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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Digit. Health</journal-id>
<journal-title>Frontiers in Digital Health</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Digit. Health</abbrev-journal-title>
<issn pub-type="epub">2673-253X</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="doi">10.3389/fdgth.2024.1410947</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Digital Health</subject>
<subj-group>
<subject>Mini Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Prompt engineering for digital mental health: a short review</article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author" corresp="yes"><name><surname>Priyadarshana</surname><given-names>Y. H. P. P.</given-names></name>
<xref ref-type="corresp" rid="cor1">&#x002A;</xref><uri xlink:href="https://loop.frontiersin.org/people/2705123/overview"/>
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<role content-type="https://credit.niso.org/contributor-roles/investigation/"/>
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<contrib contrib-type="author"><name><surname>Senanayake</surname><given-names>Ashala</given-names></name>
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<contrib contrib-type="author"><name><surname>Liang</surname><given-names>Zilu</given-names></name><uri xlink:href="https://loop.frontiersin.org/people/1192072/overview" />
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<contrib contrib-type="author"><name><surname>Piumarta</surname><given-names>Ian</given-names></name>
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<aff><addr-line>Ubiquitous and Personal Computing Lab, Faculty of Engineering</addr-line>, <institution>Kyoto University of Advanced Science (KUAS)</institution>, <addr-line>Kyoto</addr-line>, <country>Japan</country></aff>
<author-notes>
<fn fn-type="edited-by"><p><bold>Edited by:</bold> Hui Zheng, Zhejiang Normal University, China</p></fn>
<fn fn-type="edited-by"><p><bold>Reviewed by:</bold> Kausik Basak, JIS Institute of Advanced Studies and Research, India</p></fn>
<corresp id="cor1"><label>&#x002A;</label><bold>Correspondence:</bold> Y. H. P. P. Priyadarshana <email>2022md05@kuas.ac.jp</email></corresp>
</author-notes>
<pub-date pub-type="epub"><day>12</day><month>06</month><year>2024</year></pub-date>
<pub-date pub-type="collection"><year>2024</year></pub-date>
<volume>6</volume><elocation-id>1410947</elocation-id>
<history>
<date date-type="received"><day>02</day><month>04</month><year>2024</year></date>
<date date-type="accepted"><day>28</day><month>05</month><year>2024</year></date>
</history>
<permissions>
<copyright-statement>&#x00A9; 2024 Priyadarshana, Senanayake, Liang and Piumarta.</copyright-statement>
<copyright-year>2024</copyright-year><copyright-holder>Priyadarshana, Senanayake, Liang and Piumarta</copyright-holder><license license-type="open-access" xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/4.0/">Creative Commons Attribution License (CC BY)</ext-link>. The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p></license>
</permissions>
<abstract>
<p>Prompt engineering, the process of arranging input or prompts given to a large language model to guide it in producing desired outputs, is an emerging field of research that shapes how these models understand tasks, process information, and generate responses in a wide range of natural language processing (NLP) applications. Digital mental health, on the other hand, is becoming increasingly important for several reasons including early detection and intervention, and to mitigate limited availability of highly skilled medical staff for clinical diagnosis. This short review outlines the latest advances in prompt engineering in the field of NLP for digital mental health. To our knowledge, this review is the first attempt to discuss the latest prompt engineering types, methods, and tasks that are used in digital mental health applications. We discuss three types of digital mental health tasks: classification, generation, and question answering. To conclude, we discuss the challenges, limitations, ethical considerations, and future directions in prompt engineering for digital mental health. We believe that this short review contributes a useful point of departure for future research in prompt engineering for digital mental health.</p>
</abstract>
<kwd-group>
<kwd>prompt engineering</kwd>
<kwd>digital mental health</kwd>
<kwd>natural language processing</kwd>
<kwd>large language models</kwd>
<kwd>generative artificial intelligence</kwd>
</kwd-group>
<counts>
<fig-count count="1"/>
<table-count count="1"/><equation-count count="0"/><ref-count count="65"/><page-count count="7"/><word-count count="0"/></counts><custom-meta-wrap><custom-meta><meta-name>section-at-acceptance</meta-name><meta-value>Digital Mental Health</meta-value></custom-meta></custom-meta-wrap>
</article-meta>
</front>
<body>
<sec id="s1" sec-type="intro"><label>1</label><title>Introduction</title>
<p>Even though adapting general-purpose pre-trained large language models (LLMs) to various natural language processing (NLP) tasks such as sentiment analysis has gained a significant attention due to its task-specific fine-tuning capabilities (<xref ref-type="bibr" rid="B1">1</xref>), this approach still demands high computational resources and task-specific labelled corpora which make it inappropriate for improving few-shot task performance in complex systems (<xref ref-type="bibr" rid="B2">2</xref>). Prompt engineering (PE) has therefore become state-of-the-art (SOTA) for casting various NLP-driven downstream tasks into a general-purpose LLM format (<xref ref-type="bibr" rid="B3">3</xref>). As shown in <xref ref-type="fig" rid="F1">Figure&#x00A0;1</xref>, parameter-efficient prompt engineering methods have gained superiority by prepending prompt embeddings to input data while keeping the majority of the LLM frozen (<xref ref-type="bibr" rid="B4">4</xref>).</p>
<fig id="F1" position="float"><label>Figure 1</label>
<caption><p>Prompt-based LLM fine-tuning for sentiment analysis.</p></caption>
<graphic xmlns:xlink="http://www.w3.org/1999/xlink" xlink:href="fdgth-06-1410947-g001.tif"/>
</fig>
<p>On the other hand, better early identification of human mental disorders has become a vital necessity due to the significant skilled labor requirement for clinical diagnosis-based approaches (<xref ref-type="bibr" rid="B5">5</xref>). Even though a few LLM-driven approaches have been introduced for mental disorder detection, fine-tuning their performance is hampered by the limited scalability of the models (<xref ref-type="bibr" rid="B6">6</xref>). PE-based methods have recently shown significant improvement for the detection of mental disorders such as depression and anxiety using user-generated text (<xref ref-type="bibr" rid="B7">7</xref>).</p>
<p>In this short review, we focused on recently published articles since 2020 by querying four online databases (ACM Digital Library, PubMed, Google Scholar, and IEEE Xplore), using keywords such as &#x201C;Prompt Engineering,&#x201D; &#x201C;Deep Learning for Mental Health,&#x201D; &#x201C;Deep Learning for Digital Mental Health,&#x201D; &#x201C;In-context Learning,&#x201D; &#x201C;Prompt Tuning,&#x201D; &#x201C;Instruction Prompt Tuning,&#x201D; &#x201C;In-domain Prompting,&#x201D; &#x201C;Out-of-domain Prompting,&#x201D; &#x201C;Out-of-distribution Prompting&#x201D; &#x201C;Chain-Of-Thought Prompting,&#x201D; &#x201C;N-shot Prompting,&#x201D; &#x201C;Large Language Models,&#x201D; &#x201C;Mental Health Classification,&#x201D; and &#x201C;Mental Health Reasoning,&#x201D; related to methods, types, and applications on PE for digital mental health (DMH). The articles were compiled in a spreadsheet and then were filtered based on DMH type, PE type, PE method, PE task, LLMs used, and input data. To our knowledge, this is the first such review of PE-based methods for DMH. We summarize the overall review in <xref ref-type="table" rid="T1">Table&#x00A0;1</xref> and discuss types of PE in <xref ref-type="sec" rid="s2">Section 2</xref>. PE-based methods for DMH and applications are presented in <xref ref-type="sec" rid="s3">Sections 3</xref> and <xref ref-type="sec" rid="s4">4</xref>, respectively. Limitations, challenges, and future directions are described in <xref ref-type="sec" rid="s5">Section 5</xref>.</p>
<table-wrap id="T1" position="float"><label>Table 1</label>
<caption><p>Summary of the papers selected in this short review, classified into DHM type (D, depression; Anx, anxiety; ST, suicidal thoughts; CD, cognitive distortion; S, stress) PE types, PE task, data, and methods.</p></caption>
<table frame="hsides" rules="groups">
<colgroup>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
<col align="left"/>
</colgroup>
<thead>
<tr>
<th valign="top" align="left">Papers</th>
<th valign="top" align="center">DMH type</th>
<th valign="top" align="center">PE type</th>
<th valign="top" align="center">PE method</th>
<th valign="top" align="center">PE task</th>
<th valign="top" align="center">LLMs</th>
<th valign="top" align="center">Data</th>
<th valign="top" align="center">Results</th>
</tr>
</thead>
<tbody>
<tr>
<td valign="top" align="left">Czejdo et al. (<xref ref-type="bibr" rid="B8">8</xref>)</td>
<td valign="top" align="left">D, Anx</td>
<td valign="top" align="left">N-shot COT</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">GPT-3 Davinci</td>
<td valign="top" align="left">Q&#x0026;A Summarization</td>
<td valign="top" align="left">Davinci&#x2019;s capability in n-shot Q&#x0026;A</td>
</tr>
<tr>
<td valign="top" align="left">Tlachac et al. (<xref ref-type="bibr" rid="B9">9</xref>)</td>
<td valign="top" align="left">D, Anx</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">GPT-3</td>
<td valign="top" align="left">Scripted audio (SA) Unscripted audio (USA)</td>
<td valign="top" align="left">D F1 (SA)&#x2014;0.746 D F1 (USA)&#x2014;0.691 Anx F1 (SA)&#x2014;0.667 Anx F1 (USA)&#x2014;0.63</td>
</tr>
<tr>
<td valign="top" align="left">Ji (<xref ref-type="bibr" rid="B10">10</xref>)</td>
<td valign="top" align="left">ST</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">IPT</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">BERT MBERT</td>
<td valign="top" align="left">Reddit posts Weibo posts</td>
<td valign="top" align="left">F1 (BERT)&#x2014;0.571 F1 (MBERT)&#x2014;0.61</td>
</tr>
<tr>
<td valign="top" align="left">Qi et al. (<xref ref-type="bibr" rid="B11">11</xref>)</td>
<td valign="top" align="left">ST, CD</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL PT</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">GLM GPT-3.5 GPT-4</td>
<td valign="top" align="left">Weibo posts Zoufan blogs</td>
<td valign="top" align="left">ST F1 (GLM)&#x2014;0.722 ST F1 (GPT-4)&#x2014;0.75 CD F1 (GLM)&#x2014;0.17 CD F1 (GPT-4)&#x2014;0.32</td>
</tr>
<tr>
<td valign="top" align="left">Yang et al. (<xref ref-type="bibr" rid="B12">12</xref>)</td>
<td valign="top" align="left">D, S, ST</td>
<td valign="top" align="left">N-shot COT</td>
<td valign="top" align="left">ICL PT</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">ChatGPT GPT-3 LLaMA</td>
<td valign="top" align="left">Reddit posts CLPsych15 Dreaddit T-SID</td>
<td valign="top" align="left">D F1 (GPT-3)&#x2014;0.831 S F1(ChatGPT)&#x2014;0.85 ST F1 (LLaMA)&#x2014;0.54</td>
</tr>
<tr>
<td valign="top" align="left">Amin et al. (<xref ref-type="bibr" rid="B13">13</xref>)</td>
<td valign="top" align="left">D, ST</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">ChatGPT</td>
<td valign="top" align="left">Reddit posts Sentiment-140</td>
<td valign="top" align="left">D Accuracy&#x2014;0.855 ST Recall&#x2014;0.912</td>
</tr>
<tr>
<td valign="top" align="left">Lamichhane (<xref ref-type="bibr" rid="B14">14</xref>)</td>
<td valign="top" align="left">D, S, ST</td>
<td valign="top" align="left">Few-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">ChatGPT</td>
<td valign="top" align="left">Reddit posts Dreaddit</td>
<td valign="top" align="left">D F1&#x2014;0.73 S F1&#x2014;0.86 ST F1&#x2014;0.37</td>
</tr>
<tr>
<td valign="top" align="left">Xu et al. (<xref ref-type="bibr" rid="B15">15</xref>)</td>
<td valign="top" align="left">D, S, ST</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">GPT-4 FLAN-T5 LLaMA</td>
<td valign="top" align="left">DepSeverity SDCNL CSSRS</td>
<td valign="top" align="left">D F1 (GPT-4)&#x2014;0.719 S F1 (FLAN-T5)&#x2014;0.67 ST F1 (LLaMA)&#x2014;0.72</td>
</tr>
<tr>
<td valign="top" align="left">Guo et al. (<xref ref-type="bibr" rid="B16">16</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">PTDD</td>
<td valign="top" align="left">DAIC-WOZ</td>
<td valign="top" align="left">Accuracy&#x2014;0.69 F1&#x2014;0.60</td>
</tr>
<tr>
<td valign="top" align="left">Ghanadian et al. (<xref ref-type="bibr" rid="B17">17</xref>)</td>
<td valign="top" align="left">ST</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">ChatGPT</td>
<td valign="top" align="left">Reddit UMD</td>
<td valign="top" align="left">Accuracy&#x2014;0.88 F1&#x2014;0.73</td>
</tr>
<tr>
<td valign="top" align="left">Yang et al. (<xref ref-type="bibr" rid="B18">18</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">ChatGPT GPT-4 LLaMA MLLaMA</td>
<td valign="top" align="left">IMHI</td>
<td valign="top" align="left">F1 (ChatGPT)&#x2014;0.71 F1 (GPT-4)&#x2014;0.781 F1 (LLaMA)&#x2014;0.615 F1 (MLLaMA)&#x2014;0.83</td>
</tr>
<tr>
<td valign="top" align="left">Qin et al. (<xref ref-type="bibr" rid="B19">19</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">N-shot COT</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">Out-of-distribution</td>
<td valign="top" align="left">BERT ChatGPT GPT-3</td>
<td valign="top" align="left">Weibo posts Twitter MDD</td>
<td valign="top" align="left">F1 (BERT)&#x2014;0.587 F1 (ChatGPT)&#x2014;0.79 F1 (GPT-3)&#x2014;0.851</td>
</tr>
<tr>
<td valign="top" align="left">Ramos et al. (<xref ref-type="bibr" rid="B20">20</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">BERT GPT-3.5</td>
<td valign="top" align="left">SetembroBR</td>
<td valign="top" align="left">F1 (BERT)&#x2014;0.65 F1 (GPT-3.5)&#x2014;0.66</td>
</tr>
<tr>
<td valign="top" align="left">Zhang et al. (<xref ref-type="bibr" rid="B21">21</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">BERT T5 FGPL</td>
<td valign="top" align="left">DAIC-WOZ</td>
<td valign="top" align="left">F1 (BERT)&#x2014;0.7407 F1 (T5)&#x2014;0.75 F1 (FGPL)&#x2014;0.7692</td>
</tr>
<tr>
<td valign="top" align="left">Malhotra et al. (<xref ref-type="bibr" rid="B22">22</xref>)</td>
<td valign="top" align="left">D, Anx</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">Out-of- distribution</td>
<td valign="top" align="left">BERT MBERT</td>
<td valign="top" align="left">Twitter posts</td>
<td valign="top" align="left">F1 (BERT)&#x2014;0.866 F1 (MBERT)&#x2014;0.888</td>
</tr>
<tr>
<td valign="top" align="left">Agrawal (<xref ref-type="bibr" rid="B23">23</xref>)</td>
<td valign="top" align="left">D</td>
<td valign="top" align="left">COT</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">Out-of-distribution</td>
<td valign="top" align="left">GPT-4 LLaMA Gemini</td>
<td valign="top" align="left">DAIC-WOZ Reddit MHD</td>
<td valign="top" align="left">F1 (GPT-4)&#x2014;0.74 F1 (LLaMA)&#x2014;0.69 F1 (Gemini Pro)&#x2014;0.66</td>
</tr>
<tr>
<td valign="top" align="left">Chiu et al. (<xref ref-type="bibr" rid="B24">24</xref>)</td>
<td valign="top" align="left">S</td>
<td valign="top" align="left">N-shot</td>
<td valign="top" align="left">ICL</td>
<td valign="top" align="left">In-domain</td>
<td valign="top" align="left">GPT-3 GPT-3.5 GPT-4</td>
<td valign="top" align="left">Therapy conversations HOPE</td>
<td valign="top" align="left">F1 (GPT-3)&#x2014;0.496 F1 (GPT-3.5)&#x2014;0.371 F1 (GPT-4)&#x2014;0.577</td>
</tr>
</tbody>
</table>
</table-wrap>
</sec>
<sec id="s2"><label>2</label><title>Types of prompt engineering</title>
<sec id="s2a"><label>2.1</label><title>N-shot prompting</title>
<p>N-shot prompting is an NLP technique for guiding LLMs to perform specific tasks with &#x201C;<italic>N</italic>&#x201D; examples in the prompt to understand the task. It enables in-context learning of LLMs for better performance with minimal additional training (<xref ref-type="bibr" rid="B2">2</xref>). Based on the in-context (&#x201C;<italic>N</italic>&#x201D;) examples provided to LLMs, n-shot prompting can be further separated into zero-shot prompting and few-shot prompting. Zero-shot prompting has shown some promising results in performing well-designed prompt-driven non-complex tasks such as information retrieval, language translations, and question answering, without corresponding task-specific examples where the model must rely on its pre-existing knowledge and the task description in the prompt (<xref ref-type="bibr" rid="B25">25</xref>). Recent studies such as (<xref ref-type="bibr" rid="B13">13</xref>) and Lamichhane (<xref ref-type="bibr" rid="B14">14</xref>) have shown the capability of zero-shot prompting in ChatGPT for depression and suicidal detection. Few-shot prompting, on the other hand, performs well in complex tasks such as custom text generation and domain-specific question answering, using in-context examples (typically between two and five) along with task-specific prompts to steer an LLM for better understanding the task and to produce more accurate and contextually appropriate responses, compared to zero-shot prompting (<xref ref-type="bibr" rid="B26">26</xref>). Mental-RoBERTa (<xref ref-type="bibr" rid="B27">27</xref>) and Mental-FLAN-T5 (<xref ref-type="bibr" rid="B15">15</xref>) have been used to classify depression, stress, and suicidal thoughts using few-shot prompting.</p>
</sec>
<sec id="s2b"><label>2.2</label><title>Chain-of-thought (COT) prompting</title>
<p>COT prompting is an NLP technique to improve the reasoning capabilities of LLMs using structured prompts and immediate reasoning steps. In contrast with the application of LLMs to classification tasks using N-shot prompting, COT prompting helps the LLM to breakdown complex problems into manageable tasks and improves its ability to handle tasks using multi-step problem solving and explanation generation (<xref ref-type="bibr" rid="B28">28</xref>). Assessing the accuracy of LLM-generated explanations for mental health is critical. Kojima et al. (<xref ref-type="bibr" rid="B29">29</xref>) modified the vanilla prompt design using COT prompting to enhance the reasoning capability of GPT-3.5 and GPT-4 in metal health contexts. Englhardt et al. (<xref ref-type="bibr" rid="B30">30</xref>) suggested a novel approach based on multi-model time-series data to improve the reasoning abilities of LLMs for detecting depression and anxiety. A few studies have shown the explainability of LLMs in the context of mental health using end-user applications such as chatbots (<xref ref-type="bibr" rid="B31">31</xref>). Wang et al. (<xref ref-type="bibr" rid="B32">32</xref>) proposed a new COT framework to assess the mental status of users following multiple COT prompting reasoning steps in both zero-shot and few-shot settings. Chen et al. (<xref ref-type="bibr" rid="B33">33</xref>) introduced an enhanced version of COT prompting called Diagnosis of Thought prompting, a conceptual approach similar to COT prompting but focused more on understanding and validating the thought process behind the LLM&#x0027;s responses, to detect cognitive distortions. Although COT prompting improves the LLM&#x0027;s ability to handle complex tasks compared to N-shot prompting, the quality of prompts can limit the effectiveness.</p>
</sec>
</sec>
<sec id="s3"><label>3</label><title>Methods of prompt engineering</title>
<sec id="s3a"><label>3.1</label><title>In-context learning (ICL)</title>
<p>ICL is the simplest PE method to adapt the knowledge of GPT-3 to solve a new, semantically similar tasks without additional explicit training using in-context examples, also known as demonstrations, inspired by the knowledge transferability of the human brain to new tasks using few instructions (<xref ref-type="bibr" rid="B2">2</xref>). Liu et al. (<xref ref-type="bibr" rid="B34">34</xref>) showed the importance of dynamically retrieved demonstrations over random demonstrations for natural language generation (NLG) tasks. Hayati et al. (<xref ref-type="bibr" rid="B35">35</xref>) explored the few-shot capability of GPT-3 for depression detection using contextually similar demonstrations. Su et al. (<xref ref-type="bibr" rid="B36">36</xref>) further demonstrated the mental health reasoning capabilities of LLMs using a new ICL framework. Fu et al. (<xref ref-type="bibr" rid="B37">37</xref>) introduced a commonsense-based response generation method by enhancing the explainability of ChatGPT and T5 models in the context of mental health using domain-specific demonstrations. Recently (<xref ref-type="bibr" rid="B38">38</xref>), developed the <italic>GoodTimes</italic> app, a personalized conversational and storytelling tool for reminiscence therapy, using the ICL-based reasoning capabilities of SOTA NLP models. As shown in <xref ref-type="table" rid="T1">Table&#x00A0;1</xref>, ICL-based N-shot prompting shows significant results in depression, stress, and suicidal thought detection (<xref ref-type="bibr" rid="B14">14</xref>, <xref ref-type="bibr" rid="B15">15</xref>). Even though multiple DMH studies have been conducted for contextually similar knowledge transfer using ICL-based techniques, adapting knowledge to contextually dissimilar tasks is yet to be achieved due to limitations such as the lack of relevant contextual cues, differences in dissimilar tasks structures, limited generalization of LLMs to transfer knowledge, and the complexity of creating effective prompts for contextually dissimilar tasks (<xref ref-type="bibr" rid="B39">39</xref>).</p>
</sec>
<sec id="s3b"><label>3.2</label><title>Prompt tuning (PT)</title>
<p>Considering the limitations of ICL, soft continuous prompts were proposed to enhance the in-context capability of GPT-3 to execute a new task by adapting a few parameters while keeping the majority of the LLM frozen (<xref ref-type="bibr" rid="B4">4</xref>). Blair et al. (<xref ref-type="bibr" rid="B40">40</xref>) introduced a few-shot PT-based domain transfer technique for named entity disambiguation in mental health news articles. Li et al. (<xref ref-type="bibr" rid="B41">41</xref>) suggested novel PT-based optimization methods and a reinforcement learning framework for GPT-4 which can be used for mental health related NLG tasks. Spathis et al. (<xref ref-type="bibr" rid="B42">42</xref>) used PT-based evaluation protocols such as zero-shot inference to work with temporal stress levels data. According to <xref ref-type="table" rid="T1">Table&#x00A0;1</xref>, PT-based N-shot prompting performs better than ICL-based N-shot and COT prompting in suicidal thoughts and cognitive distortion detection (<xref ref-type="bibr" rid="B11">11</xref>, <xref ref-type="bibr" rid="B12">12</xref>). PT-based methods are still unstable for scaling LLMs even though such methods outperform ICL-based approaches due to optimization challenges, LLM complexity, and the absence of sufficient contextual information for LLM generalization (<xref ref-type="bibr" rid="B43">43</xref>).</p>
</sec>
<sec id="s3c"><label>3.3</label><title>Instruction prompt tuning (IPT)</title>
<p>Recently, IPT was introduced as a combination of ICT and PT to facilitate the knowledge transfer of contextually dissimilar tasks by concatenating soft continuous prompts of the source task with retrieved demonstrations of the target task (<xref ref-type="bibr" rid="B39">39</xref>). Singhal et al. (<xref ref-type="bibr" rid="B44">44</xref>) introduced the concept of an LLMs&#x0027; transferability to unseen tasks in classification and NLG medical domains. Nguyen et al. (<xref ref-type="bibr" rid="B45">45</xref>) proposed a novel depression screening process based on out-of-domain knowledge transfer methods. Ji (<xref ref-type="bibr" rid="B10">10</xref>) introduced an NLP-based suicidal risk detection method based on the sentiment classification capability of LLMs. Gupta et al. (<xref ref-type="bibr" rid="B46">46</xref>) explored the LLMs&#x0027; zero-shot performance on unseen dialogue-related NLG tasks and cross-task generalization in multiple dialogue settings. The same approach was further modified to enhance the cross-task generalization capability of GPT-3 on stress screening (<xref ref-type="bibr" rid="B47">47</xref>).</p>
</sec>
</sec>
<sec id="s4"><label>4</label><title>Applications</title>
<p>Downstream tasks and applications depending on the transferability of soft prompts use in-domain, out-of-distribution, and out-of-domain PE-based mechanisms (<xref ref-type="bibr" rid="B48">48</xref>). In-domain prompt transfer adapts an LLM to a specific task within the same domain while out-of-distribution focuses on selecting a different distribution of the same source corpus within the same domain settings (<xref ref-type="bibr" rid="B49">49</xref>). Out-of-domain, which is the latest research trend, facilitates transferring LLMs into contextually dissimilar NLP tasks in different domains. In this section, applications of PE in DMH including classification, generation, and question answering tasks are discussed.</p>
<sec id="s4a"><label>4.1</label><title>Classification task</title>
<p>Anxiety detection, depression detection, and suicidality detection are the most cited application domains of the DMH classification task. Abd-Alrazaq et al. (<xref ref-type="bibr" rid="B31">31</xref>) were the first to present a scoping review for n-shot ICL-based prompt engineering techniques in DMH. EMU framework, compatible with passive modalities, was introduced to screen depression and anxiety and the corpus was made publicly available for research purposes (<xref ref-type="bibr" rid="B9">9</xref>). Amin et al. (<xref ref-type="bibr" rid="B13">13</xref>) analyzed the depression detection capability of ChatGPT using n-shot prompting. Yang et al. (<xref ref-type="bibr" rid="B12">12</xref>) explored mental health analysis across five tasks including depression classification and introduced a reliable annotation protocol using emotion-enhanced COT prompting. Mental-LLM was introduced as a SOTA LLM for depression and stress classification using GPT-3.5 and GPT-4 prompting (<xref ref-type="bibr" rid="B15">15</xref>). Qi et al. (<xref ref-type="bibr" rid="B11">11</xref>) showed suicidality detection in social media posts using zero-shot and few-shot ICL-based prompting. Guo et al. (<xref ref-type="bibr" rid="B16">16</xref>) invented a topic modelling framework for depression detection on low-resource data based on handcrafted n-shot prompting. Only a few studies focused on the quality of generated responses by ChatGPT for suicidality detection using n-shot prompting (<xref ref-type="bibr" rid="B17">17</xref>). Recently (<xref ref-type="bibr" rid="B20">20</xref>), investigated LLM prompting for DMH using large and noisy social media corpora.</p>
</sec>
<sec id="s4b"><label>4.2</label><title>Generation task</title>
<p>Considering the reasoning capabilities of LLMs, several generation-based tasks for DMH can be identified. Prompt-based generation is important to predict mental health conditions. Yang et al. (<xref ref-type="bibr" rid="B12">12</xref>) showed the sensitivity of LLMs for different input prompts such as <italic>severe</italic> and <italic>very severe</italic> in explainable mental health analysis while mitigating the consequences using few-shot prompting. LLaMA-2 was used as a text augmentation assistant in content generation for mental healthcare treatment planning (<xref ref-type="bibr" rid="B50">50</xref>). MentalLLaMA was invented to improve the interpretability of LLMs in DMH (<xref ref-type="bibr" rid="B18">18</xref>). Qin et al. (<xref ref-type="bibr" rid="B19">19</xref>) introduced a novel COT prompting approach for depression detection and reasoning using zero-shot and few-shot out-of-distribution, which are unseen samples within the same domain, settings. Recently, this was further enhanced using explainable LLM-based techniques to understand psychological state (<xref ref-type="bibr" rid="B22">22</xref>). Agrawal (<xref ref-type="bibr" rid="B23">23</xref>) improved the explainability and reasoning of the latest generative LLMs in depression analysis using a novel COT prompting framework. Inspired by the Generate, Annotate, and Learn (GAL) framework by (<xref ref-type="bibr" rid="B51">51</xref>), a novel suicidality detection framework was introduced to generate synthetic data using LLMs to improve explainability (<xref ref-type="bibr" rid="B52">52</xref>). In comparison with classification-based tasks, most of the generation-based tasks use COT prompting as the PE type.</p>
</sec>
<sec id="s4c"><label>4.3</label><title>Question answering task</title>
<p>Only a few recent studies have demonstrated question-answering in psychological consultation services and online counselling for mental health professionals. Frameworks such as Psy-LLM, pretrained with LLMs and prompt-tuned with question-answering from psychologists, provide peer support and mental health advice in psychological consultation (<xref ref-type="bibr" rid="B53">53</xref>). Liu et al. (<xref ref-type="bibr" rid="B54">54</xref>) presented ChatCounselor, an enhanced LLM-based chatbot fine-tuned with domain-specific prompts and demonstrations to reinforce high-quality reasoning and question-answering in DMH. Recently (<xref ref-type="bibr" rid="B24">24</xref>), introduced BOLT, an ICL-based framework, to characterize the conversational behavior of clients and therapists.</p>
</sec>
</sec>
<sec id="s5" sec-type="discussion"><label>5</label><title>Discussion</title>
<p>In this paper, we conducted a short review of how the latest prompt engineering methods in the context of digital mental health are being applied. We discussed three major application tasks to support DMH selecting two major types of PE, n-shot prompting and COT prompting, on ICL, PT, and IPT prompting methods introduced within last five years. In this section, we discuss the challenges, limitations, and future directions in PE for DMH.</p>
<p>There are a few challenges and limitations of PE for DMH. The primary challenge is the scarcity of the data needed to design relevant, accurate, and effective prompts for specific tasks in low-resource and cross-domain settings resulting in low performance during N-shot prompting-based classification and COT prompting-based generation tasks. A few publicly available datasets exist for some PT-based DMH tasks such as bipolar disorder detection, which require specific prompt designs. Even though a few recent studies attempted to mitigate the issue of data scarcity in PT-based tasks using low-resource and cross-domain settings, significant performance is yet to be achieved (<xref ref-type="bibr" rid="B55">55</xref>). Designing multiple prompts to improve the performance of N-shot prompting and selecting the most appropriate demonstrations for PT-based and IPT-based knowledge transferring to DMH applications can lead to higher computational requirements resulting scalability issues in LLMs. Although multiple studies recommend soft prompts over handcrafted prompts, it was found that the performance of LLMs tend to overfit due to the nature of bias in soft prompts (<xref ref-type="bibr" rid="B56">56</xref>). On the other hand, designing handcrafted prompts requires vast domain knowledge, clinical expertise, and terminology, resulting in uncertainty about better prompt designs for different N-shot prompting-based DMH tasks. In some cases, the performance of LLMs is over-estimated due to in-context information leakage and biased prompts (<xref ref-type="bibr" rid="B56">56</xref>). Another challenge is to select the most appropriate demonstrations for cross-model and cross-task transfer using different source and target prompts, to achieve LLM generalization for unseen data in N-shot ICL and COT prompting. Adapting the knowledge of a LLM for depression classification into a different task such as IPT-based depression reasoning is challenging due to the selection of effective demonstrations (<xref ref-type="bibr" rid="B57">57</xref>).</p>
<p>Prompt variability and framing plays an important role in maintaining the accuracy and reliability of LLMs in PT-based classification and generation-based tasks (<xref ref-type="bibr" rid="B58">58</xref>). An LLMs&#x0027; probability of generating different predictions for a specific task is high due to the prompt framing effect. A few vulnerability attacks such as prompt leaking and goal hijacking expose confidential details to public scrutiny, by twisting the original task of a prompt, and this must be carefully prevented in DMH COT prompting-based reasoning tasks (<xref ref-type="bibr" rid="B59">59</xref>). Preventing adversarial attacks, manipulating LLMs to generate erroneous results using crafted prompts, is also a challenging task even though few attempts have been made to mitigate those using PT-based methods (<xref ref-type="bibr" rid="B60">60</xref>). Improving LLMs&#x0027; interpretability and self-consistency in generation and reasoning tasks in DMH is also identified as a formidable challenge due to its complexity (<xref ref-type="bibr" rid="B61">61</xref>).</p>
<p>Using PT-based and ICL-based methods to work with mental health data brings several ethical considerations that need to be carefully addressed. An ethical-legal guidance and clinical validation framework is important to reduce the uncertainty in algorithmic bias, DMH data misuse and to improve LLM transparency and explainability (<xref ref-type="bibr" rid="B62">62</xref>). Data anonymization methods and carefully designed prompts should be used to improve the contextual understanding of LLMs mitigating privacy, confidentiality, uncertainty, and accountability issues in ICL-based reasoning. Model reliability should be validated when applying PT-based techniques to improve frozen LLM in-domain knowledge transferability for DMH tasks. Psychological impact and professional autonomy of clinical practitioners, on the other hand, should be carefully considered to assess the quality of prompt designs and in-context examples used for IPT-based out-of-domain DMH tasks.</p>
<p>Prompt automation and intelligence, automating downstream tasks using prompt-driven conversational agents, is a potential direction to enhance the efficiency and accuracy of DMH tasks by processing data more accurately (<xref ref-type="bibr" rid="B63">63</xref>). Multimodal COT prompting is an emerging trend to use COT prompting methods for processing multiple forms of mental health data such as text and images to further improve the reasoning capabilities (<xref ref-type="bibr" rid="B64">64</xref>). Recently, domain generalization for few-shot settings has been achieved to adapt learned prompts into unseen domains (<xref ref-type="bibr" rid="B65">65</xref>). Future research, such as pairing source task prompt embeddings with the in-context demonstrations of another different task and domain shifts with multiple soft prompts, is needed to achieve satisfactory performance in out-of-domain IPT-based task transfer.</p>
</sec>
</body>
<back>
<sec id="s6" sec-type="author-contributions"><title>Author contributions</title>
<p>YP: Formal Analysis, Investigation, Validation, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. AS: Formal Analysis, Investigation, Validation, Writing &#x2013; original draft, Writing &#x2013; review &#x0026; editing. ZL: Supervision, Writing &#x2013; review &#x0026; editing. IP: Supervision, Writing &#x2013; review &#x0026; editing.</p>
</sec>
<sec id="s7" sec-type="funding-information"><title>Funding</title>
<p>The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.</p>
</sec>
<sec id="s17" sec-type="COI-statement"><title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec id="s8" sec-type="disclaimer"><title>Publisher&#x0027;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
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