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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Chem.</journal-id>
<journal-title>Frontiers in Chemistry</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Chem.</abbrev-journal-title>
<issn pub-type="epub">2296-2646</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">1229669</article-id>
<article-id pub-id-type="doi">10.3389/fchem.2023.1229669</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Chemistry</subject>
<subj-group>
<subject>Original Research</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Reactivity of ethyl nitrosoacrylate toward pyrrole, indole and pyrrolo[3,2-<italic>c</italic>]carbazole: an experimental and theoretical study</article-title>
<alt-title alt-title-type="left-running-head">Benzi et al.</alt-title>
<alt-title alt-title-type="right-running-head">
<ext-link ext-link-type="uri" xlink:href="https://doi.org/10.3389/fchem.2023.1229669">10.3389/fchem.2023.1229669</ext-link>
</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Benzi</surname>
<given-names>Alice</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2344525/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Lopes</surname>
<given-names>Susana M. M.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2327898/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Nunes</surname>
<given-names>Sandra C. C.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2188277/overview"/>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Giorgi</surname>
<given-names>Gianluca</given-names>
</name>
<xref ref-type="aff" rid="aff3">
<sup>3</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Bianchi</surname>
<given-names>Lara</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Tavani</surname>
<given-names>Cinzia</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Pais</surname>
<given-names>Alberto A. C. C.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
</contrib>
<contrib contrib-type="author">
<name>
<surname>Petrillo</surname>
<given-names>Giovanni</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/2349644/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Pinho e Melo</surname>
<given-names>Teresa M. V. D.</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/759670/overview"/>
</contrib>
</contrib-group>
<aff id="aff1">
<sup>1</sup>
<institution>Department of Chemistry and Industrial Chemistry</institution>, <institution>University of Genova</institution>, <addr-line>Genoa</addr-line>, <country>Italy</country>
</aff>
<aff id="aff2">
<sup>2</sup>
<institution>Coimbra Chemistry Centre-Institute of Molecular Sciences, Department of Chemistry, University of Coimbra</institution>, <addr-line>Coimbra</addr-line>, <country>Portugal</country>
</aff>
<aff id="aff3">
<sup>3</sup>
<institution>Department of Biotechnology, Chemistry and Pharmacy</institution>, <institution>University of Siena</institution>, <addr-line>Siena</addr-line>, <country>Italy</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/713128/overview">Alexey Sukhorukov</ext-link>, N. D. Zelinsky Institute of Organic Chemistry (RAS), Russia</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2331800/overview">Burak Kuzu</ext-link>, Van Y&#xfc;z&#xfc;nc&#xfc; Y&#x131;l University, T&#xfc;rkiye</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/2349067/overview">Tao Shi</ext-link>, The Scripps Research Institute, United States</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Teresa M. V. D. Pinho e Melo, <email>tmelo@ci.uc.pt</email>
</corresp>
</author-notes>
<pub-date pub-type="epub">
<day>08</day>
<month>08</month>
<year>2023</year>
</pub-date>
<pub-date pub-type="collection">
<year>2023</year>
</pub-date>
<volume>11</volume>
<elocation-id>1229669</elocation-id>
<history>
<date date-type="received">
<day>26</day>
<month>05</month>
<year>2023</year>
</date>
<date date-type="accepted">
<day>26</day>
<month>07</month>
<year>2023</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2023 Benzi, Lopes, Nunes, Giorgi, Bianchi, Tavani, Pais, Petrillo and Pinho e Melo.</copyright-statement>
<copyright-year>2023</copyright-year>
<copyright-holder>Benzi, Lopes, Nunes, Giorgi, Bianchi, Tavani, Pais, Petrillo and Pinho e Melo</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.</p>
</license>
</permissions>
<abstract>
<p>Nitrosoalkenes react with 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole to give both 2- and 3-alkylated products via hetero-Diels-Alder reaction followed by the cycloadduct ring-opening. Quantum chemical calculations, at DFT level of theory, were carried out to investigate the regioselectivity of the cycloaddition of ethyl nitrosoacrylate with 1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazoles as well as with pyrrole and indole, allowing a more comprehensive analysis of the reactivity pattern of nitrosoalkenes with five-membered heterocycles. Furthermore, theoretical calculations confirmed that ethyl nitrosoacrylate reacts with these heterocycles via a LUMO<sub>heterodiene</sub>-HOMO<sub>dienophile</sub> controlled cycloaddition. The reactivity of one of the oxime-functionalized 1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole was explored and a new hexahydropyrido[4&#x2032;,3&#x27;:4,5]pyrrolo[3,2-<italic>c</italic>]carbazole system was obtained in high yield via a one-pot, two-step procedure.</p>
</abstract>
<abstract abstract-type="graphical">
<title>Graphical Abstract</title>
<p>
<graphic xlink:href="FCHEM_fchem-2023-1229669_wc_abs.tif" position="anchor"/>
</p>
</abstract>
<kwd-group>
<kwd>nitrosoalkenes</kwd>
<kwd>pyrrolo[3,2-<italic>c</italic>]carbazole</kwd>
<kwd>hetero-Diels-Alder reactions</kwd>
<kwd>pictet-spengler reaction</kwd>
<kwd>DFT calculations</kwd>
</kwd-group>
<contract-num rid="cn001">UIDB/00313/2020 UIDP/00313/2020 PTDC/QUI-QOR/0103/2021</contract-num>
<contract-sponsor id="cn001">Funda&#xe7;&#xe3;o para a Ci&#xea;ncia e a Tecnologia<named-content content-type="fundref-id">10.13039/501100001871</named-content>
</contract-sponsor>
<custom-meta-wrap>
<custom-meta>
<meta-name>section-at-acceptance</meta-name>
<meta-value>Organic Chemistry</meta-value>
</custom-meta>
</custom-meta-wrap>
</article-meta>
</front>
<body>
<sec sec-type="intro" id="s1">
<title>Introduction</title>
<p>The chemistry of conjugated nitrosoalkenes has been extensively studied for the synthesis and functionalization of a plethora of heterocyclic systems. These reactive intermediates act mainly as electron-deficient heterodienes in inverse electron-demand hetero-Diels-Alder reactions or as Michael-type acceptors in conjugated 1,4-addition reactions (<xref ref-type="bibr" rid="B22">Lopes et al., 2018a</xref>; <xref ref-type="bibr" rid="B31">Naumovich et al., 2019</xref>; <xref ref-type="bibr" rid="B46">Weinreb, 2019</xref>; <xref ref-type="bibr" rid="B43">Soares et al., 2022</xref>). In recent years, our research group has explored the reactivity and versatility of conjugated nitrosoalkenes as a synthetic tool to achieve heterocyclic structural diversity (<xref ref-type="bibr" rid="B22">Lopes et al., 2018a</xref>). Functionalization of five-membered heterocycles, such as pyrroles, dipyrromethanes, indoles and furans, was achieved by reaction with nitrosoalkenes, including the synthesis of 3-tetrazolyl and 3-triazolyl derivatives (<xref ref-type="bibr" rid="B24">Lopes et al., 2010</xref>; <xref ref-type="bibr" rid="B27">Lopes et al., 2011</xref>; <xref ref-type="bibr" rid="B32">Nunes et al., 2014</xref>; <xref ref-type="bibr" rid="B23">Lopes et al., 2015</xref>; <xref ref-type="bibr" rid="B26">Lopes et al., 2016</xref>; <xref ref-type="bibr" rid="B2">Alves et al., 2017</xref>; <xref ref-type="bibr" rid="B20">Jorda et al., 2017</xref>; <xref ref-type="bibr" rid="B25">Lopes et al., 2018b</xref>). One-pot methods have also been developed for the synthesis of dipyrromethanes (<xref ref-type="bibr" rid="B34">Pereira et al., 2014</xref>; <xref ref-type="bibr" rid="B7">Cardoso et al., 2021</xref>), bis(indolyl)methanes (<xref ref-type="bibr" rid="B16">Grosso et al., 2015</xref>; <xref ref-type="bibr" rid="B17">Grosso et al., 2017</xref>; <xref ref-type="bibr" rid="B15">Grosso et al., 2019</xref>), bis(pyrazol-1-yl)methanes (<xref ref-type="bibr" rid="B18">Grosso et al., 2014</xref>) and tetrapyrrolic compounds (<xref ref-type="bibr" rid="B28">Lopes and Pinho e Melo, 2020</xref>) via two consecutive hetero-Diels-Alder reactions (or conjugated additions) of <italic>in situ</italic> generated nitrosoalkenes with pyrroles, indoles, pyrazoles and dipyrromethanes, respectively. Moreover, tryptophan analogues have been obtained by reducing the oxime moiety of indoles C3-functionalized via hetero-Diels-Alder reactions with nitrosoalkenes. These tryptamine derivatives were used in the synthesis of 3-triazolyl- and 3-tetrazolyl-&#x3b2;-carbolines via Pictet&#x2013;Spengler condensation followed by an oxidative step. <italic>&#xdf;</italic>-Carboline derivatives obtained by this strategy have shown interesting anticancer properties (<xref ref-type="bibr" rid="B33">Panice et al., 2019</xref>; <xref ref-type="bibr" rid="B36">Ribeiro et al., 2021</xref>; <xref ref-type="bibr" rid="B35">Ribeiro et al., 2022</xref>).</p>
<p>The reactivity of nitrosoalkenes with electron-rich heterocycles is strongly influenced not only by the nitrosoalkene substituents but also by the type of heterocycle (<xref ref-type="bibr" rid="B32">Nunes et al., 2014</xref>; <xref ref-type="bibr" rid="B26">Lopes et al., 2016</xref>). The pioneer work of Gilchrist and co-workers showed that the reaction of ethyl nitrosoacrylate (<bold>2</bold>, R &#x3d; CO<sub>2</sub>Et), generated from ethyl bromopyruvate oxime <bold>1a</bold> by action of base, with pyrrole and indole afforded the open chain oximes <bold>4</bold> and <bold>8</bold>, respectively, through hetero-Diels-Alder reactions (<xref ref-type="scheme" rid="sch1">Scheme 1</xref>) (<xref ref-type="bibr" rid="B12">Gilchrist and Roberts, 1983</xref>; <xref ref-type="bibr" rid="B11">Gilchrist and Lemos, 1993</xref>). The outcome and mechanistic pathway of the reaction of nitrosoalkenes with pyrrole and pyrrole derivatives depends on the nitrosoalkene substituent, as shown by experimental and theoretical studies (<xref ref-type="bibr" rid="B32">Nunes et al., 2014</xref>). In fact, ethyl nitrosoacrylate (<bold>2</bold>, R &#x3d; CO<sub>2</sub>Et) reacts <italic>via</italic> hetero-Diels-Alder reaction, through the formation of the bicyclic 1,2-oxazine <bold>3</bold> followed by 1,2-oxazine ring-opening with concomitant rearomatization of the pyrrole unit, giving the open chain oxime <bold>4</bold>, as a single isomer. However, aryl nitrosoalkenes <bold>2</bold> (R &#x3d; Aryl) react with pyrrole by conjugated addition to give two isomeric oximes <bold>5</bold> and <bold>6</bold>. On the other hand, the reaction of both nitrosoalkenes <bold>2</bold> with indole affords open chain oximes as single isomers <italic>via</italic> hetero-Diels-Alder reaction (<xref ref-type="bibr" rid="B26">Lopes et al., 2016</xref>). Furthermore, nitrosoalkenes <bold>2</bold> react with pyrrole to give 2-alkylated products, whereas indole undergoes alkylation at the 3-position, as would be expected from the opposite regioselectivity of the hetero-Diels-Alder reaction.</p>
<fig id="sch1" position="float">
<label>SCHEME 1</label>
<caption>
<p>Conjugated 1,4-addition and hetero-Diels-Alder reactions of nitrosoalkenes with heterocycles.</p>
</caption>
<graphic xlink:href="FCHEM_fchem-2023-1229669_wc_sch1.tif"/>
</fig>
<p>Pyrrolocarbazoles are tetracyclic ring systems containing a pyrrole ring fused to a carbazole unit. Depending on the position of the pyrrole/carbazole ring junction and the relative position of the pyrrole nitrogen to the carbazole moiety, several structural isomers can be found (<xref ref-type="bibr" rid="B14">Giraud et al., 2019</xref>). The best known are the pyrrolo[2,3-<italic>c</italic>]carbazoles (<xref ref-type="bibr" rid="B48">Zhang and Ready, 2017</xref>), mainly because their core structure is present in the marine natural product dictyodendrin A, and pyrrolo[2,3-<italic>a</italic>]carbazoles for the recognized kinase inhibitory activity of some derivatives (<xref ref-type="bibr" rid="B1">Aku&#xe9;-G&#xe9;du et al., 2009</xref>; <xref ref-type="bibr" rid="B13">Giraud et al., 2012</xref>) (<xref ref-type="fig" rid="F1">Figure 1</xref>). Reports on the synthesis and reactivity of pyrrolo[3,2-<italic>c</italic>]carbazoles are scarce. Recently, however, a few reports describing the synthesis (<xref ref-type="bibr" rid="B5">Benzi et al., 2019</xref>), photophysical and biological activity, namely, antioxidant (<xref ref-type="bibr" rid="B6">Bingul et al., 2019</xref>), anticancer and antibacterial activity, have been disclosed (<xref ref-type="bibr" rid="B39">Sengul et al., 2016</xref>; <xref ref-type="bibr" rid="B37">Saglam et al., 2021</xref>; <xref ref-type="bibr" rid="B42">Sinicropi et al., 2021</xref>). Compound <bold>9</bold> is an example of a pyrrolo[3,2-<italic>c</italic>]carbazole with high cytotoxicity against human colon cancer HT29 cells (<xref ref-type="bibr" rid="B39">Sengul et al., 2016</xref>).</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>Examples of different pyrrolocarbazoles.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g001.tif"/>
</fig>
<p>Compounds containing an oxime moiety have found a wide range of biological applications, displaying anti-inflammatory, antimicrobial, antioxidant and anticancer activity (<xref ref-type="bibr" rid="B45">Surowiak et al., 2020</xref>). In this context, and following our interest in the chemistry of nitrosoalkenes, we decided to explore the reactivity of nitrosoalkenes towards 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole (<bold>10</bold>) aiming at the synthesis of oxime-functionalized pyrrolo[3,2-<italic>c</italic>]carbazoles. The combination of these two structural elements in a single molecule would lead to new chemical entities with increased interest in terms of potential biological activity and with the possibility of further structural modulation.</p>
</sec>
<sec sec-type="results|discussion" id="s2">
<title>Results and discussion</title>
<p>Initially, the reaction of ethyl nitrosoacrylate (<bold>2a</bold>), generated <italic>in situ</italic> from ethyl bromopyruvate oxime (<bold>1a</bold>) by action of sodium carbonate, with pyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> was explored. The reaction, carried out in dichloromethane at room temperature, gave the 3- and 2-alkylated pyrrolo[3,2-<italic>c</italic>]carbazoles <bold>11a</bold> and <bold>12a</bold>, respectively, in 63% overall yield (<xref ref-type="scheme" rid="sch2">Scheme 2</xref>). The same reactivity pattern was observed in the reaction of the less activated nitrosoalkene <bold>2b</bold> with <bold>10</bold> affording the open chain oximes <bold>11b</bold> and <bold>12b</bold> in 37% and 8%, respectively (<xref ref-type="scheme" rid="sch2">Scheme 2</xref>). In both cases, the regioisomeric open chain oximes were isolated as single stereoisomers, indicating that these were formed <italic>via</italic> hetero-Diels-Alder reaction followed by 1,2-oxazine ring-opening and concomitant rearomatization of the pyrrole unit.</p>
<fig id="sch2" position="float">
<label>SCHEME 2</label>
<caption>
<p>Reactivity of nitrosoalkenes towards 8-methyl-1,6-dihydropyrrolo [3,2-<italic>c</italic>]carbazole.</p>
</caption>
<graphic xlink:href="FCHEM_fchem-2023-1229669_wc_sch2.tif"/>
</fig>
<p>The structural assignment of the two regioisomers was established by two-dimensional NMR spectroscopy. From the coupling observed in the COSY spectrum of compound <bold>11a</bold>, it was possible to assign the signals corresponding to the protons H-2 (7.14&#xa0;ppm), H-1 (10.49&#xa0;ppm), H-4 (4.15&#xa0;ppm) and the proton of the hydroxyimino moiety (11.35&#xa0;ppm). The stereochemistry of the C,N-bond was established by the NOESY spectrum data, in which cross peaks were observed between the NO<italic>H</italic> proton and the H-4 protons, confirming the <italic>trans</italic> orientation of the OH and ester groups. The NOESY spectra of compounds <bold>11b</bold> and <bold>12b</bold> also showed a correlation between the proton of the oxime moiety and H-4 protons (see <xref ref-type="sec" rid="s12">Supplementary Material</xref>), suggesting the <italic>trans</italic> orientation of the OH and ester groups.</p>
<p>Preliminary studies on the reactivity of the new 3-alkylated pyrrolo[3,2-<italic>c</italic>]carbazoles focused on the interconversion of the oxime-amine functional groups. However, the reduction reaction of pyrrolo[3,2-<italic>c</italic>]carbazole <bold>11a</bold>, using zinc in acetic acid at room temperature, led to an unexpected but interesting result. One product was isolated whose <sup>1</sup>H NMR spectrum features, recorded using acetone-<italic>d</italic>
<sub>6</sub> as solvent, were not those expected for the desired amine <bold>13</bold>. From the analysis of the <sup>1</sup>H NMR spectrum it was possible to confirm the presence of the pyrrolo[3,2-<italic>c</italic>]carbazole scaffold, signals corresponding to the ester group as well as to an ABX system, as it would be for amine <bold>13</bold>. It was observed that when the product of the reduction reaction was treated with acetone for 1 h, a compound was isolated in 17% yield with a similar <sup>1</sup>H NMR spectrum but in which the presence of two methyl groups could be observed (<xref ref-type="scheme" rid="sch3">Scheme 3</xref>).</p>
<fig id="sch3" position="float">
<label>SCHEME 3</label>
<caption>
<p>Reactivity of a 3-alkylated pyrrolo[3,2-<italic>c</italic>]carbazole.</p>
</caption>
<graphic xlink:href="FCHEM_fchem-2023-1229669_wc_sch3.tif"/>
</fig>
<p>The structure of this new compound was unambiguously determined by X-ray crystallography as being hexahydropyrido [4&#x2032;,3&#x27;:4,5]pyrrolo[3,2-<italic>c</italic>]carbazole <bold>14</bold> (<xref ref-type="scheme" rid="sch3">Scheme 3</xref>). This heterocyclic compound crystallized with an ethanol and water molecule as colourless plates in the triclinic crystal system within the P-1 space group, showing one molecule of <bold>14</bold>&#x22c5;H<sub>2</sub>O&#x22c5;C<sub>2</sub>H<sub>5</sub>OH per asymmetric unit. Its molecular structure consists of a five-fused ring system, in which a piperidine ring is fused to the 1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole moiety. This six-membered heterocycle contains two methyl groups at C (19) and an ester substituent at C (18). Bond lengths and bond angles are normal. The 1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole moiety is almost planar with the largest deviations from the least-squares plane shown by C (9) (0.091 (4)&#xc5;), C (7) (0.086 (3)&#xc5;) and C (5) (0.081 (3)&#xc5;). In the tetrahydropyridine moiety the atoms C (18) and N (3) show a statistical disorder with two different positions with site occupation factors refined to 0.671) (conformer A) and 0.331) (conformer B). Ring puckering analysis (<xref ref-type="bibr" rid="B9">Cremer and Pople, 1975</xref>) of the tetrahydropyridine ring shows the following parameters: conformer A: <italic>&#x3b8;</italic> &#x3d; 51.27&#xb0;, <italic>&#x3c6;</italic> &#x3d; 32.08&#xb0;, total puckering amplitudes (<italic>Q</italic>
<sub>T</sub>) 0.45&#xa0;&#xc5;; conformer B: <italic>&#x3b8;</italic> &#x3d; 48.51&#xb0;, <italic>&#x3c6;</italic> &#x3d; 32.65&#xb0;, <italic>Q</italic>
<sub>T</sub> 0.57&#xa0;&#xc5;, suggesting a half chair conformation for both the conformations. A network of intra- and intermolecular hydrogen bonding interactions involves the water and ethanol molecules. In particular, an intramolecular H-bond interaction involves O (1&#xa0;Et)-H <sup>&#x2026;</sup> O (1w) d H <sup>&#x2026;</sup> O (1w) &#x3d; 1.97 (1)&#xc5; and O (1w)-H <sup>&#x2026;</sup> O (2) d H <sup>&#x2026;</sup> O (2) &#x3d; 2.76 (4)&#xc5;, and intermolecular H-bond interactions are N (1)-H <sup>&#x2026;</sup> O (1w) (<italic>x-1, y&#x2b;1, z</italic>) d H <sup>&#x2026;</sup> O (1w) &#x3d; 2.021) &#xc5;; N (2)-H <sup>&#x2026;</sup> O (1et) (<italic>x-1,y,z</italic>) d H <sup>&#x2026;</sup> O (1w) &#x3d; 2.051) &#xc5;.</p>
<p>The formation of the pentaheterocyclic system <bold>14</bold> can be explained considering the initial reduction of the oxime moiety to give amine <bold>13</bold> followed by its Pictet-Spengler condensation with acetone to give the final product.</p>
<p>The condensation of tryptamines with aldehydes and ketones, known as the Pictet-Spengler reaction, has been extensively explored for the synthesis of ring-fused indole derivatives, including tetrahydro-&#x3b2;-carbolines a core structure of various indole alkaloids (<xref ref-type="bibr" rid="B44">St&#xf6;ckigt et al., 2011</xref>; <xref ref-type="bibr" rid="B29">Maity et al., 2019</xref>; <xref ref-type="bibr" rid="B33">Panice et al., 2019</xref>; <xref ref-type="bibr" rid="B35">Ribeiro et al., 2022</xref>). The mechanism of this transformation has been a research topic of some controversy as two pathways can be considered: the formation of spiroindolenines via the attack of indole&#x2019;s C3 to the initially formed imine followed by a 1,2-migration/elimination sequence to restore aromaticity, or the direct C2 attack. However, there are several experimental studies where the spiroindolenines, intermediates of Pictet&#x2212;Spengler-type reactions, were captured (<xref ref-type="bibr" rid="B47">Williams and Unger, 1970</xref>; <xref ref-type="bibr" rid="B44">St&#xf6;ckigt et al., 2011</xref>; <xref ref-type="bibr" rid="B8">Chambers et al., 2016</xref>; <xref ref-type="bibr" rid="B49">Zheng and You, 2020</xref>). Furthermore, in recent years the interrupted Pictet&#x2013;Spengler reaction is being explored as a strategy for the dearomatisation of indoles (<xref ref-type="bibr" rid="B19">James et al., 2016</xref>). Several successful syntheses of spirocyclic indolenine are known resulting from methodologies designed to allow the initial spirocyclisation step but preventing further reaction. The reported synthesis of hexahydropyrido[4&#x2032;,3&#x27;:4,5]pyrrolo[3,2-<italic>c</italic>]carbazole <bold>14</bold> is a new entry to Pictet&#x2212;Spengler-type reactions.</p>
<p>This interesting result justified the optimization of the synthetic procedure, as a one-pot two-step procedure. Thus, a solution of compound <bold>11a</bold> in acetic acid and acetone was treated with zinc powder at room temperature for 48&#xa0;h. After the neutralization of the reaction medium and purification, the target compound <bold>14</bold> was isolated in 85% yield (<xref ref-type="scheme" rid="sch3">Scheme 3</xref>).</p>
<sec id="s2-1">
<title>Rationalization of the hetero-Diels-Alder reactions outcome</title>
<p>In order to investigate the observed and diverse regioselectivity, calculations at the DFT level of theory using the B3LYP hybrid functional (<xref ref-type="bibr" rid="B3">Becke, 1988</xref>; <xref ref-type="bibr" rid="B21">Lee et al., 1988</xref>; <xref ref-type="bibr" rid="B4">Becke, 1993</xref>) and the standard 6-31G (d,p) basis set were carried out for the hetero-Diels-Alder reaction of ethyl nitrosoacrylate (<bold>2a</bold>) with pyrrole, indole and 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole (<bold>10</bold>). For each heterocycle, relative stabilities of the different transition states (TS) involved in the hetero-Diels-Alder reactions were calculated, considering the two possible regioisomers and both <italic>endo</italic> and <italic>exo</italic> approaches (<xref ref-type="fig" rid="F2">Figures 2</xref>&#x2013;<xref ref-type="fig" rid="F4">4</xref>). The individual contributions to the energy barriers associated with all the transition states studied for the reactions of ethyl nitrosoacrylate (<bold>2a</bold>) with pyrrole, indole and 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole (<bold>10</bold>) are reported in <xref ref-type="table" rid="T1">Tables 1</xref>&#x2013;<xref ref-type="table" rid="T3">3</xref>, considering both zero-point-energy (ZPE) correction, and basis set superposition error (BSSE) correction.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Relative stabilities (&#x394;E in kJ/mol) of the transition states involved in the hetero-Diels-Alder reaction of ethyl nitrosoacrylate (<bold>2a</bold>) with pyrrole considering the two regioisomers and both <italic>endo</italic> and <italic>exo</italic> approaches, both for C2 alkylation <bold>(A)</bold> and for C3 alkylation <bold>(B)</bold>. All structures were optimized at the B3LYP/6-31G (d,p) level of theory. Color code: grey, carbon; red, oxygen; blue, nitrogen and white, hydrogen.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g002.tif"/>
</fig>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Electronic energy, E, zero-point vibration energy, ZPE, basis set superposition error correction, BSSE, and energy relative to the reactants, &#x2206;E, of the transition states and final products identified for the reaction between 2a and pyrrole for both C2 and C3 alkylation. All values are obtained at the B3LYP/6-31G (d,p) level. &#x2206;E includes both ZPE and BSSE corrections.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Structure</th>
<th align="center">E/E<sub>h</sub>
</th>
<th align="left">ZPE/E<sub>h</sub>
</th>
<th align="left">BSSE/E<sub>h</sub>
</th>
<th colspan="2" align="left">&#x2206;E (kJ/mol)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">
<bold>2a</bold>
</td>
<td align="center">&#x2212;474.8238068</td>
<td align="center">0.120430</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">Pyrrole</td>
<td align="center">&#x2212;210.0437146</td>
<td align="center">0.082615</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C2 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; pyrrole]</td>
<td align="center">&#x2212;684.8670778</td>
<td align="center">0.206067</td>
<td align="center">0.007573</td>
<td align="center">29.0</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; pyrrole]</td>
<td align="center">&#x2212;684.8579991</td>
<td align="center">0.205785</td>
<td align="center">0.006065</td>
<td align="center">48.1</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct <bold>3</bold>
</td>
<td align="center">&#x2212;684.9047253</td>
<td align="center">0.210244</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;78.3</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct <bold>3</bold>
</td>
<td align="center">&#x2212;684.9047404</td>
<td align="center">0.210125</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;79.1</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>4</bold>
</td>
<td align="center">&#x2212;684.9270218</td>
<td align="center">0.208651</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;141.5</td>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C3 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; pyrrole]</td>
<td align="center">&#x2212;684.8575322</td>
<td align="center">0.206441</td>
<td align="center">0.007227</td>
<td align="center">54.1</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; pyrrole]</td>
<td align="center">&#x2212;684.8565208</td>
<td align="center">0.205866</td>
<td align="center">0.006217</td>
<td align="center">52.6</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct <bold>3&#x2032;</bold>
</td>
<td align="center">&#x2212;684.9101386</td>
<td align="center">0.210123</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;93.3</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct <bold>3&#x2032;</bold>
</td>
<td align="center">&#x2212;684.910211</td>
<td align="center">0.210233</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;93.2</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>4&#x2032;</bold>
</td>
<td align="center">&#x2212;684.9244416</td>
<td align="center">0.208671</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;134.7</td>
</tr>
</tbody>
</table>
</table-wrap>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Electronic energy, E, zero-point vibrational energy, ZPE, basis set superposition error correction, BSSE, and energy relative to the reactants, &#x2206;E, of the transition states and final products identified for the reaction between 2a and indole for both C3 and C2 alkylation. All values are obtained at the B3LYP/6-31G (d,p) level. &#x2206;E includes both ZPE and BSSE corrections.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Structure</th>
<th align="center">E/E<sub>h</sub>
</th>
<th align="left">ZPE/E<sub>h</sub>
</th>
<th align="left">BSSE/E<sub>h</sub>
</th>
<th colspan="2" align="left">&#x2206;E (kJ/mol)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">
<bold>2a</bold>
</td>
<td align="center">&#x2212;474.8238068</td>
<td align="center">0.120430</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">Indole</td>
<td align="center">&#x2212;363.6013009</td>
<td align="center">0.129796</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C3 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; indole]</td>
<td align="center">&#x2212;838.4172558</td>
<td align="center">0.253154</td>
<td align="center">0.006689</td>
<td align="center">45.9</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; indole]</td>
<td align="center">&#x2212;838.4179836</td>
<td align="center">0.253118</td>
<td align="center">0.005800</td>
<td align="center">41.5</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct <bold>7a</bold>
</td>
<td align="center">&#x2212;838.4774867</td>
<td align="center">0.257339</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;119.9</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct <bold>7a</bold>
</td>
<td align="center">&#x2212;838.4775886</td>
<td align="center">0.256930</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;119.0</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>8a</bold>
</td>
<td align="center">&#x2212;838.4812487</td>
<td align="center">0.255474</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;133.6</td>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C2 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; indole]</td>
<td align="center">&#x2212;838.41684</td>
<td align="center">0.253104</td>
<td align="center">0.007560</td>
<td align="center">49.1</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; indole]</td>
<td align="center">&#x2212;838.4116629</td>
<td align="center">0.252882</td>
<td align="center">0.005752</td>
<td align="center">57.4</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct <bold>7a&#x2032;</bold>
</td>
<td align="center">&#x2212;838.4717362</td>
<td align="center">0.257327</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;103.8</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct <bold>7a&#x2032;</bold>
</td>
<td align="center">&#x2212;838.4709206</td>
<td align="center">0.256950</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;102.7</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>8a&#x2032;</bold>
</td>
<td align="center">&#x2212;838.4817146</td>
<td align="center">0.255325</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;135.2</td>
</tr>
</tbody>
</table>
</table-wrap>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>Electronic energy, E, zero-point vibration energy, ZPE, basis set superposition error correction, BSSE, nand energy relative to the reactants, &#x2206;E, of the transition states and final products identified for the reaction between 2a and pyrrolo [3,2-c]carbazole 10 for both C3 alkylation A) and C2 alkylation. All values are obtained at the B3LYP/6-31G (d,p) level. &#x2206;E includes both ZPE and BSSE corrections.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Structure</th>
<th align="center">E/E<sub>h</sub>
</th>
<th align="left">ZPE/E<sub>h</sub>
</th>
<th align="left">BSSE/E<sub>h</sub>
</th>
<th colspan="2" align="left">&#x2206;E (kJ/mol)</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">
<bold>2a</bold>
</td>
<td align="center">&#x2212;474.8238068</td>
<td align="center">0.120430</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td align="left">
<bold>10</bold>
</td>
<td align="center">&#x2212;687.9494041</td>
<td align="center">0.233090</td>
<td align="left"/>
<td align="left"/>
<td align="left"/>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C2 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; <bold>10</bold>]</td>
<td align="center">&#x2212;1162.771242</td>
<td align="center">0.356763</td>
<td align="center">0.008485</td>
<td align="center">36.0</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; <bold>10</bold>]</td>
<td align="center">&#x2212;1162.764597</td>
<td align="center">0.356287</td>
<td align="center">0.005853</td>
<td align="center">45.2</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct</td>
<td align="center">&#x2212;1162.8220909</td>
<td align="center">0.361142</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;110.4</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct</td>
<td align="center">&#x2212;1162.822089</td>
<td align="center">0.360943</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;110.3</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>12a</bold>
</td>
<td align="center">&#x2212;1162.830221</td>
<td align="center">0.358642</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;136.2</td>
</tr>
<tr>
<td colspan="6" align="left">
<italic>C3 alkylation</italic>
</td>
</tr>
<tr>
<td align="left">TS<sub>
<italic>endo</italic>
</sub> [<bold>2a</bold> &#x2b; <bold>10</bold>]</td>
<td align="center">&#x2212;1162.766076</td>
<td align="center">0.356457</td>
<td align="center">0.006851</td>
<td align="center">44.4</td>
<td align="left"/>
</tr>
<tr>
<td align="left">TS<sub>
<italic>exo</italic>
</sub> [<bold>2a</bold> &#x2b; <bold>10</bold>]</td>
<td align="center">&#x2212;1162.766980</td>
<td align="center">0.356720</td>
<td align="center">0.005897</td>
<td align="center">40.2</td>
<td align="left"/>
</tr>
<tr>
<td align="left">
<italic>Endo</italic> cycloadduct</td>
<td align="center">&#x2212;1162.827975</td>
<td align="center">0.361463</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;122.9</td>
</tr>
<tr>
<td align="left">
<italic>Exo</italic> cycloadduct</td>
<td align="center">&#x2212;1162.827778</td>
<td align="center">0.360788</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;124.2</td>
</tr>
<tr>
<td align="left">Open chain oxime <bold>11a</bold>
</td>
<td align="center">&#x2212;1162.830837</td>
<td align="center">0.359105</td>
<td align="left"/>
<td align="left"/>
<td align="center">&#x2212;136.6</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>In the reaction between nitrosoalkene <bold>2a</bold> and pyrrole, the computational results showed that the energy barrier associated with the formation of cycloadduct <bold>3</bold> by an <italic>endo</italic> approach is lower (about 25&#xa0;kJ/mol) than the energy required for the formation of cycloadduct <bold>3&#x2019;</bold>, which is in agreement with the regioselectivity observed experimentally (<xref ref-type="fig" rid="F2">Figure 2</xref>). Furthermore, the open-chain oxime <bold>4</bold> was obtained as single product, which is more stable than the primarily formed bicyclic 1,2-oxazine <bold>3</bold>, as confirmed by DFT calculations (about 63&#xa0;kJ/mol) (<xref ref-type="fig" rid="F2">Figure 2</xref>; <xref ref-type="table" rid="T1">Table 1</xref>).</p>
<p>The 3-alkylated indole <bold>8a</bold> is obtained from the reaction of nitrosoalkene <bold>2a</bold> with indole via the hetero-Diels-Alder reaction by an <italic>exo</italic> approach. Indeed, this mechanistic pathway involves a lower energy transition state (&#x394;E &#x3d; 41.5&#xa0;kJ/mol) than that which would lead to the C2 alkylation product (<xref ref-type="fig" rid="F3">Figure 3</xref>). Once again, the theoretical predictions of the regioselectivity are in agreement with the experimental results. In addition, the cycloadduct <bold>7a</bold>, involved in C3 alkylation pathway, is more stable (about 16&#xa0;kJ/mol) than the homologue leading to C2 alkylation product (<xref ref-type="fig" rid="F3">Figure 3</xref>; <xref ref-type="table" rid="T2">Table 2</xref>).</p>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Relative stabilities (&#x394;E in kJ/mol) of transition states involved in the hetero-Diels-Alder reaction of ethyl nitrosoacrylate (<bold>2a</bold>) with indole considering the two regioisomers and both <italic>endo</italic> and <italic>exo</italic> approaches, both for C3 alkylation <bold>(A)</bold> and C2 alkylation <bold>(B)</bold>. All structures were optimized at the B3LYP/6-31G (d,p) level of theory. Color code: grey, carbon; red, oxygen; blue, nitrogen and white, hydrogen.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g003.tif"/>
</fig>
<p>The energy barriers calculated for the transition states of the hetero-Diels-Alder reaction of nitrosoalkene <bold>2a</bold> with pyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> are very similar for the formation of both alkylated products (<xref ref-type="fig" rid="F4">Figure 4</xref>). The DFT calculations showed that the formation of the 2-alkylated product proceeded via the <italic>endo</italic> transition state (TS<sub>
<italic>endo</italic>
</sub>), whereas the <italic>exo</italic> transition state (TS<sub>
<italic>exo</italic>
</sub>) was involved in the formation of the 3-alkylated product. The cycloadduct precursors of the 3-alkylated pyrrolo[3,2-<italic>c</italic>]carbazole <bold>11a</bold> are more stable than the precursors of the 2-alkylated pyrrolo [3,2-<italic>c</italic>]carbazole <bold>12a</bold> (about 13&#xa0;kJ/mol), explaining the predominance of the 3-alkylated product. However, the stability of the open chain oximes <bold>11a</bold> and <bold>12a</bold> is very similar (<xref ref-type="fig" rid="F4">Figure 4</xref>; <xref ref-type="table" rid="T3">Table 3</xref>). These computational results explain the isolation of both 2-alkylated and 3-alkylated products from the reaction between nitrosoalkene <bold>2a</bold> and pyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold>.</p>
<fig id="F4" position="float">
<label>FIGURE 4</label>
<caption>
<p>Relative stabilities (&#x394;E in kJ/mol) of transition states involved in the hetero-Diels-Alder reaction of ethyl nitrosoacrylate (<bold>2a</bold>) with 8-methyl-1,6-dihydropyrrolo [3,2-<italic>c</italic>]carbazole considering the C2 alkylation <bold>(A)</bold> and C3 alkylation <bold>(B)</bold> and both <italic>endo</italic> and <italic>exo</italic> approaches, obtained at the B3LYP/6-31G (d,p) level of theory. Color code: gray, carbon; red, oxygen; blue, nitrogen and white, hydrogen.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g004.tif"/>
</fig>
<p>Frontier Molecular Orbital (FMO) analysis of the hetero-Diels&#x2013;Alder reaction of ethyl nitrosoacrylate (<bold>2a</bold>) with pyrrole, indole and pyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> was carried out. The relative energy values of the HOMO and LUMO orbitals of the reactants were obtained at the HF/6-31G (d,p) level of theory (<xref ref-type="fig" rid="F5">Figure 5</xref>). The results show that the energy difference between the LUMO of the nitrosoalkene and the HOMO of the heterocycles is smaller (between 7.99 and 9.08&#xa0;eV) than that calculated for the HOMO<sub>nitrosoalkene</sub>-LUMO<sub>heterocycle</sub> pair (between 14.03 and 16.51&#xa0;eV). Thus, the results show that these reactions are LUMO<sub>nitrosoalkene</sub>-HOMO<sub>heterocycle</sub> controlled and confirm that pyrrole, indole and 8-methyl-1,6-dihydropyrrolo [3,2-<italic>c</italic>]carbazole participate in <italic>inverse electron-demand</italic> hetero-Diels-Alder reaction with nitrosoalkene <bold>2a</bold> acting as electron-rich 2&#x3c0; component. Furthermore, FMO analysis indicates that the molecular orbital energy profile of 8-methyl-1,6-dihydropyrrolo[3,2-c]carbazole is closer to the one of indole than to pyrrole.</p>
<fig id="F5" position="float">
<label>FIGURE 5</label>
<caption>
<p>Relative energies (eV) of the HOMO and LUMO orbitals for nitrosoalkene <bold>2a</bold>, pyrrole, indole and pyrrolo [3,2-<italic>c</italic>]carbazole <bold>10</bold>, obtained at the HF/6-31G (d,p) level of theory.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g005.tif"/>
</fig>
<p>The results of the Frontier Molecular Orbital interactions are in accordance with the observed regioselectivity, pointing generally to the formation of the product that stems from the interaction sites corresponding to the larger orbital coefficients. For indole the calculated orbital coefficients do not allow to distinguish between the two possible regiochemistries (<xref ref-type="fig" rid="F6">Figure 6</xref>).</p>
<fig id="F6" position="float">
<label>FIGURE 6</label>
<caption>
<p>Orbital interaction diagrams for the hetero-Diels-Alder reactions with the indication of the orbital coefficients for the interacting orbitals obtained through NBO analysis at the HF/6-31G (d,p) level of theory.</p>
</caption>
<graphic xlink:href="fchem-11-1229669-g006.tif"/>
</fig>
<p>
<xref ref-type="scheme" rid="sch4">Scheme 4</xref> summarizes the mechanistic pathways leading to oxime-functionalized pyrrolo[3,2-c]carbazoles <bold>11a</bold> and <bold>12a</bold>. The 3-alkylated pyrrolo[3,2-c]carbazole is obtained via hetero-Diels-Alder reaction of nitrosoalkene <bold>2a</bold> with an <italic>exo</italic> approach followed by 1,2-oxazine ring-opening reaction. The synthesis of the 2-alkylated derivative takes place with the initial <italic>endo</italic> cycloaddition reaction and subsequent conversion into the final oxime <bold>12a</bold>. The selectivity towards the 3-alkylated pyrrolo[3,2-c]carbazole <bold>11a</bold> is determined by the more exothermic formation of the hetero-Diels-Alder cycloadduct than that derived from the opposite regiochemistry. It should be noted that the chemical behaviour of 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole is closer to the reactivity observed for indole than to that of pyrrole.</p>
<fig id="sch4" position="float">
<label>SCHEME 4</label>
<caption>
<p>Mechanistic pathways for the formation of 3- and 2-alkylated pyrrolo[3,2-<italic>c</italic>]carbazoles.</p>
</caption>
<graphic xlink:href="FCHEM_fchem-2023-1229669_wc_sch4.tif"/>
</fig>
</sec>
</sec>
<sec sec-type="conclusion" id="s3">
<title>Conclusion</title>
<p>The reactivity of nitrosoalkenes towards 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole was studied leading to the synthesis of oxime-functionalized pyrrolo[3,2-<italic>c</italic>]carbazoles. The mechanistic pathway involves a hetero-Diels-Alder reaction leading to the construction of a 1,2-oxazine ring which undergoes a ring-opening reaction to give open-chain oximes. Calculations at the DFT level of theory were carried out to investigate the regioselectivity of the hetero-Diels-Alder reaction of ethyl nitrosoacrylate with 8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole as well as with pyrrole and indole, allowing a comparison between these three types of heterocycles. The computational results allowed the rationalization of the regioselectivity observed in the cycloaddition reaction and the formation of the more stable open chain oximes as the final products. The relative energy values of the Frontier HOMO and LUMO molecular orbitals for the ethyl nitrosoacrylate and the studied heterocyclic dienophiles were also calculated, substantiating that the cycloadditions are LUMO<sub>heterodiene</sub>-HOMO<sub>dienophile</sub> controlled.</p>
<p>The construction of a new hexahydropyrido[4&#x2032;,3&#x27;:4,5]pyrrolo [3,2-<italic>c</italic>]carbazole system from one of the new 3-alkylated pyrrolo [3,2-<italic>c</italic>]carbazole was achieved in high yield via a one-pot two-step approach.</p>
</sec>
<sec id="s4">
<title>Experimental</title>
<p>
<italic>General Information</italic>: NMR spectra were recorded on a Bruker Avance III instrument operating at 400&#xa0;MHz (<sup>1</sup>H) or 100&#xa0;MHz (<sup>13</sup>C). Chemical shifts are expressed in ppm relative to TMS and coupling constants (<italic>J</italic>) are in Hz. Infrared spectra (IR) were recorded in a Fourier Transform spectrometer. High-resolution mass spectra (HRMS) were obtained on a TOF VG Autospec M spectrometer with electrospray ionization (ESI). Melting points were recorded in open glass capillaries. Thin Layer Chromatography (TLC) was performed using precoated silica gel plates. Flash chromatography was performed using silica gel 60 as a stationary phase. Ethyl bromopyruvate oxime (<bold>1a</bold>) (<xref ref-type="bibr" rid="B12">Gilchrist and Roberts, 1983</xref>), 2-bromo-1-phenylethanone oxime (<bold>1b</bold>) (<xref ref-type="bibr" rid="B30">Masaki et al., 1967</xref>) and 8-methyl-1,6-dihydropyrrolo [3,2-<italic>c</italic>]carbazole (<bold>10</bold>) (<xref ref-type="bibr" rid="B5">Benzi et al., 2019</xref>) were prepared as described in the literature.</p>
</sec>
<sec id="s5">
<title>General procedure for the hetero-Diels-Alder reactions</title>
<p>Sodium carbonate (0.75&#xa0;mmol) was added to a solution of <italic>a</italic>-bromooxime <bold>1</bold> (0.15&#xa0;mmol) and 8-methylpyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> (0.22&#xa0;mmol) in dry dichloromethane (10&#xa0;mL). The reaction mixture was stirred at room temperature for the time indicated in each case, monitored by TLC. Upon completion, the mixture was filtered through a Celite pad, which was washed with ethyl acetate (2 &#xd7; 10&#xa0;mL). The solvent was evaporated, and the products were purified by flash chromatography.</p>
<p>
<bold>(<italic>E</italic>)-3-(2-Ethoxycarbonyl-2-hydroxyiminoethyl)-8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole</bold> (<bold>11a</bold>) and <bold>(<italic>E</italic>)-2-(2-Ethoxycarbonyl-2-hydroxyiminoethyl)-8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole</bold> (<bold>12a</bold>). Obtained from oxime <bold>1a</bold> (31.5 mg, 0.15&#xa0;mmol) and 8-methylpyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> (48.5 mg, 0.22&#xa0;mmol) as described in general procedure (reaction time: 18&#xa0;h). Purification of the crude product by flash chromatography [ethyl acetate/hexane (1:1)], gave, in order of elution, <bold>12a</bold> obtained as a beige solid (11.0 mg, 21%) and <bold>11a</bold> obtained as a beige solid (22.0 mg, 42%).</p>
<p>Data for compound <bold>11a</bold>: mp 199.7&#xb0;C-201.6&#xb0;C (from ethyl acetate/hexane). IR (KBr) &#x3bd; 796, 1020, 1136, 1196, 1389, 1429, 1643, 1714, 3261, 3419 and 3446&#xa0;cm<sup>-1</sup>. <sup>1</sup>H NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 1.21 (t, <italic>J</italic> &#x3d; 7.2 Hz, 3H), 2.49 (s, 3H), 4.15 (d, <italic>J</italic> &#x3d; 0.8 Hz, 2H), 4.17 (q, <italic>J</italic> &#x3d; 7.2 Hz, 2H), 7.02 (dd, <italic>J</italic> &#x3d; 8.0 and 0.8 Hz, 1H), 7.14 (dd, <italic>J</italic> &#x3d; 2.0 and 0.8 Hz, 1H), 7.25 (d, <italic>J</italic> &#x3d; 8.4 Hz, 1H), 7.33 (s, 1H), 7.74 (d, <italic>J</italic> &#x3d; 8.8 Hz, 1H), 8.24 (d, <italic>J</italic> &#x3d; 8.0 Hz, 1H), 10.22 (br s, 1H), 10.50 (br s, 1H), 11.35 (s, 1H). <sup>13</sup>C NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 14.4, 21.1, 22.0, 61.5, 105.0, 108.3, 111.4, 111.6, 118.0, 120.5, 121.0, 121.3, 121.5, 121.8, 130.9, 134.2, 138.1, 140.3, 152.5, 164.9. HRMS (ESI): calcd. for C<sub>20</sub>H<sub>18</sub>N<sub>3</sub>O<sub>3</sub>, 348.1354 [M-H<sup>&#x2b;</sup>]; found, 348.1352.</p>
<p>Data for compound <bold>12a</bold>: mp 154.8&#xb0;C-156.0&#xb0;C (from carbon tetrachloride). IR (KBr) &#x3bd; 804, 1020, 1132, 1261, 1382, 1464, 1614, 1722, 2924, 2977 and 3381&#xa0;cm<sup>-1</sup>. <sup>1</sup>H NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 1.26 (t, <italic>J</italic> &#x3d; 7.2 Hz, 3H), 2.49 (s, 3H), 4.22 (d, <italic>J</italic> &#x3d; 1.2 Hz, 2H), 4.25 (q, <italic>J</italic> &#x3d; 7.2 Hz, 2H), 6.32 (dd, <italic>J</italic> &#x3d; 2.4 and 1.2 Hz, 1H), 7.03 (dd, <italic>J</italic> &#x3d; 7.6 and 1.2 Hz, 1H), 7.19 (d, <italic>J</italic> &#x3d; 8.4 Hz, 1H), 7.33 (s, 1H), 7.46 (d, <italic>J</italic> &#x3d; 8.8 Hz, 1H), 8.19 (d, <italic>J</italic> &#x3d; 8.0 Hz, 1H), 10.18 (br s, 1H), 10.26 (br s, 1H), 11.58 (br s, 1H). <sup>13</sup>C NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 14.4, 22.0, 24.3, 61.9, 102.0, 105.2, 111.6, 118.8, 120.4, 120.9, 121.2, 122.8, 124.4, 130.6, 131.3, 134.3, 137.8, 140.3, 150.7, 164.9. HRMS (ESI): calcd. for C<sub>20</sub>H<sub>20</sub>N<sub>3</sub>O<sub>3</sub>, 350.1499 [M &#x2b; H<sup>&#x2b;</sup>]; found, 350.1496.</p>
<p>
<bold>(<italic>E</italic>)-3-(2-Phenyl-2-hydroxyiminoethyl)-8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole</bold> (<bold>11b</bold>) and <bold>(<italic>E</italic>)-2-(2-phenyl-2-hydroxyiminoethyl)-8-methyl-1,6-dihydropyrrolo[3,2-<italic>c</italic>]carbazole</bold> (<bold>12b</bold>). Obtained from oxime <bold>1b</bold> (32.1 mg, 0.15&#xa0;mmol) and 8-methylpyrrolo[3,2-<italic>c</italic>]carbazole <bold>10</bold> (48.5 mg, 0.22&#xa0;mmol) as described in general procedure (reaction time: 48&#xa0;h). Purification of the crude product by flash chromatography [ethyl acetate/hexane, (1:2)], gave, in order of elution, <bold>12b</bold> obtained as a beige solid (4.2 mg, 8%) and <bold>11b</bold> obtained as a beige solid (19.6 mg, 37%).</p>
<p>Data for compound <bold>11b</bold>: mp 179.8&#xb0;C-181.7&#xb0;C (from ethyl acetate/hexane). IR (KBr) &#x3bd; 687, 761, 943, 1124, 1298, 1331, 1389, 1429, 1462, 1639, 2918, 3059 and 3392&#xa0;cm<sup>-1</sup>. <sup>1</sup>H NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 2.48 (s, 3H), 4.39 (d, <italic>J</italic> &#x3d; 1.2 Hz, 2H), 7.00 (dd, <italic>J</italic> &#x3d; 8.0 and 1.2 Hz, 1H), 7.05 (dd, <italic>J</italic> &#x3d; 2.4 and 1.2 Hz, 1H), 7.24-7.29 (m, 4H), 7.32 (br s, 1H), 7.75-7.77 (m, 3H), 8.21 (d, <italic>J</italic> &#x3d; 8.0 Hz, 1H), 10.22 (br s, 1H), 10.41 (br s, 1H), 10.51 (s, 1H). <sup>13</sup>C NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 22.0, 22.1, 105.0, 109.6, 111.5, 112.4, 117.8, 120.5, 120.9, 121.1, 121.3, 121.8, 127.3, 128.9, 129.2, 131.0, 134.2, 137.7, 138.2, 140.3, 157.2. HRMS (ESI): calcd. for C<sub>23</sub>H<sub>20</sub>NO<sub>3</sub>, 354.1601 [M &#x2b; H<sup>&#x2b;</sup>]; found, 354.1598.</p>
<p>Data for compound <bold>12b</bold>: mp 118.0&#xb0;C-119.5&#xb0;C (from carbon tetrachloride). IR (KBr) &#x3bd; 694, 760, 800, 1184, 1288, 1385, 1620, 1697, 2850, 2920 and 3398&#xa0;cm<sup>-1</sup>. <sup>1</sup>H NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 2.49 (s, 3H), 4.45 (d, <italic>J</italic> &#x3d; 0.8 Hz, 2H), 6.33 (dd, <italic>J</italic> &#x3d; 2.0 and 0.8 Hz, 1H), 7.03 (dd, <italic>J</italic> &#x3d; 8.0 and 1.6 Hz, 1H), 7.17 (d, <italic>J</italic> &#x3d; 8.4 Hz, 1H), 7.31-7.38 (m, 4H), 7.42 (d, <italic>J</italic> &#x3d; 8.4 Hz, 1H), 7.57-7.61 (m, 1H), 7.82-7.85 (m, 1H), 8.15 (d, <italic>J</italic> &#x3d; 8.0 Hz, 1H), 10.18 (br s, 1H), 10.33 (br s, 1H), 10.82 (s, 1H). <sup>13</sup>C NMR (Acetone-<italic>d</italic>
<sub>
<italic>6</italic>
</sub>) &#x3b4;: 21.1, 24.6, 101.2, 104.2, 107.1, 110.7, 117.8, 120.0, 120.2, 124.9, 126.2, 127.3, 128.2, 128.5, 128.8, 129.8, 131.6, 133.4, 136.3, 136.9, 139.4, 154.9. HRMS (ESI): calcd. for C<sub>23</sub>H<sub>20</sub>NO<sub>3</sub>, 354.1601 [M &#x2b; H<sup>&#x2b;</sup>]; found, 354.1598.</p>
<p>
<bold>Ethyl 1,1,9-trimethyl-1,2,3,4,7,12-hexahydropyrido[4&#x2032;,3&#x27;:4,5]pyrrolo[3,2-<italic>c</italic>]carbazole-3-carboxylate</bold> (<bold>14</bold>): Zinc powder (80&#xa0;mg, 1.22&#xa0;mmol) was added portion-wise to a solution of 3-alkylated pyrrolo [3,2-<italic>c</italic>]carbazole <bold>11a</bold> (35.6 mg; 0.102&#xa0;mmol) in acetic acid (1.5&#xa0;mL) and acetone (0.1&#xa0;mL). The resulting mixture was stirred at room temperature for 24&#xa0;h. After this time, zinc powder (80&#xa0;mg, 1.22&#xa0;mmol) was added and the resulting mixture stirred at room temperature for more 24&#xa0;h. Upon completion, the zinc salts were removed by filtration through a Celite pad, which was washed with ethyl acetate (3 &#xd7; 10&#xa0;mL). The filtrate was neutralized with aqueous NaOH 5% to pH 7 and then extracted with ethyl acetate (3 &#xd7; 20&#xa0;mL). The organic extracts were dried over Na<sub>2</sub>SO<sub>4</sub> and the solvent evaporated off. Compound <bold>14</bold> was purified by flash chromatography [ethyl acetate/hexane, (1:1)] and obtained as a beige solid (32.5 mg, 85%). mp 114.0&#xb0;C-115.8&#xb0;C (from ethyl acetate/hexane). IR (KBr) &#x3bd; 808, 1030, 1192, 1265, 1469, 1620, 1705, 2921, 2962 and 3392&#xa0;cm<sup>-1</sup>. <sup>1</sup>H NMR (CDCl<sub>3</sub>) &#x3b4;: 1.37 (t, <italic>J</italic> &#x3d; 7.2 Hz, 3H), 1.58 (s, 3H), 1.66 (s, 3H), 2.55 (s, 3H), 2.84 (dd, <italic>J</italic> &#x3d; 15.2 and 11.2 Hz, 1H), 3.20 (dd, <italic>J</italic> &#x3d; 15.2 and 4.2 Hz, 1H), 4.00 (dd, <italic>J</italic> &#x3d; 11.2 and 4.2 Hz, 1H), 4.28-4.36 (m, 2H), 7.13 (dd, <italic>J</italic> &#x3d; 8.0 and 1.6 Hz, 1H), 7.22 (d, <italic>J</italic> &#x3d; 8.4 Hz, 1H), 7.26 (s, 1H), 7.49 (d, <italic>J</italic> &#x3d; 8.8 Hz, 1H), 7.95 (d, <italic>J</italic> &#x3d; 8.0 Hz, 1H), 8.10 (s, 1H), 8.11 (s, 1H). <sup>13</sup>C NMR (CDCl<sub>3</sub>) &#x3b4;: 14.4, 22.2, 27.0, 28.9, 30.1, 51.1, 53.1, 61.3, 104.4, 107.4, 107.8, 111.0, 116.5, 119.6, 120.3, 120.7, 120.9, 129.9, 134.6, 137.0, 137.3, 139.2, 174.0. HRMS (ESI): calcd. for C<sub>23</sub>H<sub>26</sub>N<sub>2</sub>O<sub>3</sub>, 376.2019 [M<sup>&#x2b;</sup>]; found, 376.2015.</p>
<p>
<bold>Crystallographic data for Ethyl 1,1,9-trimethyl-1,2,3,4,7,12-hexahydropyrido[4&#x2032;,3&#x27;:4,5]pyrrolo[3,2-<italic>c</italic>]carbazole-3-carboxylate</bold> (<bold>14</bold>): A single crystal of compound <bold>14</bold>
<sup>.</sup> H<sub>2</sub>O<sup>.</sup>C<sub>2</sub>H<sub>5</sub>OH was submitted to X-ray data collection on a Bruker APEX-II CCD diffractometer with a graphite monochromated Cu-K&#x3b1; radiation (<italic>&#x3bb;</italic> &#x3d; 1.54178&#xa0;&#xc5;) at 100&#xa0;K. The structure was solved by direct methods implemented in SHELXS-97 program (<xref ref-type="bibr" rid="B40">Sheldrick, 2008</xref>). The refinement was carried out by full-matrix anisotropic least-squares on F<sup>2</sup> for all reflections for non-H atoms by means of the SHELXL (version 2019/2) program (<xref ref-type="bibr" rid="B41">Sheldrick, 2015</xref>). The structure crystallizes with a water and an ethanol molecule in the Triclinic crystal system, space group P-1 with one molecule in the asymmetric unit. Crystallographic data for this structure has been deposited with the Cambridge Crystallographic Data Centre as supplementary publication no. CCDC 2222762. Copies of the data can be obtained, free of charge, on application to CCDC, 12 Union Road, Cambridge CB2 1EZ, UK; (fax: &#x2b;44 0) 1223 336 033; or e-mail: <email>deposit@ccdc.cam.ac.uk</email>).</p>
</sec>
<sec id="s6">
<title>Computational methodology</title>
<p>Calculations were performed with Gaussian 09 (<xref ref-type="bibr" rid="B10">Frisch et al., 2009</xref>) and Gamess (<xref ref-type="bibr" rid="B38">Schmidt et al., 1993</xref>) program packages. All structures were fully optimized at the DFT level of theory, using the B3LYP hybrid functional (<xref ref-type="bibr" rid="B3">Becke, 1988</xref>; <xref ref-type="bibr" rid="B21">Lee et al., 1988</xref>; <xref ref-type="bibr" rid="B4">Becke, 1993</xref>) and the standard 6-31G (d,p) basis set.</p>
<p>Vibrational frequencies were calculated at the same level of theory to evaluate the zero-point vibrational energy, ZPE, and to confirm the nature of the stationary points, that in the case of the transition states were characterized by having only one imaginary frequency. Inspection of the corresponding imaginary frequency allowed to confirm that the transition states connect the reactants with the expected products. The geometrical counterpoise correction was added to all transition state structures. Frontier molecular orbitals were calculated on DFT-optimized structures at the HF level of theory with the 6-31G(d) basis set. The orbital coefficients were calculated using the NBO module of Gaussian. Graphical representations were obtained with Gaussview.</p>
</sec>
</body>
<back>
<sec sec-type="data-availability" id="s7">
<title>Data availability statement</title>
<p>The datasets presented in this study can be found in online repositories. The names of the repository/repositories and accession number(s) can be found below: <ext-link ext-link-type="uri" xlink:href="https://www.ccdc.cam.ac.uk/">https://www.ccdc.cam.ac.uk/</ext-link>, 2222762.</p>
</sec>
<sec id="s8">
<title>Author contributions</title>
<p>TP and GP contributed to conception and design of the study. SL wrote the first draft of the manuscript. SL and AB performed the synthetic work. SN performed the DFT calculations. GG performed the X-ray diffraction studies. TP, GP, AP, SL SN contributed to data analysis and interpretation. All authors contributed to the article and approved the submitted version.</p>
</sec>
<sec id="s9">
<title>Funding</title>
<p>The Coimbra Chemistry Centre&#x2013;Institute of Molecular Sciences (CQC-IMS) is supported by Portuguese Foundation for Science and Technology (FCT) through projects UIDB/00313/2020 and UIDP/00313/2020 (National Funds) and the IMS special complementary funds provided by FCT. This work was also supported by Project PTDC/QUI-QOR/0103/2021, funded by national funds (PIDDAC) via FCT.</p>
</sec>
<ack>
<p>AB thanks to the University of Genova for financial support. We also acknowledge the UC-NMR facility for obtaining the NMR data (<ext-link ext-link-type="uri" xlink:href="http://www.nmrccc.uc.pt/">www.nmrccc.uc.pt</ext-link>).</p>
</ack>
<sec id="s10">
<title>Conflict of interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<sec sec-type="disclaimer" id="s11">
<title>Publisher&#x2019;s note</title>
<p>All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.</p>
</sec>
<sec id="s12">
<title>Supplementary material</title>
<p>The Supplementary Material for this article can be found online at: <ext-link ext-link-type="uri" xlink:href="https://www.frontiersin.org/articles/10.3389/fchem.2023.1229669/full#supplementary-material">https://www.frontiersin.org/articles/10.3389/fchem.2023.1229669/full&#x23;supplementary-material</ext-link>
</p>
<supplementary-material xlink:href="DataSheet1.docx" id="SM1" mimetype="application/docx" xmlns:xlink="http://www.w3.org/1999/xlink"/>
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