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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Earth Sci.</journal-id>
<journal-title>Frontiers in Earth Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Earth Sci.</abbrev-journal-title>
<issn pub-type="epub">2296-6463</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1112568</article-id>
<article-id pub-id-type="doi">10.3389/feart.2023.1112568</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Earth Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Mechanical test and action mechanism of interface between gravel soil and concrete</article-title>
<alt-title alt-title-type="left-running-head">Du et al.</alt-title>
<alt-title alt-title-type="right-running-head">
<ext-link ext-link-type="uri" xlink:href="https://doi.org/10.3389/feart.2023.1112568">10.3389/feart.2023.1112568</ext-link>
</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Du</surname>
<given-names>Peng</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Zhou</surname>
<given-names>Dequan</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2102497/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Liu</surname>
<given-names>Xiaoling</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Chen</surname>
<given-names>Xin</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>School of Civil Engineering</institution>, <institution>Changsha University of Science and Technology</institution>, <addr-line>Changsha</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Yaha School of Built Environment</institution>, <institution>Haikou University of Economics</institution>, <addr-line>Haikou</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Geotechnical and Structural Engineering Research Center</institution>, <institution>Shandong University</institution>, <addr-line>Ji&#x2019;nan</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1366580/overview">Zizheng Guo</ext-link>, Hebei University of Technology, China</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1796306/overview">Jianyong Han</ext-link>, Shandong Jianzhu University, China</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2139492/overview">Zhuang Cheng</ext-link>, Wuhan Institute of Technology, China</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Dequan Zhou, <email>zdq133574632@163.com</email>
</corresp>
<fn fn-type="other">
<p>This article was submitted to Environmental Informatics and Remote Sensing, a section of the journal Frontiers in Earth Science</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>06</day>
<month>02</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>11</volume>
<elocation-id>1112568</elocation-id>
<history>
<date date-type="received">
<day>30</day>
<month>11</month>
<year>2022</year>
</date>
<date date-type="accepted">
<day>20</day>
<month>01</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Du, Zhou, Liu and Chen.</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Du, Zhou, Liu and Chen</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>The mechanical properties of the gravel soil-concrete structure interface are one of the important issues in academia and engineering. In this research, gravel soil samples were collected from the Three Gorges Reservoir region to carry out simple shear and direct shear tests of the gravel soil-structure interface. The shearing process was simulated with the numerical method. The strength and deformation characteristics of the interface, the applicability of the interface constitutive model, and the failure mechanism of the interface were analyzed. The results show that: 1) The direct shear test curve of the gravel soil-concrete interface shows strain softening with obvious stress peak, while the simple shear test curve shows strain hardening. The stress peak of the direct shear test is about 30% higher than that of the simple shear test. The shear contraction effect of the simple shear test is about 31% larger than that of the direct shear test. 2) The non-linear relationship of the gravel soil-concrete interface can be described by a hyperbola model, which has a good adaptability to the constitutive relationship of the interface in numerical analysis software. 3) The gravel soil-concrete interface gradually develops shear failure from the edge to the inside. The essence of soil-structure interaction is the movement of soil grains. The research results can provide a reference for the analysis of gravel soil-concrete interaction.</p>
</abstract>
<kwd-group>
<kwd>gravel soil</kwd>
<kwd>interface</kwd>
<kwd>shear test</kwd>
<kwd>numerical calculation</kwd>
<kwd>evolution process</kwd>
</kwd-group>
<contract-sponsor id="cn001">Natural Science Foundation of Hainan Province<named-content content-type="fundref-id">10.13039/501100004761</named-content>
</contract-sponsor>
</article-meta>
</front>
<body>
<sec id="s1">
<title>1 Introduction</title>
<p>During cooperative bearing and deformation of soil and structure, the interaction between them is complicated, which makes the mechanical properties of the soil near the interface significantly different from those of the soil in other regions. The mechanical response of the interface, in turn, significantly impacts the force, and deformation of the structure. Therefore, a comprehensive understanding of the mechanical behavior of the interface is very important for the analysis of the soil-structure interaction.</p>
<p>The interface test is an important method to reproduce the shear behavior and explore the interface mechanism. This test can be used to establish interface constitutive model and carry out numerical analysis for practical engineering. Since <xref ref-type="bibr" rid="B20">Potyondy (1961)</xref> introduced the interface behaviors of various soil mass and building materials, a series of sand-steel interface tests have been carried out (for example, <xref ref-type="bibr" rid="B34">Yoshimi and Kishida 1981</xref>; <xref ref-type="bibr" rid="B27">Uesugi and Kishida 1986</xref>; <xref ref-type="bibr" rid="B29">Uesugi et al., 1989</xref>; <xref ref-type="bibr" rid="B6">Fakharian and Evgin 1997</xref>; <xref ref-type="bibr" rid="B5">Evgin and Fakharian 1998</xref>; <xref ref-type="bibr" rid="B15">Li 2001</xref>; <xref ref-type="bibr" rid="B13">Hu and Pu 2004</xref>; <xref ref-type="bibr" rid="B19">Oumarou and Evgin 2005</xref>), and clay-concrete interface tests have also been conducted (for example, <xref ref-type="bibr" rid="B14">Kishida and Uesugi 1987</xref>; <xref ref-type="bibr" rid="B25">Taha and Fall 2013</xref>; <xref ref-type="bibr" rid="B1">Chen et al., 2015</xref>; <xref ref-type="bibr" rid="B3">Di Donna et al., 2016</xref>; <xref ref-type="bibr" rid="B32">Yavari et al., 2016</xref>; <xref ref-type="bibr" rid="B31">Xiao et al., 2019</xref>; <xref ref-type="bibr" rid="B30">Wang et al., 2020</xref>). Additionally, the effects of soil properties, the roughness of the structural surface, shear path, and test type on the mechanical properties of the interface have been analyzed. In order to explore the mechanical properties of the interface between special soil (such as unsaturated soil and frozen soil) and structure, some scholars have improved the conventional shear device and carried out a series of direct shear tests (for example, <xref ref-type="bibr" rid="B18">Miller and Hamid 2007</xref>; <xref ref-type="bibr" rid="B16">Liu et al., 2014</xref>; <xref ref-type="bibr" rid="B11">He et al., 2020</xref>; <xref ref-type="bibr" rid="B21">Shi et al., 2020</xref>). Previous studies mainly focus on the monotonic and cyclic behaviors of the interface between fine-grained soil (clay, sand) and structure (concrete, steel). Gravel soil is widely used in engineering due to its high strength, high permeability and low compressibility. However, studies on the mechanical properties of the gravel soil-concrete interface have rarely been conducted. <xref ref-type="bibr" rid="B35">Zhang and Zhang (2006)</xref> investigated the monotonic and cyclic behaviors of gravel soil-steel plate interface and found that the mechanical properties of the interface were significantly different from the gravel itself. <xref ref-type="bibr" rid="B8">Feng et al. (2018)</xref> developed a large-scale simple shear apparatus to study the three-dimensional monotonic and cyclic shear behaviors of the gravel-steel interface in two-way, cross and circular shear paths, and the results show that normal stress and shear path had significant effects on the three-dimensional interface behavior.</p>
<p>The interaction mechanism and failure mode of the soil-structure interface have also been investigated. <xref ref-type="bibr" rid="B28">Uesugi et al. (1988)</xref> introduced a method of observing the behavior of sand grains at the sand-steel interface. It was found that sand grains slid and rolled along the interface, and a shear band was formed inside the sand body during the sliding. <xref ref-type="bibr" rid="B26">Tsubakihara and Kishida, 1993</xref> conducted a direct shear test on clay and steel plate and found three failure modes, namely, slip failure, shear band failure, and simultaneous slip failure and shear band failure. <xref ref-type="bibr" rid="B12">Hu et al. (2008)</xref> performed numerical simulations on the direct shear test of the interface and found that the stress and strain distribution on the interface was uneven, and the interface element gradually failed. <xref ref-type="bibr" rid="B22">Shi et al. (2015)</xref> and <xref ref-type="bibr" rid="B24">Sun et al. (2020)</xref> found two interface failure modes, namely, slip failure and elasto-plastic damage, by direct shear test and numerical analysis. Besides, it was found that the failure mode was related to the magnitude of the normal stress. Previous studies have extensively investigated the force mechanism of the interface, and the influencing factors and the shear failure modes. However, research on the soi-structure synergistic mechanism is still rare and needs further study.</p>
<p>In this research, the typical gravel soil in the Three Gorges Reservoir region was collected. The mechanical behaviors of the gravel soil-concrete interface under different normal stresses were investigated using large-scale direct shear and simple shear apparatuses. The mechanical properties obtained by the two tests were compared. The results obtained with different interface constitutive models were also compared to explore the rationality and applicability of these models. With numerical calculation and theoretical analysis, the failure mechanism and evolution process of the gravel soil-concrete interface were deeply investigated.</p>
</sec>
<sec id="s2">
<title>2 Test scheme</title>
<sec id="s2-1">
<title>2.1 Basic physical property test of gravel soil</title>
<p>Landslides are serious geohazards that occur under a variety of climatic conditions (<xref ref-type="bibr" rid="B17">Medina et al., 2021</xref>; <xref ref-type="bibr" rid="B7">Fang et al., 2023</xref>), especially in the Three Gorges reservoir area of China (<xref ref-type="bibr" rid="B10">Guo et al., 2020</xref>). The tested soil mass was taken from Xietan, Zigui County, Hubei Province. It is composed of small soil grains and gravel. The soil mass is purple-red and has a high content of gravel grains. The soil sample is shown in <xref ref-type="fig" rid="F1">Figure 1</xref>.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Gravel soil sample.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g001.tif"/>
</fig>
<p>Particles with a maximum diameter of 60&#xa0;mm are suitable for the shear apparatus used in the tests. The mass of particles with a diameter greater than 60&#xa0;mm in the undisturbed sample accounts for only 0.71% of the total. Therefore, particles with a diameter larger than 60&#xa0;mm were excluded by the exclusion method to obtain the grading curve, as shown in <xref ref-type="fig" rid="F2">Figure 2</xref>. According to the standard for engineering classification of soil (<xref ref-type="bibr" rid="B9">GB/T 50145-2007, 2007</xref>), the particle with a diameter larger than 2&#xa0;mm was defined as stone, and the particle smaller than 2&#xa0;mm was defined as soil. The test soil sample had a stone content of 65.88% and a soil content of 34.12%, belonging to coarse-grained soil consisting of silty clay and gravel.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Particle gradation curve.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g002.tif"/>
</fig>
<p>In order to qualitatively analyze the possible engineering properties of the gravel soil, a systematic test of its basic physical and mechanical properties was carried out. The basic physical and mechanical indexes of the test soil sample are shown in <xref ref-type="table" rid="T1">Table 1</xref>.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Basic physical and mechanical properties of the gravel soil.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th rowspan="2" align="center">Unevenness coefficient Cu</th>
<th rowspan="2" align="center">Curvature coefficient Cc</th>
<th colspan="2" align="center">Dry density (g/cm<sup>3</sup>)</th>
<th colspan="3" align="center">Consolidation compression test</th>
</tr>
<tr>
<th align="center">
<inline-formula id="inf1">
<mml:math id="m1">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c1;</mml:mi>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>min</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</th>
<th align="center">
<inline-formula id="inf2">
<mml:math id="m2">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c1;</mml:mi>
<mml:mrow>
<mml:mi>d</mml:mi>
<mml:mi>max</mml:mi>
</mml:mrow>
</mml:msub>
</mml:mrow>
</mml:math>
</inline-formula>
</th>
<th align="center">Compression factor a (MPa<sup>-1</sup>)</th>
<th align="center">Compression index Cc</th>
<th align="center">Compression modulus Es (MPa)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="center">13.33</td>
<td align="center">1.875</td>
<td align="center">1.18</td>
<td align="center">1.72</td>
<td align="center">0.626</td>
<td align="center">0.208</td>
<td align="center">2.67</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2-2">
<title>2.2 Interface test</title>
<p>Direct shear and simple shear tests are two important methods to study the mechanical properties of the interface. Simple shear apparatus has a ten-layer stacked ring, which corresponds to the upper shear box of direct shear apparatus, and to some extent, it overcomes the shortcoming caused by the restriction on shear failure surface in direct shear apparatus. In this research, the large-scale DHJ50 type shear apparatus developed by Sichuan Huaxi Geotechnical Research Institute was applied. It has a diameter of 504.6&#xa0;mm and a height of 400&#xa0;mm. The reconstituted gravel soil sample was used. Its dry density was 1.6&#xa0;g/cm<sup>3</sup>, and the moisture content was 7.41%. Normal stresses were set to be 100&#xa0;kPa, 200&#xa0;kPa and 400&#xa0;kPa. The horizontal shear force was applied at a constant shear rate of 0.88&#xa0;mm/min. The horizontal shear displacement and normal deformation were measured by displacement transducers arranged horizontally and vertically, respectively. The test was performed according to the Specification of Soil Test (<xref ref-type="bibr" rid="B23">SL237-1999, 1999</xref>). The working principle of the apparatus is shown in <xref ref-type="fig" rid="F3">Figure 3</xref>. The bottom concrete cushion block and the surface concrete block are shown in <xref ref-type="fig" rid="F4">Figures 4</xref>, <xref ref-type="fig" rid="F5">5</xref> separately.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Working principle of direct shear apparatus.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g003.tif"/>
</fig>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Hoisting of the concrete cushion block.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g004.tif"/>
</fig>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Placement of the concrete surface block.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g005.tif"/>
</fig>
<p>The roughness of the structural surface has a significant impact on the mechanical properties of the interface. In order to better simulate the contact between soil and concrete, in this research, a new method for making lower box concrete test block was proposed on the basis of the conventional direct shear apparatus (<xref ref-type="bibr" rid="B4">Du et al., 2016</xref>). Specifically, two steel molds were prepared for pouring concrete cushion block and surface block; hoisting steel bars were pre-embedded into the concrete. In this way, the problems in concrete preparation, loading, and unloading, and replacement could be solved.</p>
</sec>
</sec>
<sec id="s3">
<title>3 Test results and analysis</title>
<sec id="s3-1">
<title>3.1 Shear strength analysis</title>
<p>The test results show that the two test methods will affect the shear stress-shear displacement relationship curve. Since the direct shear test limits the location of the interface, with the increase in shear displacement, the shear failure surface grows, and then coalescence occurs. The shear stress decreases, and the curve shows strain softening. During the simple shear test, the upper shear box does not produce rigid constraints on the soil sample. The upper box soil deformation increases with the increase of the shear displacement, which is a gradual failure process. Since the shear strength of the soil-concrete interface is greater than that of the soil sample, shear failure often occurs in a certain range of the soil mass. As the shear displacement increases, the shear stress increases, and the curve shows strain hardening.</p>
<p>Under different normal stresses, the initial shear modulus, and peak shear stress of the direct shear test are significantly larger than those of the simple shear test. The peak shear stresses of the direct shear test and simple shear in <xref ref-type="fig" rid="F6">Figure 6</xref> were extracted, and the chart column of them is shown in <xref ref-type="fig" rid="F7">Figure 7</xref>. It can be seen that the peak shear stress of the direct shear test is about 30% larger than that of the simple shear test.</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>The shear stress-shear displacement relationship curve. <bold>(A)</bold> &#x3c3;<sub>n</sub> &#x3d; 100&#xa0;kPa, <bold>(B)</bold> &#x3c3;<sub>n</sub> &#x3d; 200&#xa0;kPa, and <bold>(C)</bold> &#x3c3;<sub>n</sub> &#x3d; 400&#xa0;kPa.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g006.tif"/>
</fig>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Comparison of peak stress of direct shear test and simple shear test.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g007.tif"/>
</fig>
</sec>
<sec id="s3-2">
<title>3.2 The law of normal deformation</title>
<p>
<xref ref-type="fig" rid="F8">Figure 8A, B</xref> show that both test methods produce a shear contraction effect, and the trends of normal displacement at different sites of the upper surface of the soil sample vary. Due to the combined effect of normal and horizontal loads, there is friction between the soil-concrete interface, which causes the soil grains to move with the lower shear box. In the direct shear test, due to the rigid constraint of the upper shear box, the movement of the soil grains is limited to a certain height above the interface. With the increase of horizontal displacement, the upper surface of the soil mass will eventually show a stable tilt state, with the left being lower than the right. The simple shear test does not restrict the failure surface. There is not only soil grain movement on the interface but also aggregate movement inside the soil sample, which effectively compresses the internal voids of the soil sample. At 40&#xa0;mm of the shear displacement, the shear contraction effect of the simple shear test is 31% larger than that of the direct shear test, as shown in <xref ref-type="fig" rid="F8">Figure 8C</xref>.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>The relationship between normal deformation and shear displacement (&#x3c3;<sub>n</sub> &#x3d;400&#xa0;kPa). <bold>(A)</bold> Direct shear test, <bold>(B)</bold> Simple shear test <bold>(C)</bold> Contrast diagram of normal deformation.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g008.tif"/>
</fig>
</sec>
<sec id="s3-3">
<title>3.3 Stress-strain model of the interface</title>
<p>C1ough and <xref ref-type="bibr" rid="B2">Clough and Duncan, 1971</xref> fitted the sand-concrete direct shear test results and concluded that the relationship between the shear stress and shear displacement of the interface could be described by a hyperbola. Since it has only a few parameters and they are easy to determine, and its numerical calculation is easy, it is still widely used. The specific expression is shown in Eq. <xref ref-type="disp-formula" rid="e1">1</xref>.<disp-formula id="e1">
<mml:math id="m3">
<mml:mrow>
<mml:mi>&#x3c4;</mml:mi>
<mml:mo>&#x3d;</mml:mo>
<mml:mfrac>
<mml:mi>&#x3c9;</mml:mi>
<mml:mrow>
<mml:mrow>
<mml:mfrac>
<mml:mn>1</mml:mn>
<mml:mrow>
<mml:msub>
<mml:mi>k</mml:mi>
<mml:mi>I</mml:mi>
</mml:msub>
<mml:msub>
<mml:mi>&#x3b3;</mml:mi>
<mml:mi>&#x3c9;</mml:mi>
</mml:msub>
<mml:msup>
<mml:mrow>
<mml:mfenced open="(" close=")" separators="|">
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>n</mml:mi>
</mml:msub>
<mml:mo>/</mml:mo>
<mml:msub>
<mml:mi>P</mml:mi>
<mml:mi>a</mml:mi>
</mml:msub>
</mml:mrow>
</mml:mfenced>
</mml:mrow>
<mml:mi>n</mml:mi>
</mml:msup>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
<mml:mo>&#x2b;</mml:mo>
<mml:mrow>
<mml:mfrac>
<mml:mrow>
<mml:msub>
<mml:mi>R</mml:mi>
<mml:mi>f</mml:mi>
</mml:msub>
<mml:mi>&#x3c9;</mml:mi>
</mml:mrow>
<mml:mrow>
<mml:msub>
<mml:mi>&#x3c3;</mml:mi>
<mml:mi>n</mml:mi>
</mml:msub>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>tan</mml:mi>
<mml:mo>&#x2061;</mml:mo>
<mml:mi>&#x03C6;</mml:mi>
<mml:mo>&#x2b;</mml:mo>
<mml:mi>c</mml:mi>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:mrow>
</mml:mfrac>
</mml:mrow>
</mml:math>
<label>(1)</label>
</disp-formula>Where <italic>&#x3c4;</italic> is the average shear stress; <italic>&#x3c9;</italic> is the relative shear displacement of the interface; <italic>k</italic>
<sub>
<italic>I</italic>
</sub> is the stiffness coefficient; <italic>n</italic> is the stiffness index; <italic>&#x3b3;</italic>
<sub>
<italic>w</italic>
</sub>, and <italic>P</italic>
<sub>
<italic>a</italic>
</sub> are the unit weight of water and standard atmospheric pressure, respectively; R<sub>f</sub> is reduction factor.The direct shear test data were fitted with the hyperbola model to determine the parameters. The results are shown in <xref ref-type="table" rid="T2">Table 2</xref>. The fitting curves and test curves were compared, as shown in <xref ref-type="fig" rid="F9">Figure 9</xref>. It can be seen that the hyperbolic model can well represent the strain hardening characteristics of the interface.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Parameters of the hyperbolic model of the interface.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="center">k<sub>I</sub>
</th>
<th align="center">n</th>
<th align="center">R<sub>f</sub>
</th>
<th align="center">c (kPa)</th>
<th align="center">
<italic>&#x3c6;</italic> (&#xb0;)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="center">1,047.399</td>
<td align="center">1.530</td>
<td align="center">0.924</td>
<td align="center">22.477</td>
<td align="center">33.842</td>
</tr>
</tbody>
</table>
</table-wrap>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>Comparison of the fitting curves and test curves between shear stress and shear displacement under different normal stresses <bold>(A)</bold> <italic>&#x3c3;</italic>
<sub>n</sub>&#x3d;100&#xa0;kPa (<italic>R</italic>
<sup>2</sup>&#x3d;0.9911) <bold>(B)</bold> <italic>&#x3c3;</italic>
<sub>n</sub>&#x3d;200&#xa0;kPa (<italic>R</italic>
<sup>2</sup>&#x3d;0.9675) <bold>(C)</bold> <italic>&#x3c3;</italic>
<sub>n</sub>&#x3d;400&#xa0;kPa (<italic>R</italic>
<sup>2</sup>&#x3d;0.9443).</p>
</caption>
<graphic xlink:href="feart-11-1112568-g009.tif"/>
</fig>
</sec>
</sec>
<sec id="s4">
<title>4 Numerical calculation of contact problems</title>
<p>At the soil-structure interface, in addition to the transfer of forces, non-linear deformations such as bonding, slipping and cracking are generated. Therefore, the numerical calculation of contact problems has been a hot, and difficult issue in civil engineering. Currently, the contact mechanics method is the main analysis method of dealing with contact problems. At the soil-structure interface, the Lagrange multiplier method, and penalty function method, etc., are used to analyze the contact problem based on the balance of forces and to discretize the continuum. In this way, the contact conditions only need to be satisfied at the node instead of all touch points.</p>
<sec id="s4-1">
<title>4.1 Three-dimensional numerical model of direct shear test</title>
<p>The soil mass is a cylinder with a diameter of 50&#xa0;cm and a height of 20&#xa0;cm. The concrete is a 70&#xa0;cm &#xd7; 70&#xa0;cm &#xd7; 20&#xa0;cm rectangular body. The soil mass and concrete both adopted the C3D8R solid element. The number of soil and concrete grid cells was 2023 and 784, respectively. The three-dimensional model is shown in <xref ref-type="fig" rid="F10">Figure 10</xref>. Constraints in <italic>X</italic> and <italic>Y</italic> directions were set on the sides of the soil mass; 100, 200, and 400&#xa0;kPa normal stresses were applied to the upper surface of the soil mass, respectively; constraints in <italic>Y</italic> and <italic>Z</italic> directions were set on the bottom surface of the concrete; horizontal displacement load of 80&#xa0;mm was applied to the sides of the concrete. Three analysis steps were set in ABAQUS: geo-stress balance, normal pressure application, and horizontal displacement load application.</p>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>Boundary conditions of the 3D model.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g010.tif"/>
</fig>
<p>The soil mass adopted the Mohr-Coulomb elastic-plastic model, and its parameters were determined according to the direct shear test. The Poisson&#x2019;s ratio of gravel soil is generally 0.15&#x2013;0.25. It can be found from the trial calculation that Poisson&#x2019;s ratio has little influence on the calculation result of the interface (as shown in <xref ref-type="fig" rid="F11">Figure 11</xref>). Therefore, Poisson&#x2019;s ratio of soil was set as 0.23. According to the empirical elastic modulus <italic>E</italic> &#x3d; 2.0&#x2013;5.0&#xa0;Es, and the comparison of trial calculation results (as shown in <xref ref-type="fig" rid="F12">Figure 12</xref>), the elastic modulus was determined as 15&#xa0;MPa. The mechanical parameters of the materials are shown in <xref ref-type="table" rid="T3">Table 3</xref>.</p>
<fig id="F11" position="float">
<label>FIGURE 11</label>
<caption>
<p>Comparison of the trial calculation results of poisson&#x2019;s ratio (&#x3c3;<sub>n</sub> &#x3d;100&#xa0;kPa).</p>
</caption>
<graphic xlink:href="feart-11-1112568-g011.tif"/>
</fig>
<fig id="F12" position="float">
<label>FIGURE 12</label>
<caption>
<p>Comparison of the trial calculation results of elastic modulus (&#x3c3;<sub>n</sub> &#x3d;100&#xa0;kPa).</p>
</caption>
<graphic xlink:href="feart-11-1112568-g012.tif"/>
</fig>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>The mechanical parameters of the materials.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="center">Material</th>
<th align="center">Elastic modulus (MPa)</th>
<th align="center">Poisson&#x2019;s ratio</th>
<th align="center">Cohesion (kPa)</th>
<th align="center">Expansion angle (&#x00B0;)</th>
<th align="center">Friction angle (&#x00B0;)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="center">Soil</td>
<td align="center">15</td>
<td align="center">0.23</td>
<td align="center">18.35</td>
<td align="center">20</td>
<td align="center">23.77</td>
</tr>
<tr>
<td align="center">Structure</td>
<td align="center">3.0 &#xd7; 10<sup>4</sup>
</td>
<td align="center">0.2</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
<td align="center">&#x2014;</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s4-2">
<title>4.2 Geo-stress balance</title>
<p>
<xref ref-type="fig" rid="F13">Figures 13</xref>, <xref ref-type="fig" rid="F14">14</xref> show the nephogram of the stress and displacement before and after the initial geo-stress balance. It can be seen that the magnitude of the stress after geo-stress balance remains unchanged, and the magnitude of the soil displacement reaches E&#x2212;10(m). Therefore, the results of the geo-stress balance are regarded as reasonable, and it has little impact on subsequent analysis.</p>
<fig id="F13" position="float">
<label>FIGURE 13</label>
<caption>
<p>Nephogram of stress and displacement before geo-stress balance <bold>(A)</bold> Displacement and <bold>(B)</bold> Stress.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g013.tif"/>
</fig>
<fig id="F14" position="float">
<label>FIGURE 14</label>
<caption>
<p>Nephogram of stress and displacement after geo-stress balance <bold>(A)</bold> Displacement and <bold>(B)</bold> Stress.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g014.tif"/>
</fig>
</sec>
<sec id="s4-3">
<title>4.3 Comparative analysis of the numerical calculation of the interface</title>
<p>Without considering the tangential and normal coupling effects, the interaction between interfaces includes normal, and tangential actions. ABAQUS applies hard contact in the normal direction; in other words, the normal pressure can only be transmitted when the two objects are in a compression state, while no normal pressure can be transmitted when there is a gap between the two objects. Only when there is contact pressure on the interface can the interface transmit tangential force. If the tangential force is less than a certain limit value, ABAQUS regards the interface to be in a bond state; if the tangential force is greater than the limit value, the interface begins to show relative sliding deformation.</p>
<p>In this paper, the friction model, and hyperbolic model were applied in the tangential direction to carry out a comparative analysis. The friction model is a conventional processing method and does not consider the cohesion of the interface. Its basic formula is <italic>&#x3c4;</italic>
<sub>
<italic>crit</italic>
</sub> <italic>&#x3d; &#x3bc;p</italic> (<italic>&#x3bc;</italic> is the friction coefficient; <italic>p</italic> is the normal contact pressure). The coefficient of friction was 0.7455, obtained by fitting the shear strength relation curve of the direct shear test. The hyperbolic model can be easily realized by invoking the FRIC subroutine with ABAQUS. The basic formula is shown in Eq. <xref ref-type="disp-formula" rid="e1">1</xref>, and the calculation parameters are determined according to <xref ref-type="table" rid="T3">Table 3</xref>.</p>
<p>
<xref ref-type="fig" rid="F15">Figure 15</xref> shows that the numerical calculation results of both models are smaller than the results of the direct shear test. The friction model is an ideal elastoplastic model, and its calculation results deviate greatly from the experimental data. The hyperbolic model can better simulate the non-linear relationship between the shear stress and the shear displacement. Its calculation effect is better than that of the friction model. According to the Specification of Soil Test (<xref ref-type="bibr" rid="B23">SL237-1999, 1999</xref>), the peak stress or shear stress at the site where the shearing displacement reaches 1/15&#x2013;1/10 of the sample diameter is taken as the shear strength. In this paper, the shear stress at 40&#xa0;mm (1/12.5 of the sample diameter) was taken as the shear strength. The errors of different calculation models compared with the direct shear test are shown in <xref ref-type="fig" rid="F16">Figure 16</xref>. It can be seen that the error of the hyperbolic model is smaller than that of the friction model. For the numerical analysis of actual engineering contact problems, the hyperbolic model is recommended since it can reflect the non-linear relationship between stress and strain. However, the soil-structure interaction force under high stress is about 16% smaller than the actual value and should be adjusted accordingly or locally strengthened.</p>
<fig id="F15" position="float">
<label>FIGURE 15</label>
<caption>
<p>Comparison of the relation curves of shear stress and horizontal displacement under different normal stresses obtained with different methods <bold>(A)</bold> &#x3c3;<sub>n</sub> &#x3d;100&#xa0;kPa <bold>(B)</bold> &#x3c3;<sub>n</sub> &#x3d;200&#xa0;kPa <bold>(C)</bold> &#x3c3;<sub>n</sub> &#x3d;400&#xa0;kPa.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g015.tif"/>
</fig>
<fig id="F16" position="float">
<label>FIGURE 16</label>
<caption>
<p>The error of different calculation models compared with direct shear test.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g016.tif"/>
</fig>
</sec>
</sec>
<sec id="s5">
<title>5 Analysis of soil-structure interaction mechanism</title>
<p>In this section, the numerical calculation results of the friction model are used to analyze the soil-structure interaction mechanism because of its simple mechanics principle.</p>
<sec id="s5-1">
<title>5.1 Interface failure mechanism</title>
<p>According to the numerical calculation results, the distribution of the central node compressive stress along the horizontal path under the normal stress with different shear displacements <italic>w</italic>
<sub>
<italic>s</italic>
</sub> was extracted, as shown in <xref ref-type="fig" rid="F17">Figure 17</xref>. The results show that the distribution of compressive stress on the interface is uneven during the shearing process. <xref ref-type="fig" rid="F17">Figure 17A</xref> shows that the compressive stress of the interface is about 100&#xa0;kPa when the shearing is not started; <xref ref-type="fig" rid="F17">Figures 17B&#x2013;D</xref> show that with the increase of the shear displacement, the compressive stress at the middle of the interface gradually increases while that at the sides gradually decreases and show a unimodal shape. The compressive stress in the middle reaches about 400&#xa0;kPa. As the shear displacement further increases, the overall compressive stress decreases and presents a bimodal shape, as shown in <xref ref-type="fig" rid="F17">Figure 17E</xref>. Due to the shear contraction and boundary effects during the shearing process, the compressive stress on the left is greater than that on the right, and the wave crest is finally located in the middle to the left, as shown in <xref ref-type="fig" rid="F17">Figure 17F</xref>.</p>
<fig id="F17" position="float">
<label>FIGURE 17</label>
<caption>
<p>The distribution of compressive stress along the horizontal path with different shear displacements (<italic>&#x3c3;</italic>
<sub>n</sub>&#x3d;100&#xa0;kPa) <bold>(A)</bold> w<sub>s</sub>&#x3d;0&#xa0;mm, <bold>(B)</bold> w<sub>s</sub>&#x3d;0.08&#xa0;mm, <bold>(C)</bold> w<sub>s</sub>&#x3d;0.61&#xa0;mm, <bold>(D)</bold> w<sub>s</sub>&#x3d;35.5&#xa0;mm, <bold>(E)</bold> w<sub>s</sub>&#x3d;48.9&#xa0;mm, and <bold>(F)</bold> w<sub>s</sub>&#x3d;80&#xa0;mm.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g017.tif"/>
</fig>
<p>The critical shear stress is the critical value when the interface node transits from the bond state to the slip state. The critical shear stress is always greater than or equal to the actual shear stress. When the shear stress is smaller than the critical shear stress, the node is in a bond state and is subjected to static friction; when the shear stress increases to the critical shear stress, the node is in a slip state, and is subjected to sliding friction. <xref ref-type="fig" rid="F18">Figure 18</xref> reveals that shear failure of the interface is a progressive process from the edge to the interior (<xref ref-type="bibr" rid="B33">Yin et al., 1995</xref>). <xref ref-type="fig" rid="F18">Figure 18C</xref> shows that the edge nodes on the sides first reach the critical shear stress and show slip failure. As the shear displacement increases, the slip failure gradually develops towards the middle, as shown in <xref ref-type="fig" rid="F18">Figure 18D</xref>. When the critical shear stress curve and the actual shear stress curve completely coincide, as shown in <xref ref-type="fig" rid="F18">Figure 18E</xref>, the interface shows integral slippage and coalescence of the failure; after that, the shear stress of the interface is only affected by the compressive stress of the interface.</p>
<fig id="F18" position="float">
<label>FIGURE 18</label>
<caption>
<p>The distribution of shear stress along the horizontal path with different shear displacements (<italic>&#x3c3;</italic>
<sub>n</sub>&#x3d;100&#xa0;kPa) (Black represents critical shear stress; Red represents actual shear stress) <bold>(A)</bold> w<sub>s</sub>&#x3d;0&#xa0;mm, <bold>(B)</bold> w<sub>s</sub>&#x3d;0.08&#xa0;mm, <bold>(C)</bold> w<sub>s</sub>&#x3d;0.61&#xa0;mm, <bold>(D)</bold> w<sub>s</sub>&#x3d;35.5&#xa0;mm, <bold>(E)</bold> w<sub>s</sub>&#x3d;48.9&#xa0;mm, and <bold>(F)</bold> w<sub>s</sub>&#x3d;80&#xa0;mm.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g018.tif"/>
</fig>
</sec>
<sec id="s5-2">
<title>5.2 Analysis of the evolution process of the soil-structure interaction</title>
<p>During the shearing process, the soil grains on the interface will exhibit two motion states: translation and rotation. Under the action of shear stress, the left soil grains move to the right. The right soil grains are not only subjected to the shear stress but also pushed by the left soil grains. Due to boundary constraints, the soil grains accumulate at the right; with further increase in shear stress, the soil grains on the right side of the interface will squeeze and roll upwards, and the grains inside the soil sample will also rotate upwards. Eventually, the upper box soil mass will show a tilt state with the left lower than the right, as shown in <xref ref-type="fig" rid="F19">Figure 19</xref>.</p>
<fig id="F19" position="float">
<label>FIGURE 19</label>
<caption>
<p>Soil grain movement during the shearing process.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g019.tif"/>
</fig>
<p>The structure drives the movement of soil grains on the interface through the shear stress, which affects the size, and distribution of the compressive stress and shear stress on the interface. According to the relationship between the actual shear stress and the critical shear stress, the interface will be in a bond state or slip state. The movement of soil grains and the size and distribution of the compressive stress on the interface directly affect the shear stress of the structure on the soil. The shear stress, in turn, drives the movement of the soil grains. In this way, the soil-structure interaction is gradually formed. The evolution process is shown in <xref ref-type="fig" rid="F20">Figure 20</xref>.</p>
<fig id="F20" position="float">
<label>FIGURE 20</label>
<caption>
<p>The evolution process of the soil-structure interaction.</p>
</caption>
<graphic xlink:href="feart-11-1112568-g020.tif"/>
</fig>
</sec>
</sec>
<sec sec-type="conclusion" id="s6">
<title>6 Conclusion</title>
<p>In this paper, the interface shear test under different normal stresses is carried out with different test methods. The obtained strength and deformation characteristics of the soil-structure interface are compared and analyzed. The comparison results are combined with numerical calculations and theoretical analysis to further analyze the failure mechanism of the soil-structure interface. The following conclusions can be drawn.<list list-type="simple">
<list-item>
<p>(1) The direct shear test curve shows strain softening with obvious peak stress, while the simple shear test curve shows strain hardening. The peak stress of the direct shear test is about 30% higher than that of the simple shear test. The shear contraction effect of the simple shear test is about 31% larger than that of the direct shear test.</p>
</list-item>
<list-item>
<p>(2) The numerical calculation results of both the friction model and the hyperbolic model are smaller than those of the direct shear test. For actual engineering, the hyperbolic model is recommended since it can better describe the non-linear relationship between the shear stress and the shear displacement. However, the soil-structure interaction force is about 16% smaller than the actual value and should be adjusted accordingly or strengthened locally.</p>
</list-item>
<list-item>
<p>(3) The shear failure of the interface gradually develops from the edge to the interior. The essence of soil-structure interaction is the movement of soil grains. It affects the changes in the compressive stress and shear stress of the interface, and the shear stress, in turn, drives the movement of soil grains. This cycle reveals the soil-structure interaction mechanism.</p>
</list-item>
</list>
</p>
<p>Numerical simulation of soil-structure interface based on the constitutive model of gravel soil remains to be further studied in order to obtain more realistic and accurate simulation results; meanwhile, the micromechanical behavior of the soil-structure interface analyzed by the discrete element method (DEM) lacks research.</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="s7">
<title>Data availability statement</title>
<p>The raw data supporting the conclusion of this article will be made available by the authors, without undue reservation.</p>
</sec>
<sec id="s8">
<title>Author contributions</title>
<p>Conceptualization: PD; Data curation: PD and XL; Formal analysis: PD; Investigation: PD; Methodology: PD; Project administration: DZ; Resources: DZ; Supervision: DZ; Writing&#x2013;original draft: PD; Writing&#x2013;review &#x26; editing: XL and XC. All authors have read and agreed to the published version of the manuscript.</p>
</sec>
<sec id="s9">
<title>Funding</title>
<p>This research was funded by the Natural Science Youth Foundation of Hainan Province (Grant No. 521QN266), Postgraduate Scientific Research Innovation Project of Hunan Province (Grant No. CX20210774), Hainan Provincial Key R&#x26;D Program (Grant No. ZDYF2017097).</p>
</sec>
<sec sec-type="COI-statement" id="s10">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s11">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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