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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Earth Sci.</journal-id>
<journal-title>Frontiers in Earth Science</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Earth Sci.</abbrev-journal-title>
<issn pub-type="epub">2296-6463</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">775195</article-id>
<article-id pub-id-type="doi">10.3389/feart.2021.775195</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Earth Science</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Glacial Lake Area Change and Potential Outburst Flood Hazard Assessment in the Bhutan Himalaya</article-title>
<alt-title alt-title-type="left-running-head">Rinzin et&#x20;al.</alt-title>
<alt-title alt-title-type="right-running-head">Bhutan&#x2019;s Glacial Lake Hazard Assessment</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Rinzin</surname>
<given-names>Sonam</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1477691/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Zhang</surname>
<given-names>Guoqing</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/855605/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Wangchuk</surname>
<given-names>Sonam</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1483508/overview"/>
</contrib>
</contrib-group>
<aff id="aff1">
<label>
<sup>1</sup>
</label>State Key Laboratory of Tibetan Plateau Earth System, Resources and Environment, Institute of Tibetan Plateau Research, Chinese Academy of Sciences, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<label>
<sup>2</sup>
</label>University of Chinese Academy of Sciences, <addr-line>Beijing</addr-line>, <country>China</country>
</aff>
<aff id="aff3">
<label>
<sup>3</sup>
</label>Department of Geography and Sustainable Development, University of St Andrews, <addr-line>St Andrews</addr-line>, <country>UK</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/645333/overview">Fr&#xe9;d&#xe9;ric Frappart</ext-link>, UMR5566 Laboratoire d&#x2019;Etudes en G&#xe9;ophysique et Oc&#xe9;anographie Spatiales (LEGOS), France</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/902046/overview">Yves Arnaud</ext-link>, France</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/865746/overview">Pingping Luo</ext-link>, Chang&#x2019;an University, China</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Guoqing Zhang, <email>guoqing.zhang@itpcas.ac.cn</email>
</corresp>
<fn fn-type="other">
<p>This article was submitted to Hydrosphere, a section of the journal Frontiers in Earth Science</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>25</day>
<month>11</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>9</volume>
<elocation-id>775195</elocation-id>
<history>
<date date-type="received">
<day>13</day>
<month>09</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>08</day>
<month>11</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2021 Rinzin, Zhang and Wangchuk.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Rinzin, Zhang and Wangchuk</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these&#x20;terms.</p>
</license>
</permissions>
<abstract>
<p>Against the background of climate change-induced glacier melting, numerous glacial lakes are formed across high mountain areas worldwide. Existing glacial lake inventories, chiefly created using Landsat satellite imagery, mainly relate to 1990 onwards and relatively long (decadal) temporal scales. Moreover, there is a lack of robust information on the expansion and the GLOF hazard status of glacial lakes in the Bhutan Himalaya. We mapped Bhutanese glacial lakes from the 1960s to 2020, and used these data to determine their distribution patterns, expansion behavior, and GLOF hazard status. 2,187 glacial lakes (corresponding to 130.19&#x20;&#xb1; 2.09&#xa0;km<sup>2</sup>) were mapped from high spatial resolution (1.82&#x2013;7.62&#xa0;m), Corona KH-4 images from the 1960s. Using the Sentinel-2 (10&#xa0;m) and Sentinel-1 (20&#xa0;m &#xd7; 22&#xa0;m), we mapped 2,553 (151.81&#x20;&#xb1; 7.76&#xa0;km<sup>2</sup>), 2,566 (152.64&#x20;&#xb1; 7.83&#xa0;km<sup>2</sup>), 2,572 (153.94&#x20;&#xb1; 7.83&#xa0;km<sup>2</sup>), 2,569 (153.97&#x20;&#xb1; 7.79&#xa0;km<sup>2</sup>) and 2,574 (156.63&#x20;&#xb1; 7.95&#xa0;km<sup>2</sup>) glacial lakes in 2016, 2017, 2018, 2019 and 2020, respectively. The glacier-fed lakes were mainly present in the Phochu (22.63%) and the Kurichu (20.66%) basins. A total of 157&#x20;glacier-fed lakes have changed into non-glacier-fed lakes over the 60&#xa0;years of lake evolution. Glacier-connected lakes (which constitutes 42.25% of the total glacier-fed lake) area growth accounted for 75.4% of the total expansion, reaffirming the dominant role of glacier-melt water in expanding glacial lakes. Between 2016 and 2020, 19 (4.82&#xa0;km<sup>2</sup>) new glacial lakes were formed with an average annual expansion rate of 0.96&#xa0;km<sup>2</sup> per year. We identified 31 lakes with a very-high and 34 with high GLOF hazard levels. These very-high to high GLOF hazard lakes were primarily located in the Phochu, Kurichu, Drangmechu, and Mochu basins. We concluded that the increasing glacier melt is the main driver of glacial lake expansion. Our results imply that extending glacial lakes studies back to the 1960s provides new insights on glacial lake evolution from glacier-fed lakes to non-glacier-fed lakes. Additionally, we reaffirmed the capacity of Sentinel-1 and Sentinel-2 data to determine annual glacial lake changes. The results from this study can be a valuable basis for future glacial lake monitoring and prioritizing limited resources for GLOF mitigation programs.</p>
</abstract>
<kwd-group>
<kwd>glacial lake mapping</kwd>
<kwd>GLOF hazard potential</kwd>
<kwd>Corona KH-4</kwd>
<kwd>Sentinel-2</kwd>
<kwd>Analytical Hierarchy Process (AHP)</kwd>
<kwd>Bhutan Himalaya</kwd>
</kwd-group>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>Climate warming, which is more evident across the high mountains than in lowland areas (<xref ref-type="bibr" rid="B43">Liu et&#x20;al., 2009</xref>; <xref ref-type="bibr" rid="B60">Pepin et&#x20;al., 2015</xref>), has led to unprecedented negative glacier mass balances worldwide (<xref ref-type="bibr" rid="B31">Hugonnet et&#x20;al., 2021</xref>), and in particular in the Himalayas (<xref ref-type="bibr" rid="B9">Bolch et&#x20;al., 2012</xref>). Several studies have observed rapid glacier melting and mass loss in the Bhutan Himalaya (BTH) (<xref ref-type="bibr" rid="B23">Gardelle et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B7">Bajracharya et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B76">Tshering and Fujita, 2016</xref>). The melt-water from these glaciers coalesces and accumulates, forming new glacial lakes or expanding existing ones. The formation of proglacial lakes can, in turn, accelerate the melting of glaciers through a positive feedback mechanism (<xref ref-type="bibr" rid="B38">King et&#x20;al., 2018</xref>; <xref ref-type="bibr" rid="B37">King et&#x20;al., 2019</xref>; <xref ref-type="bibr" rid="B78">Tsutaki et&#x20;al., 2019</xref>). Analysis of Landsat series imagery has revealed an increasing number and area of glacial lakes since the 1990s across the globe (<xref ref-type="bibr" rid="B73">Shugar et&#x20;al., 2020</xref>), in High Mountain Asia (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>; <xref ref-type="bibr" rid="B12">Chen et&#x20;al., 2021</xref>), the Third Pole region (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>) and in the Himalayas (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>). For example, from 1990 to 2015, glacial lakes in the Himalayas have expanded by approximately 14% (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>), with the eastern Himalayas, the location of the Bhutan Himalaya, having the highest expansion rate (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>). These observations have been broken down to the regional level, with for example the Nepal Himalaya exhibiting a 181% increase in lake number and 82% increase in lake area from 1977 to 2017 (Khadka, 2018). In the central Himalaya, about 110% increase in the glacial lake area between 1964 and 2017, has been observed in the Poiqu River basin, while, in the north-western Indian Himalayas, 77 glacial lakes with area &#x2265;0.001&#xa0;km<sup>2</sup> appeared between 1971 and 2011 (<xref ref-type="bibr" rid="B61">Prakash and Nagarajan, 2017a</xref>). However, as far as we are aware, there have been no robust studies to date focusing exclusively on glacial lake expansion in the Bhutan Himalaya.</p>
<p>The Landsat series imagery, available since 1972, is the most convenient data set for studying glacial lake evolution across the high mountains. However, past studies based on Landsat imagery are limited to the period since the 1990s and to more extended temporal scales such as those required for decadal studies (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>). Thus, glacial lake changes before the 1990s and at shorter temporal resolutions are not well understood. The Sentinel-2 multi-spectral instrument (MSI), with a spatial resolution of 10&#xa0;m and a 5-day revisit cycle, is ideal for examining high-frequency glacial lake change behavior, although it has been available only since 2016 (<xref ref-type="bibr" rid="B14">Copernicus, 2021a</xref>). Likewise, the declassified Corona KH-4, available since 1962, provides an excellent historical data archive to catalog glacial lakes since the 1960s. Sentinel-1 synthetic aperture radar data (SAR) provides excellent complementary data for glacial lake mapping, overcoming the challenges, such as cloud cover contamination, inherent in optical data (<xref ref-type="bibr" rid="B85">Wangchuk and Bolch, 2020</xref>).</p>
<p>The normalized difference water index (NDWI) (<xref ref-type="bibr" rid="B46">McFeeters, 1996</xref>) is by far the most preferred method for mapping glacial lakes (<xref ref-type="bibr" rid="B30">Huggel et&#x20;al., 2002</xref>; <xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>). However, despite improvements to shadow modeling with DEM (<xref ref-type="bibr" rid="B30">Huggel et&#x20;al., 2002</xref>) and threshold segmentation (<xref ref-type="bibr" rid="B100">Li and Sheng, 2012</xref>), glacial lake mapping with NDWI needs substantial post-processing and is subject to both omission and commission errors. This requirement for post-processing renders lake mapping covering large spatial scales and multiple time periods an onerous task (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). Recently, optimized methods, using machine learning algorithms such as neural networks, logistic regression (<xref ref-type="bibr" rid="B42">Lee et&#x20;al., 2020</xref>), and random forest classifiers (<xref ref-type="bibr" rid="B15">Dirscherl et&#x20;al., 2020</xref>; <xref ref-type="bibr" rid="B85">Wangchuk and Bolch, 2020</xref>), have provided promising approaches to overcome the challenges of the conventional methods.</p>
<p>One of the most noticeable consequences of the emergence and expansion of glacial lakes in the alpine mountains is the glacial lake outburst flood (GLOF), a sudden release of a hazardous volume of water typically caused by overtopping triggered by mass movement and gradual or sudden dam failure (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>). Fifty-one GLOF events have been reported in the Himalayas (<xref ref-type="bibr" rid="B56">Nie et&#x20;al., 2018</xref>). Similarly, since the 1950s, 18 GLOF events were reported in the Bhutan Himalaya (see <xref ref-type="sec" rid="s11">Supplementary Table S1</xref>) (<xref ref-type="bibr" rid="B40">Komori et&#x20;al., 2012</xref>; <xref ref-type="bibr" rid="B24">Gurung et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B54">NCHM, 2019b</xref>), the most recent being the breaching of subsidiary lake II of Thorthormi Tsho in 2019 (<xref ref-type="bibr" rid="B54">NCHM, 2019b</xref>) and the GLOF from Lemthang Tsho in the Mochu basin in 2015 (<xref ref-type="bibr" rid="B24">Gurung et&#x20;al., 2017</xref>).</p>
<p>GLOFs are characterized by sudden onset, long-runout distance, high-magnitude discharge, with a high velocity, and a tendency to flow over the existing flood plains, which are often densely populated. These features render GLOFs by far the most dangerous form of flooding (<xref ref-type="bibr" rid="B89">Worni et&#x20;al., 2014</xref>). In the Himalayan region, past GLOF events have caused huge damage to life and property in downstream settlements (<xref ref-type="bibr" rid="B6">Bajracharya et&#x20;al., 2007</xref>; <xref ref-type="bibr" rid="B82">Wang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B24">Gurung et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B44">Luo et&#x20;al., 2021</xref>). In the Bhutan Himalaya, the GLOF from Lugge Tsho in July 1994 was the most devastating. The flood released 17.2&#x20;&#xb1; 5.3&#xa0;m<sup>3</sup> &#xd7; 106&#xa0;m<sup>3</sup> of water (<xref ref-type="bibr" rid="B20">Fujita, 2008</xref>) with a peak discharge rate of 2,539&#xa0;m<sup>3</sup> s<sup>&#x2212;1</sup>, and the flood wave reached almost 200&#xa0;km downstream (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>). It killed 21 people, affected 91 households, and severely damaged Punakha Dzong (<xref ref-type="bibr" rid="B87">Watanbe and Daniel, 1996</xref>; <xref ref-type="bibr" rid="B59">Osti et&#x20;al., 2013</xref>), the former capital and administrative center of the Royal Government of Bhutan.</p>
<p>Based on the insights gained from past studies, the causes of GLOFs can be categorized into two broad parameters; dam stability and the possibility of triggering events (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>; <xref ref-type="bibr" rid="B16">Emmer and Cochachine, 2013</xref>). They are alternatively referred to as dynamic causes and long-term causes (dam self-destruction), respectively (<xref ref-type="bibr" rid="B94">Yamada, 1998</xref>). However, dam failure usually occurs due to the effects of specific triggering agents. Thus, GLOFs are usually caused by a cascade of multiple factors rather than a single, standalone factor (<xref ref-type="bibr" rid="B89">Worni et&#x20;al., 2014</xref>). The dynamic causes of GLOF include slope movement (ice/snow avalanche, landslide/rockfall), earthquake, upstream GLOF, and the blockage of underground outflow channels (<xref ref-type="bibr" rid="B16">Emmer and Cochachine, 2013</xref>). The long-term causes are related to dam stability and are parameterized employing attributes such as dam width-to-height ratio, dam crest width, presence of permafrost and buried ice, and freeboard height are used to determine dam stability (<xref ref-type="bibr" rid="B91">Worni et&#x20;al., 2012</xref>; <xref ref-type="bibr" rid="B90">Worni et&#x20;al., 2013</xref>). Investigations into the causes of GLOFs worldwide have revealed that dynamic causes are four times more common than long-term causes, with ice avalanches being the most prominent cause. These detailed GLOF hazard parameters are considered when the hazard assessment focuses on a small area or a few selected lakes (<xref ref-type="bibr" rid="B67">Rounce et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B62">Prakash and Nagarajan, 2017b</xref>). In contrast, the broader study area coverage accounted for only a few generalized factors (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>; <xref ref-type="bibr" rid="B98">Zheng et&#x20;al., 2021</xref>). However, free availability of data and the possibility of automation are key considerations for first-order hazard assessment (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B5">Anacona et&#x20;al., 2014</xref>).</p>
<p>In the Bhutan Himalaya, the first-ever inventory by International Centre for Mountain Development (ICIMOD) using topographic maps for the period between 1950 and 1999 has mapped 2,677 (105.8&#xa0;km<sup>2</sup>) glacial lakes, out of which 24 were identified as potentially dangerous glacial lakes (PDGLs) (<xref ref-type="bibr" rid="B48">Mool et&#x20;al., 2001</xref>). The Bhutan-Japan joint project itemized 733 lakes, corresponding to a total area of 82.5&#xa0;km<sup>2</sup>, using ALOS imagery for 2006&#x2013;2011 (<xref ref-type="bibr" rid="B79">Ukita et&#x20;al., 2011</xref>). However, neither of these studies reported on glacial lake change in the Bhutan Himalaya. Recent research covering all of High Mountain Asia has noted 114 (9.8&#xa0;km<sup>2</sup>) new lakes that formed between 1990 and 2018 (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>). A similar study by <xref ref-type="bibr" rid="B12">Chen et&#x20;al. (2021)</xref> indicated an annual lake area expansion rate of 0.95&#xa0;km<sup>2</sup> per year in the BTH. In addition, a glacial lake hazard assessment for the Third Pole region identified 85&#x20;highly-hazardous lakes and 115 very highly-hazardous lakes (<xref ref-type="bibr" rid="B98">Zheng et&#x20;al., 2021</xref>), and projected the emergence of an increasing number of PDGL under the current climate warming scenario. However, studies covering large-scale areas such as the Third Pole and High Mountain Asia are unlikely to provide a robust representation of the expansion and GLOF hazard status of glacial lakes in the BTH. On the other hand, a total of 226 glacial lakes are known to have positive flood volume (<xref ref-type="bibr" rid="B50">Nagai et&#x20;al., 2017</xref>). GLOF analysis of typical representative proglacial lakes has revealed vulnerable communities downstream, such as Punakha Town and Lobesa in the Phochu basin (<xref ref-type="bibr" rid="B59">Osti et&#x20;al., 2013</xref>) and Bjizam and Tingtingbi in the Mangdechu basin (<xref ref-type="bibr" rid="B39">Koike and Takenaka, 2012</xref>). This analysis shows that Bhutanese glacial lakes pose a substantial risk of flooding to downstream settlements while there is a lack of robust understanding of glacial lake expansion and their GLOF hazard. There is, therefore, a need for comprehensive glacial lake studies, such as inventory and GLOF hazard assessment, in the Bhutan Himalaya.</p>
<p>In this study, we created comprehensive historical and up-to-date glacial lake inventories for the BTH using Corona KH-4, Sentinel-2, and Sentinel-1 data. We examined glacial lake distribution and expansion since the 1960s. We also conducted GLOF hazard assessment and identified and updated potentially dangerous glacial lakes in the Bhutan Himalaya using the most recent datasets and &#x201c;Analytical Hierarchy Process&#x201d; (AHP) techniques. In addition to filling the knowledge gap mentioned above, this study will form the basis for relevant stakeholders to make proper policy and decisions related to the GLOF resilience and mitigation programs in Bhutan.</p>
</sec>
<sec id="s2">
<title>Data and Methods</title>
<sec id="s2-1">
<title>Study Area</title>
<p>Bhutan is a landlocked country bordered by China in the north and India in the south. The landscape is mainly dominated by high mountains and rugged terrain with an elevation ranging from 200 to 7,000&#xa0;m a.s.l. (<xref ref-type="bibr" rid="B48">Mool et&#x20;al., 2001</xref>). It has a total area of 38,394&#xa0;km<sup>2</sup> and, as of 2018, a population of 734,374 (<xref ref-type="bibr" rid="B58">NSB, 2019</xref>). It consists of three broad climatic zones; subtropical in the southern foothills, temperate in the central valleys and inner hills, and alpine in the northern parts. The south-western monsoon originating in the Bay of Bengal governs the summer monsoon (<xref ref-type="bibr" rid="B48">Mool et&#x20;al., 2001</xref>), which starts in late May and lasts until August. In 2017, the total annual rainfall was 1,816.74&#xa0;mm, while the average yearly maximum and minimum temperatures are 22.3 and 12.3&#xb0;C, respectively (<xref ref-type="bibr" rid="B53">NCHM, 2018</xref>). <xref ref-type="fig" rid="F1">Figure&#x20;1</xref> shows how the monthly mean, minimum and maximum temperatures and precipitation all increase from January to reach their peak values in July or August before falling in the remainder of the&#x20;year.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>The setting of the Bhutan Himalaya. The map <bold>(A)</bold> shows the distribution of glaciers (<xref ref-type="bibr" rid="B49">Nagai et&#x20;al., 2016</xref>), glacial lakes (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>), historical GLOFs (<xref ref-type="bibr" rid="B40">Komori et&#x20;al., 2012</xref>), hydropower stations, and built-up areas in the eight basins. The base map indicates the elevation change as per SRTM-30&#xa0;m. The map <bold>(B)</bold> depicts the location of the Bhutan Himalaya. The line and bar charts <bold>(C)</bold> represent the monthly temperature (T) and precipitation (P) in 2017 as per the latest records maintained by <xref ref-type="bibr" rid="B53">NCHM (2018)</xref> derived from 42 weather stations across the country. Basin boundaries and river networks were delineated from SRTM-30 m using the hydrology toolset. The administrative boundary of Bhutan was downloaded from <ext-link ext-link-type="uri" xlink:href="https://data.humdata.org/dataset/bhutan-administrative-boundaries-levels-0-2">https://data.humdata.org/dataset/bhutan-administrative-boundaries-levels-0-2</ext-link>. It should be noted that the study area extends into Tibetan Autonomous Region (TAR), China and Arunachal Pradesh, India on the eastern side, and TAR on the western side due to transboundary glacial-fed rivers that flow into inland Bhutan.</p>
</caption>
<graphic xlink:href="feart-09-775195-g001.tif"/>
</fig>
<p>Numerous glacier-fed rivers originate from the northern Himalayan mountains, providing essential ecological and livelihood services to settlements downstream. The rapid flow of these rivers coupled with the rugged terrain also presents an excellent opportunity to generate hydropower electricity (<xref ref-type="bibr" rid="B77">Tshering and Tamang, 2004</xref>; <xref ref-type="bibr" rid="B19">Farinotti et&#x20;al., 2019</xref>). The river system in Bhutan is commonly divided into eight basins: Amochu, Wangchu, Phochu, Mochu, Chamkharchu, Mangdechu, Kurichu, and Drangmechu. Three of these river systems, namely Amochu, Kurichu, and Drangmechu, are transboundary. Amochu, which flows along the most western corner of Bhutan, originates in the TAR. In the east, the Kurichu flows from TAR, while the Drangmechu flows partly from TAR and partly from the state of Arunachal Pradesh in India (<xref ref-type="bibr" rid="B34">Katel et&#x20;al., 2015</xref>).</p>
<p>The Bhutan Himalaya (<xref ref-type="fig" rid="F1">Figure&#x20;1</xref>) contains 1,583 glaciers (1,487&#x20;&#xb1; 235&#xa0;km<sup>2</sup>), of which 219 are debris-covered glaciers (951&#x20;&#xb1; 193&#xa0;km<sup>2</sup>), and 1,364 are clean-ice glaciers (536&#x20;&#xb1; 42&#xa0;km<sup>2</sup>) (<xref ref-type="bibr" rid="B49">Nagai et&#x20;al., 2016</xref>). The debris-covered glaciers account for about 64% of the total. The total glacier cover accounts for about 4% of the total land cover in Bhutan (<xref ref-type="bibr" rid="B49">Nagai et&#x20;al., 2016</xref>). In the Bhutan Himalaya, the glaciers have suffered an area loss of 23.3&#x20;&#xb1; 0.9% from 1980 to 2010 (<xref ref-type="bibr" rid="B7">Bajracharya et&#x20;al., 2014</xref>), and, from 2000 to 2010, a mass loss ranging from 0.14 to 0.25&#x20;&#xb1; 0.13&#xa0;m w.e.a<sup>&#x2212;1</sup>, with a thinning rate of 0.50&#x20;&#xb1; 0.14&#xa0;m a<sup>&#x2212;1</sup> (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>). <italic>In-situ</italic> measurements have revealed that the Bhutanese glaciers have experienced comparatively higher mass loss than glaciers in the neighboring eastern Himalayan and southeastern Tibetan Plateau regions (<xref ref-type="bibr" rid="B76">Tshering and Fujita, 2016</xref>). Unfortunately, it is projected that the Bhutanese glaciers will undergo continuous and more rapid melting in the future, in response to current climate warming (<xref ref-type="bibr" rid="B68">Rupper et&#x20;al., 2012</xref>). The recent inventory of High Mountain Asia lists 1,576 glacial lakes with a total area of 127.97&#xa0;km<sup>2</sup>.</p>
</sec>
<sec id="s2-2">
<title>Data</title>
<p>Sentinel-2 MSI imagery with 10&#xa0;m ground resolution provides superior earth surface information to Landsat imagery or any other freely available optical imagery (<xref ref-type="bibr" rid="B14">Copernicus, 2021a</xref>). For example, the band combinations and indices available in Sentinel-2 imagery, such as NDWI, false and natural composite, are nine times more detailed than corresponding band combinations from Landsat-8 (<xref ref-type="bibr" rid="B51">Nagy and Andreassen, 2019</xref>). The combination of the Sentinel-2A and Sentinel-2B constellation is also superior in terms of temporal resolution, with its 5-day revisit cycle at the equator and once in 2&#x2013;3&#xa0;days in mid-latitudes (<xref ref-type="bibr" rid="B14">Copernicus, 2021a</xref>
<bold>)</bold>. Here, Sentinel-2 multispectral image, Level-1c, top-of-atmosphere (TOA) reflectance corrected data was used for mapping glacial lakes from 2016 to 2020. The data were downloaded from the Copernicus Open Access Hub (<ext-link ext-link-type="uri" xlink:href="https://scihub.copernicus.eu/">https://scihub.copernicus.eu/</ext-link>). We chose images from November and October when the glacial lakes reach their post-monsoon maximum extent. This period also has the advantage of having low perennial snow and cloud coverage (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>), making the image selection process easier.</p>
<p>The Sentinel-1 mission consists of a constellation (A and B) of two polar-orbiting satellites, each with a 12&#xa0;days revisit cycle, thus enabling collective temporal coverage every 6&#xa0;days. It operates day and night and performs C-band synthetic aperture radar imaging, allowing image acquisition regardless of weather conditions (<xref ref-type="bibr" rid="B13">Copernicus, 2021b</xref>). Here, Sentinel-1 data was used to compliment the Sentinel-2 data to enable the mapping of glacial lakes from 2016 to 2020 which were missed by Sentinel-2 due to cloud coverage and other associated complications. The interferometric wide (IW) swath mode GRD-1 products with a spatial resolution of 20&#xa0;m &#xd7; 22&#xa0;m in the range and azimuth directions were used. We chose VV polarization, as the water surface is more sensitive to the co-polarized wave (<xref ref-type="bibr" rid="B86">Wangchuk et&#x20;al., 2019</xref>).</p>
<p>Declassified satellite data, Corona KH-4, was used to map historical glacial lakes from the 1960s. The Corona KH-4 system carried two panchromatic cameras and produced high-resolution images (&#x223c;2.7&#xa0;m) between 1962 and 1972 (<xref ref-type="bibr" rid="B80">U.S. Geological Survey, 2008</xref>). After declassification of the Corona satellite data in 1995, KH-4 has been used in various environmental change studies (<xref ref-type="bibr" rid="B101">Song et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B102">Goerlich et&#x20;al., 2017</xref>). Because of its high ground resolution, it has also been used in mapping historical glacial lakes such as in the northern Tien Shan (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>) and Poiqu River basin (Central Himalaya) (<xref ref-type="bibr" rid="B96">Zhang et&#x20;al., 2019</xref>). KH-4 data covering the entire Bhutan Himalaya was downloaded from the USGS online portal (<ext-link ext-link-type="uri" xlink:href="https://earthexplorer.usgs.gov/">https://earthexplorer.usgs.gov/</ext-link>). Cloud cover was the major challenge while selecting the KH-4 data, but as our study area was relatively small, we were able to find multiple numbers of tiles covering the same area, which meant that it was not too difficult to obtain appropriate images. A few lakes could not be identified in the KH-4 data due to extreme cloud coverage in the available imagery. In such instances, we used hexagon KH-9 data to fill the gaps. The KH-4 data were from 1962 to 1972, while the KH-9 data were from 1973 to 1974, so there was not a substantial time difference between these two image&#x20;sets.</p>
<p>We used the SRTM-30 m digital elevation model (DEM) as the primary remote sensing data to determine the geomorphometric characteristics of the lake surroundings for GLOF hazard assessment (<xref ref-type="bibr" rid="B30">Huggel et&#x20;al., 2002</xref>; <xref ref-type="bibr" rid="B29">Huggel et&#x20;al., 2003</xref>; <xref ref-type="bibr" rid="B66">Romstad et&#x20;al., 2008</xref>; <xref ref-type="bibr" rid="B82">Wang et&#x20;al., 2015</xref>). Specifically, we employed the DEM to quantify the lake-surrounding topographic potential for landslide or ice/snow avalanche into the lake and to determine the steep lakefront area (SLA). SRTM-30 m was also used as ancillary data for glacial lake mapping from 2016 to 2020. The SRTM-30 m data were available from the USGS online portal system.</p>
<p>We used glacier polygons to determine the lake-glacier distance threshold and avalanche-prone areas. The Randolph Glacier Inventory version 6.0 (<xref ref-type="bibr" rid="B63">RGI Consortium, 2017</xref>) and GAMDAM (<xref ref-type="bibr" rid="B70">Sakai, 2018</xref>) provides a glacier data set covering the high mountains throughout the world. However, its accuracy is relatively low when considering highly localized areas such as the Bhutan Himalaya, and so, for avalance mapping, we used the glacier inventory of Bhutan by <xref ref-type="bibr" rid="B49">Nagai et&#x20;al. (2016)</xref> which is purely focused on the Bhutan Himalaya and has better local accuracy. However, owing to their multi-temporal coverage, the RGI v6.0 glacier data sets (<xref ref-type="bibr" rid="B63">RGI Consortium, 2017</xref>) were used to determine the threshold lake-glacier distance. <xref ref-type="table" rid="T1">Table&#x20;1</xref> presents a summary of all the data used in the&#x20;study.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Summary of data used for glacial lake mapping and hazard assessment in the Bhutan Himalaya.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">No.</th>
<th align="center">Mapping period</th>
<th align="center">Source</th>
<th align="center">Resolution (m)</th>
<th align="center">Revisit cycle</th>
<th align="center">Swath (km)</th>
<th align="center">No. of tiles</th>
<th align="center">Purpose</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">1</td>
<td align="char" char="ndash">2016&#x2013;2020</td>
<td align="left">Sentinel-1</td>
<td align="center">20 &#xd7; 22</td>
<td align="left">6&#xa0;days</td>
<td align="center">250</td>
<td align="center">15</td>
<td align="left">Map glacial lakes in 2016&#x2013;2020</td>
</tr>
<tr>
<td align="left">2</td>
<td align="char" char="ndash">2016&#x2013;2020</td>
<td align="left">Sentinel-2</td>
<td align="center">10</td>
<td align="left">5&#xa0;days</td>
<td align="center">290</td>
<td align="center">55</td>
<td align="left">Map glacial lakes in 2016&#x2013;2020</td>
</tr>
<tr>
<td align="left">3</td>
<td align="char" char="ndash">25/10/1962&#x2013;24/11/1962</td>
<td align="left">Corona KH-4</td>
<td align="center">&#x223c;7.62</td>
<td align="left">NA</td>
<td align="center">19.7 &#xd7; 267</td>
<td align="center">3</td>
<td align="left">Map glacial lakes in the 1960s</td>
</tr>
<tr>
<td align="left">4</td>
<td align="char" char="ndash">18/01/1965&#x2013;23/12/1968</td>
<td align="left">Corona KH-4A</td>
<td align="center">&#x223c;2.7</td>
<td align="left">NA</td>
<td align="center">19.7 &#xd7; 267</td>
<td align="center">18</td>
<td align="left">Map glacial lakes in the 1960s</td>
</tr>
<tr>
<td align="left">5</td>
<td align="char" char="ndash">15/11/1968&#x2013;04/12/1970</td>
<td align="left">Corona KH-4B</td>
<td align="center">&#x223c;1.82</td>
<td align="left">NA</td>
<td align="center">19.7 &#xd7; 267</td>
<td align="center">18</td>
<td align="left">Map glacial lakes in 1960s</td>
</tr>
<tr>
<td align="left">6</td>
<td align="char" char="ndash">24/12/1973&#x2013;01/02/1974</td>
<td align="left">Hexagon KH-9</td>
<td align="center">6&#x2013;9</td>
<td align="left">NA</td>
<td align="center">250 &#xd7; 125</td>
<td align="center">3</td>
<td align="left">Fill data for missing KH-4 data</td>
</tr>
<tr>
<td align="left">7</td>
<td align="left">2000</td>
<td align="left">SRTM</td>
<td align="center">30</td>
<td align="left">NA</td>
<td align="center">50</td>
<td align="center">10</td>
<td align="left">Analyze surrounding geomorphometric condition</td>
</tr>
<tr>
<td align="left">8</td>
<td align="char" char="ndash">1948&#x2013;2011</td>
<td align="left">Glacier polygons</td>
<td align="center">NA</td>
<td align="left">NA</td>
<td align="center">NA</td>
<td align="center">NA</td>
<td align="left">Determine the lake-glacier distance and map avalanche area</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2-3">
<title>Glacial Lake Mapping</title>
<p>We used the GlakeMap python package (<xref ref-type="bibr" rid="B85">Wangchuk and Bolch, 2020</xref>) to map glacial lakes from 2016 to 2020. GlakeMap is an automated machine learning-based method developed using the sci-kit-learn, snappy, and arcpy python libraries. The package enables the complementary combination of multi-source source data such as normalized difference water indices (blue and green) and radar backscatter and reaps the benefits of the strength of each data source. Such complementary combinations are principally chosen through rules-based image segmentation and the machine learning algorithm &#x201c;random forest classifier.&#x201d; The proposed method has been tested in several high mountain areas worldwide, including the Bhutan Himalaya, and has achieved average detection and delineation accuracies of 97.87 and 98.95%, respectively. Firstly, NDWI<sub>(green)</sub> and NDWI<sub>(blue)</sub> from Sentinel-2 were calculated using <xref ref-type="disp-formula" rid="e1">Eqs 1</xref> and <xref ref-type="disp-formula" rid="e2">2</xref>, and then the Sentinel-1 data were processed to calculate radar backscatter. We performed rules-based image segmentation of NDWI indices and radar backscatter to derive the rough polygons for all the glacial lakes. Six predictor data sets were prepared: NDWI (green), NDWI (blue), NIR infrared band, radar backscatter, slope, and compactness ratio (calculated using <xref ref-type="disp-formula" rid="e3">Eq. 3</xref>). The glacial lakes were then delineated based on the initial lake polygons derived from image segmentation and attributes in the predictor data sets by the random forest classifier model. All these procedures were executed automatically using the GlakeMap package. <xref ref-type="bibr" rid="B85">Wangchuk and Bolch (2020)</xref> provide more methodological details. The glacial lake polygons were then laid over the false-color composite of Sentinel-2 and manually verified. Further validation of the lake polygons was done using high-resolution imagery available in Google Earth.<disp-formula id="e1">
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<p>We used the Corona KH-4 data to map glacial lakes in the 1960s. These images are not geometrically corrected and suffer from a significant geometric distortion. The images were co-registered by collecting 90&#x2013;100 ground control points from the Sentinel-2 data using a geo-referencing toolset in the ArcGIS software. The high (10&#xa0;m) resolution of the Sentinel-2 data makes it more suitable to use for this purpose than other freely available remote sensing imageries. The KH-4 images are single band, panchromatic images (<xref ref-type="bibr" rid="B105">Dashora et&#x20;al., 2007</xref>), so the glacial lakes were manually digitized based on expert judgment. However, a single band image does provide substantial contrast between the lake and surrounding areas due to its high resolution. When the scenes were complicated by cloud cover and shadows cast by mountains, alternative scenes were used from other months or years. For the process of finding alternative images, the multiple numbers of images available between 1962 and 1970 covering the Bhutan Himalaya was advantageous, but when no alternative images were found, we used Hexagon KH-9 data to fill the data gap. A total of three hexagon KH-9 were used, and 78 lakes, missing in the KH-4 imagery, were mapped from the KH-9 data. The glacial lake mapping procedure is summarized in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Flowchart of glacial lake mapping and hazard assessment in the Bhutan Himalaya.</p>
</caption>
<graphic xlink:href="feart-09-775195-g002.tif"/>
</fig>
<p>The glacial lakes are mostly the meltwater from current or past glaciers and ice fields/caps accumulated on a favorable topography (<xref ref-type="bibr" rid="B103">Dimri et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B104">Otto, 2019</xref>). Here, glacial lakes were identified as any lake located within the 10&#xa0;km buffer distance from the glacier terminus following the earlier studies (<xref ref-type="bibr" rid="B83">Wang et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). The RGI v6.0 glacier inventory data (<xref ref-type="bibr" rid="B63">RGI Consortium, 2017</xref>) was used to determine this threshold distance. Based on the hydrological relationship between the lake and the nearest glacier terminus identified from high-resolution Google Earth images, the glacial lakes were classified into four categories: non-glacier-fed, glacier-unconnected, glacier-connected, and supraglacial lakes (<xref ref-type="bibr" rid="B1">Ageta et&#x20;al., 2000</xref>). The minimum lake area delineated was chosen to be 0.003&#xa0;km<sup>2</sup>, as the main purpose of this inventory was to produce baseline glacial-lake data for the Bhutan Himalaya.</p>
<p>Since the lake polygons were manually corrected using the Sentinel-2 data after the automatic mapping process, we estimated the error associated with manual mapping from Sentinel-2. Based on the quality of satellite imagery, the error area of the glacial lakes is about 0.5 pixels (<xref ref-type="bibr" rid="B106">Fujita et&#x20;al., 2009</xref>). Because the pure lake water pixels are usually surrounded by a mixture of water and non-water pixels, the maximum area error of glacial boundary extraction is estimated roughly to be half the area of the edge pixels (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>). The manually delineated lakes are assumed to have a regular/Gaussian distributed error area. So, the lake error within one standard deviation (1&#x3c3;) was calculated using the equation (<xref ref-type="bibr" rid="B26">Hanshaw and Bookhagen, 2014</xref>).<disp-formula id="e4">
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</mml:math>
<label>(5)</label>
</disp-formula>where <italic>p</italic> is the perimeter of the glacial lake (m), <italic>G</italic> is the spatial resolution of a satellite image, 0.6872 is the coefficient under 1&#x3c3;, <italic>E</italic> is the relative error of the glacial lake, and <italic>A</italic> is the total area of the glacial lake (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>).</p>
</sec>
<sec id="s2-4">
<title>GLOF Hazard Assessment</title>
<p>GLOF hazard assessment is mainly concerned with quantifying the likelihood and magnitude of occurrence of GLOF (<xref ref-type="bibr" rid="B3">Allen et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B82">Wang et&#x20;al., 2015</xref>). Indicators such as lake area and volume, mass movement entering into glacial lakes, the moraine width to height ratio, the height of freeboard, lake geometry, and distance between the lake and the glacier terminus are commonly used (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B18">Emmer and Vil&#xed;mek, 2013</xref>; <xref ref-type="bibr" rid="B90">Worni et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B2">Aggarwal et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B50">Nagai et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B108">Frey et&#x20;al., 2018</xref>). However, for first-order hazard assessment, attributes such as causes of historical GLOF, availability and applicability of remote sensing data, and suitability of automation are commonly employed (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>) (<xref ref-type="sec" rid="s11">Supplementary Table S2</xref>). Accordingly, here we selected the following hazard assessment factors: 1) ice/snow avalanche, 2) landslide/rockfall, 3) steep lakefront area (SLA), 4) lake area expansion 5) upstream GLOF, 6), glacier-lake distance 7) lake area. Assuming that the differing intensity of the particular factor poses a varying degree of GLOF hazard to the lake, the quantified value of each element was categorized into three or two alternative classes: high, medium, and low (<xref ref-type="table" rid="T2">Table&#x20;2</xref>). Based on the previous literature, we assigned an index value of 1 to high, 0.5 to medium, and 0.25 to the low alternative classes (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>). A summary of this GLOF hazard assessment process is provided in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Selected factors with classes and associated index values. The weight of each factor is computed using the AHP.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Rank</th>
<th align="center">Factor</th>
<th align="center">Class</th>
<th align="center">Hazard probability</th>
<th align="center">Index value (C<sub>i</sub>)</th>
<th align="center">Factor weight (F<sub>w</sub>)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">1</td>
<td align="left">Ice/snow avalanche (km<sup>2</sup>)</td>
<td align="center">&#x2265;0.1</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.387</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">0.05&#x2013;0.1</td>
<td align="center">Medium</td>
<td align="char" char=".">0.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x3c;0.05</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">2</td>
<td align="left">Landslide/rockfall (km<sup>2</sup>)</td>
<td align="center">&#x2265;0.5</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.239</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">0.1&#x2013;0.5</td>
<td align="center">Medium</td>
<td align="char" char=".">0.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x3c;0.1</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">3</td>
<td align="left">Steep lakefront area (km<sup>2</sup>)</td>
<td align="center">Yes</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.152</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">No</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">4</td>
<td align="left">Lake expansion (2016&#x2013;2020) (km<sup>2</sup>)</td>
<td align="center">&#x3e;uncertainty range</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.023</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x3c;uncertainty range</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">5</td>
<td align="left">Upstream GLOF (count)</td>
<td align="center">&#x2265;3.0</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.098</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">1.0&#x2013;2.0</td>
<td align="center">Medium</td>
<td align="char" char=".">0.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">0</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">6</td>
<td align="left">Glacier-lake distance (m)</td>
<td align="center">0</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.063</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2264;500</td>
<td align="center">Medium</td>
<td align="char" char=".">0.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x3e;500</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
<tr>
<td align="left">7</td>
<td align="left">Lake area (km<sup>2</sup>)</td>
<td align="center">&#x2265;0.5</td>
<td align="center">High</td>
<td align="char" char=".">1</td>
<td align="char" char=".">0.038</td>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">0.1&#x2013;0.5</td>
<td align="center">Medium</td>
<td align="char" char=".">0.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2264;0.1</td>
<td align="center">Low</td>
<td align="char" char=".">0.25</td>
<td align="left"/>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>GLOF, glacial lake outburst&#x20;flood.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>We calculated the GLOF hazard factors 1) ice/snow avalanche and 2) landslide/rockfall using the topographic tsunami generating potential of the lake surrounding terrain. This method identifies any potential release cells within the vicinity of a lake, considering slope as the single most important criterion. It is based on the assumption that the probability of detachment of a mass of tsunami generating potential is higher on the steep slopes directly above the lake than on more distal slopes. Initially developed by <xref ref-type="bibr" rid="B66">Romstad et&#x20;al. (2008)</xref>, the model has been used to map topographic potential for glacial lakes in the Swiss Alps (<xref ref-type="bibr" rid="B72">Schaub, 2015</xref>), northeast India (<xref ref-type="bibr" rid="B3">Allen et&#x20;al., 2016</xref>), Tibetan Plateau (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>) and the Third Pole (<xref ref-type="bibr" rid="B98">Zheng et&#x20;al., 2021</xref>). Here, following <xref ref-type="bibr" rid="B4">Allen et&#x20;al. (2019)</xref>, the topographic potential area was defined as a 30&#xb0; slope within the lake&#x2019;s watershed area and with a threshold reach angle of 15&#xb0;. The slope of the area surrounding the lake was derived from the SRTM-30 m data. The pixels within the potential topographic area which are covered by glacier were then identified as the avalanche-prone area, while those without glacier covering were considered to form the landslide/rockfall prone area. An avalanche area of more than 0.1&#xa0;km<sup>2</sup> was assigned a high index value, 0.05&#x2013;0.1&#xa0;km<sup>2</sup> a medium value, and less than 0.05&#xa0;km<sup>2</sup> a low value. Here, the lower limit avalanche of 0.05&#xa0;km<sup>2</sup> was considered at par with the minimum size of the lake selected for this hazard assessment assuming that an avalanche of any volume may cause GLOF magnitude of the same volume. Because large landslide/rockfall areas were widespread across the sampled lakes, with for example, 78.4% of the sampled lakes found to have a landslide area of 0.1&#xa0;km<sup>2</sup>, while only 21.9% of the sampled lakes were found to have a simillarly sized avalanche area, we followed a slightly different weighting categorization for landslide-zone quantification. Areas larger than 0.5&#xa0;km<sup>2</sup> were assigned a high value, those in the range 0.1&#x2013;0.5&#xa0;km<sup>2</sup> a medium value and those less than 0.1&#xa0;km<sup>2</sup> a low&#x20;value.</p>
<p>The type of damming material and its geometry determine a dam&#x2019;s stability (<xref ref-type="bibr" rid="B107">Wang et&#x20;al., 2011</xref>). The dam width-to-height ratio, dam crest width, presence of permafrost, buried ice, and freeboard height (<xref ref-type="bibr" rid="B90">Worni et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B89">Worni et&#x20;al., 2014</xref>) are widely used to determine dam stability. However, identifying these dam parameters is difficult with existing freely accessible satellite data. Fortunately, the steep lakefront area (SLA), which is based on the depression angle between the flat lake surface and the surrounding terrain, is an excellent alternative measurement of the width-to-height ratio. The steepest elevation angle from a particular point towards the lake surface is considered as a value for SLA (<xref ref-type="bibr" rid="B21">Fujita et&#x20;al., 2013</xref>). The SLA has been widely considered for hazard assessment, for example in the Himalayas in India (<xref ref-type="bibr" rid="B109">Dubey and Goyal, 2020</xref>) and Nepal (<xref ref-type="bibr" rid="B67">Rounce et&#x20;al., 2016</xref>). Here, we identified the SLA by following the model developed by <xref ref-type="bibr" rid="B21">Fujita et&#x20;al. (2013)</xref>, which uses the minimum threshold angle of 10&#xb0; within the buffer distance of 1&#xa0;km from the lake shoreline. We gave a high index value to lakes with an SLA and low values to those without. However, bedrock-dammed lakes were considered to be stable (<xref ref-type="bibr" rid="B30">Huggel et&#x20;al., 2002</xref>) and were, therefore, assigned a low hazard value even if they had an&#x20;SLA.</p>
<p>Lake expansion is one of the crucial criteria for hazard assessment (<xref ref-type="bibr" rid="B10">Bolch et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B5">Anacona et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B67">Rounce et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>) as it influences the volume of water available for GLOF (<xref ref-type="bibr" rid="B64">Richardson and Reynolds 2000</xref>). Glacial lake expansion also intensifies the lake&#x2019;s vulnerability to potential hazards such as mass movement (<xref ref-type="bibr" rid="B67">Rounce et&#x20;al., 2016</xref>). The threshold expansion percentage used by previous studies was based on the length of the study periods. For example, a threshold of more than 100% expansion was employed for a 40&#xb0;years study period in the Sikkim Himalayas (<xref ref-type="bibr" rid="B2">Aggarwal et&#x20;al., 2017</xref>), while a threshold of 20&#x2013;50% expansion over a 20&#xb0;year period was used in Nepal Himalayas (<xref ref-type="bibr" rid="B36">Khadka et&#x20;al., 2018</xref>). We did not use glacial-lake area change from the 1960s to 2020, despite the data being available, because some glacial lakes have expanded significantly since the 1960s but have now attained their full extent and stopped expanding. Instead, when the expansion within the last 5&#xa0;years (2016&#x2013;2020) was greater than the uncertainty range, we assigned a high index value. When the growth was less than the uncertainty range or the lake had undergone recession a low index value was assigned.</p>
<p>A GLOF from upstream lakes is one form of mass movement that can cause a breach of the main lake downstream. Because it has high erosion and transport potential (<xref ref-type="bibr" rid="B11">Breien et&#x20;al., 2008</xref>), it can produce displacement or tsunami waves equivalent to those caused by slope moments of the same magnitude (<xref ref-type="bibr" rid="B16">Emmer and Cochachine, 2013</xref>). In Bhutan, the most recent impactful GLOF of Lemthang Tsho was caused by the breaching of upstream supraglacial lakes (<xref ref-type="bibr" rid="B24">Gurung et&#x20;al., 2017</xref>). We considered any upstream lake of size &#x2265;0.01&#xa0;km<sup>2</sup> as a potential danger to downstream glacial lakes. According to <xref ref-type="bibr" rid="B16">Emmer and Cochachine (2013)</xref>, all glacial lakes are hazardous as they are susceptible to at least one form of GLOF scenario. Therefore, we considered all upstream glacial lakes as a potential GLOF hazard source to the downstream lake without performing separate hazard assessments. We assigned a high index to lakes with &#x2265;3 upstream lakes, a medium index to lakes with 1&#x2013;2 upstream lakes, and a low index to lakes with no upstream&#x20;lakes.</p>
<p>Glacial lakes expand due to the addition of melt-water from ice or thinning of the moraine dam and by a cumulative discharge of water from the ablation and calving of the glacier at the proximal end of the lake (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>). The distance and slope between the lake and the mother glacier determine the lake-glacier interaction (<xref ref-type="bibr" rid="B107">Wang, 2011</xref>). GLOFs in the Himalayas (<xref ref-type="bibr" rid="B35">Khadka et&#x20;al., 2021</xref>) and on the Tibetan Plateau (Wang et&#x20;al., 2011) have been within 0&#x2013;700 and 0&#x2013;800&#xa0;m lake-glacier distance, respectively. In the Bhutan Himalaya, out of 13 identifiable lakes with a GLOF history, at least two lakes have a lake-glacier distance of 1,000&#xa0;m. Therefore, here, we used a maximum threshold lake-glacier distance of 1,000&#xa0;m. This is also the value used by <xref ref-type="bibr" rid="B4">Allen et&#x20;al. (2019)</xref> for the region-wide hazard assessment of lakes in the Tibetan Plateau. We measured glacier-lake distance using the RGI v6.0 (<xref ref-type="bibr" rid="B63">RGI Consortium, 2017</xref>) glacier dataset. High, medium, and low indices were assigned for glacier-lake distances of 0&#xa0;m (contact with glacier), 0&#x2013;500&#xa0;m, and 500&#x2013;1,000&#xa0;m, respectively.</p>
<p>Lake area is a widely used factor for assessing GLOF susceptibility, as larger lakes present a greater GLOF hazard than smaller ones. Larger glacial lakes are typically deeper with a larger volume, which means higher potential flood volume and greater hydrostatic pressure on the damming wall (<xref ref-type="bibr" rid="B64">Richardson and Reynolds 2000</xref>). Here, lake area was calculated from the lake polygon extracted from the Sentinel-1 and Sentinel-2 data. A glacial lake size of 0.01&#xa0;km<sup>2</sup> is considered large enough to present a significant hazard to downstream settlements (<xref ref-type="bibr" rid="B50">Nagai et&#x20;al., 2017</xref>). When considering regional scale hazard assessment, an area threshold of 0.1&#xa0;km<sup>2</sup> is also reasonably used (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>). Based on 51 past GLOF events in the Himalayan region, <xref ref-type="bibr" rid="B56">Nie et&#x20;al. (2018)</xref> have recommended a minimum area threshold of 0.05&#xa0;km<sup>2</sup> for hazard assessment. In the Bhutan Himalaya, out of 13 existing lakes with a GLOF history, 10 have an area ranging from 0.01 to 0.06&#xa0;km<sup>2</sup>. Therefore, we used a minimum area threshold of 0.05&#xa0;km<sup>2</sup>. We assumed that GLOF magnitude will increase with increasing area, and so we assigned indices as follows: low for lakes &#x3c;0.05&#xa0;km<sup>2</sup>, medium for lakes in the range 0.05&#x2013;0.1&#xa0;km<sup>2</sup>, and high for those with area &#x3e;0.1&#xa0;km<sup>2</sup>.</p>
</sec>
<sec id="s2-5">
<title>Hazard Factor Weighting and Hazard Score Calculation</title>
<p>The different hazard factors have varying degrees of contribution to the GLOF hazard potential of lakes. Thus, assigning a weight to each variable is deemed necessary (Wang et&#x20;al., 2011) to realize the objective hazard classification of the lakes. The seven factors determined in this study were weighted using AHP (<xref ref-type="table" rid="T3">Table&#x20;3</xref>). AHP is a multicriteria decision-making technique that quantifies subjective expert judgment by assigning values through pairwise comparison. The pairwise comparison enables prioritizing the available alternative options by estimating their relative significance (<xref ref-type="bibr" rid="B69">Saaty, 2008</xref>). The AHP technique also ensures consistency of the subjective judgment (<xref ref-type="bibr" rid="B69">Saaty, 2008</xref>) which is challenging to maintain in other semi-quantitative methods of GLOF hazard assessment (<xref ref-type="bibr" rid="B18">Emmer and Vil&#xed;mek, 2013</xref>). AHP has been widely used in GLOF hazard assessment worldwide and particularly in the Himalayas (<xref ref-type="bibr" rid="B5">Anacona et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B2">Aggarwal et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B62">Prakash and Nagarajan, 2017b</xref>; <xref ref-type="bibr" rid="B35">Khadka et&#x20;al., 2021</xref>).</p>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>Pairwise comparison of outburst factors and consistency ratio based on AHP.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Factor</th>
<th align="center">F1</th>
<th align="center">F2</th>
<th align="center">F3</th>
<th align="center">F4</th>
<th align="center">F5</th>
<th align="center">F6</th>
<th align="center">F7</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Ice/snow avalanche (F1)</td>
<td align="char" char=".">1</td>
<td align="char" char=".">3</td>
<td align="char" char=".">3</td>
<td align="char" char=".">4</td>
<td align="char" char=".">4</td>
<td align="char" char=".">5</td>
<td align="char" char=".">5</td>
</tr>
<tr>
<td align="left">Landslide/Rockfall (F2)</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1</td>
<td align="char" char=".">3</td>
<td align="char" char=".">3</td>
<td align="char" char=".">4</td>
<td align="char" char=".">4</td>
<td align="char" char=".">5</td>
</tr>
<tr>
<td align="left">Steep lakefront area (F3)</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1</td>
<td align="char" char=".">3</td>
<td align="char" char=".">3</td>
<td align="char" char=".">4</td>
<td align="char" char=".">4</td>
</tr>
<tr>
<td align="left">Lake area expansion (F4)</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1</td>
<td align="char" char=".">3</td>
<td align="char" char=".">3.00</td>
<td align="char" char=".">4</td>
</tr>
<tr>
<td align="left">Upstream GLOF (F5)</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1.00</td>
<td align="char" char=".">3</td>
<td align="char" char=".">3</td>
</tr>
<tr>
<td align="left">Glacier-lake distance (F5)</td>
<td align="char" char=".">0.20</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1</td>
<td align="char" char=".">3</td>
</tr>
<tr>
<td align="left">Lake area (F6)</td>
<td align="char" char=".">0.20</td>
<td align="char" char=".">0.20</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.25</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">0.33</td>
<td align="char" char=".">1</td>
</tr>
<tr>
<td align="left">Consistency ratio: 0.085 (8.85%)</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>Factor intensity: 1: Equal importance; 3: Moderate importance; 5: Strong importance; 7: Very strong; 9: Extreme importance; 2, 4, 6 and 8 represent intermediate values (after <xref ref-type="bibr" rid="B69">Saaty, 2008</xref>). SLA, steep lakefront&#x20;area.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Here, our expert judgment for the priority ranking was influenced by the previous causes of GLOFs in the Bhutan Himalaya and its neighboring Himalayan regions and following the convention in the existing literature. We assigned the highest rank to ice/ice snow avalanche followed by landslide/rockfall. The majority past GLOF events in Bhutan (55.6%) (<xref ref-type="bibr" rid="B40">Komori et&#x20;al., 2012</xref>; <xref ref-type="bibr" rid="B52">NCHM, 2019a</xref>) (<xref ref-type="sec" rid="s11">Supplementary Figure S1</xref>) and Himalayas (53%) (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>) were caused by ice avalanches or glacier advances. Landslide/rockfall was assigned the second rank as it is the key component of mass movement. In some previous studies (<xref ref-type="bibr" rid="B3">Allen et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>; <xref ref-type="bibr" rid="B98">Zheng et&#x20;al., 2021</xref>), ice/snow avalanches and landslides are often treated as one integrated factor. This assumes that the landslide area may provide an alternative representation of the avalanche area in case of uncertainty resulting from the data and method. We also assigned a relatively high ranking to SLA, considering it a first-order indicator of dam stability (<xref ref-type="bibr" rid="B64">Richardson and Reynolds, 2000</xref>; <xref ref-type="bibr" rid="B28">Hegglin and Huggel, 2008</xref>; <xref ref-type="bibr" rid="B18">Emmer and Vil&#xed;mek, 2013</xref>). Lake area was ranked lowest because our initial screening criteria already considered a minimum area of lake that may cause considerable damage to downstream settlements. Accordingly, the paired-wise comparison matrix was constructed, and weights for each factor (<italic>F</italic>
<sub>
<italic>w</italic>
</sub>) were determined (<xref ref-type="table" rid="T3">Table&#x20;3</xref>) with an overall consistency ratio of 0.085 (8.85%). The final index of each factor (<italic>F</italic>
<sub>
<italic>i</italic>
</sub>) was calculated as the product of class index (<italic>C</italic>
<sub>
<italic>i</italic>
</sub>) and factor weight (<italic>F</italic>
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<label>(7)</label>
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</p>
</sec>
<sec id="s2-6">
<title>Hazard Assessment Method Validation</title>
<p>Our GLOF hazard assessment relies on well-established methods and past GLOF experience in the context of the Bhutan Himalaya. However, validation of the hazard-assessment method was still deemed necessary as we relied solely on remote sensing data, which has inevitable uncertainties. GLOF is a high-magnitude, low-frequency natural disaster, thus validation is often tricky (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>). However, the Bhutan Himalaya has experienced multiple GLOF events which were substantial enough to validate our method. The validation of hazard assessment methods through the use of past GLOF events has commonly been done in previous studies (<xref ref-type="bibr" rid="B5">Anacona et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B17">Emmer and Vil&#xed;mek, 2014</xref>; <xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>). A total of 23 GLOFs events have been documented in the Bhutan Himalaya (<xref ref-type="bibr" rid="B40">Komori et&#x20;al., 2012</xref>; <xref ref-type="bibr" rid="B24">Gurung et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B52">NCHM, 2019a</xref>) (<xref ref-type="sec" rid="s11">Supplementary Table S1</xref>). However, five of these events were located on the TAR side of the Himalayas and do not have any hydrological connection with the glacier-fed rivers that flow into the Bhutanese interior. Four of the events are from glaciers, and for another, the lake involved no longer exists due to the complete emptying of water during the GLOF, according to the verification carried out for this study. Out of the 13 remaining events, eight of them fulfilled our initial screening criteria (area &#x2265;0.05&#xa0;km<sup>2</sup> and glacier-lake distance &#x2264;1,000&#xa0;m) and were used for validation. Although eight lakes out of a total of 278 represents only 2.9%, they do include all the past GLOF events in the region that caused damage to downstream settlements.</p>
</sec>
</sec>
<sec sec-type="results" id="s3">
<title>Results</title>
<sec id="s3-1">
<title>Glacial Lake Number and Area Distribution</title>
<p>Using Sentinel-2 and Sentinel-1 imagery, we mapped 2,553 (151.81&#x20;&#xb1; 7.76&#xa0;km<sup>2</sup>), 2,566 (152.64&#x20;&#xb1; 7.83&#xa0;km<sup>2</sup>), 2,572 (153.94&#x20;&#xb1; 7.83&#xa0;km<sup>2</sup>), 2,569 (153.97&#x20;&#xb1; 7.79&#xa0;km<sup>2</sup>) and 2,574 (156.63&#x20;&#xb1; 7.95&#xa0;km<sup>2</sup>) glacial lakes from 2016, 2017, 2018, 2019 and 2020, respectively. A total of 2,187 glacial lakes corresponding to 130.19&#x20;&#xb1; 2.09&#xa0;km<sup>2</sup> were mapped using historical KH-4 data from the 1960s (<xref ref-type="sec" rid="s11">Supplementary Table S3</xref>). Of the total in 2020, 1,118 (82.92&#xa0;km<sup>2</sup>) were glacier-fed lakes. In this inventory, the size of the glacial lakes ranges from 0.003 to 4.30&#xa0;km<sup>2</sup>, with a mean area of 0.061&#xa0;km<sup>2</sup> and a standard deviation of 0.17&#xa0;km<sup>2</sup>. There were slightly more non glacier-fed lakes (56.6%) than glacier-fed lakes, but the glacier-fed lakes were slightly dominant in terms of areal coverage (52.9%). Thorthormi Tsho, located in the Phochu basin, is the largest glacial lake in this inventory.</p>
<p>We used the 2020 inventory to analyze the distribution of glacial lakes in the BTH (<xref ref-type="fig" rid="F3">Figure&#x20;3</xref>). The glacier-fed lakes were chiefly present in the elevation range 4,250&#x2013;5,500&#xa0;m a.s.l and had a mean elevation value of 4,810&#xa0;m a.s.l. Their distribution was most dense in the central part of the BTH, becoming more sparse towards the eastern and western ends. Basin-wise, the Pchochu basin has the highest proportion 28.18% (area) and 22.63% (number), followed by Kurichu 26.35% (area), 20.66% (number). Wangchu with 1.34% (area), 0.78% (number), and Amochu with 2.24% (area), 1.71% (number) basins had the lowest proportion of glacier-fed lakes. Although Drangmechu had the most glacial lakes of all types by both number and area, it only contained 14.7% (number) and 8.9% (area) of the total number of glacier-fed&#x20;lakes.</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Distribution of glacial lakes in the Bhutan Himalaya in 2020. The bars display the proportion of all lakes and glacier-fed (G-fed) lakes across the eight basins <bold>(A)</bold> and in the entire BTH <bold>(B)</bold>. The histogram <bold>(C)</bold> indicates the distribution of glacier-fed lakes with altitude. The map <bold>(D)</bold> compares the total area of the glacial-fed lakes (%) among the eight basins and the distribution of non-glacier-fed and different types of glacier-fed lakes based on their size. Pie charts show the percentage ratio of glacier-fed lakes to nonglacial-fed in number <bold>(E)</bold> and area <bold>(F)</bold>.</p>
</caption>
<graphic xlink:href="feart-09-775195-g003.tif"/>
</fig>
<p>A type-wise comparison of the glacial lakes shows that the glacier-unconnected lakes dominate both the number and area (76.9 and 56.7% of the total, respectively). Supraglacial lakes are uncommon, accounting for only 1% of the total area and 4.6% of the total number. Although glacier-connected lakes account for only 18.5% of the total numbers, they make up 42.3% of the total area. The mean area was the largest for glacier-connected lakes (0.17&#xa0;km<sup>2</sup>), followed by glacier-unconnected lakes (0.055&#xa0;km<sup>2</sup>) and supraglacial lakes (0.016&#xa0;km<sup>2</sup>). We did not detect any supraglacial lakes in the Drangmechu basin (<xref ref-type="fig" rid="F4">Figure&#x20;4</xref>).</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Distribution of different types of glacial lakes: supraglacial (SGL), glacier-connected (CGL), and glacier-unconnected lakes (UGL) across the eight basins <bold>(A)</bold> and in the entire BTH <bold>(B)</bold>. The horizontal bars represent the proportional area and the number of glacial lakes of different size categories across the eight basins <bold>(C)</bold> and the entire (BTH) <bold>(D)</bold>.</p>
</caption>
<graphic xlink:href="feart-09-775195-g004.tif"/>
</fig>
<p>Following <xref ref-type="bibr" rid="B45">Maharjan et&#x20;al. (2018)</xref>, we examined the glacial lake distribution for six different size classes (km<sup>2</sup>) (&#x3c;0.01, 0.0&#x2013;0.05, 0.05&#x2013;0.1, 0.1&#x2013;0.5, 0.5&#x2013;1, and 1&#x2013;5) as shown in <xref ref-type="fig" rid="F4">Figure&#x20;4</xref>. Small glacial lakes (&#x3c;0.1&#xa0;km<sup>2</sup>) were most frequent in terms of number (84.34%) while larger glacial lakes (&#x3e;0.1&#xa0;km<sup>2</sup>) formed a major portion of the total area (70.7%). The most common size, in terms of numbers, was 0.01&#x2013;0.05 (km<sup>2</sup>) (47.58% of the total), while the 0.1&#x2013;0.5 range predominance in area (38.0%). The glacial lakes less than 0.01&#xa0;km<sup>2</sup> had the lowest areal coverage (2.33%), and the size class 1&#x2013;5&#xa0;km<sup>2</sup> had the lowest count (0.62% of the total). There were no glacier-fed lakes in size categories 0.5&#x2013;1 and 1&#x2013;5 (km<sup>2</sup>) in Amochu, Wangchu, or Kurichu basins, while Drangmechu lacked any lakes in the 1&#x2013;5 (km<sup>2</sup>) category.</p>
</sec>
<sec id="s3-2">
<title>Glacial Lake Expansion Since the 1960s</title>
<p>Over the last 6&#xa0;decades (1960s&#x2212;2020), the total number of glacial lakes increased from 2,187 (130.19&#x20;&#xb1; 2.09&#xa0;km<sup>2</sup>) to 2,574 (156.63&#xa0;km<sup>2</sup>). The number of glacier-fed lakes increased by 190 (13.77&#xa0;km<sup>2</sup>), while the number of non-glacier-fed lakes grew by 200 (12.67&#xa0;km<sup>2</sup>). No significant change in the mean size of the glacial lakes was observed between the 1960s (0.059&#xa0;km<sup>2</sup>) and 2020 (0.060&#xa0;km<sup>2</sup>). The standard deviation of the area of glacial lakes increased slightly, from 0.144&#xa0;km<sup>2</sup> in the 1960s to 0.17&#xa0;km<sup>2</sup> in 2020. The maximum size of the glacial lakes increased from 3.4 to 4.3&#xa0;km<sup>2</sup> over the same period. The number and area of glacier-fed lakes increased across all the basins, with the exception of Amochu and Drangmechu. The further analysis of glacial lake change behavior and the results presented in the following sections concerns only the glacier-fed&#x20;lakes.</p>
<p>The number of glacial lakes remained stable in the Amochu basin, while in Drangmechu, the glacial lakes shrank by 6.81&#xa0;km<sup>2</sup>. The Phochu basin had the largest expansion, with 51 (10.43&#xa0;km<sup>2</sup>) new lakes emerging over the period, followed by the Kurichu basin where 41 (4.54&#xa0;km<sup>2</sup>) new lakes formed (<xref ref-type="fig" rid="F5">Figure&#x20;5</xref>).</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Glacial lake changes across the eight basins for 1960s&#x2212;2016&#x2013;2020&#x20;<bold>(A)</bold>. The map in the middle shows the absolute area change (km<sup>2</sup>) for the eight basins. The glacier-fed and non-glacier-fed lake changes in the BTH for the period 1960s&#x2212;2020&#x20;<bold>(B)</bold>.</p>
</caption>
<graphic xlink:href="feart-09-775195-g005.tif"/>
</fig>
<p>Looking at the changes in terms of glacial lake types, we observed the largest areal expansion (10.8&#xa0;km<sup>2</sup>) in glacier-connected lakes, accounting for 75.4% of the overall total lake area growth in the BTH. However, 182 new glacier-unconnected lakes appeared over the period, contributing 96.3% of the overall increase in lake numbers in the BTH. The area of supraglacial lakes decreased by 35.47%, although their total number actually increased by 10.86% over the period (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>).</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Glacial lake (number and area) change based on different size categories and types for 1960s&#x2212;2016 and 2016&#x2013;2020.</p>
</caption>
<graphic xlink:href="feart-09-775195-g006.tif"/>
</fig>
<p>The glacial lake changes across the different size classes revealed that smaller glacial lake classes had the largest increases in numbers, while the larger glacial lake classes had the largest areal expansion. For example, a total of 182 new glacier-fed lakes of area &#x3c;0.1&#xa0;km<sup>2</sup> were formed over the period, although their areal change contribution to the overall change was only 3.8&#xa0;km<sup>2</sup>. On the other hand, the glacier-fed lakes &#x3e;0.1&#xa0;km<sup>2</sup> expanded their area by 9.9&#xa0;km<sup>2</sup> despite their number increasing by only eight (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>).</p>
<p>The glacier-fed lake changes across the four elevation zones, namely 4,000&#x2013;4,500, 4,500&#x2013;5,000, 5,000&#x2013;5,500, and 5,500&#x2013;6,000&#xa0;m a.s.l are as shown in <xref ref-type="fig" rid="F7">Figure&#x20;7</xref>. Over the last 6&#xa0;decades, we observed the highest relative expansion (96.35%) in the elevation range 4,000&#x2013;4,500&#xa0;m a.s.l, followed by the range 5,500&#x2013;6,000&#xa0;m a.s.l. In contrast, lake area in the 4,500&#x2013;5,000&#xa0;m a.s.l range suffered recession (by 13.20%). Overall, the mean elevation of glacier-fed lakes increased from 4,986.46 to 5,031&#xa0;m&#x20;a.s.l.</p>
<fig id="F7" position="float">
<label>FIGURE 7</label>
<caption>
<p>Relative area changes in the different elevation zones between 1960s&#x2013;2020 and 2016&#x2013;2020&#x20;<bold>(A)</bold>, and in 2016&#x2013;2017&#x2212;2018&#x2013;2019&#x2212;2020&#x20;<bold>(B)</bold>. The relative area changes in the different glacier-lake distance ranges in 2016&#x2013;2020 and 1960s&#x2212;2020&#x20;<bold>(C)</bold> and in 2016&#x2013;2017&#x2212;2018&#x2013;2019&#x2212;2020&#x20;<bold>(D)</bold>.</p>
</caption>
<graphic xlink:href="feart-09-775195-g007.tif"/>
</fig>
<p>The glacier-fed lake changes across the three lake-glacier distance ranges (0&#x2013;500, 500&#x2013;1,000, and &#x3e;1,000&#xa0;m) are also shown in <xref ref-type="fig" rid="F7">Figure&#x20;7</xref>. Over the period, the glacial lakes with a glacier-lake distance within the range 0&#x2013;500&#xa0;m expanded, while glacial lakes with glacier-lake distance in other categories recessed. However, absolute net expansion (30.0&#xa0;km<sup>2</sup>) for lakes in the 0&#x2013;500&#xa0;m category was more significant than net recession (&#x2212;16.34&#xa0;km<sup>2</sup>) in the other lake-glacier distance ranges. The mean glacier-lake distance decreased from 691.3 to 405&#xa0;m over the 60&#xa0;year period.</p>
</sec>
<sec id="s3-3">
<title>Short Term and Annual Variation</title>
<p>In 2016&#x2013;2020, the glacier-fed lakes expanded (by 5.79% in area, and 1.91% in number) while the non-glacier-fed lakes remained reasonably stable (<xref ref-type="fig" rid="F5">Figure&#x20;5</xref>). The annual changes between 2016 and 2020 show the area expanding at the rate of 0.96&#xa0;km<sup>2</sup> per year. A total of 19 (4.82&#xa0;km<sup>2</sup>) new lakes were formed, with annual increments occurring except for 2018, when the total number of lakes decreased by three (<xref ref-type="fig" rid="F5">Figure&#x20;5</xref>).</p>
<p>The number and area of glacier-fed lakes expanded between 2016 and 2020 in all basins except the Wangchu basin (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>). The largest expansion occurred in the Phochu basin where six new lakes (1.55&#xa0;km<sup>2</sup>) were formed. The Wangchu basin exhibited the smallest areal growth (0.03&#xa0;km<sup>2</sup>), with its number of lakes decreasing by 1. However, there was irregular interannual variability in the number and area of lakes across the different basins. For example, in the Phochu and Wangchuk basins, the glacial lake counts increased in 2016&#x2013;2017, remained stable in 2017&#x2013;2018, and decreased between 2019 and 2020. By contrast, the Kurichu basin had a continuous annual expansion in area and number between 2016 and 2020 with average rates of 1.5 lakes and 0.2&#xa0;km<sup>2</sup>, respectively (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>).</p>
<p>Glacier-fed lakes of all kinds, except supraglacial lakes, increased both in area and number. The number of supraglacial lakes increased during 2016&#x2013;2017 (19.56%) and 2017&#x2013;2018 (9.80%) but remained stable in 2018&#x2013;2019. However, the area of supraglacial lakes expanded continuously between 2016 and 2020 at an average rate of 0.06&#xa0;km<sup>2</sup> per year (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>). The lakes across the different size categories exhibited an overall expansion trend during 2016&#x2013;2020, although there is heterogeneous interannual variation (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>). For example, the class of glacier-fed lake of area &#x3c;0.01&#xa0;km<sup>2</sup> increased between 2016 and 2017 and continuously shrank between 2017 and 2020. On the other hand, the 0.01&#x2013;0.5&#xa0;km<sup>2</sup> category expanded with an irregular annual pattern. The number of large glacial lakes (0.5&#x2013;1 and 1&#x2013;5&#xa0;km<sup>2</sup>) remained stable, while their area underwent a continuous yearly expansion. We determined that the heterogeneous behaviour across the different classes was due to the rapid evolution of glacial lakes from small to large stages. For example, in 2017&#x2013;2018, the drop of 24 in the number in the &#x3c;0.01&#xa0;km<sup>2</sup> category was comparable to the increase of 30 in the number in the 0.01&#x2013;0.05&#xa0;km<sup>2</sup> category (<xref ref-type="fig" rid="F6">Figure&#x20;6</xref>).</p>
<p>
<xref ref-type="fig" rid="F7">Figure&#x20;7</xref> shows that within the last 5&#xa0;years, glacial lakes in all elevation ranges increased with a maximum relative expansion in the 4,000&#x2013;4,500&#xa0;m a.s.l range (10.48%) and a minimum (3.06%) in the 4,500&#x2013;5,000&#xa0;m a.s.l, range. However, there was inter-annual variability across the different elevation zones. For example, the glacial lakes in all years expanded in the elevation band 4,000&#x2013;4,500&#xa0;m a.s.l. In 2016&#x2013;2017, the glacial lakes suffered recession in the 5,500&#x2013;6,000&#xa0;m a.s.l. elevation range. The&#x20;maximum relative change was observed at 0&#x2013;500&#xa0;m glacier-lake distance category (7.26%), while there was a slight decrease in area in the &#x3e;1,000&#xa0;m category (&#x2212;0.367&#xa0;km<sup>2</sup>) in the last 5-year period. There was some interannual variability with glacial lakes in the &#x3c;1,000&#xa0;m glacier-lake distance category expanding in all the years, while those in the &#x3e;1,000&#xa0;m glacier-lake distance range, decreased in some years (2017&#x2013;2018 and 2018&#x2013;2019).</p>
</sec>
<sec id="s3-4">
<title>GLOF Hazard Assessment</title>
<p>
<xref ref-type="table" rid="T4">Table&#x20;4</xref> shows the GLOF hazard score value and hazard level for the eight lakes that were used for the validation. Out of these eight lakes which have failed in the past and caused a GLOF, three fell in the high GLOF hazard-level category and three in the very high category. There was only one lake in each of the medium and very-low GLOF hazard categories. This validation established that our hazard assessment method was robust enough to use on other lakes in the&#x20;BTH.</p>
<table-wrap id="T4" position="float">
<label>TABLE 4</label>
<caption>
<p>Details of the lakes used to validate the hazard assessment method.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">No.</th>
<th align="center">Long. (&#xb0;)</th>
<th align="center">Lat. (&#xb0;)</th>
<th align="center">Elevation (m a.s.l)</th>
<th align="center">Basin</th>
<th align="center">Avalanche (km<sup>2</sup>)</th>
<th align="center">Landslide (km<sup>2</sup>)</th>
<th align="center">SLA (km<sup>2</sup>)</th>
<th align="center">Lake area Expansion (km<sup>2</sup>)</th>
<th align="center">Upstream GLOF (count)</th>
<th align="center">Glacier-lake distance (m)</th>
<th align="center">Area (km<sup>2</sup>)</th>
<th align="center">Hazard score (0&#x2013;1)</th>
<th align="center">Hazard level</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">1</td>
<td align="char" char=".">90.264</td>
<td align="char" char=".">28.104</td>
<td align="char" char=".">4,457.84</td>
<td align="left">Phochu</td>
<td align="char" char=".">1.234</td>
<td align="char" char=".">3.108</td>
<td align="char" char=".">0.235</td>
<td align="char" char=".">0.157</td>
<td align="char" char=".">0</td>
<td align="char" char=".">0.00</td>
<td align="char" char=".">4.383</td>
<td align="char" char=".">1.00</td>
<td align="left">VH</td>
</tr>
<tr>
<td align="left">2</td>
<td align="char" char=".">90.302</td>
<td align="char" char=".">28.093</td>
<td align="char" char=".">4,531.43</td>
<td align="left">Phochu</td>
<td align="char" char=".">0.719</td>
<td align="char" char=".">3.491</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0.046</td>
<td align="char" char=".">2</td>
<td align="char" char=".">0.00</td>
<td align="char" char=".">1.639</td>
<td align="char" char=".">0.93</td>
<td align="left">VH</td>
</tr>
<tr>
<td align="left">3</td>
<td align="char" char=".">89.899</td>
<td align="char" char=".">28.106</td>
<td align="char" char=".">4,268.84</td>
<td align="left">Phochu</td>
<td align="char" char=".">0.547</td>
<td align="char" char=".">3.673</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">9</td>
<td align="char" char=".">270.92</td>
<td align="char" char=".">0.253</td>
<td align="char" char=".">0.83</td>
<td align="left">VH</td>
</tr>
<tr>
<td align="left">4</td>
<td align="char" char=".">90.741</td>
<td align="char" char=".">28.304</td>
<td align="char" char=".">4,772.27</td>
<td align="left">Kurichu</td>
<td align="char" char=".">0.552</td>
<td align="char" char=".">1.054</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0</td>
<td align="char" char=".">122.89</td>
<td align="char" char=".">0.108</td>
<td align="char" char=".">0.75</td>
<td align="left">H</td>
</tr>
<tr>
<td align="left">5</td>
<td align="char" char=".">89.369</td>
<td align="char" char=".">27.836</td>
<td align="char" char=".">4,423.57</td>
<td align="left">Mochu</td>
<td align="char" char=".">0.554</td>
<td align="char" char=".">2.175</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0</td>
<td align="char" char=".">427.51</td>
<td align="char" char=".">0.051</td>
<td align="char" char=".">0.65</td>
<td align="left">H</td>
</tr>
<tr>
<td align="left">6</td>
<td align="char" char=".">90.710</td>
<td align="char" char=".">28.023</td>
<td align="char" char=".">4,888.33</td>
<td align="left">Chamkharchu</td>
<td align="char" char=".">0.119</td>
<td align="char" char=".">2.842</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0.154</td>
<td align="char" char=".">3</td>
<td align="char" char=".">0.00</td>
<td align="char" char=".">1.605</td>
<td align="char" char=".">0.64</td>
<td align="left">H</td>
</tr>
<tr>
<td align="left">7</td>
<td align="char" char=".">90.674</td>
<td align="char" char=".">28.334</td>
<td align="char" char=".">4,636.53</td>
<td align="left">Kurichu</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">2.507</td>
<td align="char" char=".">0.080</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">2</td>
<td align="char" char=".">0.00</td>
<td align="char" char=".">0.116</td>
<td align="char" char=".">0.49</td>
<td align="left">M</td>
</tr>
<tr>
<td align="left">8</td>
<td align="char" char=".">89.894</td>
<td align="char" char=".">28.036</td>
<td align="char" char=".">5,188.97</td>
<td align="left">Phochu</td>
<td align="char" char=".">0.004</td>
<td align="char" char=".">0.090</td>
<td align="char" char=".">0.200</td>
<td align="char" char=".">0.000</td>
<td align="char" char=".">0</td>
<td align="char" char=".">281.95</td>
<td align="char" char=".">0.061</td>
<td align="char" char=".">0.19</td>
<td align="left">VL</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>The values for each identified factor and hazard score are given. These were the only lakes with a GLOF history which met the initial screening criteria (area &#x3d; 0.05&#xa0;km<sup>2</sup> and glacier-lake distance &#x3d; 1,000&#xa0;m). SLA, Steep lakefront area; GLOF, Glacial lake outburst&#x20;flood.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Based on the initial screening criteria, we identified 278&#x20;glacier-fed lakes for GLOF hazard assessment, out of which 84 lakes were transboundary (<xref ref-type="fig" rid="F8">Figure&#x20;8</xref>). As per the GLOF hazard-level classification defined in the method section, we found 31 very high, 34 high, 50 medium, 102 low, and 62 very low GLOF-hazard lakes in BTH. The list of glacial lakes with high to very-high GLOF hazard levels is provided in <xref ref-type="sec" rid="s11">Supplementary Table S4</xref>. The glacial lakes with high to very-high GLOF hazards were primarily located in the Kurichu basin (35.4%), followed by Phochu (18.5%), Drangmechu (15.4%), and Mochu (12.3%) basins. The number of glacial lakes with high to very-high GLOF hazard levels was smallest in the Amochu and Wanghcu basins. However, all the lakes with high to very-high GLOF hazard levels in Kurichu, Amochu, and Dranmgemechu were transboundary, located on the TAR side of the Himalayas. There were no lakes with a very-high GLOF hazard level in the Mangdechu basin. We found a positive correlation between the total number of glacial lakes and high GLOF hazard lakes. For example, Kurichu and Phochu basins exhibited the highest number of glacier-fed lakes (231 and 253, respectively), and also the highest number of very-high GLOF hazard-level lakes. Similarly, the opposite pattern was true for the Wangchu basin, which had the lowest number of glacier-fed lakes and lowest number of very-high GLOF hazard-level&#x20;lakes.</p>
<fig id="F8" position="float">
<label>FIGURE 8</label>
<caption>
<p>The pie charts in the map <bold>(A)</bold> show the proportional number of lakes of different hazard levels: very high (VH), high (H), medium (M), low (L), and very low (VL) across the different basins and in the BTH. The size of the pie chart indicates the total number (n) of lakes for which hazard assessments were carried out based on the initial two criteria (area &#x3d; 0.05&#xa0;km<sup>2</sup> and glacier-lake distance &#x3d; 1,000&#xa0;m). The bar chart <bold>(B)</bold> shows the distribution of high and very-high hazard-level glacial lakes across the eight basins and transboundary regions.</p>
</caption>
<graphic xlink:href="feart-09-775195-g008.tif"/>
</fig>
<p>Overall, the GLOF hazard-score distribution was slightly skewed towards the lower hazard levels, as shown in <xref ref-type="fig" rid="F9">Figure&#x20;9</xref>. The very-high to high GLOF hazard-level lakes were mainly distributed in the 5,000&#x2013;5,500&#xa0;m a.s.l elevation range (47.69%) followed by the 4,500&#x2013;5,000 range (35.38%). There was only one lake with a very-high hazard level in the 5,500&#x2013;6,000&#xa0;m a.s.l band. More than half (53.8%) of the lakes with a high to very-high hazard level fall in the size category of 0.1&#x2013;0.5&#xa0;km<sup>2</sup> while the size category of 0.05&#x2013;0.1 accounts for about 27.69%. Across the different types of glacial lakes, more than half (56.9%) of very-high to high GLOF hazard lakes were glacier-connected lakes followed by glacier-unconnected lakes (41.53%). There was at least one high hazard level supraglacial lake (<xref ref-type="fig" rid="F9">Figure&#x20;9</xref>).</p>
<fig id="F9" position="float">
<label>FIGURE 9</label>
<caption>
<p>The histogram <bold>(A)</bold> represents the GLOF hazard levels across all the glacial lakes (with area &#x3d; 0.05&#xa0;km<sup>2</sup> and glacier-lake distance &#x3d; 1,000&#xa0;m). The dashed lines show the hazard score for glacial lakes with a past GLOF history, which is also used to validate this study. The bars depict the distribution of high and very-high hazard level glacial lakes across the different elevation zones <bold>(B)</bold>, size categories <bold>(C)</bold>, and different lake types <bold>(D)</bold>.</p>
</caption>
<graphic xlink:href="feart-09-775195-g009.tif"/>
</fig>
</sec>
</sec>
<sec sec-type="discussion" id="s4">
<title>Discussion</title>
<sec id="s4-1">
<title>Glacial Lake Mapping and Distribution</title>
<p>Uncertainty in glacial lake mapping usually results from the data quality used for mapping and other factors such as cloud coverage and seasonal snow. The Sentinel-2 and Sentinel-1 data used here have the highest ground resolution of any freely available data. Although glacial lakes were initially mapped with an automatic method involving both the imageries, manual validation was done using a false-color composite of Sentinel-2. We calculated the uncertainty value based on the resolution of the Sentinel-2 images (10&#xa0;m) following the method of <xref ref-type="bibr" rid="B26">Hanshaw and Bookhagen (2014)</xref>. Our uncertainty range (&#xb1;5.04% of total area) was lower than the values in previous studies [e.g., &#xb1;16.1% in <xref ref-type="bibr" rid="B97">Zhang et&#x20;al. (2015)</xref>, 13.47% in <xref ref-type="bibr" rid="B84">Wang et&#x20;al. (2020)</xref>, &#xb1;30% in <xref ref-type="bibr" rid="B36">Khadka et&#x20;al. (2018)</xref>, and 15.96% in <xref ref-type="bibr" rid="B57">Nie et&#x20;al. (2017)</xref>] which used Landsat data. <xref ref-type="bibr" rid="B71">Salerno et&#x20;al. (2012)</xref> projected that the error associated with lake area can increase by an order of magnitude when the imagery resolution increase from 10 to 30&#xa0;m which is corroborated by the reasonably minimal uncertainty range in this study. This substantiates the fact that the glacial lake mapping using Sentinel-2 in this study provides a data set with low uncertainty over the BTH, which is essential in the context of glacial lake hazard assessment (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>). Obstruction by cloud cover is one of the main challenges in glacial lake mapping in the Himalayas (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>), and cloud cover is almost perennial over the BTH. The average cloud cover for all Sentinel-2 scenes in the months of October and November was 56.50 and 61.27%, respectively. Here, the use of Sentinel-1, SAR data was helpful in mapping glacial lakes obstructed by cloud cover in the Sentinel-2 data. For example, 107 lakes missed in the 2019&#x20;Sentinel-2 imagery were mapped using Sentinel-1 data. Hence, we have reaffirmed the proposal of <xref ref-type="bibr" rid="B85">Wangchuk and Bolch (2020)</xref> that using Sentinel-1 as a complement to optical data is a valuable and novel approach to overcome the cloud-cover problem.</p>
<p>The number of glacial lakes mapped in this study was higher than in previous studies, as indicated in <xref ref-type="table" rid="T5">Table&#x20;5</xref>. We compared our 2018 glacial lake data set with that of <xref ref-type="bibr" rid="B84">Wang et&#x20;al. (2020)</xref> in 2018 and that of <xref ref-type="bibr" rid="B12">Chen et&#x20;al. (2021)</xref> in 2017, both of which form the latest available inventory covering the BTH. When we compare the number of glacial lakes with areas between 0.0085 and 0.05&#xa0;km<sup>2</sup>, <xref ref-type="bibr" rid="B12">Chen et&#x20;al. (2021)</xref> reported 757 (16.59&#xa0;km<sup>2</sup>), and <xref ref-type="bibr" rid="B84">Wang et&#x20;al. (2020)</xref> mapped 970 (20.1&#xa0;km<sup>2</sup>), while the current study found 1,475 (32.22&#xa0;km<sup>2</sup>). The comparison indicates that the earlier inventories have missed glacial lakes, especially in the smaller size ranges, and implies that our study provides a more robust (both qualitative and quantitative) representation of the glacial lake census in the Bhutan Himalaya than previous studies at the regional&#x20;scale.</p>
<table-wrap id="T5" position="float">
<label>TABLE 5</label>
<caption>
<p>Comparison of the number and area of glacial lakes with the findings of previous studies.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Source</th>
<th align="center">Study area</th>
<th align="center">Study year</th>
<th align="center">All (glacier-fed) lake area, km<sup>2</sup>
</th>
<th align="center">All (glacier) lake number</th>
<th align="center">Minimum size (km<sup>2</sup>)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">Current study</td>
<td align="left">Bhutan Himalaya</td>
<td align="center">2020</td>
<td align="char" char="(">156.63 (82.81)</td>
<td align="char" char="(">2,574 (1,118)</td>
<td align="char" char=".">0.003</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B84">Wang et&#x20;al. (2020)</xref>
</td>
<td align="left">High Mountain Asia</td>
<td align="center">2018</td>
<td align="char" char="(">126.52 (82.6)</td>
<td align="char" char="(">1,663 (777)</td>
<td align="char" char=".">0.0054</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B12">Chen et&#x20;al. (2021)</xref>
</td>
<td align="left">High Mountain Asia</td>
<td align="center">2017</td>
<td align="char" char="(">103.89 (585)</td>
<td align="char" char="(">1,223 (57.25)</td>
<td align="char" char=".">0.0085</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B73">Shugar et&#x20;al. (2019)</xref>
</td>
<td align="left">Worldwide</td>
<td align="center">2015&#x2013;2018</td>
<td align="center">45.79</td>
<td align="center">200</td>
<td align="char" char=".">0.05</td>
</tr>
<tr>
<td align="left">
<xref ref-type="bibr" rid="B79">Ukita et&#x20;al. (2011)</xref>
</td>
<td align="left">Bhutan Himalaya</td>
<td align="center">2006&#x2013;2011</td>
<td align="center">733</td>
<td align="center">82.5&#xa0;km<sup>2</sup>
</td>
<td align="char" char=".">0.01</td>
</tr>
</tbody>
</table>
<table-wrap-foot>
<fn>
<p>The area and number of glacier-fed lakes are given in parenthesis. Note that the values given for the earlier studies are only for the Bhutan Himalaya, although the full study area given in the table may be a larger&#x20;area.</p>
</fn>
</table-wrap-foot>
</table-wrap>
<p>Basin-wise, we found that glacier-fed lakes were predominant in the Phochu and Kurichu basins, in agreement with earlier distribution patterns (<xref ref-type="bibr" rid="B79">Ukita et&#x20;al., 2011</xref>). <xref ref-type="bibr" rid="B22">Gardelle et&#x20;al. (2011)</xref> suggested that highly glaciated regions are likely to have more glacier lakes. Here we found that Kurichu (709&#xa0;km<sup>2</sup>) and Phochu (507&#xa0;km<sup>2</sup>) have the largest areas of glacier and, correspondingly, the largest numbers of glacial lakes. An opposite trend was observed in the Wangchu (32.39&#xa0;km<sup>2</sup>) and Amochu (12.8&#xa0;km<sup>2</sup>) basins, which had the lowest numbers of glacial lakes. These trends indicate that glacial lake formation is primarily related to glacier dynamics, as claimed by <xref ref-type="bibr" rid="B64">Richardson and Reynolds (2000)</xref>.</p>
<p>We observed the dominance of small glacial lakes (0.01&#x2013;0.05&#xa0;km<sup>2</sup>) in the BTH, which is in line with previous records (<xref ref-type="bibr" rid="B79">Ukita et&#x20;al., 2011</xref>), and the general distribution pattern of glacial lakes in the entire Third Pole region (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). However, glacial lakes in the larger size categories represent the major portion of the total area, in agreement with&#x20;earlier findings in the Himalayas (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>). Comparing the&#x20;distribution patterns of glacial lake types, we found glacier-unconnected lakes were dominant both in area and number, followed by glacier-connected lakes. In contrast, there were very few supraglacial lakes. This distribution trend was also observed in the Nepal Himalaya (<xref ref-type="bibr" rid="B36">Khadka et&#x20;al., 2018</xref>) and in the entire Himalayan region (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>). Moreover, an earlier study across the Hindukush Himalayas also observed the sparse distribution of supraglacial lakes in the eastern Himalayas, which corresponds with our study site (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>). This sparse distribution was shown to occur because the eastern Himalaya contain smaller-sized, less debris-covered glaciers than its western counterpart, which provide less favorable conditions for the formation and sustenance of supraglacial ponds (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B23">2013</xref>). Using high resolution (3&#xa0;m), Planet Labs satellite data for 2016&#x2013;2018, 5,754 supraglacial ponds with an average size of 1,206&#xa0;m<sup>2</sup> with high temporal and spatial variations were reported on three prominent glaciers in the Mangdechu and Chamkhar basins in the Bhutan Himalaya. This indicates that, because of the relatively smaller size and high variability of supraglacial lakes, they are usually unrepresented when the inventory is done using freely available satellite data with high to medium ground resolution.</p>
</sec>
<sec id="s4-2">
<title>Glacial Lake Evolution Since the 1960s</title>
<p>Several researchers have studied glacial lake changes across the Himalayas. However, the previous studies are limited to the Landsat era, and typically restricted to 1990 or later (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>; <xref ref-type="bibr" rid="B12">Chen et&#x20;al., 2021</xref>). The inventory for the period since the 1960s has been focussed on specific regions and has provided minimal information in terms of area and number at larger spatial scales. For example, only 73 lakes from the Poiqu basin, in the central Himalaya (<xref ref-type="bibr" rid="B96">Zhang et&#x20;al., 2019</xref>), and 50&#x20;moraine-dammed lakes across the transboundary area between Bhutan and TAR have been studied (<xref ref-type="bibr" rid="B41">Komori, 2008</xref>). Glacial lake changes since the 1960s have, therefore, remained largely unknown due to the limitations imposed by the lack of high-resolution imageries. This study provides the first comprehensive assessment of glacial lake change since the 1960s for the entire Bhutan Himalaya.</p>
<p>We observed that the increase in non-glacier-fed lakes was comparable to the rise in glacier-fed lakes within the last 6&#xa0;decades. This finding contrasts with regional-scale studies where a small change in the trend of non-glacier-fed lakes observed since 1990 (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>) or a relatively stable situation (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>). This difference could be due to the substantial difference in the temporal range between the previous studies (since 1990) and the current study (since 1960s). Here, following <xref ref-type="bibr" rid="B1">Ageta et&#x20;al. (2000)</xref>, we defined non-glacier-fed lakes as those lakes which have lost hydrological connection with their mother glacier. Based on this definition, the increase in the number and area of non-glacier-fed lakes was primarily due to the transition of glacier-fed lakes to non-glacier-fed lakes rather than the expansion of existing lakes. For example, 157 glacier-fed-lakes evolved into non-glacier-fed lakes between the 1960s and 2016 as they lost hydrological connection with their glacier due to rapid shrinkage of the glacier or complete disappearance of the glaciers. Further, 192 new glacier-unconnected lakes were formed over the period, corroborating the idea of rapid delinking of the glacial lakes from their mother glacier. We determined that the decrease in glacier-fed lake area in the elevation range 4,500&#x2013;5,000&#xa0;m a.s.l was also caused due to transition of glacier-fed to non-glacier-fed lakes. The retreat of the glaciers between the 1960s and 1993 was found to be more prominent in the Bhutan Himalaya (<xref ref-type="bibr" rid="B33">Karma et&#x20;al., 2003</xref>). Other studies have also reported unprecedented glacier melt and mass loss in the BTH after the 1990s (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B7">Bajracharya et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B76">Tshering and Fujita, 2016</xref>) in agreement with our results regarding the disconnection of lakes from their glaciers over time. Our study has revealed that extending the study period back to the 1960s, which marks the formation stage of most of the glacial lakes in the Bhutan Himalaya (<xref ref-type="bibr" rid="B41">Komori, 2008</xref>), provides new insights on the transition from glacier-fed to non-glacier-fed&#x20;lakes.</p>
<p>Greater areal expansion was observed for glacier-connected lakes than for glacier-unconnected lakes, which resonates with earlier findings for the entire Himalayan region (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>; <xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>; <xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). Such differences between connected and unconnected lakes could be explained by considering the sources of water for the lakes. When a glacial lake is no longer in contact with its glacier, the only water source is drainage of meltwater from the upstream glacier and precipitation. In contrast, a lake in contact with its glacier receives additional water from subaerial melting, water-line melting, and calving of the glacier front into the lake (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>). Surface area expansion, through a positive feedback mechanism between the lake and ice, is favored for glacial lakes connected to glaciers (<xref ref-type="bibr" rid="B38">King et&#x20;al., 2018</xref>; <xref ref-type="bibr" rid="B37">King et&#x20;al., 2019</xref>). On the other hand, the decreasing trend of precipitation between the 1970s and 2010 across the Himalayas in general (<xref ref-type="bibr" rid="B95">Yao et&#x20;al., 2012</xref>), and in Bhutan in particular (<xref ref-type="sec" rid="s11">Supplementary Figure S2</xref>), was observed to be an essential contributing factor to the growth of non-glacier-connected lakes. Other possible factors contributing to the difference in growth rates are water loss through evaporation, infiltration, and discharge through drainage channels (<xref ref-type="bibr" rid="B93">Xu and Feng, 1994</xref>). The importance of such factors is supported by our findings that glacial lakes close to a glacier exhibit expansion, while lakes further away have exhibited recession. This finding supports the idea that glacier-melt water plays a major role in expanding lakes, as claimed in earlier studies (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>).</p>
<p>In contrast to earlier findings (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>), we observed that the area and number of supraglacial lakes has decreased over the last 6&#xa0;decades. This contrasting behavior of supraglacial lakes could also be due to &#x223c;60&#xa0;years of evolution, as the highly transient nature of supraglacial lakes (<xref ref-type="bibr" rid="B8">Benn et&#x20;al., 2001</xref>; <xref ref-type="bibr" rid="B65">R&#xf6;hl, 2008</xref>; <xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>; <xref ref-type="bibr" rid="B75">Taylor et&#x20;al., 2021</xref>) limits their long-term expansion. <xref ref-type="bibr" rid="B41">Komori (2008)</xref> has suggested that most of the proglacial lakes in the Bhutan Himalaya would have started to form in the 1950s&#x2212;1970s, and has also proposed three stages of typical proglacial lake formation: 1) appearance of the supraglacial lakes, 2) merging of supraglacial lakes to a single coalesced lake, and 3) stable expansion of coalesced lakes. If this is correct, it is possible that most of the present-day proglacial lakes were in the supraglacial lake stage in the 1960s and have evolved gradually since. For example, we have observed that the typical present-day proglacial lakes, Lugge Tsho, Rapstreng Tsho, and Chubda Tsho, were in the proglacial lake stage in the 1960s (<xref ref-type="fig" rid="F10">Figure&#x20;10</xref>).</p>
<fig id="F10" position="float">
<label>FIGURE 10</label>
<caption>
<p>Examples of lakes that have exhibited typical expansion since the 1960s and which have undergone a distinct annual change. Chubda Tsho, Ku-026, Lugge Tsho, and Raphstreng Tsho are distinctive examples of lakes in the supraglacial lake stage in the 1960s which expanded rapidly after merging to a single proglacial lake. Drukchung Tsho and Raphstreng Tsho have recessed between 2016 and 2020.</p>
</caption>
<graphic xlink:href="feart-09-775195-g010.tif"/>
</fig>
<p>Across the different size classes, the number increase over the last 6&#xa0;decades was found to be highest amongst the smaller glacial lakes, a similar trend to that found in earlier studies (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>; <xref ref-type="bibr" rid="B36">Khadka et&#x20;al., 2018</xref>). We observed that total area expansion was almost the same across all the size classes, which is not in agreement with the trend in other regions such as the Nepal Himalaya (<xref ref-type="bibr" rid="B36">Khadka et&#x20;al., 2018</xref>) and the Third Pole (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). Most of the large lakes (0.5&#x2013;1 and 1&#x2013;5&#xa0;km<sup>2</sup>) in the BTH were glacier-connected lakes, which constitute 32.8% of the total area despite their small numbers. The rapid expansion of those glacier-connected lakes has significantly influenced the overall expansion statistics across the different size categories.</p>
<p>Glacial lake expansion, in general, is in line with the increased atmospheric warming and eventual negative glacier mass balance. For example, the pronounced temperature rise in the higher elevations across the TAR and surrounding regions (<xref ref-type="bibr" rid="B43">Liu et&#x20;al., 2009</xref>) corresponds well to a negative trend in mean glacier mass balance from the 1960s to 2000 (<xref ref-type="bibr" rid="B9">Bolch et&#x20;al., 2012</xref>) and greater expansion of glacial lakes from 1990 to 2020 in the Himalayan regions (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>). Several past studies have revealed the rapid retreat of glaciers in the Bhutan Himalaya (<xref ref-type="bibr" rid="B33">Karma et&#x20;al., 2003</xref>; <xref ref-type="bibr" rid="B23">Gardelle et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B7">Bajracharya et&#x20;al., 2014</xref>; <xref ref-type="bibr" rid="B76">Tshering and Fujita, 2016</xref>), an accelerated glacier mass loss which is consistent with the current finding of glacial lake expansion since the 1960s. On the other hand, a decrease in precipitation (summer snow) accelerates glacier melting by lowering surface albedo (<xref ref-type="bibr" rid="B20">Fujita, 2008</xref>). Analysis of temperature and precipitation data (1997&#x2013;2017) collected from eight weather stations located above 2,500&#xa0;m. a.s.l (<xref ref-type="bibr" rid="B53">NCHM, 2018</xref>) indicates overall increasing temperature and decreasing precipitation trends, which fit with the current findings of glacial lake expansion (<xref ref-type="sec" rid="s11">Supplementary Figure S2</xref>). However, summer and winter precipitation were not differentiated in this analysis.</p>
<p>The extent of glacial lake expansion varied from one basin to another. Such differential glacial lake evolution across the different basins is possibly due to local variability in glacier mass loss. Across the HKH, glacial lakes have grown in the region where glaciers have lost mass (the Himalayas), and shrunk in the part where glaciers have lost limited mass or surged (Karakorum) (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>). The most notable observation was the drastic decrease in size of the glacier-fed area in the Drangmechu basin (&#x2212;49.817%) which is due to 49 lakes in the Drangmechu basin evolving from glacier-fed to non-glacier-fed lakes. However, the expansion of glacial lakes is also influenced by the local climate regime, such as a change in precipitation (<xref ref-type="bibr" rid="B36">Khadka et&#x20;al., 2018</xref>). Future studies on glacier-lake interaction against a backdrop of local climate fluctuation in the Bhutan Himalaya may be able to provide definite insights into whether such an interaction is occurring&#x20;there.</p>
</sec>
<sec id="s4-3">
<title>Annual Expansion</title>
<p>Using Landsat satellite data, previous studies have examined glacial lake change over relatively long temporal ranges. For example, decadal change (1990&#x2013;2000&#x2212;2010) (<xref ref-type="bibr" rid="B97">Zhang et&#x20;al., 2015</xref>), a 28&#xa0;year period (1990&#x2013;2018) (<xref ref-type="bibr" rid="B84">Wang et&#x20;al., 2020</xref>), 25&#xa0;years (1990&#x2013;2015) (<xref ref-type="bibr" rid="B57">Nie et&#x20;al., 2017</xref>), and 20&#xa0;years (1990&#x2013;2009) (<xref ref-type="bibr" rid="B22">Gardelle et&#x20;al., 2011</xref>). Glacial lake change behavior at shorter temporal resolution is relatively unknown, but knowledge of the interannual variation of glacial lakes is essential for understanding glacial lake evolution against the background ever-increasing GLOF hazard (<xref ref-type="bibr" rid="B98">Zheng et al., 2021</xref>; <xref ref-type="bibr" rid="B81">Veh et al., 2020</xref>). <xref ref-type="bibr" rid="B12">Chen et&#x20;al. (2021)</xref> have generated annual glacial lake data sets for High Mountain Asia from 2008 to 2017 from Landsat data. However, for the Bhutan Himalaya, their data sets have high levels of uncertainty for determining annual glacial lake behavior, as well as underrepresenting the overall statistics. For example, in their data, the total area increased from 102.38 to 111.5&#xa0;km<sup>2</sup> between 2014 and 2015, while falling sharply back to 102.78&#xa0;km<sup>2</sup> between 2015 and 2016. In contrast, we provide annual glacial lake data sets from 2016 to 2020 in the Bhutan Himalaya using high resolution (10&#xa0;m) Sentinel-2 and Sentinel-1 using a highly automated method coupled with careful manual inspection.</p>
<p>Overall, the annual mapping of glacial lakes from 2016 to 2020 indicates that glacial lakes in the Bhutan Himalaya have expanded at a rate of 0.96&#xa0;km<sup>2</sup> per year. Considering the uncertainty of &#xb1;5% in the total area, the annual expansion rate was within the uncertainty range. Comparing the interannual variation between glacier-fed and nonglacier-fed lakes, we found that only the former expanded while the latter has remained constant. Further, the rate of annual expansion was more prominent with the supraglacial lakes (8.94%). Typical proglacial lakes usually expand by progressing the upstream end of the shoreline (<xref ref-type="bibr" rid="B41">Komori, 2008</xref>). We found 102&#x20;glacier-connected lakes showing interannual upper-shoreline progression, a result which also indicate the interannual expansion from 2016 to 2020 (examples in <xref ref-type="fig" rid="F10">Figure&#x20;10</xref>). Going by these observations, our results indicate that there was an interannual expansion of glacier-connected lakes although the increase rate for all lakes were within the uncertainty&#x20;range.</p>
</sec>
<sec id="s4-4">
<title>GLOF Hazard Potential</title>
<p>Identification of the hazard potential of glacial lakes is the first step towards GLOF mitigation and early warning preparation programs (<xref ref-type="bibr" rid="B32">Ives, Shrestha, and Mool, 2010</xref>). Here, we employed seven hazard factors and multiple-criteria decision-making tools (AHP) (<xref ref-type="bibr" rid="B69">Saaty, 2008</xref>) to produce a GLOF hazard-potential ranking for 278 glacial lakes with area &#x2265;0.05&#xa0;km<sup>2</sup> and with a glacier-lake distance of &#x2264;1,000&#xa0;m. Based on the glacial lake data sets of 1950&#x2013;1999, ICIMOD has identified 24 potentially dangerous glacial lakes in the Bhutan Himalaya. However, its evaluation is based on qualitative judgment, and is highly subjective (<xref ref-type="bibr" rid="B18">Emmer and Vil&#xed;mek, 2013</xref>). Moreover, it was based on old inventory data sets derived from topographic maps, which suffer from severe non-systematic shifts (<xref ref-type="bibr" rid="B50">Nagai et&#x20;al., 2017</xref>). A regional study covering the entire Third Pole has identified 85 lakes in the Bhutan Himalaya as highly hazardous and 115 as very-highly hazardous, (<xref ref-type="bibr" rid="B98">Zheng et&#x20;al., 2021</xref>). The numbers are higher than the findings of the current study. The discrepancy can be mainly put down to differences in the hazard-factor consideration. In contrast to the current study, they have integrated ice/snow avalanche and landslides/rockfall into a single &#x201c;topographic potential&#x201d; factor, which has led to an overestimation of the GLOF hazard level of the lakes. For example, we found only seven lakes out of 278 with zero topographic potential but 85 with zero avalanche area in the Bhutan Himalaya. While almost all glacial lakes pose flood hazards to downstream communities, it is essential that the hazard ranking prioritizes limited resources for flood mitigation activities (<xref ref-type="bibr" rid="B32">Ives et&#x20;al., 2010</xref>). In this light, our result presents a robust illustration of the GLOF hazard potential of the glacial lakes in the Bhutan Himalaya. <xref ref-type="sec" rid="s11">Supplementary Table S5</xref> provides a comparison between current and previous GLOF hazard-assessment studies covering the Bhutan Himalayas.</p>
<p>The multi-criteria decision-based hazard assessment ranked Thorthormi Tsho as the most hazardous lake in the Bhutan Himalaya. Thorthomi Tsho is one of the most well-studied and monitored lakes due to its high flood potential. The lake has been observed since 2005 after being reported as highly dangerous by <xref ref-type="bibr" rid="B27">H&#xe4;usler et&#x20;al. (2000)</xref>. Being aware of the grave danger it poses to downstream settlements and particularly to the Punakha Dzong and two large, nearly completed, hydropower power plants (Punatsangchu I and II), the Royal Government of Bhutan, in partnership with UNDP, started in 2008 to manually lower the lake level. Moreover, one of the subsidiary lakes (lake II) of the Thorthormi Tsho produced a GLOF in 2019, causing alarm in the downstream settlement, although no causalities or economic loss were reported. A recent field verification by the National Centre for Hydrology and Meteorology of Bhutan has further reemphasized that this lake is in a perilous state with unstable moraine and an actively receding mother glacier, and may drain into Raphstreng Tsho causing a cascading flood (<xref ref-type="bibr" rid="B54">NCHM, 2019b</xref>). Here, Raphstreng Tsho, with an area of 1.344&#xa0;km<sup>2,</sup> is also given a high flood potential with a hazard score of 0.72. The GLOF from Lugge Tsho was the most devastating flood recorded so far in Bhutan. After the GLOF of 1994, Lugge Tsho expanded rapidly to the current area of 1.39&#xa0;km<sup>2</sup> (determined in this inventory) and a volume of 65.19 million m<sup>3</sup> (<xref ref-type="bibr" rid="B55">NCHM, 2019c</xref>). It is also considered one of the most dangerous proglacial lakes in the BTH (<xref ref-type="bibr" rid="B55">NCHM, 2019c</xref>). Our hazard assessment gives Lugge Tsho a very high flood potential with a hazard score of 0.83. The Tarina Tsho I, Tarina II, and Chubdha Tsho, all previously recognized as the PDGLs (<xref ref-type="bibr" rid="B55">NCHM, 2019c</xref>), are all designated here as high to very high GLOF hazard lakes. These findings provide adequate evidence that the GLOF hazard assessment method adopted here was robust enough.</p>
<p>However, two previously known PDGLs in the Mangdechu basin, Metatshota, and Mang-gl-385 fell to medium and very-low GLOF hazard in this study. Metatshota has no SLA and was not actively expanding. However, it is a proglacial lake with a large avalanche zone, which is considered the most crucial GLOF hazard factor in the Himalayas. Moreover, a previous study has revealed that a flood from the Metatshota is likely to impact some farmlands in the downstream settlement of Bjizam and Tingtingbi (<xref ref-type="bibr" rid="B39">Koike and Takenaka, 2012</xref>). We, therefore, do not wholly rule out its GLOF hazard in the future. ICIMOD considered Mang-gl-385 to be a PDGL as it is an ice-dammed lake. However, our assessment revealed that Mang-gl-385 has no avalanche, landslide, or SLA areas, which are the factors with the most influence in determining a lake&#x2019;s GLOF hazard.</p>
<p>Hydro-power plants have been the backbone of Bhutan&#x2019;s economy, playing a vital role in enhancing the country&#x2019;s GDP and overall living standard. Being dependent on the glacier-fed rivers (<xref ref-type="bibr" rid="B47">MOEA, 2021</xref>), the hydropower plants are inevitably vulnerable to any potential future GLOF. The GLOF may directly damage the plant as in Rishiganga, and Dhaulinganga, Uttarakhand, India (<xref ref-type="bibr" rid="B110">Shugar et&#x20;al., 2021</xref>) or disturb the sustainable water flow in the long term (<xref ref-type="bibr" rid="B92">Xianbao et&#x20;al., 2021</xref>; <xref ref-type="bibr" rid="B56">Nie et&#x20;al., 2021</xref>). The National Commission for Hydrology and Meteorology, the agency that looks after the GLOF threat in Bhutan, conducts annual monitoring of the glacial lakes and, based on the ICIMOD hazard assessment report of 2001, it has identified 17 PDGLs for regular monitoring. As mentioned above, the ICIMOD assessment has drawbacks which do not render it ideal for considering the current GLOF hazard status of the glacial lakes. We have determined a GLOF hazard ranking of glacial lakes through well-established methods and using the latest updated inventory and our results should form the basis for reconsidering which PDGLs require monitoring in the future.</p>
<p>We used multiple factors and a well-established semi-quantitative decision-making approach, AHP, to generate the GLOF hazard ranking of the Bhutanese glacial lakes. Our study identified the previously well-known PDGLs as high GLOF hazard lakes, underlining the reliability of our method and results. While adding hazard factors does not necessarily improve the efficiency of the GLOF evaluation methods, we acknowledge that in future studies, integrating ground temperature and permafrost modelling, may provide even more robust results (<xref ref-type="bibr" rid="B4">Allen et&#x20;al., 2019</xref>). Alpine regions elsewhere have exhibited increasing ground temperature and thawing of permafrost leading to slope failure (<xref ref-type="bibr" rid="B25">Haberkorn et&#x20;al., 2021</xref>; <xref ref-type="bibr" rid="B74">Swanson, 2021</xref>), which is the key cause of dam overtopping of glacial lakes. However, our recommendations are made within the scope of freely available remote sensing imagery, although we acknowledge that novel field-based data can provide more appropriate information. One potential source of uncertainty in our results may stem from the glacier data sets used in this study. We used the glacier data set of <xref ref-type="bibr" rid="B49">Nagai et&#x20;al. (2016)</xref>, which is based purely on the Bhutan Himalaya and has a higher accuracy than other data sets such as RGI v6.0 (<xref ref-type="bibr" rid="B63">RGI Consortium, 2017</xref>) and GAMDAM (<xref ref-type="bibr" rid="B70">Sakai, 2018</xref>). However, the data set was produced using ALOS imagery from 2006 to 2011, which is almost a decade old, and could, therefore, have led to avalanche areas being slightly overestimated. Since we used multiple criteria, such a minor variation should not have affected our results significantly. We are also mindful of the uncertainty of the other remote sensing data used, such as SRTM-30. Thus, we reemphasize that our research is mainly concerned with first-order hazard assessment, and should be complemented with further detailed <italic>in-situ</italic> studies and high-resolution satellite observations.</p>
</sec>
</sec>
<sec sec-type="conclusion" id="s5">
<title>Conclusion</title>
<p>We mapped 2,187 glacial lakes corresponding to an area of 130.19&#x20;&#xb1; 2.09&#xa0;km<sup>2</sup> from the 1960s using historical KH-4 data. The number of glacial lakes increased to 2,574 (156.63&#x20;&#xb1; 7.95&#xa0;km<sup>2</sup>) in 2020. Between 2016 and 2020, the number of glacial lakes increased by 19 (4.82&#xa0;km<sup>2</sup>) at an average annual expansion rate of 0.96&#xa0;km<sup>2</sup> per annum. Both glacier-fed lakes and non-glacier lakes increased in number and area between 2016 and 2020. A total of 157&#x20;glacier-fed lakes became non-glacier-fed lakes during the last 60&#xa0;years of lake evolution. We ascertained that extending the glacial lake inventory back to the 1960s provides new insights on the evolution of glacier-fed lakes into non-glacier-fed lakes. Our study also reaffirmed the capability of Sentinel-1 and Sentinel-2 to determine the annual glacial lake variation. The hazard evaluation revealed 65 glacial lakes with very high (31) to high (34) GLOF hazard levels. These were mainly present in the Phochu, Kurichu, Drangmechu, and Mochu basins. Our study delivers the first-ever robust glacial lake inventory and GLOF hazard status of glacial lakes over the BTH. The findings form the basis for detailed glacial lake monitoring and prioritizing resource allocation in the context of increasing hazards from GLOFs. In the broader sense, this study is also a valuable asset for concerned stake-holders, such as local government, who have to make well-informed decisions and policies.</p>
</sec>
</body>
<back>
<sec id="s6">
<title>Data Availability Statement</title>
<p>The raw data supporting the conclusions of this article is available at <ext-link ext-link-type="uri" xlink:href="https://zenodo.org/record/5704114">https://zenodo.org/record/5704114</ext-link>.</p>
</sec>
<sec id="s7">
<title>Author Contributions</title>
<p>SR designed the study, processed and analyzed data, and wrote the manuscript. GZ designed the study, guided SR as a supervisor in processing and analyzing data, and writing this manuscript. SW designed this study and helped in processing and analyzing data and writing the manuscript. All authors read this manuscript and agreed to submit it to this journal.</p>
</sec>
<sec id="s8">
<title>Funding</title>
<p>This study was supported by the Basic Science Center for Tibetan Plateau Earth System (BSCTPES, NSFC project No. 41988101-03), grants from the Natural Science Foundation of China (41871056, 41831177), the National Key R and D Program of China (2018YFB0505005).</p>
</sec>
<sec sec-type="COI-statement" id="s9">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s10">
<title>Publisher&#x2019;s Note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<ack>
<p>This study was supported by the Basic Science Center for Tibetan Plateau Earth System (BSCTPES, NSFC project No. 41988101-03), grants from the Natural Science Foundation of China (41871056, 41831177), the National Key R and D Program of China (2018YFB0505005). SR acknowledges the CAS, &#x2018;Belt and Road Master&#x2019; Programme Fellowship, and Institute of Tibetan Plateau Research (the host institute) for providing scholarship funding. SR is also grateful to Koji Fujita and Simon Allen for sharing their methodological model. The authors are also thankful to the research team members (Wenfeng Chen, Mengmeng Wang, MengEr Peng, Fenglin Xu and Tao Zhou) for their feedback on this manuscript which has led to substantial improvements.</p>
</ack>
<sec id="s11">
<title>Supplementary Material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/feart.2021.775195/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/feart.2021.775195/full&#x23;supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet1.docx" id="SM1" mimetype="application/docx" xmlns:xlink="http://www.w3.org/1999/xlink"/>
</sec>
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