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<front>
<journal-meta>
<journal-id journal-id-type="publisher-id">Front. Chem.</journal-id>
<journal-title>Frontiers in Chemistry</journal-title>
<abbrev-journal-title abbrev-type="pubmed">Front. Chem.</abbrev-journal-title>
<issn pub-type="epub">2296-2646</issn>
<publisher>
<publisher-name>Frontiers Media S.A.</publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id pub-id-type="publisher-id">665841</article-id>
<article-id pub-id-type="doi">10.3389/fchem.2021.665841</article-id>
<article-categories>
<subj-group subj-group-type="heading">
<subject>Chemistry</subject>
<subj-group>
<subject>Review</subject>
</subj-group>
</subj-group>
</article-categories>
<title-group>
<article-title>Perspective of Future SERS Clinical Application Based on Current Status of Raman Spectroscopy Clinical Trials</article-title>
<alt-title alt-title-type="left-running-head">Xi and Liang</alt-title>
<alt-title alt-title-type="right-running-head">Raman Spectroscopy Clinical Trials</alt-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname>Xi</surname>
<given-names>Xi</given-names>
</name>
<xref ref-type="aff" rid="aff1">
<sup>1</sup>
</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1134531/overview"/>
</contrib>
<contrib contrib-type="author" corresp="yes">
<name>
<surname>Liang</surname>
<given-names>Chongyang</given-names>
</name>
<xref ref-type="aff" rid="aff2">
<sup>2</sup>
</xref>
<xref ref-type="corresp" rid="c001">&#x2a;</xref>
<uri xlink:href="https://loop.frontiersin.org/people/1226848/overview"/>
</contrib>
</contrib-group>
<aff id="aff1">
<label>
<sup>1</sup>
</label>Department of Biopharmacy, School of Pharmaceutical Sciences, Jilin University, <addr-line>Changchun</addr-line>, <country>China</country>
</aff>
<aff id="aff2">
<label>
<sup>2</sup>
</label>School of pharmaceutical science, Institute of Frontier Medical Science, Jilin University, <addr-line>Changchun</addr-line>, <country>China</country>
</aff>
<author-notes>
<fn fn-type="edited-by">
<p>
<bold>Edited by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1039201/overview">Agata Kr&#xf3;likowska</ext-link>, University of Warsaw, Poland</p>
</fn>
<fn fn-type="edited-by">
<p>
<bold>Reviewed by:</bold> <ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/85582/overview">Xiaoru Zhang</ext-link>, Qingdao University of Science and Technology, China</p>
<p>
<ext-link ext-link-type="uri" xlink:href="https://loop.frontiersin.org/people/1038867/overview">Piotr Piotrowski</ext-link>, University of Warsaw, Poland</p>
</fn>
<corresp id="c001">&#x2a;Correspondence: Chongyang Liang, <email>liang@jlu.edu.cn</email>
</corresp>
<fn fn-type="other">
<p>This article was submitted to Analytical Chemistry, a section of the journal Frontiers in Chemistry.</p>
</fn>
</author-notes>
<pub-date pub-type="epub">
<day>20</day>
<month>07</month>
<year>2021</year>
</pub-date>
<pub-date pub-type="collection">
<year>2021</year>
</pub-date>
<volume>9</volume>
<elocation-id>665841</elocation-id>
<history>
<date date-type="received">
<day>09</day>
<month>02</month>
<year>2021</year>
</date>
<date date-type="accepted">
<day>18</day>
<month>06</month>
<year>2021</year>
</date>
</history>
<permissions>
<copyright-statement>Copyright &#xa9; 2021 Xi and Liang.</copyright-statement>
<copyright-year>2021</copyright-year>
<copyright-holder>Xi and Liang</copyright-holder>
<license xlink:href="http://creativecommons.org/licenses/by/4.0/">
<p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these&#x20;terms.</p>
</license>
</permissions>
<abstract>
<p>Raman spectroscopy has emerged as a promising tool in biomedical analysis and clinical diagnosis. The development of surface-enhanced Raman scattering spectroscopy (SERS) improved the detection limit with ultrahigh sensitivity and simplicity. More and more Raman spectroscopy clinical trials (R-PCT) have been conducted recently. However, there is a lack of an up-to-date review summarizing the current status of Raman clinical trials performed until now. Hence, the clinical trials for Raman were retrieved from the International Clinical Trials Registration Platform. We summarized the clinical characteristics of 55 registered Raman spectroscopy clinical trials (R-RSCTs) and 44 published Raman spectroscopy clinical trials (P-RSCTs). This review could assist researchers and clinicians to understand the current status of Raman spectroscopy clinical research and perhaps could benefit the reasonable and accurate design of future SERS studies.</p>
</abstract>
<kwd-group>
<kwd>surface-enhanced raman spectroscopy</kwd>
<kwd>clinical trial</kwd>
<kwd>raman spectroscopy</kwd>
<kwd>disease</kwd>
<kwd>sample selection</kwd>
</kwd-group>
<contract-sponsor id="cn001">Department of Science and Technology of Jilin Province<named-content content-type="fundref-id">10.13039/501100011789</named-content>
</contract-sponsor>
</article-meta>
</front>
<body>
<sec id="s1">
<title>Introduction</title>
<p>After the discovery of inelastic scattering of light by CV Raman in 1928, the phenomenon was reported in biomedical application for the first time in 1970 (<xref ref-type="bibr" rid="B52">Raman and Krishnan, 1928</xref>; <xref ref-type="bibr" rid="B38">Lord and Yu, 1970</xref>). In the progress of light scattering, most photons maintain the same energy and wavelength after interacting with matter (<xref ref-type="bibr" rid="B52">Raman and Krishnan, 1928</xref>; <xref ref-type="bibr" rid="B4">Auner et&#x20;al., 2018</xref>). But a very small portion of photons is linearly inelastically scattered, resulting in loss of energy, and a&#x20;longer wavelength (<xref ref-type="bibr" rid="B52">Raman and Krishnan, 1928</xref>; <xref ref-type="bibr" rid="B70">Wang et&#x20;al., 2018</xref>). The shift of the wavelength is called Raman shift, which is inversely proportional to the change in the photons&#x2019; wavelength (<xref ref-type="bibr" rid="B29">Jones et&#x20;al., 2019</xref>). The intensity of the Raman spectrum against Raman shift was expressed in&#x20;wavenumbers with the units of cm<sup>&#x2212;1</sup> (<xref ref-type="bibr" rid="B52">Raman and Krishnan, 1928</xref>; <xref ref-type="bibr" rid="B48">Pilot et&#x20;al., 2019</xref>). The&#x20;Raman spectrum gives a directly objective picture of the molecular composition (<xref ref-type="bibr" rid="B56">Sahu et&#x20;al., 2013</xref>).</p>
<p>The measurement of Raman spectroscopy is a fast, label-free, and noninvasive progress. Hence, it has many advantages in biomedical applications. The harmfulness of laser used in Raman spectroscopy can be reduced by selecting the right wavelength and power, and Raman signals provide the molecular information of tissue and cells directly (<xref ref-type="bibr" rid="B34">Lee et&#x20;al., 2019</xref>; <xref ref-type="bibr" rid="B11">Chaiken and Peterson, 2021</xref>). But the natural intensity of the Raman signal was low, which resulted in low signal-to-noise ratios (<xref ref-type="bibr" rid="B47">Pence and Mahadevan-Jansen, 2016</xref>). In recent years, different types of Raman spectroscopy were developed to improve the sensitivity and specificity of Raman scattering, including resonance Raman spectroscopy (RRS), surface-enhanced Raman spectroscopy (SERS), and tip-enhanced Raman spectroscopy (TERS) (<xref ref-type="bibr" rid="B5">Bailo and Deckert, 2008</xref>; <xref ref-type="bibr" rid="B59">Stiles et&#x20;al., 2008</xref>; <xref ref-type="bibr" rid="B54">Robert, 2009</xref>). The enhancement of Raman signal for RRS, SERS, and TERS was reported by a factor of 10<sup>2</sup> to 10<sup>6</sup>, 10<sup>5</sup> to 10<sup>10</sup>, and 10<sup>10</sup>, respectively (<xref ref-type="bibr" rid="B4">Auner et&#x20;al., 2018</xref>). The enhancement of Raman spectroscopy attracted attention in clinics because of its high sensitivity (<xref ref-type="bibr" rid="B15">Cialla-May et&#x20;al., 2017</xref>).</p>
<p>SERS is particularly interesting because the Raman signal can be controlled by modifying a designated probe on the surface to detect the specific analytes (<xref ref-type="bibr" rid="B59">Stiles et&#x20;al., 2008</xref>). Raman signals of molecules adsorbed on the metal surface were amplified by generating a localized surface plasmon resonance under an incident electromagnetic field (<xref ref-type="bibr" rid="B32">Lee and Tseng, 2018</xref>; <xref ref-type="bibr" rid="B48">Pilot et&#x20;al., 2019</xref>). Based on the knowledge of molecular interaction <italic>in vivo,</italic> such as the antibody&#x2013;antigen and complementary sequences of DNA and RNA, SERS is employed to quantify drugs and biomolecules in complex systems such as blood and tissue due to its high sensitivity and specificity (<xref ref-type="bibr" rid="B25">Henry et&#x20;al., 2016</xref>; <xref ref-type="bibr" rid="B73">Xue et&#x20;al., 2018</xref>). SERS was also developed to be applied in surgical margin guidance such as ovarian cancer and brain tumor (<xref ref-type="bibr" rid="B28">Jiang et&#x20;al., 2019</xref>). SERS preferred liquid samples, for example, biofluids and cells, due to the additive metallic nanoparticles and the limited detection distance (less than tens of nanometers) between analytes and metallic surfaces (<xref ref-type="bibr" rid="B47">Pence and Mahadevan-Jansen, 2016</xref>). To develop SERS and Raman spectroscopy better, it is necessary to understand the current status of their clinical trials.</p>
<p>Raman spectroscopy has been in clinical phases since 2003 (<xref ref-type="bibr" rid="B66">U.S. National Library of Medicine, 2003</xref>). Until now, there has been no review to characterize the clinical status of Raman spectroscopy clinical trials. In this review, we retrieved the registered Raman spectroscopy clinical trials (R-RSCTs) in trial registries of ICTRP with standardized process requirements for the first time. We summarized basic clinical characteristics, disease classification, and sample classification in ongoing and completed clinical trials to update the current status. Published Raman spectroscopy clinical trials (P-PSCTs) were also retrieved and summarized due to the lack of updated results of the R-RSCTs. Moreover, the current SERS clinical application was summarized, and its future prospect was discussed based on the above results. This could benefit the reasonable and accurate designs of future SERS studies.</p>
</sec>
<sec id="s2">
<title>The Current Status of Raman Spectroscopy Clinical Trials: The Methods</title>
<sec id="s2-1">
<title>Search Strategy</title>
<p>The preparation for the data of registered Raman spectroscopy clinical trials (R-RSCTs) was conducted (<xref ref-type="fig" rid="F1">Figure&#x20;1</xref>): the registration database of WHO registries through the International Clinical Trials Registry Platform (ICTRP) Search Portal (<ext-link ext-link-type="uri" xlink:href="http://apps.who.int/trialsearch">http://apps.who.int/trialsearch</ext-link>) was used to get registration items concerning R-RSCTs by searching for the key word &#x201c;Raman.&#x201d; The records of non-related ones will be excluded one by&#x20;one.</p>
<fig id="F1" position="float">
<label>FIGURE 1</label>
<caption>
<p>
<bold>(A)</bold> Flowchart of Raman spectroscopy clinical trial selection, <bold>(B)</bold> characterization of study types of registered Raman spectroscopy clinical trials (R-RSCTs), <bold>(C)</bold> phase distribution of R-RSCTs, <bold>(D)</bold> disease classification of R-RSCTs according to physiological systems, and <bold>(E)</bold> the Sankey diagram of physiological systems, <italic>in vivo/in&#x20;vitro</italic>, and sample types in R-RSCTs.</p>
</caption>
<graphic xlink:href="fchem-09-665841-g001.tif"/>
</fig>
<p>The preparation for the data of published Raman spectroscopy clinical trials (P-RSCTs) was conducted: the search term used was &#x201c;Raman&#x201d; in PubMed with the article type restriction as &#x201c;Clinical trials.&#x201d; The clinical studies were retrieved and followed PRISMA guidelines.</p>
</sec>
<sec id="s2-2">
<title>Data Selection and Extraction</title>
<sec id="s2-2-1">
<title>Trials Selection and Data Extraction</title>
<p>The retrieved records from the database of WHO registries were exported to Microsoft Excel. The titles, abstracts, and full texts were screened by the first author (XX) to exclude the non-related Raman spectroscopy records. The following data of Raman spectroscopy clinical trials were extracted: a combination of title, abstract, and full-text screen was performed by the first author (XX) to exclude any record that was not a Raman trial or repeated ones. The following data for trial records were extracted: trial identifier, study title, date of registration, register source, trial phase, recruitment status, anticipated enrolment sample size, condition studied, study type, sample type, <italic>in&#x20;vitro/vivo</italic>, and the number of evaluation factors (<xref ref-type="bibr" rid="B21">Fan et&#x20;al., 2020</xref>). However, the information of R-RSCTs in ICTRP was not updated on time, which did not reflect the present research status of completed RSCTs (<xref ref-type="bibr" rid="B3">Al-Durra et&#x20;al., 2020</xref>).</p>
<p>The retrieved articles from PubMed were thoroughly screened by the first author (XX), and the following information of published Raman spectroscopy clinical trials was extracted: the Raman type, date of publication, sample type, sample size, condition studied, <italic>in&#x20;vitro/vivo</italic>, the number of evaluation factors, sensitivity, and specificity.</p>
</sec>
<sec id="s2-2-2">
<title>Discrepancies</title>
<p>Data extraction was performed by two authors (XX and CL). Any discrepancies were resolved between the two authors.</p>
</sec>
</sec>
<sec id="s2-3">
<title>Data Analysis</title>
<p>Descriptive statistics were used to characterize the trials extracted from the ICTRP Search Portal. All statistical analyses were performed using Microsoft Excel. Missing values were excluded from the analysis unless indicated.</p>
</sec>
<sec id="s2-4">
<title>Data Visualization</title>
<p>The flowchart was drawn with Adobe Illustrator. The pie chart was drawn with Microsoft Excel 8.0 (Microsoft, Radmond, United&#x20;States). Sankey diagrams were generated with SankeyMATIC for data visualization. The illustration figure was drawn with BioRender.</p>
</sec>
</sec>
<sec id="s3">
<title>The Current Status of Raman Spectroscopy Clinical Trials: The Results</title>
<sec id="s3-1">
<title>Characterization of Registered Raman Spectroscopy Clinical Trials</title>
<p>We retrieved 82 records from the ICTRP database, of which 25 records were excluded because their interventions were not Raman spectroscopy (<xref ref-type="fig" rid="F1">Figure&#x20;1A</xref>). Two records were excluded after full-text screening since they were the repeated ones. A total of 55 records in the ICTRP were analyzed for basic trial characteristics (<xref ref-type="fig" rid="F1">Figure&#x20;1A</xref>). In <xref ref-type="table" rid="T1">Table&#x20;1</xref>, we found that 55 trials were registered in the following seven registries: Australian New&#x20;Zealand Clinical Trials Registry (ANZCTR) (1), ClinicalTrials.gov (24), Chinese Clinical Trials Registry (ChiCTR) (8), Clinical Trials Registry-India (CTRI) (4), International Standard Randomized Controlled Trial Number (ISRCTN) (2), Japan Primary Registries Network (JRPN) (11), and German Clinical Trials Register (5). For the recruitment status of these trials, 20 (36.36%) are actively recruiting subjects, and most (64%) of the remaining trials have not yet started to recruit participants. As shown in <xref ref-type="fig" rid="F1">Figure&#x20;1B</xref>, the study type of 30 (54.5%) R-RSCTs was for &#x201c;Observational,&#x201d; followed by &#x201c;Interventional&#x201d; (18, 32.7%), &#x201c;Diagnostic test&#x201d; (5, 9.1%), &#x201c;relevant factors research&#x201d; (1, 1.8%), and &#x201c;meta-analysis&#x201d; (1, 1.8%). An &#x201c;Observational study&#x201d; aims to observe patients or measure certain outcomes without any specific intervention, and patients will not be assigned into different groups. An &#x201c;Interventional study&#x201d; aims to evaluate one or more particular interventions on participants, and participants will be created into different groups. The &#x201c;Diagnostic test&#x201d; is a study design to evaluate diagnostic accuracy. &#x201c;Relative factor research&#x201d; is a study to investigate multiple factors during disease diagnosis, prognosis, and treatment efficacy evaluations. &#x201c;Meta-analysis&#x201d; is a statistical process that combines the findings from individual studies.</p>
<table-wrap id="T1" position="float">
<label>TABLE 1</label>
<caption>
<p>Characteristics of registered Raman spectroscopy clinical trials.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Characteristic</th>
<th align="center">Category</th>
<th align="center">Number</th>
<th align="center">Percentage</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="7" align="left">Source register</td>
<td align="left">ANZCTR</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td align="left">Clinicaltrials.gov</td>
<td align="char" char=".">24</td>
<td align="char" char=".">43.64</td>
</tr>
<tr>
<td align="left">ChiCTR</td>
<td align="char" char=".">8</td>
<td align="char" char=".">14.55</td>
</tr>
<tr>
<td align="left">CTRI</td>
<td align="char" char=".">4</td>
<td align="char" char=".">7.27</td>
</tr>
<tr>
<td align="left">ISRCTN</td>
<td align="char" char=".">2</td>
<td align="char" char=".">3.64</td>
</tr>
<tr>
<td align="left">JPRN</td>
<td align="char" char=".">11</td>
<td align="char" char=".">20.00</td>
</tr>
<tr>
<td align="left">German clinical trial register</td>
<td align="char" char=".">5</td>
<td align="char" char=".">9.09</td>
</tr>
<tr>
<td rowspan="2" align="left">Recruitment status</td>
<td align="left">Not recruiting</td>
<td align="char" char=".">35</td>
<td align="char" char=".">63.64</td>
</tr>
<tr>
<td align="left">Recruiting</td>
<td align="char" char=".">20</td>
<td align="char" char=".">36.36</td>
</tr>
<tr>
<td rowspan="6" align="left">Target size</td>
<td align="left">&#x2266;50</td>
<td align="char" char=".">27</td>
<td align="char" char=".">49.09</td>
</tr>
<tr>
<td align="left">51&#x2013;100</td>
<td align="char" char=".">10</td>
<td align="char" char=".">18.18</td>
</tr>
<tr>
<td align="left">101&#x2013;200</td>
<td align="char" char=".">9</td>
<td align="char" char=".">16.36</td>
</tr>
<tr>
<td align="left">201&#x2013;500</td>
<td align="char" char=".">4</td>
<td align="char" char=".">7.27</td>
</tr>
<tr>
<td align="left">501&#x2013;1,000</td>
<td align="char" char=".">3</td>
<td align="char" char=".">5.45</td>
</tr>
<tr>
<td align="left">1,001&#x2013;10,000</td>
<td align="char" char=".">2</td>
<td align="char" char=".">3.64</td>
</tr>
<tr>
<td rowspan="2" align="left">
<italic>In vitro/in vivo</italic>
</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="char" char=".">31</td>
<td align="char" char=".">56.36</td>
</tr>
<tr>
<td align="left">
<italic>In vivo</italic>
</td>
<td align="char" char=".">24</td>
<td align="char" char=".">43.64</td>
</tr>
<tr>
<td rowspan="2" align="left">Evaluation factors</td>
<td align="left">Single</td>
<td align="char" char=".">8</td>
<td align="char" char=".">14.55</td>
</tr>
<tr>
<td align="left">Multiple (image and fingerprint)</td>
<td align="char" char=".">47</td>
<td align="char" char=".">85.45</td>
</tr>
<tr>
<td rowspan="5" align="left">Study type</td>
<td align="left">Observational</td>
<td align="char" char=".">30</td>
<td align="char" char=".">54.55</td>
</tr>
<tr>
<td align="left">Diagnostic test</td>
<td align="char" char=".">5</td>
<td align="char" char=".">9.09</td>
</tr>
<tr>
<td align="left">Interventional</td>
<td align="char" char=".">18</td>
<td align="char" char=".">32.73</td>
</tr>
<tr>
<td align="left">Relative factors research</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td align="left">Meta-analysis</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td rowspan="6" align="left">Phase</td>
<td align="left">Phase 1</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td align="left">Phase 2</td>
<td align="char" char=".">3</td>
<td align="char" char=".">5.45</td>
</tr>
<tr>
<td align="left">Phase 3</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td align="left">Post-market</td>
<td align="char" char=".">1</td>
<td align="char" char=".">1.82</td>
</tr>
<tr>
<td align="left">Not applicable</td>
<td align="char" char=".">47</td>
<td align="char" char=".">85.45</td>
</tr>
<tr>
<td align="center">Diagnostic new technique clinical study</td>
<td align="char" char=".">2</td>
<td align="char" char=".">3.64</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>For the phase distribution, most of the trials were under the phase &#x201c;Not Applicable&#x201d; in <xref ref-type="fig" rid="F1">Figure&#x20;1C</xref>. The main reason may be the failure of recruitment. One trial (No. CTRI/2018/01/011139) was under the post-market phase to analyze the physicochemical interactions of the dentin&#x2013;resin interface (<xref ref-type="bibr" rid="B23">Girija, 2018</xref>). One trial (No. NCT00060580) was under Phase 1 to measure the amount of the pigment lutein in the retina (<xref ref-type="bibr" rid="B66">U.S. National Library of Medicine, 2003</xref>). Three trials (No. NCT02033512, No. NCT02621853, and No. CTRI/2009/091/000851) were under Phase 2 to detect hormones, fat, and saliva, respectively (<xref ref-type="bibr" rid="B67">U.S. National Library of Medicine, 2014</xref>; <xref ref-type="bibr" rid="B62">U.S. National Library of Medicine, 2015</xref>; <xref ref-type="bibr" rid="B68">Vedang, 2009</xref>). One trial (No. ChiCTR1800016644) was in Phase 3 to monitor dermatitis degree in treatment of asthma by acupoint sticking therapy (<xref ref-type="bibr" rid="B36">Liu, 2018</xref>). Two trials (No. ChiCTR-RDC-17012611 and No. ChiCTR1800015711) were categorized to diagnostic new technique clinical study (<xref ref-type="bibr" rid="B51">Qiu, 2017</xref>; <xref ref-type="bibr" rid="B50">Qian, 2018</xref>). The sample size is mostly distributed in the middle and small sample size, and 83.6% is less than 200 subjects. Of these R-RSCTs, nearly 85% of evaluation factors were multiple. Only eight trials were evaluated by the single factor. In total, 31 trials were conducted <italic>in&#x20;vitro</italic> and 24 trials <italic>in vivo</italic>. These characteristics above and others of the R-RSCTs are summarized in <xref ref-type="table" rid="T1">Table&#x20;1</xref>.</p>
<p>In <xref ref-type="fig" rid="F1">Figure&#x20;1D</xref>, 47 diseases of R-RSCTs were classified into nine types according to the physiological systems. The digestive system (nine diseases) had the most number of diseases, followed by the endocrine system (seven diseases), circulatory system (six diseases), and respiratory system (six diseases). It should be noticed that no diseases from the immune system were chosen as the condition in R-RSCTs. In <xref ref-type="fig" rid="F1">Figure&#x20;1E</xref>, the samples corresponded to <italic>in&#x20;vitro/in vivo</italic>, and the physiological systems were shown as the Sankey diagram. The clinical trials conducted <italic>in&#x20;vitro</italic> have nine types of samples. Blood, saliva, and tissue were taken in most of the trials.</p>
</sec>
<sec id="s3-2">
<title>Characterization of Published Raman Spectroscopy Clinical Trials</title>
<p>The majority of the above registrars still need to be completed, and the completed clinical trials did not update their results in real time. Therefore, we collected 44 results of the published Raman spectroscopy clinical trials in PubMed to obtain the current status. There are ten types of Raman spectra which have been studied in the clinic, as shown in <xref ref-type="table" rid="T2">Table&#x20;2</xref>: &#x201c;Confocal Raman&#x201d; (11), &#x201c;Probe Raman&#x201d; (10), conventional Raman spectrometer (6), &#x201c;Raman microscope&#x201d; (4), &#x201c;Resonance Raman&#x201d; (4), &#x201c;Micro-Raman&#x201d; (3), &#x201c;Transcutaneous Raman&#x201d; (2), SERS (2), &#x201c;FT-Raman&#x201d; (1), and &#x201c;Kerr-gated Raman&#x201d; (1). 22 conditions including healthy and 21 diseases are summarized in <xref ref-type="table" rid="T2">Table&#x20;2</xref>. The published articles showed that Raman spectroscopy was widely used <italic>in vivo</italic> and <italic>in&#x20;vitro</italic>. &#x201c;Confocal Raman,&#x201d; &#x201c;Resonance Raman,&#x201d; and &#x201c;Transcutaneous Raman&#x201d; were only conducted <italic>in vivo</italic>. Transcutaneous Raman and Confocal Raman were both approved to meet the clinical accuracy requirement in the noninvasive detection of glucose <italic>in vivo</italic>. Confocal Raman, Probe Raman, and conventional Raman were applied to evaluate skin and components of skin under healthy and dermatitis conditions. Probe Raman, Raman microscope, conventional Raman, Kerr-gated Raman, and SERS were used in the diagnosis of 11 types of cancer. FT-Raman and Transcutaneous Raman could provide the fingerprints of bone <italic>in vivo</italic> and teeth <italic>in&#x20;vitro</italic>. The sample size of most studies was less than 100, which accounted for 90.9% of P-RSCTs. P-RSCTs were all single-site studies, and no multicenter clinical trials were published. Multicenter studies were widely recognized to eliminate the bias in a single-site study and generate more convincible evidence by large numbers of hospitals and patients (<xref ref-type="bibr" rid="B75">Zheng and Zelen, 2008</xref>). Hence, the published results indicated the primary evaluation of Raman spectroscopy in the clinic.</p>
<table-wrap id="T2" position="float">
<label>TABLE 2</label>
<caption>
<p>Characteristics of published Raman spectroscopy clinical trials.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Raman type</th>
<th align="left">Number</th>
<th align="left">Sample type</th>
<th align="left">
<italic>In vivo/vitro</italic>
</th>
<th align="left">Condition/disease</th>
<th align="center">References</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td rowspan="9" align="left">Confocal Raman</td>
<td rowspan="9" align="char" char=".">11</td>
<td align="left">Ibuprofen</td>
<td rowspan="9" align="left">
<italic>In vivo</italic>
</td>
<td align="left">Healthy</td>
<td align="left"/>
</tr>
<tr>
<td rowspan="2" align="left">Skin</td>
<td align="left">Atopic dermatitis</td>
<td rowspan="2" align="left">
<xref ref-type="bibr" rid="B14">Chrit et&#x20;al. (2005)</xref>; <xref ref-type="bibr" rid="B13">Chrit et&#x20;al. (2006)</xref>; <xref ref-type="bibr" rid="B53">Richters et&#x20;al. (2017)</xref>
</td>
</tr>
<tr>
<td align="left">Healthy</td>
</tr>
<tr>
<td align="left">Dermal water</td>
<td align="left">Dermatitis</td>
<td align="left">
<xref ref-type="bibr" rid="B42">Nakagawa et&#x20;al. (2010)</xref>
</td>
</tr>
<tr>
<td align="left">Retinyl acetate</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B33">Lee et&#x20;al. (2015)</xref>; <xref ref-type="bibr" rid="B17">Dos Santos et&#x20;al. (2017)</xref>
</td>
</tr>
<tr>
<td align="left">Hormone</td>
<td align="left">Climacteric symptom</td>
<td align="left">
<xref ref-type="bibr" rid="B8">Botelho et&#x20;al. (2014)</xref>
</td>
</tr>
<tr>
<td align="left">Oil</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B12">Choe et&#x20;al. (2015)</xref>
</td>
</tr>
<tr>
<td align="left">Glucose</td>
<td align="left">Diabetes</td>
<td align="left">
<xref ref-type="bibr" rid="B10">Chaiken et&#x20;al. (2005)</xref>
</td>
</tr>
<tr>
<td align="left">
<italic>Trans</italic>-urocanic acid</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B18">Egawa and Iwaki, (2008)</xref>
</td>
</tr>
<tr>
<td rowspan="9" align="left">Probe Raman</td>
<td rowspan="9" align="char" char=".">10</td>
<td rowspan="7" align="left">Tissue</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">Brain tumor</td>
<td align="left">
<xref ref-type="bibr" rid="B31">Koljenovic et&#x20;al. (2005)</xref>
</td>
</tr>
<tr>
<td rowspan="8" align="left">
<italic>In vivo</italic>
</td>
<td align="left">Soft tissue sarcomas</td>
<td rowspan="6" align="left">
<xref ref-type="bibr" rid="B30">Kanter et&#x20;al. (2009)</xref>; <xref ref-type="bibr" rid="B27">Huang et&#x20;al. (2010)</xref>; <xref ref-type="bibr" rid="B6">Bergholt et&#x20;al. (2016)</xref>; <xref ref-type="bibr" rid="B44">Nguyen et&#x20;al. (2016)</xref>; <xref ref-type="bibr" rid="B35">Lin et&#x20;al. (2017)</xref>
</td>
</tr>
<tr>
<td align="left">Nasopharyngeal carcinoma</td>
</tr>
<tr>
<td align="left">Gastric cancer</td>
</tr>
<tr>
<td align="left">Colorectal cancer</td>
</tr>
<tr>
<td align="left">Cervical dysplasia</td>
</tr>
<tr>
<td align="left">Dermatitis</td>
</tr>
<tr>
<td align="left">Skin</td>
<td align="left">Skin cancer</td>
<td align="left">
<xref ref-type="bibr" rid="B57">Schleusener et&#x20;al. (2015)</xref>
</td>
</tr>
<tr>
<td align="left">Filaggrin</td>
<td align="left">Atopic dermatitis</td>
<td align="left">
<xref ref-type="bibr" rid="B24">Gonz&#xe1;lez et&#x20;al. (2011)</xref>
</td>
</tr>
<tr>
<td rowspan="6" align="left">Raman microscope</td>
<td rowspan="6" align="char" char=".">4</td>
<td align="left">Serum</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">Oral caner</td>
<td align="left">
<xref ref-type="bibr" rid="B56">Sahu et&#x20;al. (2013)</xref>
</td>
</tr>
<tr>
<td align="left">Hydroxyethyl starch</td>
<td align="left">
<italic>Ex vivo</italic>
</td>
<td align="left">Renal graft</td>
<td align="left">
<xref ref-type="bibr" rid="B69">Vuiblet et&#x20;al. (2016)</xref>
</td>
</tr>
<tr>
<td align="left">Salivary gland</td>
<td rowspan="4" align="left">
<italic>In vivo</italic>
</td>
<td align="left">Sjogren&#x2019;s syndrome</td>
<td align="left">
<xref ref-type="bibr" rid="B72">Xue et&#x20;al. (2014)</xref>
</td>
</tr>
<tr>
<td rowspan="3" align="left">Beta-tricalcium phosphate</td>
<td align="left">Osseointegration</td>
<td rowspan="3" align="left">
<xref ref-type="bibr" rid="B45">Pascaretti-Grizon et&#x20;al. (2017)</xref>
</td>
</tr>
<tr>
<td align="left">Sinus lift</td>
</tr>
<tr>
<td align="left">Bone graft</td>
</tr>
<tr>
<td rowspan="3" align="left">Micro-Raman</td>
<td rowspan="3" align="char" char=".">3</td>
<td rowspan="2" align="left">Luting agents</td>
<td rowspan="2" align="left">
<italic>In vitro</italic>
</td>
<td align="left">Healthy</td>
<td rowspan="2" align="left">
<xref ref-type="bibr" rid="B37">Lohbauer et&#x20;al. (2010)</xref>; <xref ref-type="bibr" rid="B43">Navarra et&#x20;al. (2012)</xref>
</td>
</tr>
<tr>
<td align="left">Natural cavities in teeth</td>
</tr>
<tr>
<td align="left">Tissue</td>
<td align="left">
<italic>In vivo</italic>
</td>
<td align="left">Periodontal inflammation</td>
<td align="left">
<xref ref-type="bibr" rid="B9">Camerlingo et&#x20;al. (2014)</xref>
</td>
</tr>
<tr>
<td rowspan="4" align="left">Resonance Raman</td>
<td rowspan="4" align="char" char=".">4</td>
<td align="left">Carotenoids</td>
<td rowspan="4" align="left">
<italic>In vivo</italic>
</td>
<td rowspan="3" align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B26">Hesterberg et&#x20;al. (2009)</xref>
</td>
</tr>
<tr>
<td align="left">Macular pigment</td>
<td align="left">
<xref ref-type="bibr" rid="B61">Tanito et&#x20;al. (2012)</xref>
</td>
</tr>
<tr>
<td align="left">Lycopene and &#xdf;-carotene</td>
<td align="left">
<xref ref-type="bibr" rid="B7">Blume-Peytavi et&#x20;al. (2009)</xref>
</td>
</tr>
<tr>
<td align="left">Human molar</td>
<td align="left">Healthy/aging</td>
<td align="left">
<xref ref-type="bibr" rid="B2">Ager et&#x20;al. (2006)</xref>
</td>
</tr>
<tr>
<td rowspan="2" align="left">Transcutaneous Raman</td>
<td rowspan="2" align="char" char=".">2</td>
<td align="left">Glucose</td>
<td rowspan="2" align="left">
<italic>In vivo</italic>
</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B20">Enejder et&#x20;al. (2005)</xref>
</td>
</tr>
<tr>
<td align="left">Bone</td>
<td align="left"/>
<td align="left">
<xref ref-type="bibr" rid="B40">Matousek et&#x20;al. (2006)</xref>
</td>
</tr>
<tr>
<td rowspan="7" align="left">Raman spectrometer</td>
<td rowspan="7" align="char" char=".">6</td>
<td align="left">Serum</td>
<td rowspan="4" align="left">
<italic>In vitro</italic>
</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B55">Rohleder et&#x20;al. (2005)</xref>
</td>
</tr>
<tr>
<td align="left"/>
<td align="left">Diabetes</td>
<td align="left"/>
</tr>
<tr>
<td align="left">Tissue</td>
<td align="left">Ovarian cancer</td>
<td align="left">
<xref ref-type="bibr" rid="B16">Crow et&#x20;al. (2003)</xref>; <xref ref-type="bibr" rid="B39">Maheedhar et&#x20;al. (2008)</xref>
</td>
</tr>
<tr>
<td align="left"/>
<td align="left">Prostate cancer</td>
<td align="left"/>
</tr>
<tr>
<td align="left"/>
<td rowspan="3" align="left">
<italic>In vivo</italic>
</td>
<td align="left">Skin cancer</td>
<td rowspan="2" align="left">
<xref ref-type="bibr" rid="B58">Sigurdsson et&#x20;al. (2004)</xref>; <xref ref-type="bibr" rid="B41">Moncada et&#x20;al. (2016)</xref>
</td>
</tr>
<tr>
<td align="left"/>
<td align="left">Melasma</td>
</tr>
<tr>
<td align="left">Urea</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B19">Egawa and Sato, (2015)</xref>
</td>
</tr>
<tr>
<td align="left">FT-Raman</td>
<td align="char" char=".">1</td>
<td align="left">Tooth</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">Healthy</td>
<td align="left">
<xref ref-type="bibr" rid="B46">Paula et&#x20;al. (2010)</xref>
</td>
</tr>
<tr>
<td rowspan="2" align="left">Kerr-gated Raman</td>
<td rowspan="2" align="char" char=".">1</td>
<td rowspan="2" align="left">Tissue</td>
<td rowspan="2" align="left">
<italic>In vitro</italic>
</td>
<td align="left">Prostate cancer</td>
<td rowspan="2" align="left">
<xref ref-type="bibr" rid="B49">Prieto et&#x20;al. (2005)</xref>
</td>
</tr>
<tr>
<td align="left">Bladder cancer</td>
</tr>
<tr>
<td rowspan="2" align="left">SERS</td>
<td rowspan="2" align="char" char=".">2</td>
<td align="left">Tissue</td>
<td rowspan="2" align="left">
<italic>In vitro</italic>
</td>
<td align="left">Colon cancer</td>
<td align="left">
<xref ref-type="bibr" rid="B74">Zavaleta et&#x20;al. (2013)</xref>
</td>
</tr>
<tr>
<td align="left">Serum</td>
<td align="left">Oral squamous cell carcinoma</td>
<td align="left">
<xref ref-type="bibr" rid="B60">Tan et&#x20;al. (2017)</xref>
</td>
</tr>
</tbody>
</table>
</table-wrap>
<p>We summarized the present situation of 55&#xa0;R-RSCTs and 44&#xa0;P-RSCTs in this review. Only three studies were published before 2008. From 2003 to 2017, both R-RCTS and P-RCTs gradually increased. From 2018 to 2020, R-RCTs raised up rapidly to around 10 clinical trials each year. No published results were obtained in PubMed since 2018. Collectively, the results are shown in <xref ref-type="fig" rid="F2">Figure&#x20;2</xref>. We look forward to the release of these registered clinical trials in the next 5&#xa0;years.</p>
<fig id="F2" position="float">
<label>FIGURE 2</label>
<caption>
<p>Number of registered and published Raman spectroscopy clinical trials from 2003 to&#x20;2020.</p>
</caption>
<graphic xlink:href="fchem-09-665841-g002.tif"/>
</fig>
</sec>
</sec>
<sec id="s4">
<title>The Current Status of SERS Clinical Trials: The Results</title>
<p>There are six registered clinical trials (<xref ref-type="table" rid="T3">Table&#x20;3</xref>) related to SERS and two published clinical trials. The illustration of samples and collected outcomes from these trials are shown in <xref ref-type="fig" rid="F3">Figure&#x20;3</xref>. The study type of five registered trials was &#x201c;Observational&#x201d; and one trial was &#x201c;Diagnostic test.&#x201d; The interventional/observational models were &#x201c;Factorial,&#x201d; &#x201c;Cohort,&#x201d; and &#x201c;Case&#x2013;control.&#x201d; A &#x201c;Factorial&#x201d; study aims to evaluate two interventions in the same trial and their interactions between two interventions. A &#x201c;Cohort&#x201d; study aims to measure the effect of a suspected risk factor in both groups of people who have a certain condition and who have no condition. A &#x201c;Case&#x2013;control&#x201d; study aims to determine factors associated with a certain condition. Two trials were registered in 2019 and four trials in 2020. Only two trials are actively recruiting subjects. The sample size of four trials was distributed in middle and small sizes. All the trials were under the phase &#x201c;Not applicable.&#x201d; The sample types were blood, urine, saliva, and tears. All the trials were conducted <italic>in&#x20;vitro</italic>. According to the published results of two studies, SERS had a sensitivity of 80.7% and a specificity of 84.1% in the diagnosis of oral squamous cell carcinoma by analyzing the fingerprints of blood and sensitivity of 326-fM SERS nanoparticles in colon tumor tissue (<xref ref-type="bibr" rid="B74">Zavaleta et&#x20;al., 2013</xref>; <xref ref-type="bibr" rid="B60">Tan et&#x20;al., 2017</xref>). According to the trials, it indicated that SERS preferred the sample type of biofluids and depended on metal nanoparticles to magnify signals.</p>
<table-wrap id="T3" position="float">
<label>TABLE 3</label>
<caption>
<p>Characteristic of registered SERS clinical trials.</p>
</caption>
<table>
<thead valign="top">
<tr>
<th align="left">Register number</th>
<th align="center">Title</th>
<th align="center">Date registration</th>
<th align="center">Condition/disease</th>
<th align="center">Sample type</th>
<th align="center">Study type</th>
<th align="center">Rec<bold>r</bold>uitment status</th>
<th align="center">Target size</th>
<th align="center">
<italic>In vivo/in&#x20;vitro</italic>
</th>
<th align="center">Phase</th>
<th align="center">Interventional/obse<bold>r</bold>vational model</th>
<th align="center">References</th>
</tr>
</thead>
<tbody valign="top">
<tr>
<td align="left">ChiCTR2000037082</td>
<td align="left">Construction of artificial intelligence&#x2013;assisted prostate tumor early diagnosis system based on surface-enhanced Raman spectroscopy</td>
<td align="left">August 26, 2020</td>
<td align="left">Prostate tumor</td>
<td align="left">Blood</td>
<td align="left">Diagnostic test</td>
<td align="left">Recruiting</td>
<td align="char" char=".">2000</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">Factorial</td>
<td align="left">
<xref ref-type="bibr" rid="B71">Wang, (2020)</xref>
</td>
</tr>
<tr>
<td align="left">NCT04239105</td>
<td align="left">Detection and analysis of circulating tumor cells (CTCs) in patients with breast cancer using a novel microfluidic and Raman spectrum device</td>
<td align="left">December 31, 2019</td>
<td align="left">Breast neoplasms (circulating tumor cells)</td>
<td align="left">Blood</td>
<td align="left">Observational</td>
<td align="left">Not recruiting</td>
<td align="char" char=".">120</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">Cohort</td>
<td align="left">
<xref ref-type="bibr" rid="B63">U.S. National Library of Medicine. (2020a)</xref>
</td>
</tr>
<tr>
<td align="left">NCT04311684</td>
<td align="left">Development and validation of hybrid Brillouin&#x2013;Raman spectroscopy for noninvasive assessment of mechanochemical properties of urine proteins as biomarkers of kidney diseases</td>
<td align="left">March 14, 2020</td>
<td align="left">Nephrotic syndrome</td>
<td align="left">Urine protein</td>
<td align="left">Observational</td>
<td align="left">Recruiting</td>
<td align="char" char=".">80</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">Cohort</td>
<td align="left">
<xref ref-type="bibr" rid="B64">U.S. National Library of Medicine. (2020b)</xref>
</td>
</tr>
<tr>
<td align="left">NCT04628962</td>
<td align="left">Raman analysis of saliva as a biomarker of COPD</td>
<td align="left">November 09, 2020</td>
<td align="left">Chronic obstructive pulmonary disease</td>
<td align="left">Saliva</td>
<td align="left">Observational</td>
<td align="left">Recruiting</td>
<td align="char" char=".">250</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">Case&#x2013;control</td>
<td align="left">
<xref ref-type="bibr" rid="B65">U.S. National Library of Medicine. (2020c)</xref>
</td>
</tr>
<tr>
<td align="left">CTRI/2019/06/019890</td>
<td align="left">Human tear sample studies using high-performance liquid chromatography with laser-induced fluorescence (HPLC-LIF) and surface-enhanced Raman spectroscopy (SERS) techniques</td>
<td align="left">27&#x2013;06-2019</td>
<td align="left">Glaucoma</td>
<td align="left">Tears</td>
<td align="left">Observational</td>
<td align="left">Not recruiting</td>
<td align="char" char=".">35</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">N/A</td>
<td align="left">
<xref ref-type="bibr" rid="B1">Adigal et&#x20;al. (2019)</xref>
</td>
</tr>
<tr>
<td align="left">CTRI/2020/07/026418</td>
<td align="left">Design and development of an optical setup for cell membrane-targeted surface-enhanced Raman spectroscopy using vortex beams</td>
<td align="left">07&#x2013;07-2020</td>
<td align="left">Healthy</td>
<td align="left">Blood</td>
<td align="left">Observational</td>
<td align="left">Not recruiting</td>
<td align="char" char=".">30</td>
<td align="left">
<italic>In vitro</italic>
</td>
<td align="left">N/A</td>
<td align="left">N/A</td>
<td align="left">
<xref ref-type="bibr" rid="B22">Ghana Shyam, (2020)</xref>
</td>
</tr>
</tbody>
</table>
</table-wrap>
<fig id="F3" position="float">
<label>FIGURE 3</label>
<caption>
<p>Illustration of SERS registered and published clinical trials.</p>
</caption>
<graphic xlink:href="fchem-09-665841-g003.tif"/>
</fig>
</sec>
<sec id="s5">
<title>Discussion and Perspective of Future SERS Clinical Application</title>
<p>This review provides an overview of the current status of Raman spectroscopy clinical registration information and published articles. It is a new and extensive survey of R-RSCTs and P-RSCTs. Most R-RSCTs are registered on platforms from the United&#x20;States, Japan, China, and Germany. Compared with preclinical studies, the ongoing R-RSCTs are very rare, and most researchers focused on developing new technology in cellular and animal models. As we mentioned above, the completed R-RSCTs in the WHO platform did not update their results in real time. Moreover, the clinical protocol of some studies in the publication was different from the registered one. It is difficult to analyze the results of R-RSCTs. Many researchers only registered a trial about Raman spectroscopy without recruiting any participants. In the summary of P-RSCTs, we found that P-RSCTs were subjected to a single-center study with a sample size of fewer than 100 subjects. Although Raman spectroscopy had many advantages, some types of Raman spectroscopy failed to continue to be developed in the clinic such as the instrument of Kerr-gated Raman, which was filled in two rooms (<xref ref-type="bibr" rid="B49">Prieto et&#x20;al., 2005</xref>). Hence, we suggest that the researchers from universities and research centers may collaborate more with clinicians and industry sponsors to conduct large-scale, high-quality, and multicenter R-RSCTs and publish their results in the corresponding registration platforms. SERS also has the same problems above, and it is in the early stage of clinical development. Most clinicians are familiar with the technologies such as computed tomography (CT) and nuclear magnetic resonance (NMR), but unfamiliar with SERS, and other Raman spectra. This resulted in the slow development of R-RSCTs and P-RSCTs.</p>
<p>SERS depends on the metal surface but is also limited by the interaction surface in the clinic. Most clinical trials chose the wavelength of laser at 785&#xa0;nm to excite the light scattering and collect the Raman signals, which proved efficiency and safety of the laser (<xref ref-type="bibr" rid="B58">Sigurdsson et&#x20;al., 2004</xref>). But the penetration distance <italic>in vivo</italic> of the laser was limited to less than 10&#xa0;mm (<xref ref-type="bibr" rid="B42">Nakagawa et&#x20;al., 2010</xref>; <xref ref-type="bibr" rid="B19">Egawa and Sato, 2015</xref>). Hence, SERS can only be used <italic>in&#x20;vitro</italic> and <italic>ex vivo</italic> to make metallic surfaces and samples close enough. There are two methods to use SERS in biomedical research. One is to add nanoparticles without SERS reporter in the samples and amplify the intrinsic Raman signals. Another one is to administrate the nanoparticles with SERS reporter directly to&#x20;detect the reporter signals. Fingerprints require complex interpretation and the concern of reproducibility. The fluorescent background of samples also brings a low signal-to-noise ratio (SNR). The second method may be a better choice in clinical application due to its higher specificity and higher&#x20;SNR.</p>
<p>Importantly, several critical issues need to be concerned with the following. First, there is the selection of reliable biomarkers in biofluids: oncology is still the &#x201c;Gold standard&#x201d; of diagnosis. Applying biomarkers in diagnosis calls for researchers from basic medicine, optical spectroscopy, and clinicians from hospitals to collaborate. Second, there are multicenter and large-scale clinical trials: large-scale trials should be conducted under standard protocols to prove the advantages of SERS in the clinic compared to other techniques. Third, there is the artificial intelligence of SERS spectra: although SERS signals may have several sharp peaks, it is still difficult to analyze the intensity and the shifts of wavelength directly. Diagnosis models of diseases are necessary to be built by artificial intelligence to transform SERS spectra to a readable clinical standard immediately. Three AI-related Raman spectroscopy clinical trials were registered in 2021. Overall, we look forward to breakthrough developments of SERS in the clinic in the next 5&#xa0;years.</p>
</sec>
</body>
<back>
<sec id="s6">
<title>Author Contributions</title>
<p>XX summarized and analyzed the data. XX wrote the manuscript. CL confirmed the data and supervised the whole study.</p>
</sec>
<sec id="s7">
<title>Funding</title>
<p>This work was supported by the Department of Science and Technology, Department of Jilin Province (No. 20190304035YY).</p>
</sec>
<sec sec-type="COI-statement" id="s8">
<title>Conflict of Interest</title>
<p>The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.</p>
</sec>
<ack>
<p>We thank Hang Su for helping complete the Sankey diagram. All authors read and approved the final manuscript.</p>
</ack>
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