0;Hz) at deep- and at shallow-soil sites. For example, as listed in <xref ref-type="sec" rid="s11">Supplementary Table S2</xref>, EVIN and VSAP have equal <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> (1.2&#xa0;Hz) and similar <italic>Vs30</italic> of 332&#xa0;m/s and 289&#xa0;m/s, respectively, yet these sites have very different <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> of 36&#xa0;m and 100&#xa0;m, respectively and different <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> of 1.2&#xa0;Hz and 5.1&#xa0;Hz, respectively. As another example, <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> at LPAR and MCIL differ by approximately an order of magnitude (657&#xa0;m <italic>versus</italic> 20.5&#xa0;m, respectively) as do their <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> (0.3&#xa0;Hz and 1.9&#xa0;Hz, respectively), yet these sites also have nearly equal <italic>Vs30</italic> (205&#xa0;m/s and 218&#xa0;m/s, respectively) and <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> (1.8&#xa0;Hz and 1.9&#xa0;Hz, respectively). Additionally, <italic>A<sub>0,1D</sub>
</italic> and <italic>A<sub>p,1D</sub>
</italic>, respectively are factors of approximately 2 and 2.5 greater at MCIL than at LPAR. Thus, sites with similar near-surface characterizations may have very different deeper subsurface characteristics that affect site resonance. Therefore, separately regressing subsets of proxy-parameter pairs based on, e.g., depth, frequency, or other, may inadequately characterize the relationships and associated uncertainties. In addition, some recent studies have argued that the near-surface attribute <italic>Vs30</italic> is suitable as a site proxy even in settings such as the CEUS where deep geologic layers contribute to site response (e.g., <xref ref-type="bibr" rid="B38">McNamara et al., 2015</xref>). To provide a more reliable characterization of the site-response parameter uncertainties that could be encountered across the CEUS, we felt it important to evaluate all proxies using the full range of site-response parameters.</p>
<p>As with the linear scatter plots, we took the base-10 logarithm of the frequency- and depth-based variables prior to fitting the linear models. <xref ref-type="table" rid="T1">Table 1</xref> lists goodness-of-fit metrics for the linear and power-law models. The best-fitting linear and power-law models&#x2019; parameters are listed in <xref ref-type="sec" rid="s11">Supplementary Tables S3, S4</xref>, respectively. Compared to the three-parameter power-law model, the two-parameter power-law model generally yielded a similar or poorer fit to the parameter-proxy pairs and was not considered for subsequent comparisons and discussion.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Number of points and goodness-of-fit metrics for linear and power-law models for all proxy-parameter pairs.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Param</th>
<th align="left">Proxy</th>
<th align="left">N</th>
<th align="left">r</th>
<th align="left">
<italic>p</italic>
</th>
<th align="left">R<sup>2</sup>-lin</th>
<th align="left">RMSE-lin</th>
<th align="left">R<sup>2</sup>-pwr</th>
<th align="left">RMSE-pwr</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="6" align="left">
<bold>
<italic>f</italic>
</bold>
<sub>
<bold>
<italic>0,1D</italic>
</bold>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">89</td>
<td align="right">0.77</td>
<td align="right">0.00</td>
<td align="right">0.59</td>
<td align="right">0.38</td>
<td align="right">0.73</td>
<td align="right">4.99</td>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.25</td>
<td align="right">0.02</td>
<td align="right">0.05</td>
<td align="right">0.57</td>
<td align="right">0.18</td>
<td align="right">8.70</td>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.18</td>
<td align="right">0.10</td>
<td align="right">0.02</td>
<td align="right">0.58</td>
<td align="right">0.08</td>
<td align="right">9.22</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">72</td>
<td align="right">&#x2212;0.92</td>
<td align="right">0.00</td>
<td align="right">0.84</td>
<td align="right">0.24</td>
<td align="right">0.60</td>
<td align="right">4.65</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">14</td>
<td align="right">&#x2212;0.95</td>
<td align="right">0.00</td>
<td align="right">0.89</td>
<td align="right">0.25</td>
<td align="right">0.58</td>
<td align="right">4.35</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.88</td>
<td align="right">0.00</td>
<td align="right">0.77</td>
<td align="right">0.28</td>
<td align="right">0.35</td>
<td align="right">7.76</td>
</tr>
<tr>
<td rowspan="6" align="left">
<bold>
<italic>A</italic>
</bold>
<sub>
<bold>
<italic>0,1D</italic>
</bold>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.08</td>
<td align="right">0.45</td>
<td align="right">0.00</td>
<td align="right">2.37</td>
<td align="right">&#x2212;0.01</td>
<td align="right">2.37</td>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.27</td>
<td align="right">0.01</td>
<td align="right">0.06</td>
<td align="right">2.29</td>
<td align="right">0.06</td>
<td align="right">2.29</td>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">89</td>
<td align="right">0.78</td>
<td align="right">0.00</td>
<td align="right">0.61</td>
<td align="right">1.47</td>
<td align="right">0.74</td>
<td align="right">1.21</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">72</td>
<td align="right">&#x2212;0.21</td>
<td align="right">0.07</td>
<td align="right">0.03</td>
<td align="right">2.38</td>
<td align="right">0.04</td>
<td align="right">2.37</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">14</td>
<td align="right">&#x2212;0.74</td>
<td align="right">0.00</td>
<td align="right">0.51</td>
<td align="right">2.20</td>
<td align="right">0.47</td>
<td align="right">2.27</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">0.02</td>
<td align="right">0.83</td>
<td align="right">&#x2212;0.01</td>
<td align="right">2.37</td>
<td align="right">&#x2212;0.01</td>
<td align="right">2.37</td>
</tr>
<tr>
<td rowspan="6" align="left">
<bold>
<italic>f</italic>
</bold>
<sub>
<bold>
<italic>p,1D</italic>
</bold>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">89</td>
<td align="right">0.74</td>
<td align="right">0.00</td>
<td align="right">0.54</td>
<td align="right">0.38</td>
<td align="right">0.52</td>
<td align="right">12.05</td>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.11</td>
<td align="right">0.29</td>
<td align="right">0.00</td>
<td align="right">0.56</td>
<td align="right">0.06</td>
<td align="right">16.87</td>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.31</td>
<td align="right">0.00</td>
<td align="right">0.08</td>
<td align="right">0.54</td>
<td align="right">0.18</td>
<td align="right">15.76</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">72</td>
<td align="right">&#x2212;0.75</td>
<td align="right">0.00</td>
<td align="right">0.56</td>
<td align="right">0.38</td>
<td align="right">0.21</td>
<td align="right">15.12</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">14</td>
<td align="right">&#x2212;0.82</td>
<td align="right">0.00</td>
<td align="right">0.65</td>
<td align="right">0.37</td>
<td align="right">0.16</td>
<td align="right">11.73</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.79</td>
<td align="right">0.00</td>
<td align="right">0.61</td>
<td align="right">0.35</td>
<td align="right">0.37</td>
<td align="right">13.79</td>
</tr>
<tr>
<td rowspan="6" align="left">
<bold>
<italic>A</italic>
</bold>
<sub>
<bold>
<italic>p,1D</italic>
</bold>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.02</td>
<td align="right">0.83</td>
<td align="right">&#x2212;0.01</td>
<td align="right">2.39</td>
<td align="right">0.03</td>
<td align="right">2.35</td>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">&#x2212;0.18</td>
<td align="right">0.09</td>
<td align="right">0.02</td>
<td align="right">2.36</td>
<td align="right">0.07</td>
<td align="right">2.30</td>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">89</td>
<td align="right">0.69</td>
<td align="right">0.00</td>
<td align="right">0.46</td>
<td align="right">1.74</td>
<td align="right">0.60</td>
<td align="right">1.51</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">72</td>
<td align="right">&#x2212;0.16</td>
<td align="right">0.19</td>
<td align="right">0.01</td>
<td align="right">2.26</td>
<td align="right">0.01</td>
<td align="right">2.26</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">14</td>
<td align="right">&#x2212;0.72</td>
<td align="right">0.00</td>
<td align="right">0.47</td>
<td align="right">1.86</td>
<td align="right">0.46</td>
<td align="right">1.87</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">89</td>
<td align="right">0.03</td>
<td align="right">0.80</td>
<td align="right">&#x2212;0.01</td>
<td align="right">2.39</td>
<td align="right">&#x2212;0.02</td>
<td align="right">2.41</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>N&#x2013;number of stations; r&#x2013;correlation coefficient; <italic>p</italic>&#x2013;<italic>p</italic>-value, or the statistical significance of the correlation, where small values (less than 0.05) reflect non-zero correlations of significance; R<sup>2</sup>-lin&#x2013;adjusted coefficient of determination for the linear model; RMSE-lin, root-mean-square error for the linear fit; R<sup>2</sup>-pwr&#x2013;adjusted coefficient of determination for the power-law model; RMSE-pwr, root-mean-square error for the power-law fit.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Based on the greatest R<sup>2</sup> values (we used adjusted R<sup>2</sup>, as opposed to non-adjusted R<sup>2</sup>, which accounts for the number of degrees of freedom and allows more meaningful comparisons of the goodness-of-fit between models with differing numbers of free parameters (<xref ref-type="bibr" rid="B30">James et al., 2013</xref>)), the linear model is preferred to the power-law models for frequency-depth parameter-proxy pairs, whereas the power-law model is preferred for almost all other pairs. The strongest correlations (i.e., the Pearson&#x2019;s correlation coefficient) are between depth-based proxies and <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>, with <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> being the strongest. The same is true for peak frequency, although the correlations are slightly weaker than for fundamental frequency. Apparently, <italic>Vs30</italic> also relates to <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub>, with the strength of the former power-law relationship being much stronger than that of the latter.</p>
<p>Amplifications generally have weaker relationships with the various proxies than frequencies, and only <italic>IRmax</italic> can be considered to have robust and strong relationships (R<sup>2</sup> &#x2265; 0.5) with amplification. Although <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> appears to linearly correlate with <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub>, the 95% prediction bounds are quite large (&#x223c;&#xb1;5) at all depths (in this study, the prediction intervals quantify the confidence associated with the fitted curve and depend on the inverse of the Student&#x2019;s <italic>t</italic> cumulative distribution function and the variability of a new observation as quantified by the mean squared error). More data may assist with improving the robustness of the <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> <italic>versus</italic> amplification relationships. Our analyses indicate that <italic>Vs30</italic> does not correlate with amplification in our study area.</p>
</sec>
<sec id="s4-2">
<title>4.2 S-wave HVSR</title>
<p>We refer to the first and largest peaks in the S-wave HVSR curves as <italic>A</italic>
<sub>
<italic>0,HV</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p,HV</italic>
</sub>, respectively, which occur at frequencies of <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub>, and <italic>f</italic>
<sub>
<italic>p,HV</italic>
</sub>, respectively. To avoid the possible influence of deeper structure, such as in or near basins, on the empirical spectral ratios we opted not to include the peaks selected at sites where the first peak was ambiguous. In addition to the examples given in <xref ref-type="fig" rid="F4">Figure 4</xref>, <xref ref-type="sec" rid="s11">Supplementary Figure S4</xref> presents additional HVSR curves with significant peaks that occur at frequencies well below those predicted by the 1D responses. Although such peaks may represent a lack of <italic>Vs</italic>-profile resolution in the near surface, they have been observed in Oklahoma by <xref ref-type="bibr" rid="B39">Mendoza and Hartzell (2019)</xref>, and elsewhere in the CEUS (<xref ref-type="bibr" rid="B68">Yassminh et al., 2019</xref>; <xref ref-type="bibr" rid="B14">Carpenter et al., 2020</xref>) where they were attributed to deeper sedimentary strata. Additionally, no peaks were observed on some S-wave HVSRs most likely because no significant impedance contrasts underlie the corresponding sites (e.g., OK001 in <xref ref-type="fig" rid="F4">Figure 4</xref>). In total, we measured clear peaks in the S-wave HVSR curves developed at 36 of the 72 stations with sufficient earthquake recordings, which are listed in <xref ref-type="sec" rid="s11">Supplementary Table S5</xref>.</p>
<p>
<xref ref-type="fig" rid="F8">Figure 8</xref> compares the first- and peak-frequencies measured from the S-wave HVSR curves with those determined through the 1D analyses at the 36 seismic stations. In general, the empirical measurements agree well with the first- and peak-frequencies calculated through the 1D analyses, particularly after excluding the frequencies of the first peaks measured at sites suspected to be influenced by deeper structure (<xref ref-type="fig" rid="F8">Figure 8A</xref>). The comparison between <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> is particularly strong (r&#x3d;0.90; <italic>p</italic>&#x3d;0.00), showing that S-wave HVSR has skill to estimate the fundamental resonance frequencies at these sites, assuming the <italic>Vs</italic> profiles are reasonably accurate. The comparison of the frequencies of maximum amplifications, <italic>f</italic>
<sub>
<italic>p</italic>
</sub>, is more scattered (r&#x3d;0.47; <italic>p</italic>&#x3d;0.00) and shows that the calculated peak frequencies tend to be greater than those measured with HVSR. A likely explanation of this is that at frequencies greater than <italic>f</italic>
<sub>
<italic>0</italic>
</sub>, HVSR tends to decrease relative to the site transfer function (<xref ref-type="bibr" rid="B50">Rong et al., 2017</xref>; <xref ref-type="bibr" rid="B13">Carpenter et al., 2018</xref>; <xref ref-type="bibr" rid="B70">Zhu et al., 2020b</xref>). Thus, at sites where <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> &#x3e; <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>, the first HVSR peaks are more likely to be the largest peaks. In fact, at all except for seven sites, <italic>f</italic>
<sub>
<italic>p,HV</italic>
</sub> &#x3d; <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> (<xref ref-type="fig" rid="F8">Figure 8B</xref>), whereas <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> &#x3d; <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> at only 18 of the same 36 sites. Therefore, the utility of HVSR to estimate the site-response parameters may be limited to the fundamental modes.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>Comparisons of the first- <bold>(A)</bold> and peak-frequencies <bold>(B)</bold> measured from S-wave HVSR and calculated from 1D analyses at the 36 sites with unambiguous first HVSR peaks. Peaks picked on the sites with ambiguous first peaks, possibly influenced by deeper structure (<italic>cf.</italic> <xref ref-type="sec" rid="s11">Supplementary Figure S4</xref>) and excluded from analysis, are also shown in <bold>(A)</bold> as open circles. <bold>(C)</bold> Comparison of the spectral ratios at <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub>. The 1:1 lines are shown for comparison and Pearson correlation coefficients are also included.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g008.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F8">Figure 8</xref> also compares the spectral ratios at <italic>f</italic>
<sub>
<italic>0</italic>
</sub>. There is much more scatter in the <italic>A</italic>
<sub>
<italic>0</italic>
</sub> comparison than in the frequency comparisons, much of which could arise from large variabilities observed in HVSR at site resonance frequencies (e.g., <xref ref-type="bibr" rid="B13">Carpenter et al., 2018</xref>). Nevertheless, there is a positive, albeit weak correlation (r&#x3d;0.35; <italic>p</italic>&#x3d;0.04) between the empirical and theoretical spectral ratios at <italic>f</italic>
<sub>
<italic>o</italic>
</sub>. We do not compare <italic>A</italic>
<sub>
<italic>p,HV</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> since we observed that <italic>f</italic>
<sub>
<italic>p,HV</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> do not correspond at numerous sites (<xref ref-type="fig" rid="F8">Figure 8B</xref>, <xref ref-type="sec" rid="s11">Supplementary Figure S2</xref>).</p>
</sec>
</sec>
<sec sec-type="discussion" id="s5">
<title>5 Discussion</title>
<p>The correlation results using parameters derived from the 1D analyses indicate that at these CEUS sites, not all proxies are related to the site response parameters. It is also apparent that no single proxy is related to both frequency- and amplification-based response parameters. Thus, predicting both the resonance frequencies and corresponding amplifications at a site requires two predictors.</p>
<sec id="s5-1">
<title>5.1 Predicting <italic>f</italic>
<sub>
<italic>0</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p</italic>
</sub>
</title>
<p>The results reveal site fundamental- and peak-resonance frequencies can be well predicted from the depths to the 1.0&#xa0;km/s velocity horizon and from the depth to the maximum impedance ratios in the <italic>Vs</italic> profiles. The depth of the 2.5&#xa0;km/s horizon has the strongest relationship with these frequency parameters. These favorable frequency-depth results are consistent with findings in other studies that demonstrated strong correlations between depth-<italic>f</italic> pairs of variables globally (e.g., <xref ref-type="bibr" rid="B67">Yamanaka et al., 1994</xref>) and in the CEUS (e.g., <xref ref-type="bibr" rid="B51">Schleicher and Pratt, 2021</xref>; <xref ref-type="bibr" rid="B71">Zhu et al., 2021</xref>) and are expected based on Equation <xref ref-type="disp-formula" rid="e1">1</xref>. Although, in reference to Equation <xref ref-type="disp-formula" rid="e1">1</xref>, it was also expected that <italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub> would be related to frequency, the regression results indicate that there is no relationship between fundamental or peak frequency and <italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>. We considered the possibility that the average <italic>Vs</italic> to other horizons might result in stronger correlations, and thus also evaluated the average <italic>Vs</italic> to depths of <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> and to <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> against <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub>. However, the coefficients of determination were lower than those from the <italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub> regressions indicating that these average-<italic>Vs</italic> attributes are unreliable as resonance proxies.</p>
<p>Interestingly, although each depth-based proxy has a large value range of more than two orders of magnitude (<xref ref-type="fig" rid="F3">Figure 3</xref>), <italic>Vs30</italic> &#x2014; which characterizes just the upper 30&#xa0;m&#x2014;correlates with <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>. The strength of the relationship, which has been observed in other studies in the region (<xref ref-type="bibr" rid="B38">McNamara et al., 2015</xref>; <xref ref-type="bibr" rid="B27">Hassani and Atkinson, 2016</xref>) and has a relatively large R<sup>2</sup> of 0.73 in our dataset, which may be due at least in part to most sites having <italic>Vs</italic> characterized to 30&#xa0;m depth or less (n &#x3d; 55). However, the strength of the relationship belies potential problems with reliably predicting <italic>f</italic>
<sub>
<italic>0</italic>
</sub> at low <italic>Vs30</italic> (166&#xa0;m/s to &#x223c;400&#xa0;m/s) values, where amplification effects may be of greatest concern.</p>
<p>As <xref ref-type="fig" rid="F9">Figure 9</xref> shows, the <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>-<italic>Vs30</italic> residuals are relatively small at low-<italic>Vs30</italic> (<xref ref-type="fig" rid="F9">Figure 9B</xref>), but as shown in <xref ref-type="fig" rid="F9">Figure 9C</xref>, the percentage of <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> that the residuals constitute is the very large at <italic>Vs30</italic> less than &#x223c;400&#xa0;m/s. Thus, predicting resonance frequencies using <italic>Vs30</italic> at low-<italic>Vs30</italic> sites is highly uncertain. Also, as <xref ref-type="fig" rid="F9">Figure 9</xref> shows <italic>Vs30</italic> alone does not distinguish shallow soil from deep soil sites, where <italic>Vs30</italic> is most often low and wave propagation effects, particularly at <italic>f</italic>
<sub>
<italic>0</italic>
</sub>, differ greatly from shallow sites (e.g., <xref ref-type="bibr" rid="B22">Hashash et al., 2008</xref>). As <xref ref-type="fig" rid="F9">Figure 9</xref> shows, all but one of the 15 sites with thicker-sediments (depth to the base of the <italic>Vs</italic>-profile layers &#x2265; 50&#xa0;m) have low <italic>Vs30</italic> and these same sites have the largest percent residuals (up to 1,100% of <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>).</p>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>Performance of the <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>&#x2013;<italic>Vs30</italic> regression, with a focus on residuals at lower-<italic>Vs30</italic>. Points are colored by the depth of the <italic>Vs</italic> profiles, <italic>Z</italic>
<sub>
<italic>b</italic>
</sub>. <bold>(A)</bold> Best fitting power-law function to the <italic>Vs30</italic>-<italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> data and the &#xb1;95% prediction intervals (p95). <bold>(B)</bold> <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> residuals (1D-calculated minus predicted) relative to the fit in <bold>(A)</bold>. <bold>(C)</bold> Percentage residual-to-<italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>. The inset box is the lower-<italic>Vs30</italic> subset (from 100 to 400&#xa0;m/s).</p>
</caption>
<graphic xlink:href="feart-11-1216467-g009.tif"/>
</fig>
<p>Plots analogous to those in <xref ref-type="fig" rid="F9">Figure 9</xref> for linear <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>&#x2013;<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> and <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>&#x2013;<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> regressions are given in <xref ref-type="sec" rid="s11">Supplementary Figure S5</xref>. Notably, not only are the residuals for these regressions lower overall than those derived from <italic>Vs30</italic>, but the residuals are much smaller in terms of percent <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>, indicating that both <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> are much more appropriate for predicting fundamental resonance frequencies than <italic>Vs30</italic>.</p>
<p>As listed in <xref ref-type="table" rid="T1">Table 1</xref>, strong (R<sup>2</sup> &#x2265; 0.5) relationships between the same proxies&#x2014;<italic>Vs30</italic>, <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>, and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>&#x2014;were found for <italic>f</italic>
<sub>
<italic>p</italic>
</sub>, also with power (<italic>Vs30</italic> only) and linear relationships. Also, we observed the same residual trends for <italic>f</italic>
<sub>
<italic>p</italic>
</sub> <italic>versus Vs30</italic> compared with <italic>f</italic>
<sub>
<italic>p</italic>
</sub> <italic>versus</italic> the depth-based proxies: chiefly that peak-frequencies at deep-soil sites are uncertain for the <italic>Vs30</italic> relationship and the depth-proxies yield improved residuals overall relative to <italic>Vs30</italic>. However, the goodness-of-fit metrics for all relationships with <italic>f</italic>
<sub>
<italic>p</italic>
</sub> were less than those for <italic>f</italic>
<sub>
<italic>0</italic>
</sub> (<xref ref-type="table" rid="T1">Table 1</xref>).</p>
<p>Although the relationships between the frequency parameters and <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> (<italic>f</italic>
<sub>
<italic>0</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p</italic>
</sub>) and <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> (<italic>f</italic>
<sub>
<italic>0</italic>
</sub> only) are strong, the depth to the maximum impedance ratio is as well strong but also has an important advantage over the other two: <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> can be determined at any site with a measured <italic>Vs</italic>-profile, whereas, <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> require estimations of the depths to those <italic>Vs</italic> horizons that may be unknown or can be estimated only with large uncertainties.</p>
</sec>
<sec id="s5-2">
<title>5.2 Predicting <italic>A</italic>
<sub>
<italic>0</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p</italic>
</sub>
</title>
<p>We found that only one parameter, the maximum impedance ratio, has a strong relationship (R<sup>2</sup> &#x2265; 0.5) with fundamental and peak amplifications. This is expected when considering the expression for the 1D amplification at <italic>f</italic>
<sub>
<italic>0</italic>
</sub> for a single layer over a half-space given in Eq. <xref ref-type="disp-formula" rid="e2">2</xref>: Equation <xref ref-type="disp-formula" rid="e2">2</xref> predicts that <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> would likely relate strongly to <italic>IRmax</italic>, particularly for sites underlain by a single strong impedance ratio. Our 1D calculations include viscoelastic effects and thus, as expected (because most sites are underlain by a single strong impedance contrast), the power-law relationship fits the <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub>&#x2014;<italic>IRmax</italic> ordered pairs better than the linear model (<xref ref-type="table" rid="T1">Table 1</xref>). The same is true for the <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub>&#x2014;<italic>IRmax</italic> ordered pairs, however the power-law fit for this pair is of slightly lower quality.</p>
</sec>
<sec id="s5-3">
<title>5.3 Reanalysis considering impedance-profile characteristics</title>
<p>
<xref ref-type="bibr" rid="B14">Carpenter et al. (2020)</xref> identified situations where Eqs. <xref ref-type="disp-formula" rid="e1">1</xref>, <xref ref-type="disp-formula" rid="e2">2</xref> provide poorer approximations of fundamental-mode resonance frequencies and amplifications calculated by 1D analyses. They found that <inline-formula id="inf16">
<mml:math id="m20">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>f</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> and <inline-formula id="inf17">
<mml:math id="m21">
<mml:mrow>
<mml:msub>
<mml:mover accent="true">
<mml:mi>A</mml:mi>
<mml:mo>&#x223c;</mml:mo>
</mml:mover>
<mml:mn>0</mml:mn>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula> are respectively less consistent with <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> at sites underlain by more than one strong impedance contrast. <xref ref-type="bibr" rid="B63">Wang and Carpenter (2023)</xref> showed that the consistency further decreases for sites whose <italic>Vs</italic>-profiles are best characterized as gradient-like, i.e., lacking strong impedance ratios. To expand the findings in those studies and to explore further the effects that the number and magnitudes of underlying impedance ratios have on the calculated primary site response parameters, we categorized each <italic>Vs</italic> profile based on the number of strong impedance ratios, i.e., 3.0 or greater, although other ratios could be evaluated. We assigned a <italic>Vs</italic>-type of 1L, ML, UL, G, or B to each profile: 1L&#x2013;single layer, a single strong impedance ratio; ML&#x2013;multilayer, two or more strong ratios; UL&#x2013;upper layer, a single strong ratio, but which occurs at significantly shallower depth than the base of the <italic>Vs</italic>-profile, namely, less than half the depth; G&#x2013;gradient, multiple layers in the <italic>Vs</italic> profile but no strong impedance ratios; and B&#x2013;bedrock, no strong ratios and all layers&#x2019; <italic>Vs</italic> of at least 760&#xa0;m/s. <xref ref-type="fig" rid="F10">Figure 10</xref> shows examples of each <italic>Vs</italic>-type and gives the distribution of assigned <italic>Vs</italic>-types. Because there are so few UL (2) and B (1) sites, we only investigated regressions using site response parameters and proxies at 1L, ML, and G sites.</p>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>
<bold>(A)</bold> Examples of <italic>Vs</italic>- and impedance-ratio- (IR) profiles for the five categories used to classify <italic>Vs</italic>-types. Plots are labeled with categories 1L, ML, UL, G, and B, and with the station names. <bold>(B)</bold> Distribution of <italic>Vs</italic>-types at the sites used in this investigation.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g010.tif"/>
</fig>
<p>We repeated the linear and power-law model regressions for the 1L, ML, and G&#xa0;<italic>Vs</italic>-types and present the models&#x2019; parameters in <xref ref-type="sec" rid="s11">Supplementary Tables S6&#x2014;S11</xref>. Comparisons of the linear <italic>versus</italic> power-law fits for the <italic>Vs</italic>-type subsets are given in <xref ref-type="sec" rid="s11">Supplementary Table S12</xref> and a summary of the best-fitting models&#x2019; parameters is given in <xref ref-type="table" rid="T2">Table 2</xref>. The results reveal that analyzing subsets of the dataset based on <italic>Vs</italic>-type may improve the regressions as quantified by both increasing R<sup>2</sup> values and decreasing the standard errors. Notably, all regressions are strengthened for single-layer <italic>Vs</italic>-types. About half of the regressions are strengthened for multilayer sites. For gradient sites, only the single <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> - <italic>IRmax</italic> pair has a strong relationship.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Comparisons of goodness-of-fit parameters among the best-fitting models for each <italic>Vs</italic>-profile type. Models for which both the coefficients of determination and the standard errors are improved compared to the base-case of all <italic>Vs</italic>-profile-types are highlighted.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left"/>
<th align="left"/>
<th colspan="4" align="center">All</th>
<th colspan="4" align="center">1L</th>
<th colspan="4" align="center">ML</th>
<th colspan="4" align="center">G</th>
</tr>
<tr>
<th align="left">Param</th>
<th align="left">Proxy</th>
<th align="left">N</th>
<th align="left">Type</th>
<th align="left">R<sup>2</sup>
</th>
<th align="left">RMSE</th>
<th align="left">N</th>
<th align="left">Type</th>
<th align="left">R<sup>2</sup>
</th>
<th align="left">RMSE</th>
<th align="left">N</th>
<th align="left">Type</th>
<th align="left">R<sup>2</sup>
</th>
<th align="left">RMSE</th>
<th align="left">N</th>
<th align="left">Type</th>
<th align="left">R<sup>2</sup>
</th>
<th align="left">RMSE</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="6" align="center">
<italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="right">power</td>
<td align="right">0.73</td>
<td align="right">4.99</td>
<td align="right">40</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">0.86</td>
<td align="right" style="background-color:#CCFFCC">2.64</td>
<td align="right">29</td>
<td align="left">linear</td>
<td align="right">0.69</td>
<td align="right">0.23</td>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">
<italic>72</italic>
</td>
<td align="left">linear</td>
<td align="right">0.84</td>
<td align="right">0.24</td>
<td align="right">34</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.90</td>
<td align="right" style="background-color:#CCFFCC">0.21</td>
<td align="right">26</td>
<td align="left">linear</td>
<td align="right" style="background-color:#CCFFCC">0.84</td>
<td align="right" style="background-color:#CCFFCC">0.16</td>
<td align="right">10</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">
<italic>14</italic>
</td>
<td align="left">linear</td>
<td align="right">0.89</td>
<td align="right">0.25</td>
<td align="right">8</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">1.00</td>
<td align="right" style="background-color:#CCFFCC">0.06</td>
<td align="right">6</td>
<td align="left">linear</td>
<td align="right" style="background-color:#CCFFCC">0.90</td>
<td align="right" style="background-color:#CCFFCC">0.18</td>
<td align="left">-</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left">linear</td>
<td align="right">0.77</td>
<td align="right">0.28</td>
<td align="right">40</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.90</td>
<td align="right" style="background-color:#CCFFCC">0.20</td>
<td align="right">29</td>
<td align="left">linear</td>
<td align="right">0.54</td>
<td align="right">0.27</td>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td rowspan="6" align="center">
<italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="right">power</td>
<td align="right">0.74</td>
<td align="right">1.21</td>
<td align="right">40</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">0.92</td>
<td align="right" style="background-color:#CCFFCC">0.61</td>
<td align="right">29</td>
<td align="left">power</td>
<td align="right">0.64</td>
<td align="right">1.47</td>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">
<italic>72</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">34</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">26</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">10</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">
<italic>14</italic>
</td>
<td align="left">linear</td>
<td align="right">0.51</td>
<td align="right">2.2</td>
<td align="right">8</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.92</td>
<td align="right" style="background-color:#CCFFCC">0.78</td>
<td align="right">6</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left">-</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td rowspan="6" align="center">
<italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="right">linear/power</td>
<td align="right">0.54/0.52</td>
<td align="right">0.38/12.05</td>
<td align="right">40</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">0.74</td>
<td align="right" style="background-color:#CCFFCC">4.87</td>
<td align="right">29</td>
<td align="left">power</td>
<td align="right" style="background-color:#CCFFCC">0.66</td>
<td align="right" style="background-color:#CCFFCC">0.24</td>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">
<italic>72</italic>
</td>
<td align="left">linear</td>
<td align="right">0.56</td>
<td align="right">0.38</td>
<td align="right">34</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.66</td>
<td align="right" style="background-color:#CCFFCC">0.33</td>
<td align="right">26</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">10</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">
<italic>14</italic>
</td>
<td align="left">linear</td>
<td align="right">0.65</td>
<td align="right">0.37</td>
<td align="right">8</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">0.97</td>
<td align="right" style="background-color:#CCFFCC">0.52</td>
<td align="right">6</td>
<td align="left">power</td>
<td align="right">0.56</td>
<td align="right">0.35</td>
<td align="left">-</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left">linear</td>
<td align="right">0.61</td>
<td align="right">0.35</td>
<td align="right">40</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.66</td>
<td align="right" style="background-color:#CCFFCC">0.32</td>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td rowspan="6" align="center">
<italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub>
</td>
<td align="left">
<italic>Vs30</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>IRmax</italic>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="right">power</td>
<td align="right">0.6</td>
<td align="right">1.51</td>
<td align="right">40</td>
<td align="right">power</td>
<td align="right" style="background-color:#CCFFCC">0.79</td>
<td align="right" style="background-color:#CCFFCC">0.92</td>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left">linear</td>
<td align="right">0.53</td>
<td align="right">0.77</td>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>
</td>
<td align="left">
<italic>72</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">34</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">26</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">10</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>
</td>
<td align="left">
<italic>14</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">8</td>
<td align="right">linear</td>
<td align="right" style="background-color:#CCFFCC">0.79</td>
<td align="right" style="background-color:#CCFFCC">1.04</td>
<td align="right">6</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">17</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>
</td>
<td align="left">
<italic>89</italic>
</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">40</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="right">29</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left">-</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>N&#x2013;number of stations; Type&#x2013;<italic>Vs</italic>-profile type; R<sup>2</sup>&#x2014;coefficient of determination; RMSE, root-mean-square error.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>In <xref ref-type="fig" rid="F11">Figure 11</xref>, we show ordered pair subsets by <italic>Vs</italic>-type and corresponding best fit relationships for the <italic>IRmax</italic>-based proxies and each site response parameter. The trends of the fits are consistent regardless of <italic>Vs</italic>-type, but the ordered pairs are more scattered for multilayer and gradient sites than for single-layer sites. This figure also illustrates that the largest amplifications predicted for this dataset are produced at sites underlain by multiple strong impedance contrasts and that the longest-period resonances occur at single-layer sites.</p>
<fig id="F11" position="float">
<label>FIGURE 11</label>
<caption>
<p>Relationships between site-response parameters and <italic>IRmax</italic>-based proxies for all ordered pairs and for subsets based on <italic>Vs</italic>-types 1L, ML, and G. Only those relationships with R<sup>2</sup> &#x2265; 0.5 are shown. The colors of the best-fitting models match the colors of the corresponding ordered pairs.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g011.tif"/>
</fig>
</sec>
<sec id="s5-4">
<title>5.4 Utility of S-wave HVSR</title>
<p>Because many of the regressions improved when calculated on data subsets based on <italic>Vs</italic>-type, we reevaluated the parameters picked on the S-wave HVSR curves for the various types. Because some site characterization surveys were conducted at large distances from the seismic stations, and because <italic>Vs</italic>-structure can vary rapidly over short distances (e.g., <xref ref-type="bibr" rid="B60">Thompson et al., 2009</xref>; <xref ref-type="bibr" rid="B19">Hallal and Cox, 2021</xref>), we first attempted to identify sites with accurate average <italic>Vs</italic> profiles. We applied a strategy similar to that used by <xref ref-type="bibr" rid="B43">Pilz and Cotton (2019)</xref>, who identified KiK-Net sites with reasonable <italic>Vs</italic> profiles as those with correlation coefficients between empirical and theoretical borehole transfer functions at the fundamental mode of 0.5 and greater. <xref ref-type="bibr" rid="B13">Carpenter et al. (2018)</xref> observed in our study area that S-wave HVSR curves are similar to empirical and theoretical site response functions at the fundamental frequencies at sites with accurate <italic>Vs</italic> profiles. Under the assumption that this observation from <xref ref-type="bibr" rid="B13">Carpenter et al. (2018)</xref> is applicable to each of the 36 sites for which we developed S-wave HVSR curves, we calculated Pearson (r) and Spearman (&#x3c1;) correlation coefficients for the HVSR curves against the corresponding 1D responses in site-specific frequency bands from 0.5&#x2a;<italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> to 3&#x2a;<italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub>. By rejecting sites where either r &#x3c; 0.5 or &#x3c1; &#x3c; 0.5, we gained confidence that the sites we analyzed have reasonable <italic>Vs</italic> profiles on average and thus the extracted frequencies and spectral ratios are suitable for comparison against the proxies at these sites. We found only 19 sites that were suitable for such analyses: 15 single-layer, 2 multilayer, 1 upper-layer, and 1 gradient.</p>
<p>
<xref ref-type="fig" rid="F12">Figure 12</xref> compares the fundamental-mode site-response parameters from HVSR and 1D. It is no surprise that the <italic>f</italic>
<sub>
<italic>0</italic>
</sub> parameters are consistent since we required that the theoretical and empirical spectral ratios correlate well around <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub>. Therefore, drawing frequency-based conclusions requires additional, independent analyses to confirm the reliability of the site <italic>Vs</italic> profiles. For this reason, and because <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> has been shown to reliably estimate <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> in numerous studies, as discussed in the Introduction, our HVSR discussion focuses on <italic>A</italic>
<sub>
<italic>0</italic>
</sub>. The scatter in the <italic>A</italic>
<sub>
<italic>0</italic>
</sub> ordered pairs is reduced compared to all the pairs (<xref ref-type="fig" rid="F8">Figure 8</xref>) and there is an improvement in the correlation (r&#x3d;0.52; <italic>p</italic>&#x3d;0.02). These results suggest that S-wave HVSR curves can provide a first-order estimation of <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> and the best-fitting linear relationship is<disp-formula id="e5">
<mml:math id="m22">
<mml:mrow>
<mml:msub>
<mml:mi>A</mml:mi>
<mml:mrow>
<mml:mn>0,1</mml:mn>
<mml:mi>D</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x3d;</mml:mo>
<mml:mn>0.4</mml:mn>
<mml:mo>&#x2219;</mml:mo>
<mml:msub>
<mml:mi>A</mml:mi>
<mml:mrow>
<mml:mn>0</mml:mn>
<mml:mo>,</mml:mo>
<mml:mi>H</mml:mi>
<mml:mi>V</mml:mi>
</mml:mrow>
</mml:msub>
<mml:mo>&#x2b;</mml:mo>
<mml:mn>3.1</mml:mn>
<mml:mo>.</mml:mo>
</mml:mrow>
</mml:math>
<label>(5)</label>
</disp-formula>
</p>
<fig id="F12" position="float">
<label>FIGURE 12</label>
<caption>
<p>Comparisons of <italic>f</italic>
<sub>
<italic>0</italic>
</sub> and <italic>A</italic>
<sub>
<italic>0</italic>
</sub> from 1D calculations and measurements from S-wave HVSR for the sites with HVSR curves that correlate well (r&#x2265;0.5 and &#x3c1;&#x2265;0.5) with the 1D responses.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g012.tif"/>
</fig>
<p>
<xref ref-type="fig" rid="F13">Figure 13</xref> presents example S-wave HVSR curves for each <italic>Vs</italic> type at sites where <italic>Vs</italic> is well characterized. The close match between the empirical and theoretical curves suggests that S-wave HVSR reflects characteristics of the 1D site response functions. The only example of a bedrock site (station WMOK) was included even though it was not compared in <xref ref-type="fig" rid="F13">Figure 13</xref> (since <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> could not be determined for this station).</p>
<fig id="F13" position="float">
<label>FIGURE 13</label>
<caption>
<p>Example S-wave HVSR curves (blue) and 1D site-responses for each of the <italic>Vs</italic>-types characterized in this study.</p>
</caption>
<graphic xlink:href="feart-11-1216467-g013.tif"/>
</fig>
<p>The examples shown in <xref ref-type="fig" rid="F13">Figure 13</xref> also suggest that S-wave HVSR curves differ by site type. The HVSR curve at SIUC (1L site) has regularly spaced peaks&#x2014;i.e., the peaks occur at approximately odd multiples of the fundamental frequency, as predicted by Equation <xref ref-type="disp-formula" rid="e1">1</xref>&#x2014;that diminish with increasing frequency, as predicted for a single layer over a half-space. The HVSR curve at U43A (ML site) is more complex, with irregularly spaced peaks&#x2014;i.e., the HVSR peaks are not separated by an approximately constant frequency interval&#x2014;and with a relatively high peak (&#x2265;5) indicating the presence of at least one larger impedance ratio beneath the station. For OK033, the UL example, only a single clear HVSR peak of value 4.0 is apparent, which occurs at a relatively high frequency of 11&#xa0;Hz. Peaks at higher frequencies are expected at OK033 but may not have been observed due to data sampling limitations. The HVSR curves, as well as the site transfer functions, at UL sites may resemble those at 1L or ML sites. The largest peak at the G site V35A is much less than the peaks observed at the sites underlain by at least one strong impedance ratio, corroborating that the site lacks a strong underlying impedance contrast. Unfortunately, the Nyquist frequency limits evaluation of the HVSR at frequencies greater than 20&#xa0;Hz at V35A, but comparing curves at another G site at f &#x3e;&#x3e; <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> and with a higher Nyquist frequency, OK009 (<xref ref-type="sec" rid="s11">Supplementary Figure S4</xref>; OK009 was categorized as a basin site and the <italic>f</italic>
<sub>
<italic>0,HV</italic>
</sub> had to be excluded from the discussed analyses), indicates that the empirical-theoretical spectral-ratio curves are indeed comparable for this site type. For the B site, WMOK, the HVSR curve is flat, as expected for a site at which little-to-no site response is predicted.</p>
</sec>
<sec id="s5-5">
<title>5.5 Study limitations and recommendations</title>
<p>
<xref ref-type="bibr" rid="B23">Hashash et al. (2014)</xref> recommend a relatively fast velocity as reference site conditions for ground motion models and for predicting site amplifications for the CEUS, in the range 2,700 to 3,300&#xa0;m/s. However, only nine of the <italic>Vs</italic> profiles we collected include velocities in this range or faster (the median of the sites&#x2019; maximum <italic>Vs</italic> is 1,524&#xa0;m/s and 1,134&#xa0;m/s and 2,129&#xa0;m/s bound the second and third quartiles of the maximum <italic>Vs</italic>). <xref ref-type="sec" rid="s11">Supplementary Figure S3</xref> demonstrates that the amplifications at these nine sites lie in the upper ranges of those determined for all sites. Thus, the distribution of amplifications we determined may not be representative of CEUS amplifications that are referenced to the 2,700 to 3,300&#xa0;m/s range. Nevertheless, we emphasize that site resonances do not depend on absolute <italic>Vs</italic> maxima, but rather on impedance ratios as indicated by Eq. <xref ref-type="disp-formula" rid="e2">2</xref> and suggested by the amplification <italic>versus IRmax</italic> relationships, and thus note that even the recommendations from <xref ref-type="bibr" rid="B23">Hashash et al. (2014)</xref> may be insufficient to account for site resonance in the CEUS.</p>
<p>Another potential limitation of our study results is related to the <italic>IRmax</italic>-based relationships we developed. The related concern is that the <italic>Vs</italic> profiles used in this study may not have reached the depths to all impedance contrasts that contribute to site resonance in the frequency range of engineering interest. Thus, it is possible that either or both <italic>IRmax</italic> and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> are too small at some sites, in which case <italic>Vs</italic>
<sub>
<italic>IRmax</italic>
</sub> may need to be recalculated. As observed in this study, S-wave HVSR can assist with identifying sites that have deeper unmodeled impedance contrasts of relevance (<xref ref-type="fig" rid="F13">Figure 13</xref>, <xref ref-type="sec" rid="s11">Supplementary Figure S4</xref>). And based on the consistencies between the empirical and theoretical spectral ratios in <xref ref-type="sec" rid="s11">Supplementary Figure S2</xref>, it appears that the <italic>Vs</italic> profiles at sites with underlying thick sediment deposits in the upper Mississippi Embayment and Atlantic Coastal Plain extend to adequate depths to account for all relevant impedance contrasts. Outside of these domains and as discussed in <xref ref-type="sec" rid="s4-2">Sections 4.2</xref> and <xref ref-type="sec" rid="s5-4">5.4</xref>, the spectral ratio comparisons (<xref ref-type="sec" rid="s11">Supplementary Figures S2, S4</xref>) suggest that some sites lack the detailed structural models needed to assess important resonances from deeper layers.</p>
<p>Because some sites appear to be subject to lower-frequency, unmodeled resonances, our results will be corroborated or strengthened once additional <italic>Vs</italic> profiles that account for all relevant impedance ratios become available. Nevertheless, we anticipate that the relationships developed using <italic>IRmax</italic>-based proxies in our dataset will be useful in the CEUS and perhaps elsewhere, as discussed in what follows.</p>
<p>Relevant to the <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> <italic>versus IRmax</italic> relationships, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> and <italic>IRmax</italic> are uncorrelated. Also, the distribution of <italic>IRmax</italic> used in the regressions is similar to the distribution for high-<italic>Vs</italic>-max subsets of the dataset (<xref ref-type="sec" rid="s11">Supplementary Figure S6</xref>). Thus, we do not expect that very different relationships for <italic>A</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>A</italic>
<sub>
<italic>p,1D</italic>
</sub> <italic>versus IRmax</italic> would be developed if deeper depths and higher <italic>Vs</italic> (e.g., in the range of the <xref ref-type="bibr" rid="B23">Hashash et al. (2014)</xref> recommendation) were reported for all sites.</p>
<p>Related to <italic>f</italic>
<sub>
<italic>0,1D</italic>
</sub> and <italic>f</italic>
<sub>
<italic>p,1D</italic>
</sub> <italic>versus Z</italic>
<sub>
<italic>IRmax</italic>
</sub>, at the 73 sites where <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> was determined, the maximum impedance contrast occurred at that depth at most sites (53 sites; <xref ref-type="sec" rid="s11">Supplementary Figure S7</xref>) or at shallower depths (14 sites). At just six sites, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> was found to be deeper than <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>. Also, at the 14 sites where <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> was measured, <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> corresponds with <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> at all but three sites. Therefore, it is possible that stronger impedance contrasts exist at depths corresponding to <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub>, <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub>, or deeper, at sites where these depths were not determined.</p>
<p>To assess the extent to which our results involving <italic>IRmax</italic> and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> may differ from those developed at adequately characterized sites, we recomputed the regressions using the best-fitting model types listed in <xref ref-type="table" rid="T2">Table 2</xref> for &#x201c;All&#x201d; <italic>Vs</italic> profiles (linear <italic>versus</italic> power-law) on a subset of 39 sites where S-wave HVSRs were determined at frequencies down to 0.1&#xa0;Hz (<xref ref-type="sec" rid="s11">Supplementary Figure S2</xref>) and which lacked ambiguous low-frequency peaks. The resultant regressions for this subset (<xref ref-type="sec" rid="s11">Supplementary Figure S8</xref>)&#x2014;all of which have R<sup>2</sup> &#x2265; 0.5&#x2014;nearly coincide with the relationships derived from the entire dataset. The consistencies of these relationships suggest that the results involving the <italic>IRmax</italic> and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> proxies at all sites are reliable. Nevertheless, it would be beneficial to reassess the strengths of these <italic>IRmax</italic>-based relationships as additional <italic>Vs</italic> profiles that account for all relevant impedance ratios become available.</p>
<p>Another potential limitation of our study is that we only considered single proxies to predict single site-resonance parameters. It is possible that multiple regression analyses involving two or more of the proxies we evaluated, and perhaps others we did not consider, would yield improved relationships with the primary site response parameters.</p>
</sec>
<sec id="s5-6">
<title>5.6 Summary</title>
<p>The strong correlations revealed in this study support the findings of previous studies that the Z&#x2010;based proxies can predict resonance frequencies and thus also support the use of <italic>Z<sub>1.0</sub>
</italic> and <italic>Z<sub>2.5</sub>
</italic> as site terms (e.g., <xref ref-type="bibr" rid="B17">Day et al., 2008</xref>) in CEUS ground-motion models. The results also demonstrate that ZIRmax may serve the same purpose for locations where <italic>Z<sub>1.0</sub>
</italic> and <italic>Z<sub>2.5</sub>
</italic> are unavailable, although S&#x2010;wave HVSR observations should be used to identify unknown impedance contrasts that produce unmodeled low&#x2010;frequency resonances of engineering concern. <italic>IRmax</italic> correlates strongly with fundamental&#x2010;mode and peak amplifications, and thus serves as another site term for CEUS ground&#x2010;motion models. As with <italic>Z<sub>IRmax</sub>
</italic>, S&#x2010;wave HVSRs can be used to ensure that additional large impedance ratios are not present beneath the base of site <italic>Vs</italic> profiles. The Z&#x2010;based proxies may be useful in developing design spectra for linear ground motions across appropriate site-specific periods (i.e., the inverse of frequency) since fundamental frequencies determined from weak-motion response spectral ratios and those determined from 1D linear response analyses have been shown to be consistent (<xref ref-type="bibr" rid="B63">Wang and Carpenter, 2023</xref>). Also, because the Z&#x2010;based proxies correlate strongly with resonance frequencies and IRmax correlates strongly with amplification, pairs of Z&#x2010;based proxies and <italic>IRmax</italic> can be used to modify predicted bedrock spectral amplitudes at a given site, using the relationships we developed, to include linear site effects. <xref ref-type="table" rid="T2">Table 2</xref> indicates that, when possible, relationships developed for &#x201c;1L&#x201d; sites should be used for these purposes at sites with simple <italic>Vs</italic> structures and &#x201c;ML&#x201d; should be used at sites with multiple underlying strong impedance ratios to predict <italic>f<sub>0,1D</sub>
</italic> using <italic>Z<sub>1.0</sub>
</italic> or <italic>Z<sub>2.5</sub>
</italic>, and for <italic>f<sub>p,1D</sub>
</italic> using <italic>Vs30</italic>, but only at higher <italic>Vs</italic> sites.</p>
</sec>
</sec>
<sec sec-type="conclusion" id="s6">
<title>6 Conclusion</title>
<p>In this study, we determined theoretical 1D linear site-responses at 89 seismic stations in the central and eastern U.S., where determining the most appropriate methodology to characterize site response is an ongoing work. The stations selected had near-surface S-wave velocity structures into seismological bedrock available, where we define bedrock as <italic>Vs</italic> &#x3d; 760&#xa0;m/s. We found that CEUS S-wave resonances at the fundamental (first)- and peak-modes occur across large ranges of frequencies, each spanning more than two orders of magnitude &#x2014; 0.21&#x2013;54.0&#xa0;Hz and 0.29&#x2013;71.5&#xa0;Hz, respectively. Amplifications of &#x223c;5 and &#x223c;6 (median values across the 89 sites) are common at the fundamental frequency and peak modes, respectively; the largest amplification calculated was 13.2.</p>
<p>Using simple regression analyses, we investigated six attributes to predict primary site-response characteristics consisting of the fundamental- and peak-resonance-mode frequencies and the corresponding amplifications. The site-specific attributes were derived from the <italic>Vs</italic> profiles developed at each station and the primary site response parameters were calculated from 1D linear site-responses analyses using the same <italic>Vs</italic> profiles and the matrix propagation method. All the depth-based attributes we evaluated, <italic>Z<sub>1.0</sub>
</italic>, <italic>Z<sub>2.5</sub>
</italic>, and <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub>&#x2014;respectively the depths to the 1.0&#xa0;km/s and 2.5&#xa0;km/s <italic>Vs</italic> horizons and to the maximum impedance ratios&#x2014;have strong (R<sup>2</sup> &#x2265; 0.5) relationships with fundamental and peak resonance frequencies. We note, however, that <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> has an important advantage over the other two in that it can be determined at any site with a measured <italic>Vs</italic>-profile. In contrast, <italic>Z</italic>
<sub>
<italic>1.0</italic>
</sub> and <italic>Z</italic>
<sub>
<italic>2.5</italic>
</sub> require site characterizations that attained those respective velocities, which are not always feasible with standard characterization techniques, particularly for deep-soil sites. Although the average <italic>Vs</italic> to the <italic>Z</italic>
<sub>
<italic>IRmax</italic>
</sub> depth does not correlate with the frequency and amplification parameters, the average <italic>Vs</italic> in the top 30&#xa0;m, <italic>Vs30</italic>, does. However, we determined that the <italic>Vs30</italic> parameter may not be appropriate at sites with slow near-surface velocities (<italic>Vs30</italic> &#x3c; 400&#xa0;m/s), where fundamental-mode resonance frequencies are low (&#x3c;1&#xa0;Hz) because the predicted-observed frequency residuals can be very large relative to the magnitude of the frequencies (up to 1,100%). We also found that the largest impedance ratios in the <italic>Vs</italic> profiles have the strongest correlation with the fundamental and peak amplifications.</p>
<p>The characteristics of the calculated site-response functions vary from simple to complex depending on the distribution of strong impedance contrasts (impedance ratios of 3.0 or greater) beneath a site. Site responses at sites with only one strong impedance contrast are relatively simple functions with regularly spaced peaks compared to the functions calculated for sites with multiple strong contrasts and those that lack any such contrasts. We found that the proxy-parameter regressions can be improved when calculated on subsets of the sites based on simple categories of impedance ratio distributions: single-layer, multilayer, and gradient. Our dataset was especially rich with single-layer sites, i.e., those underlain by a single strong impedance ratio, and the regressions are especially strong for these sites; the regression results for other site types will be strengthened by incorporating additional <italic>Vs</italic> profiles as they become available.</p>
<p>To estimate the site response parameters at these seismic stations empirically, we measured the frequencies and spectral ratios of the first and largest peaks on S-wave HVSR curves for all sites with sufficient earthquake recordings (n &#x3d; 72). Site responses due to impedance contrasts below the bases of the <italic>Vs</italic> profiles were observed at many of the sites, particularly those in or nearby sedimentary basins. These effects rendered determining the first peaks due to the near surface, characterized <italic>Vs</italic> profiles challenging and even ambiguous at many sites. We found that the resonance peaks associated with characterized layers could be picked unambiguously at 36 sites and that the fundamental frequencies at these sites were largely consistent with those calculated by the 1D analyses. We also found that the S-wave HVSR ordinates at the fundamental frequencies, <italic>A</italic>
<sub>
<italic>0,HV</italic>
</sub>, correlated, albeit weakly (r &#x3d; 0.35), with those determined through the 1D analyses. The correlation strengthened when only considering sites with accurate <italic>Vs</italic> profiles (r &#x3d; 0.52), suggesting the S-wave HVSR is useful to provide first-order approximations of fundamental-mode site response parameters. The correlation between empirically derived and theoretical peak-mode frequencies were inconsistent and thus, S-wave HVSR may not reliably reveal peak site-response parameters. Finally, we found that S-wave HVSRs: 1. reflect characteristics of the site response functions, 2. identify the categories of underlying impedance-ratio distributions, and 3. can be used to identify any important resonances from unmodeled strong impedance contrasts beneath site <italic>Vs</italic> profiles.</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="s7">
<title>Data availability statement</title>
<p>Publicly available datasets were analyzed in this study. This data can be found here: the IRIS Data Management Center: ds. iris.edu/ds/nodes/dmc and from the Kentucky Geological Survey: doi: 10.7914/SN/KY.</p>
</sec>
<sec id="s8">
<title>Author contributions</title>
<p>NC and ZW contributed to the conception and design of the study. NC organized the database, performed the statistical analyses, and calculated the empirical S-wave HVSRs. EW, ZW, and NC assembled field data and determined <italic>Vs</italic> profiles at several of the seismic stations used in this study. NC wrote the manuscript. All authors contributed to manuscript revision, read, and approved the submitted version.</p>
</sec>
<ack>
<p>The authors wish to acknowledge support for this research received from the Kentucky Geological Survey (KGS) and from the U.S. Geological Survey through award no. G20AP00018. The authors are grateful to Carlos Mendoza for sharing <italic>Vs</italic> profiles developed at several Oklahoma seismic stations. We wish to acknowledge Jonathan Schmidt at the Kentucky Geological Survey (KGS) who helped make the map. We are also grateful for the detailed and constructive reviews we received from Yudi Rosandi, Francesco Panzera, and Pengfei Wang that helped to greatly improve this manuscript. And we appreciate the editorial assistance of Rachel Noble-Varney at KGS.</p>
</ack>
<sec sec-type="COI-statement" id="s9">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s10">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s11">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/feart.2023.1216467/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/feart.2023.1216467/full&#x23;supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="Table1.csv" id="SM1" mimetype="application/csv" xmlns:xlink="http://www.w3.org/1999/xlink"/>
<supplementary-material xlink:href="DataSheet1.docx" id="SM2" mimetype="application/docx" xmlns:xlink="http://www.w3.org/1999/xlink"/>
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